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特拉華州
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6770
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86-2292473
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(州或其他管轄範圍
成立公司或組織) |
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(主要標準工業
分類代碼號) |
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(税務局僱主
識別碼) |
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邁克爾·J·艾洛
Matthew J.Gilroy 芭芭拉·J·布羅迪 Weil,Gotshal&Manges LLP 第五大道767號 紐約,NY 10153 電話:(212)310-8000 傳真:(212)310-8007 |
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雅各布·德維特
總裁和首席執行官 Oklo Inc. 科羅納多大道3190號 加州聖克拉拉,郵編:95054 (844) 200-3276 |
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David·D·加梅爾先生
Jeffrey R.Vetter,Esq. Keith J.Scherer,Esq. Gunderson Dettmer Stough Villeneuve Franklin&Hachigian,LLP 濱海公園大道一號,900號套房 馬薩諸塞州波士頓,郵編:02210 (617) 648-9100 |
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大型加速文件服務器
☐
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加速文件管理器
☐
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非加速文件管理器
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較小的報告公司
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新興成長型公司
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| | | | 董事會命令 | |
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邁克爾·克萊恩
董事會主席 |
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| | | | 董事會命令 | |
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雅各布·德維特
總裁和首席執行官 |
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常用術語
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| | | | 1 | | |
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交易的重要條款摘要
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| | | | 9 | | |
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有關業務組合的問答
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| | | | 13 | | |
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代理聲明/前景/同意徵求聲明摘要
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| | | | 32 | | |
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有關前瞻性陳述的警示説明
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| | | | 77 | | |
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風險因素
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| | | | 81 | | |
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ALTC股東特別會議
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| | | | 141 | | |
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徵求OKO股東書面同意
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| | | | 147 | | |
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1號提案 - 企業合併提案
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| | | | 152 | | |
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第2號提案—憲章提案
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| | | | 219 | | |
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第3號建議—政府建議
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| | | | 221 | | |
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第4號提案—激勵性提案
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| | | | 224 | | |
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第5號提案—ESPP提案
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| | | | 230 | | |
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第6號建議─董事選舉建議
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| | | | 234 | | |
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提案7-紐約證券交易所提案
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| | | | 235 | | |
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8號提案 - 休會提案
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| | | | 238 | | |
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與ALTC相關的其他信息
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| | | | 239 | | |
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ALTC管理層對財務狀況和運營結果的討論和分析
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| | | | 251 | | |
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關於OKLO的信息
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| | | | 255 | | |
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OKO管理層對財務狀況和經營結果的討論和分析
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| | | | 270 | | |
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高管薪酬
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| | | | 282 | | |
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企業合併後的管理
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| | | | 287 | | |
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未經審計的備考簡明合併財務信息
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| | | | 294 | | |
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證券説明
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| | | | 309 | | |
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股東權利比較
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| | | | 319 | | |
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證券和股息價格區間
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| | | | 328 | | |
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證券的實益所有權
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| | | | 329 | | |
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某些關係和關聯人交易
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| | | | 337 | | |
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公司法限制ALTC公司的公司銷售
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| | | | 341 | | |
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考核權
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| | | | 342 | | |
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提交股東建議書
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| | | | 346 | | |
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未來股東提案
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| | | | 346 | | |
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其他股東通信
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| | | | 347 | | |
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法律事務
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| | | | 347 | | |
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專家
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| | | | 347 | | |
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向股東交付文件
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| | | | 347 | | |
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您可以在哪裏找到更多信息
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| | | | 347 | | |
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合併財務報表索引
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| | | | F-1 | | |
| 附件 | | | | | | | |
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附件A - 協議和兼併重組計劃
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| | | | A-1 | | |
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附件B - 第二次修訂和重述的公司證書格式
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| | | | B-1 | | |
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附件C修訂和重述附則的 - 格式
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| | | | C-1 | | |
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附件D - 註冊權協議格式
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| | | | D-1 | | |
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附件E - 贊助商協議
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| | | | E-1 | | |
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附件F-2024年收盤後公司股票激勵計劃
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| | | | F-1 | | |
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附件G-2024年關閉後公司員工股票購買計劃
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| | | | G-1 | | |
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附件H - 對海洋之友的意見
|
| | | | H-1 | | |
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附件一 - 特拉華州一般公司法第262節
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| | | | I-1 | | |
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無兑換場景(1)
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2.5億美元場景(2)
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1.25億美元場景(3)
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數量:
個共享 |
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%
所有權 |
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數量:
個共享 |
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%
所有權 |
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數量:
個共享 |
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%
所有權 |
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Oklo股東(4)
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| | | | 78,996,459 | | | | | | 64.7% | | | | | | 78,996,459 | | | | | | 68.9% | | | | | | 78,996,459 | | | | | | 81.7% | | |
贊助商(5) | | | | | 13,950,000 | | | | | | 11.4% | | | | | | 13,950,000 | | | | | | 12.2% | | | | | | 12,700,000 | | | | | | 13.1% | | |
ALTC公共股東
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| | | | 29,150,521 | | | | | | 23.9% | | | | | | 21,697,231 | | | | | | 18.9% | | | | | | 4,982,010 | | | | | | 5.2% | | |
合計
|
| | | | 122,096,980 | | | | | | 100.0% | | | | | | 114,643,690 | | | | | | 100.0% | | | | | | 96,678,469 | | | | | | 100.0% | | |
| | |
2.75億美元方案(1)
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2億美元方案(2)
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數量:
個共享 |
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%
所有權 |
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數量:
個共享 |
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%
所有權 |
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Oklo股東(3)
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| | | | 78,996,459 | | | | | | 67.5% | | | | | | 78,996,459 | | | | | | 75.2% | | |
贊助商(4) | | | | | 13,950,000 | | | | | | 11.9% | | | | | | 13,950,000 | | | | | | 13.3% | | |
ALTC公共股東
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| | | | 24,085,120 | | | | | | 20.6% | | | | | | 12,145,676 | | | | | | 11.5% | | |
合計
|
| | | | 117,031,579 | | | | | | 100.0% | | | | | | 105,092,135 | | | | | | 100.0% | | |
| | |
無兑換場景(1)
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2.5億美元方案(2)
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1.25億美元方案(3)
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數量:
個共享 |
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%
所有權 |
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數量:
個共享 |
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%
所有權 |
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數量:
個共享 |
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%
所有權 |
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Oklo股東(4)
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| | | | 78,996,459 | | | | | | 47.6% | | | | | | 78,996,459 | | | | | | 50.2% | | | | | | 78,996,459 | | | | | | 57.8% | | |
盈利股份(5)
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| | | | 15,000,000 | | | | | | 9.0% | | | | | | 15,000,000 | | | | | | 9.5% | | | | | | 15,000,000 | | | | | | 11.0% | | |
歐克陸期權(6)
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| | | | 10,432,749 | | | | | | 6.3% | | | | | | 10,432,749 | | | | | | 6.6% | | | | | | 10,432,749 | | | | | | 7.6% | | |
獎勵計劃(7)
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| | | | 15,872,607 | | | | | | 9.6% | | | | | | 14,903,680 | | | | | | 9.5% | | | | | | 12,568,201 | | | | | | 9.2% | | |
ESPP(8)
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| | | | 2,441,940 | | | | | | 1.5% | | | | | | 2,292,874 | | | | | | 1.5% | | | | | | 1,933,569 | | | | | | 1.4% | | |
贊助商(9) | | | | | 13,950,000 | | | | | | 8.4% | | | | | | 13,950,000 | | | | | | 8.9% | | | | | | 12,700,000 | | | | | | 9.3% | | |
ALTC公共股東
|
| | | | 29,150,521 | | | | | | 17.6% | | | | | | 21,697,231 | | | | | | 13.8% | | | | | | 4,982,010 | | | | | | 3.7% | | |
合計
|
| | | | 165,844,276 | | | | | | 100.0% | | | | | | 157,272,993 | | | | | | 100.0% | | | | | | 136,612,988 | | | | | | 100.0% | | |
| | |
2.75億美元方案(1)
|
| |
2億美元方案(2)
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數量:
個共享 |
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%
所有權 |
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數量:
個共享 |
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%
所有權 |
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Oklo股東(3)
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| | | | 78,996,459 | | | | | | 49.4% | | | | | | 78,996,459 | | | | | | 54.0% | | |
溢價股份(4)
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| | | | 15,000,000 | | | | | | 9.4% | | | | | | 15,000,000 | | | | | | 10.3% | | |
Oklo選項(5)
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| | | | 10,432,749 | | | | | | 6.5% | | | | | | 10,432,749 | | | | | | 7.1% | | |
獎勵計劃(6)
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| | | | 15,214,105 | | | | | | 9.5% | | | | | | 13,661,978 | | | | | | 9.3% | | |
ESPP(7)
|
| | | | 2,340,632 | | | | | | 1.5% | | | | | | 2,101,843 | | | | | | 1.5% | | |
贊助商(8) | | | | | 13,950,000 | | | | | | 8.7% | | | | | | 13,950,000 | | | | | | 9.5% | | |
ALTC公共股東
|
| | | | 24,085,120 | | | | | | 15.0% | | | | | | 12,145,676 | | | | | | 8.3% | | |
合計
|
| | | | 160,019,065 | | | | | | 100.0% | | | | | | 146,288,705 | | | | | | 100.0% | | |
| | |
無兑換場景(1)
|
| |
2.5億美元方案(2)
|
| |
1.25億美元方案(3)
|
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| | |
個共享
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%
|
| |
個共享
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%
|
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個共享
|
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%
|
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Oklo股東(4)
|
| | | | 78,996,459 | | | | | | 64.7% | | | | | | 78,996,459 | | | | | | 68.9% | | | | | | 78,996,459 | | | | | | 81.7% | | |
贊助商(5) | | | | | 13,950,000 | | | | | | 11.4% | | | | | | 13,950,000 | | | | | | 12.2% | | | | | | 12,700,000 | | | | | | 13.1% | | |
ALTC公共股東
|
| | | | 29,150,521 | | | | | | 23.9% | | | | | | 21,697,231 | | | | | | 18.9% | | | | | | 4,982,010 | | | | | | 5.2% | | |
合計 | | | | | 122,096,980 | | | | | | 100.0% | | | | | | 114,643,690 | | | | | | 100.0% | | | | | | 96,678,469 | | | | | | 100.0% | | |
| | |
2.75億美元方案(1)
|
| |
2億美元方案(2)
|
| ||||||||||||||||||
| | |
數量:
個共享 |
| |
%
所有權 |
| |
數量:
個共享 |
| |
%
所有權 |
| ||||||||||||
Oklo股東(3)
|
| | | | 78,996,459 | | | | | | 67.5% | | | | | | 78,996,459 | | | | | | 75.2% | | |
贊助商(4) | | | | | 13,950,000 | | | | | | 11.9% | | | | | | 13,950,000 | | | | | | 13.3% | | |
ALTC公共股東
|
| | | | 24,085,120 | | | | | | 20.6% | | | | | | 12,145,676 | | | | | | 11.5% | | |
合計
|
| | | | 117,031,579 | | | | | | 100.0% | | | | | | 105,092,135 | | | | | | 100.0% | | |
| | |
無兑換場景(1)
|
| |
2.5億美元方案(2)
|
| |
1.25億美元方案(3)
|
| |||||||||||||||||||||||||||
| | |
數量
個共享 |
| |
%
所有權 |
| |
數量
個共享 |
| |
%
所有權 |
| |
數量
個共享 |
| |
%
所有權 |
| ||||||||||||||||||
Oklo股東(4)
|
| | | | 78,996,459 | | | | | | 47.6% | | | | | | 78,996,459 | | | | | | 50.2% | | | | | | 78,996,459 | | | | | | 57.8% | | |
溢價股份(5)
|
| | | | 15,000,000 | | | | | | 9.0% | | | | | | 15,000,000 | | | | | | 9.5% | | | | | | 15,000,000 | | | | | | 11.0% | | |
Oklo選項(6)
|
| | | | 10,432,749 | | | | | | 6.3% | | | | | | 10,432,749 | | | | | | 6.6% | | | | | | 10,432,749 | | | | | | 7.6% | | |
獎勵計劃(7)
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| | | | 15,872,607 | | | | | | 9.6% | | | | | | 14,903,680 | | | | | | 9.5% | | | | | | 12,568,201 | | | | | | 9.2% | | |
ESPP(8)
|
| | | | 2,441,940 | | | | | | 1.5% | | | | | | 2,292,874 | | | | | | 1.5% | | | | | | 1,933,569 | | | | | | 1.4% | | |
贊助商(9) | | | | | 13,950,000 | | | | | | 8.4% | | | | | | 13,950,000 | | | | | | 8.9% | | | | | | 12,700,000 | | | | | | 9.3% | | |
ALTC公共股東
|
| | | | 29,150,521 | | | | | | 17.6% | | | | | | 21,697,231 | | | | | | 13.8% | | | | | | 4,982,010 | | | | | | 3.7% | | |
總計
|
| | | | 165,844,276 | | | | | | 100.0% | | | | | | 157,272,993 | | | | | | 100.0% | | | | | | 136,612,988 | | | | | | 100.0% | | |
| | |
2.75億美元方案(1)
|
| |
2億美元方案(2)
|
| ||||||||||||||||||
| | |
數量
個共享 |
| |
%
所有權 |
| |
數量
個共享 |
| |
%
所有權 |
| ||||||||||||
Oklo股東(3)
|
| | | | 78,996,459 | | | | | | 49.4% | | | | | | 78,996,459 | | | | | | 54.0% | | |
溢價股份(4)
|
| | | | 15,000,000 | | | | | | 9.4% | | | | | | 15,000,000 | | | | | | 10.3% | | |
Oklo選項(5)
|
| | | | 10,432,749 | | | | | | 6.5% | | | | | | 10,432,749 | | | | | | 7.1% | | |
獎勵計劃(6)
|
| | | | 15,214,105 | | | | | | 9.5% | | | | | | 13,661,978 | | | | | | 9.3% | | |
ESPP(7)
|
| | | | 2,340,632 | | | | | | 1.5% | | | | | | 2,101,843 | | | | | | 1.5% | | |
贊助商(8) | | | | | 13,950,000 | | | | | | 8.7% | | | | | | 13,950,000 | | | | | | 9.5% | | |
ALTC公共股東
|
| | | | 24,085,120 | | | | | | 15.0% | | | | | | 12,145,676 | | | | | | 8.3% | | |
總計
|
| | | | 160,019,065 | | | | | | 100.0% | | | | | | 146,288,705 | | | | | | 100.0% | | |
| | |
無兑換
場景(1) |
| |
2.75億美元
場景(2) |
| |
2.5億美元
場景(3) |
| |
2億美元
場景(4) |
| |
1.25億美元
場景(5) |
| |||||||||||||||
未贖回的公共股
|
| | | | 29,150,521 | | | | | | 24,085,120 | | | | | | 21,697,231 | | | | | | 12,145,676 | | | | | | 4,982,010 | | |
可用期末空間現金
|
| | | $ | 328,032,219 | | | | | $ | 275,000,000 | | | | | $ | 250,000,000 | | | | | $ | 200,000,000 | | | | | $ | 125,000,000 | | |
剩餘延期承銷費
|
| | | $ | 7,000,000 | | | | | $ | 7,000,000 | | | | | $ | 7,000,000 | | | | | $ | 7,000,000 | | | | | $ | 7,000,000 | | |
有效遞延承銷費(6)
|
| | | | 2.3% | | | | | | 2.5% | | | | | | 2.8% | | | | | | 3.5% | | | | | | 5.6% | | |
| | |
創始人
個共享 |
| |
私募
個共享 |
| ||||||
艾莉森·格林
|
| | | | 214,400 | | | | | | 24,900 | | |
彼得·拉特曼
|
| | | | 128,600 | | | | | | 14,900 | | |
Frances Frei
|
| | | | 128,600 | | | | | | 14,900 | | |
John L. Thornton
|
| | | | 257,300 | | | | | | 29,800 | | |
Jay Taragin
|
| | | | 5,000 | | | | | | — | | |
來源
|
| | | | | | | |
使用
|
| | | | | | |
(百萬美元)
|
| |||||||||||||||
信託賬户中的現金和投資(1)
|
| | | | 303.0 | | | |
資產負債表中的現金
|
| | | | 286.6 | | |
允許的股權融資(2)
|
| | | | 25.0 | | | | | |||||||
贊助商承諾(3)
|
| | | | 0 | | | |
交易費用(4)(5)
|
| | | | 41.4 | | |
來源合計
|
| | | | 328.0 | | | |
總使用量
|
| | | | 328.0 | | |
來源
|
| | | | | | | |
使用
|
| | | | | | |
(百萬美元)
|
| |||||||||||||||
信託賬户中的現金和投資(1)
|
| | | | 250.0 | | | |
資產負債表中的現金
|
| | | | 233.6 | | |
允許的股權融資(2)
|
| | | | 25.0 | | | | | |||||||
贊助商承諾(3)
|
| | | | 0 | | | |
交易費用(4)(5)
|
| | | | 41.4 | | |
來源合計
|
| | | | 275.0 | | | |
總使用量
|
| | | | 275.0 | | |
來源
|
| | | | | | | |
使用
|
| | | | | | |
(百萬美元)
|
| |||||||||||||||
信託賬户中的現金和投資(1)
|
| | | | 225.0 | | | |
資產負債表中的現金
|
| | | | 208.6 | | |
允許的股權融資(2)
|
| | | | 25.0 | | | | | | | | | | | |
贊助商承諾(3)
|
| | | | 0 | | | |
交易費用(4)(5)
|
| | | | 41.4 | | |
來源合計
|
| | | | 250.0 | | | |
總使用量
|
| | | | 250.0 | | |
來源
|
| | | | | | | |
使用
|
| | | | | | |
(百萬美元)
|
| |||||||||||||||
信託賬户中的現金和投資(1)
|
| | | | 125.0 | | | |
資產負債表中的現金
|
| | | | 158.6 | | |
允許的股權融資(2)
|
| | | | 25.0 | | | | | | | | | | | |
贊助商承諾(3)
|
| | | | 50.0 | | | |
交易費用(4)(5)
|
| | | | 41.4 | | |
來源合計
|
| | | | 200.0 | | | |
總使用量
|
| | | | 200.0 | | |
來源
|
| | | | | | | |
使用
|
| | | | | | |
(百萬美元)
|
| |||||||||||||||
信託賬户中的現金和投資(1)
|
| | | | 50.0 | | | |
資產負債表中的現金
|
| | | | 83.6 | | |
允許的股權融資(2)
|
| | | | 25.0 | | | | | | | | | | | |
贊助商承諾(3)
|
| | | | 50.0 | | | |
交易費用(4)(5)
|
| | | | 41.4 | | |
來源合計
|
| | | | 125.0 | | | |
總使用量
|
| | | | 125.0 | | |
| | |
無贖回
場景(1) |
| |
2.75億美元
場景(2) |
| |
2.5億美元
場景(3) |
| |
2億美元
場景(4) |
| |
1.25億美元
場景(5) |
| |||||||||||||||||||||||||||||||||||||||||||||
| | |
個共享
|
| |
%
|
| |
個共享
|
| |
%
|
| |
個共享
|
| |
%
|
| |
個共享
|
| |
%
|
| |
個共享
|
| |
%
|
| ||||||||||||||||||||||||||||||
Oklo股東(6)
|
| | | | 78,996,459 | | | | | | 64.7% | | | | | | 78,996,459 | | | | | | 67.4% | | | | | | 78,996,459 | | | | | | 68.8% | | | | | | 78,996,459 | | | | | | 75.1% | | | | | | 78,996,459 | | | | | | 81.7% | | |
贊助商(7) | | | | | 13,950,000 | | | | | | 11.4% | | | | | | 13,950,000 | | | | | | 11.9% | | | | | | 13,950,000 | | | | | | 12.2% | | | | | | 13,950,000 | | | | | | 13.3% | | | | | | 12,700,000 | | | | | | 13.1% | | |
ALTC公共股東
|
| | | | 29,150,521 | | | | | | 23.9% | | | | | | 24,214,513 | | | | | | 20.7% | | | | | | 21,813,796 | | | | | | 19.0% | | | | | | 12,210,927 | | | | | | 11.6% | | | | | | 5,008,775 | | | | | | 5.2% | | |
合計
|
| | | | 122,096,980 | | | | | | 100.0% | | | | | | 117,160,972 | | | | | | 100.0% | | | | | | 114,760,255 | | | | | | 100.0% | | | | | | 105,157,386 | | | | | | 100.0% | | | | | | 96,705,234 | | | | | | 100.0% | | |
| | |
無贖回
場景 |
| |
2.75億美元
場景 |
| |
2.5億美元
場景 |
| |
2億美元
場景 |
| |
1.25億美元
場景 |
| |||||||||||||||
精選未經審計的暫定精簡合併運營報表數據
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
運營費用
|
| | | $ | 22,906,730 | | | | | $ | 22,906,730 | | | | | $ | 22,906,730 | | | | | $ | 22,906,730 | | | | | $ | 22,906,730 | | |
運營虧損
|
| | | $ | (22,906,730) | | | | | $ | (22,906,730) | | | | | $ | (22,906,730) | | | | | $ | (22,906,730) | | | | | $ | (22,906,730) | | |
淨虧損
|
| | | $ | (22,726,370) | | | | | $ | (22,726,370) | | | | | $ | (22,726,370) | | | | | $ | (22,726,370) | | | | | $ | (22,726,370) | | |
每股淨虧損 - 基本股和攤薄股
|
| | | $ | (0.19) | | | | | $ | (0.19) | | | | | $ | (0.20) | | | | | $ | (0.22) | | | | | $ | (0.24) | | |
加權平均股—基本股和攤薄股
|
| | | | 122,096,980 | | | | | | 117,160,972 | | | | | | 114,760,255 | | | | | | 105,157,386 | | | | | | 96,705,234 | | |
精選未經審計的暫定精簡合併運營報表數據
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
運營費用
|
| | | $ | 16,764,295 | | | | | $ | 16,764,295 | | | | | $ | 16,764,295 | | | | | $ | 16,764,295 | | | | | $ | 16,764,295 | | |
運營虧損
|
| | | $ | (16,764,295) | | | | | $ | (16,764,295) | | | | | $ | (16,764,295) | | | | | $ | (16,764,295) | | | | | $ | (16,764,295) | | |
淨虧損
|
| | | $ | (16,763,375) | | | | | $ | (16,763,375) | | | | | $ | (16,763,375) | | | | | $ | (16,763,375) | | | | | $ | (16,763,375) | | |
每股淨虧損 - 基本股和攤薄股
|
| | | $ | (0.14) | | | | | $ | (0.14) | | | | | $ | (0.15) | | | | | $ | (0.16) | | | | | $ | (0.17) | | |
加權平均股—基本股和攤薄股
|
| | | | 122,096,980 | | | | | | 117,160,972 | | | | | | 114,760,255 | | | | | | 105,157,386 | | | | | | 96,705,234 | | |
精選未經審計的暫定濃縮合並資產負債表數據
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
流動資產總額
|
| | | $ | 310,947,716 | | | | | $ | 259,546,325 | | | | | $ | 234,546,325 | | | | | $ | 184,546,325 | | | | | $ | 109,546,325 | | |
總資產
|
| | | | 311,633,425 | | | | | | 260,232,034 | | | | | | 235,232,034 | | | | | | 185,232,034 | | | | | | 110,232,034 | | |
流動負債總額
|
| | | | 3,970,148 | | | | | | 3,970,148 | | | | | | 3,970,148 | | | | | | 3,970,148 | | | | | | 3,970,148 | | |
總負債
|
| | | | 28,970,148 | | | | | | 28,970,148 | | | | | | 28,970,148 | | | | | | 28,970,148 | | | | | | 28,970,148 | | |
股東權益總額
|
| | | | 282,663,277 | | | | | | 231,261,886 | | | | | | 206,261,886 | | | | | | 156,261,886 | | | | | | 81,261,886 | | |
| | |
創始人
個共享 |
| |
私人
安置 個共享 |
| ||||||
艾莉森·格林
|
| | | | 214,400 | | | | | | 24,900 | | |
彼得·拉特曼
|
| | | | 128,600 | | | | | | 14,900 | | |
弗朗西斯·弗雷
|
| | | | 128,600 | | | | | | 14,900 | | |
約翰·桑頓
|
| | | | 257,300 | | | | | | 29,800 | | |
傑伊·塔拉金
|
| | | | 5,000 | | | | | | — | | |
| | |
無兑換場景(1)
|
| |
2.5億美元場景(2)
|
| |
1.25億美元場景(3)
|
| |||||||||||||||||||||||||||
| | |
個共享
|
| |
%
|
| |
個共享
|
| |
%
|
| |
個共享
|
| |
%
|
| ||||||||||||||||||
Oklo股東(4)
|
| | | | 78,996,459 | | | | | | 64.7% | | | | | | 78,996,459 | | | | | | 68.9% | | | | | | 78,996,459 | | | | | | 81.7% | | |
贊助商(5) | | | | | 13,950,000 | | | | | | 11.4% | | | | | | 13,950,000 | | | | | | 12.2% | | | | | | 12,700,000 | | | | | | 13.1% | | |
ALTC公共股東
|
| | | | 29,150,521 | | | | | | 23.9% | | | | | | 21,697,231 | | | | | | 18.9% | | | | | | 4,982,010 | | | | | | 5.2% | | |
合計 | | | | | 122,096,980 | | | | | | 100.0% | | | | | | 114,643,690 | | | | | | 100.0% | | | | | | 96,678,469 | | | | | | 100.0% | | |
| | |
2.75億美元方案(1)
|
| |
2億美元方案(2)
|
| ||||||||||||||||||
| | |
數量:
個共享 |
| |
%
所有權 |
| |
數量:
個共享 |
| |
%
所有權 |
| ||||||||||||
Oklo股東(3)
|
| | | | 78,996,459 | | | | | | 67.5% | | | | | | 78,996,459 | | | | | | 75.2% | | |
贊助商(4) | | | | | 13,950,000 | | | | | | 11.9% | | | | | | 13,950,000 | | | | | | 13.3% | | |
ALTC公共股東
|
| | | | 24,085,120 | | | | | | 20.6% | | | | | | 12,145,676 | | | | | | 11.5% | | |
合計
|
| | | | 117,031,579 | | | | | | 100.0% | | | | | | 105,092,135 | | | | | | 100.0% | | |
| | |
無贖回
場景(1) |
| |
2.5億美元方案(2)
|
| |
1.25億美元方案(3)
|
| |||||||||||||||||||||||||||
| | |
數量:
個共享 |
| |
%
所有權 |
| |
數量:
個共享 |
| |
%
所有權 |
| |
數量:
個共享 |
| |
%
所有權 |
| ||||||||||||||||||
| | | | | | | | ||||||||||||||||||||||||||||||
Oklo股東(4)
|
| | | | 78,996,459 | | | | | | 47.6% | | | | | | 78,996,459 | | | | | | 50.2% | | | | | | 78,996,459 | | | | | | 57.8% | | |
盈利股份(5)
|
| | | | 15,000,000 | | | | | | 9.0% | | | | | | 15,000,000 | | | | | | 9.5% | | | | | | 15,000,000 | | | | | | 11.0% | | |
歐克陸期權(6)
|
| | | | 10,,432,749 | | | | | | 6.3% | | | | | | 10,,432,749 | | | | | | 6.6% | | | | | | 10,,432,749 | | | | | | 7.6% | | |
獎勵計劃(7)
|
| | | | 15,872,607 | | | | | | 9.6% | | | | | | 14,903,680 | | | | | | 9.5% | | | | | | 12,568,201 | | | | | | 9.2% | | |
ESPP(8)
|
| | | | 2,441,940 | | | | | | 1.5% | | | | | | 2,292,874 | | | | | | 1.5% | | | | | | 1,933,569 | | | | | | 1.4% | | |
贊助商(9) | | | | | 13,950,000 | | | | | | 8.4% | | | | | | 13,950,000 | | | | | | 8.9% | | | | | | 12,700,000 | | | | | | 9.3% | | |
ALTC公共股東
|
| | | | 29,150,521 | | | | | | 17.6% | | | | | | 21,697,231 | | | | | | 13.8% | | | | | | 4,982,010 | | | | | | 3.7% | | |
合計
|
| | | | 165,844,276 | | | | | | 100.0% | | | | | | 157,272,993 | | | | | | 100.0% | | | | | | 136,612,988 | | | | | | 100.0% | | |
| | |
2.75億美元方案(1)
|
| |
2億美元方案(2)
|
| ||||||||||||||||||
| | |
數量:
個共享 |
| |
%
所有權 |
| |
數量:
個共享 |
| |
%
所有權 |
| ||||||||||||
| | | | | | ||||||||||||||||||||
Oklo股東(3)
|
| | | | 78,996,459 | | | | | | 49.4% | | | | | | 78,996,459 | | | | | | 54.0% | | |
溢價股份(4)
|
| | | | 15,000,000 | | | | | | 9.4% | | | | | | 15,000,000 | | | | | | 10.3% | | |
Oklo選項(5)
|
| | | | 10,432,749 | | | | | | 6.5% | | | | | | 10,432,749 | | | | | | 7.1% | | |
獎勵計劃(6)
|
| | | | 15,214,105 | | | | | | 9.5% | | | | | | 13,661,978 | | | | | | 9.3% | | |
ESPP(7)
|
| | | | 2,340,632 | | | | | | 1.5% | | | | | | 2,101,843 | | | | | | 1.5% | | |
贊助商(8) | | | | | 13,950,000 | | | | | | 8.7% | | | | | | 13,950,000 | | | | | | 9.5% | | |
ALTC公共股東
|
| | | | 24,085,120 | | | | | | 15.0% | | | | | | 12,145,676 | | | | | | 8.3% | | |
合計
|
| | | | 160,019,065 | | | | | | 100.0% | | | | | | 146,288,705 | | | | | | 100.0% | | |
| | |
無兑換場景(1)
|
| |
2.5億美元場景(2)
|
| |
1.25億美元場景(3)
|
| |||||||||||||||||||||||||||
| | |
個共享
|
| |
%
|
| |
個共享
|
| |
%
|
| |
個共享
|
| |
%
|
| ||||||||||||||||||
Oklo股東(4)
|
| | | | 78,996,459 | | | | | | 64.7% | | | | | | 78,996,459 | | | | | | 68.9% | | | | | | 78,996,459 | | | | | | 81.7% | | |
贊助商(5) | | | | | 13,950,000 | | | | | | 11.4% | | | | | | 13,950,000 | | | | | | 12.2% | | | | | | 12,700,000 | | | | | | 13.1% | | |
ALTC公共股東
|
| | | | 29,150,521 | | | | | | 23.9% | | | | | | 21,697,231 | | | | | | 18.9% | | | | | | 4,982,010 | | | | | | 5.2% | | |
合計 | | | | | 122,096,980 | | | | | | 100.0% | | | | | | 114,643,690 | | | | | | 100.0% | | | | | | 96,678,469 | | | | | | 100.0% | | |
| | |
2.75億美元方案(1)
|
| |
2億美元方案(2)
|
| ||||||||||||||||||
| | |
數量:
個共享 |
| |
%
所有權 |
| |
數量:
個共享 |
| |
%
所有權 |
| ||||||||||||
Oklo股東(3)
|
| | | | 78,996,459 | | | | | | 67.5% | | | | | | 78,996,459 | | | | | | 75.2% | | |
贊助商(4) | | | | | 13,950,000 | | | | | | 11.9% | | | | | | 13,950,000 | | | | | | 13.3% | | |
ALTC公共股東
|
| | | | 24,085,120 | | | | | | 20.6% | | | | | | 12,145,676 | | | | | | 11.5% | | |
合計 | | | | | 117,031,579 | | | | | | 100.0% | | | | | | 105,092,135 | | | | | | 100.0% | | |
| | |
無兑換場景(1)
|
| |
2.5億美元方案(2)
|
| |
1.25億美元方案(3)
|
| |||||||||||||||||||||||||||
| | |
數量:
個共享 |
| |
%
所有權 |
| |
數量:
個共享 |
| |
%
所有權 |
| |
數量:
個共享 |
| |
%
所有權 |
| ||||||||||||||||||
Oklo股東(4)
|
| | | | 78,996,459 | | | | | | 47.6% | | | | | | 78,996,459 | | | | | | 50.2% | | | | | | 78,996,459 | | | | | | 57.8% | | |
盈利股份(5)
|
| | | | 15,000,000 | | | | | | 9.0% | | | | | | 15,000,000 | | | | | | 9.5% | | | | | | 15,000,000 | | | | | | 11.0% | | |
歐克陸期權(6)
|
| | | | 10,432,749 | | | | | | 6.3% | | | | | | 10,432,749 | | | | | | 6.6% | | | | | | 10,432,749 | | | | | | 7.6% | | |
獎勵計劃(7)
|
| | | | 15,872,607 | | | | | | 9.6% | | | | | | 14,903,680 | | | | | | 9.5% | | | | | | 12,568,201 | | | | | | 9.2% | | |
ESPP(8)
|
| | | | 2,441,940 | | | | | | 1.5% | | | | | | 2,292,874 | | | | | | 1.5% | | | | | | 1,933,569 | | | | | | 1.4% | | |
贊助商(9) | | | | | 13,950,000 | | | | | | 8.4% | | | | | | 13,950,000 | | | | | | 8.9% | | | | | | 12,700,000 | | | | | | 9.3% | | |
ALTC公共股東
|
| | | | 29,150,521 | | | | | | 17.6% | | | | | | 21,697,231 | | | | | | 13.8% | | | | | | 4,982,010 | | | | | | 3.7% | | |
合計
|
| | | | 165,844,276 | | | | | | 100.0% | | | | | | 157,272,993 | | | | | | 100.0% | | | | | | 136,612,988 | | | | | | 100.0% | | |
| | |
2.75億美元方案(1)
|
| |
2億美元方案(2)
|
| ||||||||||||||||||
| | |
數量:
個共享 |
| |
%
所有權 |
| |
數量:
個共享 |
| |
%
所有權 |
| ||||||||||||
Oklo股東(3)
|
| | | | 78,996,459 | | | | | | 49.4% | | | | | | 78,996,459 | | | | | | 54.0% | | |
溢價股份(4)
|
| | | | 15,000,000 | | | | | | 9.4% | | | | | | 15,000,000 | | | | | | 10.3% | | |
Oklo選項(5)
|
| | | | 10,432,749 | | | | | | 6.5% | | | | | | 10,432,749 | | | | | | 7.1% | | |
獎勵計劃(6)
|
| | | | 15,214,105 | | | | | | 9.5% | | | | | | 13,661,978 | | | | | | 9.3% | | |
ESPP(7)
|
| | | | 2,340,632 | | | | | | 1.5% | | | | | | 2,101,843 | | | | | | 1.5% | | |
贊助商(8) | | | | | 13,950,000 | | | | | | 8.7% | | | | | | 13,950,000 | | | | | | 9.5% | | |
ALTC公共股東
|
| | | | 24,085,120 | | | | | | 15.0% | | | | | | 12,145,676 | | | | | | 8.3% | | |
合計
|
| | | | 160,019,065 | | | | | | 100.0% | | | | | | 146,288,705 | | | | | | 100.0% | | |
| | |
不贖回
場景(1) |
| |
2.75億美元
場景(2) |
| |
2.5億美元
場景(3) |
| |
2億美元
場景(4) |
| |
1.25億美元
場景(5) |
| |||||||||||||||
未贖回的公眾股
|
| | | | 29,150,521 | | | | | | 24,085,120 | | | | | | 21,697,231 | | | | | | 12,145,676 | | | | | | 4,982,010 | | |
可用的期末SPAC現金
|
| | | $ | 328,032,219 | | | | | $ | 275,000,000 | | | | | $ | 250,000,000 | | | | | $ | 200,000,000 | | | | | $ | 125,000,000 | | |
剩餘延期的未受信任費用
|
| | | $ | 7,000,000 | | | | | $ | 7,000,000 | | | | | $ | 7,000,000 | | | | | $ | 7,000,000 | | | | | $ | 7,000,000 | | |
有效的延期承保
費用(6) |
| | | | 2.3% | | | | | | 2.5% | | | | | | 2.8% | | | | | | 3.5% | | | | | | 5.6% | | |
| | |
T+0
|
| |
T+1
|
| |
T+2
|
| |
T+3
|
| |
T+4
|
| |
T+5
|
| |
T+10
|
| |
40年壽命
工廠的 |
| ||||||||||||||||||||||||
資本支出
|
| | | $ | (57) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (17) | | | | | $ | (107) | | |
工廠成本
|
| | | $ | (24) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (24) | | |
初始燃料負荷
|
| | | $ | (33) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (33) | | |
加油成本
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (17) | | | | | $ | (50) | | |
收入 | | | | | | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 508 | | |
電力銷售收入
|
| | | | | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 508 | | |
費用 | | | | | | | | | | $ | (3) | | | | | $ | (3) | | | | | $ | (3) | | | | | $ | (3) | | | | | $ | (3) | | | | | $ | (3) | | | | | $ | (120) | | |
固定工廠
|
| | | | | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (96) | | |
可變工廠
|
| | | | | | | | | $ | (1) | | | | | $ | (1) | | | | | $ | (1) | | | | | $ | (1) | | | | | $ | (1) | | | | | $ | (1) | | | | | $ | (24) | | |
年度工廠現金流
|
| | | $ | (57) | | | | | $ | 10 | | | | | $ | 10 | | | | | $ | 10 | | | | | $ | 10 | | | | | $ | 10 | | | | | $ | (7) | | | | | $ | 281 | | |
現金利潤率
|
| | | | 不適用 | | | | | | 76.4% | | | | | | 76.4% | | | | | | 76.4% | | | | | | 76.4% | | | | | | 76.4% | | | | | | (54.4)% | | | | | | 55.4% | | |
| | |
T+0
|
| |
T+1
|
| |
T+2
|
| |
T+3
|
| |
T+4
|
| |
T+5
|
| |
T+10
|
| |
40年壽命
工廠的 |
| ||||||||||||||||||||||||
資本支出
|
| | | $ | (116) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (27) | | | | | $ | (198) | | |
工廠成本
|
| | | $ | (61) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (61) | | |
初始燃料負荷
|
| | | $ | (55) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (55) | | |
加油成本
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (27) | | | | | $ | (82) | | |
收入 | | | | | | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | |
$
|
1,452
|
| |
電力銷售收入
|
| | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 1,452 | | | | | | | | |
費用 | | | | $ | (7) | | | | | $ | (7) | | | | | $ | (7) | | | | | $ | (7) | | | | | $ | (7) | | | | | $ | (7) | | | | | $ | (288) | | | | | | | | |
固定工廠
|
| | | $ | (6) | | | | | $ | (6) | | | | | $ | (6) | | | | | $ | (6) | | | | | $ | (6) | | | | | $ | (6) | | | | | $ | (224) | | | | | | | | |
可變工廠
|
| | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (65) | | | | | | | | |
年度工廠現金流
|
| | | $ | (116) | | | | | $ | 29 | | | | | $ | 29 | | | | | $ | 29 | | | | | $ | 29 | | | | | $ | 29 | | | | | $ | 2 | | | | | $ | 966 | | |
現金利潤率
|
| | | | 不適用 | | | | |
|
80.1%
|
| | | | | 80.1% | | | | | | 80.1% | | | | | | 80.1% | | | | | | 80.1% | | | | | | 4.9% | | | | | | 66.5% | | |
| | |
2026財年
EV/收入 |
| |
2026財年
EV/EBITDA |
| ||||||
NextEra Energy,Inc.
|
| | | | 8.02 | | | | | | 14.37 | | |
Xcel Energy Inc.
|
| | | | 3.74 | | | | | | 9.90 | | |
杜克能源公司
|
| | | | 4.95 | | | | | | 10.35 | | |
美國電力公司
|
| | | | 4.32 | | | | | | 10.02 | | |
Entergy Corporation
|
| | | | 3.24 | | | | | | 8.98 | | |
Brookfield Renewable Partners L.P.
|
| | | | 9.33 | | | | | | 21.89 | | |
愛迪生國際公司
|
| | | | 3.46 | | | | | | 8.76 | | |
公共服務企業集團公司
|
| | | | 4.71 | | | | | | 11.08 | | |
Sempra Energy
|
| | | | 4.74 | | | | | | 12.91 | | |
CMS能源公司
|
| | | | 3.45 | | | | | | 10.38 | | |
恆源能源
|
| | | | 3.61 | | | | | | 10.42 | | |
FirstEnergy Corp.
|
| | | | 3.32 | | | | | | 10.02 | | |
第一四分位數
|
| | | | 12.28 | | | | | | 3.61 | | |
平均值
|
| | | | 13.55 | | | | | | 5.09 | | |
中位數
|
| | | | 12.87 | | | | | | 4.20 | | |
第三四分位數
|
| | | | 14.86 | | | | | | 5.18 | | |
| | |
2026財年
EV/收入 |
| |
2026財年
EV/EBITDA |
| ||||||
NextEra Energy,Inc.
|
| | | | 8.02 | | | | | | 14.37 | | |
Xcel Energy Inc.
|
| | | | 3.74 | | | | | | 9.90 | | |
杜克能源公司
|
| | | | 4.95 | | | | | | 10.35 | | |
美國電力公司
|
| | | | 4.32 | | | | | | 10.02 | | |
Entergy Corporation
|
| | | | 3.24 | | | | | | 8.98 | | |
Brookfield Renewable Partners L.P.
|
| | | | 9.33 | | | | | | 21.89 | | |
愛迪生國際公司
|
| | | | 3.46 | | | | | | 8.76 | | |
公共服務企業集團公司
|
| | | | 4.71 | | | | | | 11.08 | | |
Sempra Energy
|
| | | | 4.74 | | | | | | 12.91 | | |
CMS能源公司
|
| | | | 3.45 | | | | | | 10.38 | | |
恆源能源
|
| | | | 3.61 | | | | | | 10.42 | | |
FirstEnergy Corp.
|
| | | | 3.32 | | | | | | 10.02 | | |
Vestas Wind Systems A/S
|
| | | | 1.30 | | | | | | 8.85 | | |
Ormat Technologies公司
|
| | | | 6.18 | | | | | | 11.75 | | |
First Solar,Inc.
|
| | | | 3.19 | | | | | | 6.35 | | |
Plug Power Inc.
|
| | | | 1.75 | | | | | | 10.09 | | |
Bloom Energy Corporation
|
| | | | 1.80 | | | | | | 12.11 | | |
Graham Corporation
|
| | | | 0.73 | | | | | | 10.20 | | |
BWX技術公司
|
| | | | 2.89 | | | | | | 13.68 | | |
Centrus Energy Corp.
|
| | | | 1.53 | | | | | | 8.05 | | |
Mirion Technologies,Inc.
|
| | | | 2.77 | | | | | | 10.87 | | |
第一四分位數
|
| | | | 2.04 | | | | | | 8.88 | | |
平均值
|
| | | | 3.47 | | | | | | 10.78 | | |
中位數
|
| | | | 2.87 | | | | | | 10.44 | | |
第三四分位數
|
| | | | 4.71 | | | | | | 12.37 | | |
| | | | | | | | |
50%的保薦人股份歸屬
|
| |
100%保薦人股份歸屬
|
| ||||||||||||||||||
| | |
平均OKLO
企業價值 |
| |
不贖回
場景 |
| |
2.5億美元
場景 |
| |
不贖回
場景 |
| |
2.5億美元
場景 |
| |||||||||||||||
基線
|
| | | | 1,900,043,602 | | | | | $ | 16.66 | | | | | $ | 14.83 | | | | | $ | 15.96 | | | | | $ | 14.21 | | |
場景#1
|
| | | | 1,241,726,530 | | | | | $ | 12.05 | | | | | $ | 10.22 | | | | | $ | 11.55 | | | | | $ | 9.80 | | |
場景2
|
| | | | 1,089,567,107 | | | | | $ | 10.99 | | | | | $ | 9.16 | | | | | $ | 10.53 | | | | | $ | 8.77 | | |
場景3
|
| | | | 886,466,303 | | | | | $ | 9.57 | | | | | $ | 7.74 | | | | | $ | 9.17 | | | | | $ | 7.41 | | |
| | | | | | | | |
50%的保薦人股份歸屬
|
| |
100%保薦人股份歸屬
|
| ||||||
| | |
平均OKLO
企業價值 |
| |
2.5億美元
場景 |
| |
2.5億美元
場景 |
| |||||||||
基線
|
| | | | 1,900,043,602 | | | | | $ | 18.06 | | | | | $ | 17.14 | | |
場景#1
|
| | | | 1,241,726,530 | | | | | $ | 12.45 | | | | | $ | 11.82 | | |
場景2
|
| | | | 1,089,567,107 | | | | | $ | 11.15 | | | | | $ | 10.59 | | |
場景3
|
| | | | 886,466,303 | | | | | $ | 9.42 | | | | | $ | 8.94 | | |
| | |
方正股份
|
| |
私募
個共享 |
| ||||||
艾莉森·格林
|
| | | | 214,400 | | | | | | 24,900 | | |
彼得·拉特曼
|
| | | | 128,600 | | | | | | 14,900 | | |
弗朗西斯·弗雷
|
| | | | 128,600 | | | | | | 14,900 | | |
約翰·桑頓
|
| | | | 257,300 | | | | | | 29,800 | | |
傑伊·塔拉金
|
| | | | 5,000 | | | | | | — | | |
來源
|
| | | | | | | |
使用
|
| | | | | | |
(百萬美元)
|
| |||||||||||||||
以信託形式持有的現金和投資
帳户(1) |
| | | | 303.0 | | | |
資產負債表中的現金
|
| | | | 286.6 | | |
允許股權融資(2)
|
| | | | 25.0 | | | | | | | | | | | |
贊助商承諾(3)
|
| | | | 0 | | | |
交易費用(4)(5)
|
| | | | 41.4 | | |
來源合計
|
| | | | 328.0 | | | |
總使用量
|
| | | | 328.0 | | |
來源
|
| | | | | | | |
使用
|
| | | | | | |
(百萬美元)
|
| |||||||||||||||
信託賬户中的現金和投資(1)
|
| | | | 250.0 | | | |
資產負債表中的現金
|
| | | | 233.6 | | |
允許股權融資(2)
|
| | | | 25.0 | | | | | | | | | | | |
贊助商承諾(3)
|
| | | | 0 | | | |
交易費用(4)(5)
|
| | | | 41.4 | | |
來源合計
|
| | | | 275.0 | | | |
總使用量
|
| | | | 275.0 | | |
來源
|
| | | | | | | |
使用
|
| | | | | | |
(百萬美元)
|
| |||||||||||||||
以信託形式持有的現金和投資
帳户(1) |
| | | | 225.0 | | | |
資產負債表中的現金
|
| | | | 208.6 | | |
允許股權融資(2)
|
| | | | 25.0 | | | | | | | | | | | |
贊助商承諾(3)
|
| | | | 0 | | | |
交易費用(4)(5)
|
| | | | 41.4 | | |
來源合計
|
| | | | 250.0 | | | |
總使用量
|
| | | | 250.0 | | |
來源
|
| | | | | | | |
使用
|
| | | | | | |
(百萬美元)
|
| |||||||||||||||
信託賬户中的現金和投資(1)
|
| | | | 125.0 | | | |
資產負債表中的現金
|
| | | | 158.6 | | |
允許股權融資(2)
|
| | | | 25.0 | | | | | | | | | | | |
贊助商承諾(3)
|
| | | | 50.0 | | | |
交易費用(4)(5)
|
| | | | 41.4 | | |
來源合計
|
| | | | 200.0 | | | |
總使用量
|
| | | | 200.0 | | |
來源
|
| | | | | | | |
使用
|
| | | | | | |
(百萬美元)
|
| |||||||||||||||
以信託形式持有的現金和投資
帳户(1) |
| | | | 50.0 | | | |
資產負債表中的現金
|
| | | | 83.6 | | |
允許股權融資(2)
|
| | | | 25.0 | | | | | | | | | | | |
贊助商承諾(3)
|
| | | | 50.0 | | | |
交易費用(4)(5)
|
| | | | 41.4 | | |
來源合計
|
| | | | 125.0 | | | |
總使用量
|
| | | | 125.0 | | |
名稱
|
| |
年齡
|
| |
標題
|
|
薩姆·奧特曼 | | |
38
|
| | 首席執行官兼董事 | |
邁克爾·克萊恩 | | |
60
|
| | 董事會主席 | |
傑伊·塔拉金 | | |
58
|
| | 首席財務官 | |
弗朗西斯·弗雷 | | |
60
|
| | 董事 | |
艾莉森·格林 | | |
38
|
| | 董事 | |
彼得·拉特曼 | | |
53
|
| | 董事 | |
約翰·桑頓 | | |
70
|
| | 董事 | |
| | |
截至2013年12月31日的年度
|
| |
2023年與2022年
|
| ||||||||||||||||||
| | |
2023
|
| |
2022
|
| |
$更改
|
| |
%更改
|
| ||||||||||||
運營費用 | | | | | | | | | | | | | | | | | | | | | | | | | |
研發
|
| | | $ | 9,763,333 | | | | | $ | 6,024,267 | | | | | $ | 3,739,066 | | | | | | 62.1% | | |
一般和行政
|
| | | | 8,872,684 | | | | | | 4,000,544 | | | | | | 4,872,140 | | | | | | 121.8% | | |
總運營費用
|
| | | | 18,636,017 | | | | | | 10,024,811 | | | | | | 8,611,206 | | | | | | 85.9% | | |
運營虧損
|
| | | | (18,636,017) | | | | | | (10,024,811) | | | | | | (8,611,206) | | | | | | 85.9% | | |
其他收入(虧損) | | | | | | | | | | | | | | | | | | | | | | | | | |
未來股權簡單協議的公允價值變動
|
| | | | (13,717,000) | | | | | | — | | | | | | (13,717,000) | | | | | | 北美 | | |
利息支出,淨額
|
| | | | 180,360 | | | | | | 920 | | | | | | 179,440 | | | | | | NM | | |
其他收入合計
|
| | | | (13,536,640) | | | | | | 920 | | | | | | (13,537,560) | | | | | | NM% | | |
所得税前虧損
|
| | | | (32,172,657) | | | | | | (10,023,891) | | | | | | (22,148,766) | | | | | | 221.0% | | |
所得税
|
| | | | — | | | | | | — | | | | | | — | | | | | | NM | | |
淨虧損
|
| | | $ | (32,172,657) | | | | | $ | (10,023,891) | | | | | $ | (22,148,766) | | | | | | 221.0% | | |
| | |
截至2013年12月31日的年度
|
| |
2023年與2022年
|
| ||||||||||||||||||
| | |
2023
|
| |
2022
|
| |
$更改
|
| |
%更改
|
| ||||||||||||
研發人員的工資和員工福利
|
| | | $ | 6,370,703 | | | | | $ | 4,632,430 | | | | | $ | 1,738,273 | | | | | | 37.5% | | |
股票薪酬
|
| | | | 397,909 | | | | | | 123,376 | | | | | | 274,533 | | | | | | 222.5% | | |
訂閲費和專業費
|
| | | | 1,342,924 | | | | | | 380,387 | | | | | | 962,537 | | | | | | 253.0% | | |
差旅、娛樂等相關費用
|
| | | | 557,431 | | | | | | 314,920 | | | | | | 242,511 | | | | | | 77.0% | | |
其他費用
|
| | | | 1,094,366 | | | | | | 573,154 | | | | | | 521,212 | | | | | | 90.9% | | |
研發費用總額
|
| | | $ | 9,763,333 | | | | | $ | 6,024,267 | | | | | $ | 3,739,066 | | | | | | 62.1% | | |
| | |
截至2013年12月31日的年度
|
| |
2023年與2022年
|
| ||||||||||||||||||
| | |
2023
|
| |
2022
|
| |
$更改
|
| |
%更改
|
| ||||||||||||
公司一般職能部門和財務人員的工資和員工福利
|
| | | $ | 3,643,749 | | | | | $ | 2,304,523 | | | | | $ | 1,339,226 | | | | | | 58.1% | | |
股票薪酬
|
| | | | 379,494 | | | | | | 164,872 | | | | | | 214,622 | | | | | | 130.2% | | |
監管費用
|
| | | | 496,184 | | | | | | 80,136 | | | | | | 416,048 | | | | | | 519.2% | | |
專業服務
|
| | | | 3,167,646 | | | | | | 743,998 | | | | | | 2,423,648 | | | | | | 325.8% | | |
差旅、娛樂和其他費用
|
| | | | 1,185,611 | | | | | | 707,015 | | | | | | 478,596 | | | | | | 67.7% | | |
一般和行政費用合計
|
| | | $ | 8,872,684 | | | | | $ | 4,000,544 | | | | | $ | 4,872,140 | | | | | | 121.8% | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
經營活動中使用的淨現金
|
| | | $ | (15,997,695) | | | | | $ | (9,992,525) | | |
投資活動中使用的淨現金
|
| | | | (83,155) | | | | | | (149,560) | | |
融資活動提供的現金淨額
|
| | | | 16,294,910 | | | | | | 9,351,712 | | |
現金及現金等價物淨增(減)
|
| | | $ | 214,060 | | | | | $ | (790,373) | | |
現金和現金等價物,期末
|
| | | $ | 9,867,588 | | | | | $ | 9,653,528 | | |
姓名和主要職務
|
| |
財政
年 |
| |
工資
($) |
| |
選項
獎項 ($)(1) |
| |
獎金
($) |
| |
所有其他
薪酬 ($) |
| |
合計
($) |
| ||||||||||||||||||
Jacob DeWitte
|
| | | | 2023 | | | | | | 211,077 | | | | | | — | | | | | | 67,200 | | | | | | 8,615(2) | | | | | | 286,893 | | |
聯合創始人兼首席執行官兼董事
|
| | | | 2022 | | | | | | 190,727 | | | | | | — | | | | | | 28,160 | | | | | | 9,126 | | | | | | 228,013 | | |
卡羅琳·科克倫
|
| | | | 2023 | | | | | | 211,077 | | | | | | — | | | | | | 67,200 | | | | | | 8,969(2) | | | | | | 287,246 | | |
聯合創始人兼首席運營官兼董事
|
| | | | 2022 | | | | | | 195,329 | | | | | | — | | | | | | 28,160 | | | | | | 9,329 | | | | | | 232,818 | | |
R.克雷格·比爾登(3)
|
| | | | 2023 | | | | | | 115,385 | | | | | | 3,015,873 | | | | | | 62,500 | | | | | | 1,846(2) | | | | | | 3,195,604 | | |
首席財務官
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
名稱
|
| |
數量:
證券 底層 未練習 選項(#) 可鍛鍊 |
| |
數量:
證券 底層 未練習 選項(#) 不可行使 |
| |
選項
行使價 ($) |
| |
選項
過期 日期 |
| ||||||||||||
R.克雷格·比爾登
|
| | | | — | | | | | | 218,700(1) | | | | | $ | 19.28 | | | | | | 12/22/2033 | | |
首席財務官
|
| | | | | | | | | | | | | | | | | | | | | | | | |
名稱
|
| |
年齡
|
| |
個職位
|
| |||
執行官: | | | | | | | | | | |
Jacob DeWitte
|
| | | | 38 | | | |
聯合創始人、首席執行官兼董事
|
|
R. Craig Bealdam
|
| | | | 57 | | | | 首席財務官 | |
卡羅琳·科克倫
|
| | | | 41 | | | |
聯合創始人兼首席運營官兼董事
|
|
非僱員董事: | | | | | | | | | | |
薩姆·奧爾特曼(3)
|
| | | | 38 | | | | 董事兼董事長 | |
中將(退役)約翰·詹森(1),(3)
|
| | | | 61 | | | | 董事 | |
Richard W. Kinzley(1),(2)
|
| | | | 59 | | | | 董事 | |
Michael Klein(3)
|
| | | | 60 | | | | 董事 | |
克里斯·賴特(1),(2)
|
| | | | 59 | | | | 董事 | |
| | |
不贖回
場景(1) |
| |
2.75億美元
場景(2) |
| |
2.5億美元
場景(3) |
| |
2億美元
場景(4) |
| |
1.25億美元
場景(5) |
| |||||||||||||||||||||||||||||||||||||||||||||
| | |
個共享
|
| |
%
|
| |
個共享
|
| |
%
|
| |
個共享
|
| |
%
|
| |
個共享
|
| |
%
|
| |
個共享
|
| |
%
|
| ||||||||||||||||||||||||||||||
Oklo股東(4)
|
| | | | 78,996,459 | | | | | | 64.7% | | | | | | 78,996,459 | | | | | | 67.4% | | | | | | 78,996,459 | | | | | | 68.8% | | | | | | 78,996,459 | | | | | | 75.1% | | | | | | 78,996,459 | | | | | | 81.7% | | |
贊助商(5) | | | | | 13,950,000 | | | | | | 11.4% | | | | | | 13,950,000 | | | | | | 11.9% | | | | | | 13,950,000 | | | | | | 12.2% | | | | | | 13,950,000 | | | | | | 13.3% | | | | | | 12,700,000 | | | | | | 13.1% | | |
ALTC公共股東
|
| | | | 29,150,521 | | | | | | 23.9% | | | | | | 24,214,513 | | | | | | 20.7% | | | | | | 21,813,796 | | | | | | 19.0% | | | | | | 12,210,927 | | | | | | 11.6% | | | | | | 5,008,775 | | | | | | 5.2% | | |
合計
|
| | | | 122,096,980 | | | | | | 100.0% | | | | | | 117,160,972 | | | | | | 100.0% | | | | | | 114,760,255 | | | | | | 100.0% | | | | | | 105,157,386 | | | | | | 100.0% | | | | | | 96,705,234 | | | | | | 100.0% | | |
| | |
AltC
(歷史) |
| |
Oklo
(歷史) |
| |
Oklo Pro Forma
意義重大 調整 (注2) |
| |
Oklo
形式 調整後的 12月31日 2023 |
| |
無贖回場景
|
| |
2.75億美元場景
|
| |
2.5億美元場景
|
| |
2億美元場景
|
| |
1.25億美元場景
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
資產 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
流動資產: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
現金和現金等價物
|
| | | $ | 1,628,692 | | | | | $ | 9,867,588 | | | | | $ | 10,232,000 | | | | | $ | 45,099,588 | | | | | $ | 301,401,391 | | | |
A
|
| | | $ | 309,330,884 | | | | | $ | 250,000,000 | | | |
A
|
| | | $ | 257,929,493 | | | | | $ | 225,000,000 | | | |
A
|
| | | $ | 232,929,493 | | | | | $ | 125,000,000 | | | |
A
|
| | | $ | 182,929,493 | | | | | $ | 50,000,000 | | | |
A
|
| | | $ | 107,929,493 | | |
| | | | | — | | | | | | — | | | | | | 25,000,000 | | | | | | — | | | | | | (11,050,836) | | | |
B
|
| | | | — | | | | | | (11,050,836) | | | |
B
|
| | | | — | | | | | | (11,050,836) | | | |
B
|
| | | | — | | | | | | (11,050,836) | | | |
B
|
| | | | — | | | | | | (11,050,836) | | | |
B
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (27,747,951) | | | |
bb
|
| | | | — | | | | | | (27,747,951) | | | |
bb
|
| | | | — | | | | | | (27,747,951) | | | |
bb
|
| | | | — | | | | | | (27,747,951) | | | |
bb
|
| | | | — | | | | | | (27,747,951) | | | |
bb
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | 50,000,000 | | | |
C
|
| | | | — | | | | | | 50,000,000 | | | |
C
|
| | | | — | | |
預付及其他流動資產
|
| | | | 430,720 | | | | | | 4,330,465 | | | | | | — | | | | | | 4,330,465 | | | | | | (3,144,353) | | | |
B
|
| | | | 1,616,832 | | | | | | (3,144,353) | | | |
B
|
| | | | 1,616,832 | | | | | | (3,144,353) | | | |
B
|
| | | | 1,616,832 | | | | | | (3,144,353) | | | |
B
|
| | | | 1,616,832 | | | | | | (3,144,353) | | | |
B
|
| | | | 1,616,832 | | |
流動資產總額
|
| | | | 2,059,412 | | | | | | 14,198,053 | | | | | | 35,232,000 | | | | | | 49,430,053 | | | | | | 259,458,251 | | | | | | | | | 310,947,716 | | | | | | 208,056,860 | | | | | | | | | 259,546,325 | | | | | | 183,056,860 | | | | | | | | | 234,546,325 | | | | | | 133,056,860 | | | | | | | | | 184,546,325 | | | | | | 58,056,860 | | | | | | | | | 109,546,325 | | |
財產和設備,淨額
|
| | | | — | | | | | | 577,671 | | | | | | — | | | | | | 577,671 | | | | | | — | | | | | | | | | 577,671 | | | | | | — | | | | | | | | | 577,671 | | | | | | — | | | | | | | | | 577,671 | | | | | | — | | | | | | | | | 577,671 | | | | | | — | | | | | | | | | 577,671 | | |
使用權資產
|
| | | | — | | | | | | 82,677 | | | | | | — | | | | | | 82,677 | | | | | | — | | | | | | | | | 82,677 | | | | | | — | | | | | | | | | 82,677 | | | | | | — | | | | | | | | | 82,677 | | | | | | — | | | | | | | | | 82,677 | | | | | | — | | | | | | | | | 82,677 | | |
信託賬户中持有的有價證券
|
| | | | 303,560,538 | | | | | | — | | | | | | — | | | | | | — | | | | | | (303,560,538) | | | |
A
|
| | | | — | | | | | | (252,159,147) | | | |
A
|
| | | | — | | | | | | (227,159,147) | | | |
A
|
| | | | — | | | | | | (127,159,147) | | | |
A
|
| | | | — | | | | | | (52,159,147) | | | |
A
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | (51,401,391) | | | |
E1
|
| | | | — | | | | | | (76,401,391) | | | |
E2
|
| | | | — | | | | | | (176,401,391) | | | |
E3
|
| | | | — | | | | | | (251,401,391) | | | |
E4
|
| | | | — | | |
其他資產
|
| | | | — | | | | | | 25,361 | | | | | | — | | | | | | 25,361 | | | | | | — | | | | | | | | | 25,361 | | | | | | — | | | | | | | | | 25,361 | | | | | | — | | | | | | | | | 25,361 | | | | | | | | | | | | | | | 25,361 | | | | | | | | | | | | | | | 25,361 | | |
總資產
|
| | | $ | 305,619,950 | | | | | $ | 14,883,762 | | | | | $ | 35,232,000 | | | | | $ | 50,115,762 | | | | | $ | (44,102,287) | | | | | | | | $ | 311,633,425 | | | | | $ | (95,503,678) | | | | | | | | $ | 260,232,034 | | | | | $ | (120,503,678) | | | | | | | | $ | 235,232,034 | | | | | $ | (170,503,678) | | | | | | | | $ | 185,232,034 | | | | | $ | (245,503,678) | | | | | | | | $ | 110,232,034 | | |
負債、可贖回可轉換優先股和股東權益(赤字)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
流動負債: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
應付賬款
|
| | | $ | — | | | | | $ | 2,273,823 | | | | | $ | — | | | | | $ | 2,273,823 | | | | | $ | (443,189) | | | |
B
|
| | | $ | 1,830,634 | | | | | $ | (443,189) | | | |
B
|
| | | $ | 1,830,634 | | | | | $ | (443,189) | | | |
B
|
| | | $ | 1,830,634 | | | | | $ | (443,189) | | | |
B
|
| | | $ | 1,830,634 | | | | | $ | (443,189) | | | |
B
|
| | | $ | 1,830,634 | | |
應計費用
|
| | | | 526,952 | | | | | | 835,541 | | | | | | — | | | | | | 835,541 | | | | | | (122,000) | | | |
B
|
| | | | 1,240,493 | | | | | | (122,000) | | | |
B
|
| | | | 1,240,493 | | | | | | (122,000) | | | |
B
|
| | | | 1,240,493 | | | | | | (122,000) | | | |
B
|
| | | | 1,240,493 | | | | | | (122,000) | | | |
B
|
| | | | 1,240,493 | | |
應付所得税
|
| | | | 2,964,233 | | | | | | — | | | | | | — | | | | | | — | | | | | | (2,159,147) | | | |
A
|
| | | | 805,086 | | | | | | (2,159,147) | | | |
A
|
| | | | 805,086 | | | | | | (2,159,147) | | | |
A
|
| | | | 805,086 | | | | | | (2,159,147) | | | |
A
|
| | | | 805,086 | | | | | | (2,159,147) | | | |
A
|
| | | | 805,086 | | |
經營租賃不穩定性
|
| | | | — | | | | | | 93,935 | | | | | | — | | | | | | 93,935 | | | | | | — | | | | | | | | | 93,935 | | | | | | — | | | | | | | | | 93,935 | | | | | | — | | | | | | | | | 93,935 | | | | | | — | | | | | | | | | 93,935 | | | | | | — | | | | | | | | | 93,935 | | |
流動負債總額
|
| | | | 3,491,185 | | | | | | 3,203,299 | | | | | | — | | | | | | 3,203,299 | | | | | | (2,724,336) | | | | | | | | | 3,970,148 | | | | | | (2,724,336) | | | | | | | | | 3,970,148 | | | | | | (2,724,336) | | | | | | | | | 3,970,148 | | | | | | (2,724,336) | | | | | | | | | 3,970,148 | | | | | | (2,724,336) | | | | | | | | | 3,970,148 | | |
未來股權的簡單協議
|
| | | | — | | | | | | 46,042,000 | | | | | | 10,232,000 | | | | | | 56,274,000 | | | | | | (56,274,000) | | | |
F
|
| | | | — | | | | | | (56,274,000) | | | |
F
|
| | | | — | | | | | | (56,274,000) | | | |
F
|
| | | | — | | | | | | (56,274,000) | | | |
F
|
| | | | — | | | | | | (56,274,000) | | | |
F
|
| | | | — | | |
優先購買責任權
|
| | | | — | | | | | | — | | | | | | 25,000,000 | | | | | | 25,000,000 | | | | | | — | | | | | | | | | 25,000,000 | | | | | | — | | | | | | | | | 25,000,000 | | | | | | — | | | | | | | | | 25,000,000 | | | | | | | | | | | | | | | 25,000,000 | | | | | | — | | | | | | | | | 25,000,000 | | |
延期支付律師費
|
| | | | 92,441 | | | | | | — | | | | | | — | | | | | | — | | | | | | (92,441) | | | |
bb
|
| | | | — | | | | | | (92,441) | | | |
bb
|
| | | | — | | | | | | (92,441) | | | |
bb
|
| | | | — | | | | | | (92,441) | | | |
bb
|
| | | | — | | | | | | (92,441) | | | |
bb
|
| | | | — | | |
應付延期承銷費
|
| | | | 7,000,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | (7,000,000) | | | |
bb
|
| | | | — | | | | | | (7,000,000) | | | |
bb
|
| | | | — | | | | | | (7,000,000) | | | |
bb
|
| | | | — | | | | | | (7,000,000) | | | |
bb
|
| | | | — | | | | | | (7,000,000) | | | |
bb
|
| | | | — | | |
總負債
|
| | | | 10,583,626 | | | | | | 49,245,299 | | | | | | 35,232,000 | | | | | | 84,477,299 | | | | | | (66,090,777) | | | | | | | | | 28,970,148 | | | | | | (66,090,777) | | | | | | | | | 28,970,148 | | | | | | (66,090,777) | | | | | | | | | 28,970,148 | | | | | | (66,090,777) | | | | | | | | | 28,970,148 | | | | | | (66,090,777) | | | | | | | | | 28,970,148 | | |
可能贖回的A類普通股
|
| | | | 303,415,774 | | | | | | — | | | | | | — | | | | | | — | | | | | | (303,415,774) | | | |
D
|
| | | | — | | | | | | (303,415,774) | | | |
D
|
| | | | — | | | | | | (303,415,774) | | | |
D
|
| | | | — | | | | | | (303,415,774) | | | |
D
|
| | | | — | | | | | | (303,415,774) | | | |
D
|
| | | | — | | |
可贖回可轉換優先股
|
| | | | — | | | | | | 25,030,520 | | | | | | — | | | | | | 25,030,520 | | | | | | (25,030,520) | | | |
F
|
| | | | — | | | | | | (25,030,520) | | | |
F
|
| | | | — | | | | | | (25,030,520) | | | |
F
|
| | | | — | | | | | | (25,030,520) | | | |
F
|
| | | | — | | | | | | (25,030,520) | | | |
F
|
| | | | — | | |
股東權益(虧損): | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
普通股
|
| | | | — | | | | | | 484 | | | | | | — | | | | | | 484 | | | | | | (484) | | | |
F
|
| | | | — | | | | | | (484) | | | |
F
|
| | | | — | | | | | | (484) | | | |
F
|
| | | | — | | | | | | (484) | | | |
F
|
| | | | — | | | | | | (484) | | | |
F
|
| | | | — | | |
A類普通股
|
| | | | 145 | | | | | | — | | | | | | — | | | | | | — | | | | | | 1,250 | | | |
G
|
| | | | 12,210 | | | | | | 1,250 | | | |
G
|
| | | | 11,716 | | | | | | 1,250 | | | |
G
|
| | | | 11,476 | | | | | | 750 | | | |
G
|
| | | | 10,515 | | | | | | 625 | | | |
G
|
| | | | 9,671 | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 2,915 | | | |
D
|
| | | | — | | | | | | 2,915 | | | |
D
|
| | | | — | | | | | | 2,915 | | | |
D
|
| | | | — | | | | | | 2,915 | | | |
D
|
| | | | — | | | | | | 2,915 | | | |
D
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | (494) | | | |
E1
|
| | | | — | | | | | | (734) | | | |
E2
|
| | | | — | | | | | | (1,695) | | | |
E3
|
| | | | — | | | | | | (2,414) | | | |
E4
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 7,900 | | | |
F
|
| | | | — | | | | | | 7,900 | | | |
F
|
| | | | — | | | | | | 7,900 | | | |
F
|
| | | | — | | | | | | 7,900 | | | |
F
|
| | | | — | | | | | | 7,900 | | | |
F
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | 500 | | | |
C
|
| | | | — | | | | | | 500 | | | |
C
|
| | | | — | | |
B類普通股
|
| | | | 1,250 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | (500) | | | |
CC3
|
| | | | — | | | | | | (625) | | | |
CC4
|
| | | | — | | |
| | | | | | | | | | | — | | | | | | — | | | | | | — | | | | | | (1,250) | | | |
G
|
| | | | | | | | | | (1,250) | | | |
G
|
| | | | | | | | | | (1,250) | | | |
G
|
| | | | | | | | | | (750) | | | |
G
|
| | | | | | | | | | (625) | | | |
G
|
| | | | | | |
| | |
AltC
(歷史) |
| |
Oklo
(歷史) |
| |
Oklo Pro Forma
意義重大 調整 (注2) |
| |
Oklo
形式 調整後的 12月31日 2023 |
| |
無贖回場景
|
| |
2.75億美元場景
|
| |
2.5億美元場景
|
| |
2億美元場景
|
| |
1.25億美元場景
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
新增實收資本
|
| | | | 7,939,799 | | | | | | 2,100,903 | | | | | | — | | | | | | 2,100,903 | | | | | | (13,630,000) | | | |
B
|
| | | | 349,074,511 | | | | | | (13,630,000) | | | |
B
|
| | | | 297,673,614 | | | | | | (13,630,000) | | | |
B
|
| | | | 272,673,854 | | | | | | (13,630,000) | | | |
B
|
| | | | 222,674,815 | | | | | | (13,630,000) | | | |
B
|
| | | | 147,675,659 | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (20,655,510) | | | |
bb
|
| | | | — | | | | | | (20,655,510) | | | |
bb
|
| | | | — | | | | | | (20,655,510) | | | |
bb
|
| | | | — | | | | | | (20,655,510) | | | |
bb
|
| | | | — | | | | | | (20,655,510) | | | |
bb
|
| | | | — | | |
| | | | | | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | | | | | | | — | | | | | | | | | | | | | | | — | | | | | | | | | | | | | | | 500 | | | |
CC3
|
| | | | | | | | | | 625 | | | |
CC4
|
| | | | | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 303,412,859 | | | |
D
|
| | | | — | | | | | | 303,412,859 | | | |
D
|
| | | | — | | | | | | 303,412,859 | | | |
D
|
| | | | — | | | | | | 303,412,859 | | | |
D
|
| | | | — | | | | | | 303,412,859 | | | |
D
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (16,320,644) | | | |
H
|
| | | | — | | | | | | (16,320,644) | | | |
H
|
| | | | — | | | | | | (16,320,644) | | | |
H
|
| | | | — | | | | | | (16,320,644) | | | |
H
|
| | | | — | | | | | | (16,320,644) | | | |
H
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 4,930,000 | | | |
I
|
| | | | | | | | | | 4,930,000 | | | |
I
|
| | | | | | | | | | 4,930,000 | | | |
I
|
| | | | | | | | | | 4,930,000 | | | |
I
|
| | | | | | | | | | 4,930,000 | | | |
I
|
| | | | | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | (51,400,897) | | | |
E1
|
| | | | — | | | | | | (76,400,657) | | | |
E2
|
| | | | — | | | | | | (176,399,696) | | | |
E3
|
| | | | — | | | | | | (251,398,977) | | | |
E4
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 81,297,104 | | | |
F
|
| | | | — | | | | | | 81,297,104 | | | |
F
|
| | | | — | | | | | | 81,297,104 | | | |
F
|
| | | | — | | | | | | 81,297,104 | | | |
F
|
| | | | — | | | | | | 81,297,104 | | | |
F
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | 49,999,500 | | | |
C
|
| | | | — | | | | | | 49,999,500 | | | |
C
|
| | | | — | | |
累計虧損
|
| | | | (16,320,644) | | | | | | (61,493,444) | | | | | | — | | | | | | (61,493,444) | | | | | | — | | | | | | | | | (66,423,444) | | | | | | — | | | | | | | | | (66,423,444) | | | | | | — | | | | | | | | | (66,423,444) | | | | | | — | | | | | | | | | (66,423,444) | | | | | | — | | | | | | | | | (66,423,444) | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 16,320,644 | | | |
H
|
| | | | — | | | | | | 16,320,644 | | | |
H
|
| | | | — | | | | | | 16,320,644 | | | |
H
|
| | | | — | | | | | | 16,320,644 | | | |
H
|
| | | | — | | | | | | 16,320,644 | | | |
H
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (4,930,000) | | | |
I
|
| | | | — | | | | | | (4,930,000) | | | |
I
|
| | | | — | | | | | | (4,930,000) | | | |
I
|
| | | | — | | | | | | (4,930,000) | | | |
I
|
| | | | — | | | | | | (4,930,000) | | | |
I
|
| | | | — | | |
股東權益合計(虧損)
|
| | | | (8,379,450) | | | | | | (59,392,057) | | | | | | — | | | | | | (59,392,057) | | | | | | 350,434,784 | | | | | | | | | 282,663,277 | | | | | | 299,033,393 | | | | | | | | | 231,261,886 | | | | | | 274,033,393 | | | | | | | | | 206,261,886 | | | | | | 224,033,393 | | | | | | | | | 156,261,886 | | | | | | 149,033,393 | | | | | | | | | 81,261,886 | | |
負債總額,可贖回可轉換優先股
和股東權益(赤字) |
| | | $ | 305,619,950 | | | | | $ | 14,883,762 | | | | | $ | 35,232,000 | | | | | $ | 50,115,762 | | | | | $ | (44,102,287) | | | | | | | | $ | 311,633,425 | | | | | $ | (95,503,678) | | | | | | | | $ | 260,232,034 | | | | | $ | (120,503,678) | | | | | | | | $ | 235,232,034 | | | | | $ | (170,503,678) | | | | | | | | $ | 185,232,034 | | | | | $ | (245,503,678) | | | | | | | | $ | 110,232,034 | | |
|
| | | | | | | | | | | | | | |
無贖回場景
|
| |
2.75億美元場景
|
| |
2.5億美元場景
|
| |
2億美元場景
|
| |
1.25億美元場景
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | |
AltC
(歷史) |
| |
Oklo
(歷史) |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| ||||||||||||||||||||||||||||||||||||
運營費用 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
研發
|
| | | $ | — | | | | | $ | 9,763,333 | | | | | $ | — | | | | | | | | $ | 9,763,333 | | | | | $ | — | | | | | | | | $ | 9,763,333 | | | | | $ | — | | | | | | | | $ | 9,763,333 | | | | | $ | — | | | | | | | | $ | 9,763,333 | | | | | $ | — | | | | | | | | $ | 9,763,333 | | |
一般和行政
|
| | | | — | | | | | | 8,872,684 | | | | | | — | | | | | | | | | 8,872,684 | | | | | | — | | | | | | | | | 8,872,684 | | | | | | — | | | | | | | | | 8,872,684 | | | | | | — | | | | | | | | | 8,872,684 | | | | | | — | | | | | | | | | 8,872,684 | | |
組建和運營成本
|
| | | | 4,270,713 | | | | | | — | | | | | | — | | | | | | | | | 4,270,713 | | | | | | — | | | | | | | | | 4,270,713 | | | | | | — | | | | | | | | | 4,270,713 | | | | | | — | | | | | | | | | 4,270,713 | | | | | | — | | | | | | | | | 4,270,713 | | |
總運營費用
|
| | | | 4,270,713 | | | | | | 18,636,017 | | | | | | — | | | | | | | | | 22,906,730 | | | | | | — | | | | | | | | | 22,906,730 | | | | | | — | | | | | | | | | 22,906,730 | | | | | | — | | | | | | | | | 22,906,730 | | | | | | — | | | | | | | | | 22,906,730 | | |
運營虧損
|
| | | | (4,270,713) | | | | | | (18,636,017) | | | | | | — | | | | | | | | | (22,906,730) | | | | | | — | | | | | | | | | (22,906,730) | | | | | | — | | | | | | | | | (22,906,730) | | | | | | — | | | | | | | | | (22,906,730) | | | | | | — | | | | | | | | | (22,906,730) | | |
其他收入(虧損) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
信託賬户中持有的有價證券賺取的利息
|
| | | | 22,231,067 | | | | | | — | | | | | | (22,231,067) | | | |
J
|
| | | | — | | | | | | (22,231,067) | | | |
J
|
| | | | — | | | | | | (22,231,067) | | | |
J
|
| | | | — | | | | | | (22,231,067) | | | |
J
|
| | | | — | | | | | | (22,231,067) | | | |
J
|
| | | | — | | |
未來股權簡單協議的公允價值變動
|
| | | | — | | | | | | (13,717,000) | | | | | | 13,717,000 | | | |
K
|
| | | | — | | | | | | 13,717,000 | | | |
K
|
| | | | — | | | | | | 13,717,000 | | | |
K
|
| | | | — | | | | | | 13,717,000 | | | |
K
|
| | | | — | | | | | | 13,717,000 | | | |
K
|
| | | | — | | |
利息收入淨額
|
| | | | — | | | | | | 180,360 | | | | | | — | | | | | | | | | 180,360 | | | | | | — | | | | | | | | | 180,360 | | | | | | — | | | | | | | | | 180,360 | | | | | | — | | | | | | | | | 180,360 | | | | | | — | | | | | | | | | 180,360 | | |
其他收入(損失)共計,淨額
|
| | | | 22,231,067 | | | | | | (13,536,640) | | | | | | (8,514,067) | | | | | | | | | 180,360 | | | | | | (8,514,067) | | | | | | | | | 180,360 | | | | | | (8,514,067) | | | | | | | | | 180,360 | | | | | | (8,514,067) | | | | | | | | | 180,360 | | | | | | (8,514,067) | | | | | | | | | 180,360 | | |
收入撥備前的收入(損失)
税費 |
| | | | 17,960,354 | | | | | | (32,172,657) | | | | | | (8,514,067) | | | | | | | | | (22,726,370) | | | | | | (8,514,067) | | | | | | | | | (22,726,370) | | | | | | (8,514,067) | | | | | | | | | (22,726,370) | | | | | | (8,514,067) | | | | | | | | | (22,726,370) | | | | | | (8,514,067) | | | | | | | | | (22,726,370) | | |
所得税撥備
|
| | | | (6,092,149) | | | | | | — | | | | | | 6,092,149 | | | |
L
|
| | | | — | | | | | | 6,092,149 | | | |
L
|
| | | | — | | | | | | 6,092,149 | | | |
L
|
| | | | — | | | | | | 6,092,149 | | | |
L
|
| | | | — | | | | | | 6,092,149 | | | |
L
|
| | | | — | | |
淨虧損
|
| | | $ | 11,868,205 | | | | | $ | (32,172,657) | | | | | $ | (2,421,918) | | | | | | | | $ | (22,726,370) | | | | | $ | (2,421,918) | | | | | | | | $ | (22,726,370) | | | | | $ | (2,421,918) | | | | | | | | $ | (22,726,370) | | | | | $ | (2,421,918) | | | | | | | | $ | (22,726,370) | | | | | $ | (2,421,918) | | | | | | | | $ | (22,726,370) | | |
加權平均發行股數
關閉後公司A類 普通股 |
| | | | | | | | | | | | | | | | | | | |
M
|
| | | | 122,096,980 | | | | | | | | | |
M
|
| | | | 117,160,972 | | | | | | | | | |
M
|
| | | | 114,760,255 | | | | | | | | | |
M
|
| | | | 105,157,386 | | | | | | | | | |
M
|
| | | | 96,705,234 | | |
每股基本和攤薄淨虧損-收盤後公司A類普通股
|
| | | | | | | | | | | | | | | | | | | | | | | | $ | (0.19) | | | | | | | | | | | | | | $ | (0.19) | | | | | | | | | | | | | | $ | (0.20) | | | | | | | | | | | | | | $ | (0.22) | | | | | | | | | | | | | | $ | (0.24) | | |
加權平均已發行股份數
|
| | | | | | | | | | 4,778,685 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
每股基本和攤薄淨虧損
|
| | | | | | | | | $ | (6.73) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
加權平均流通股-可贖回普通股
|
| | | | 29,150,521 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
每股基本和稀釋淨利潤,可贖回普通股
|
| | | $ | 0.20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
加權平均流通股-不可贖回普通股
|
| | | | 13,950,000 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
每股基本和攤薄淨收益,不可贖回普通股
|
| | | $ | 0.20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
無贖回場景
|
| |
2.75億美元場景
|
| |
2.5億美元場景
|
| |
2億美元場景
|
| |
1.25億美元場景
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | |
AltC
(歷史) |
| |
Oklo
(歷史) |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| |
交易
會計 調整 (注3) |
| | | | |
形式
組合 |
| ||||||||||||||||||||||||||||||||||||
運營費用 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
研發
|
| | | $ | — | | | | | $ | 6,024,267 | | | | | $ | 3,940,000 | | | |
Q
|
| | | $ | 9,964,267 | | | | | $ | 3,940,000 | | | |
Q
|
| | | $ | 9,964,267 | | | | | $ | 3,940,000 | | | |
Q
|
| | | $ | 9,964,267 | | | | | $ | 3,940,000 | | | |
Q
|
| | | $ | 9,964,267 | | | | | $ | 3,940,000 | | | |
Q
|
| | | $ | 9,964,267 | | |
一般和行政
|
| | | | — | | | | | | 4,000,544 | | | | | | 990,000 | | | |
Q
|
| | | | 4,990,544 | | | | | | 990,000 | | | |
Q
|
| | | | 4,990,544 | | | | | | 990,000 | | | |
Q
|
| | | | 4,990,544 | | | | | | 990,000 | | | |
Q
|
| | | | 4,990,544 | | | | | | 990,000 | | | |
Q
|
| | | | 4,990,544 | | |
組建和運營成本
|
| | | | 1,809,484 | | | | | | — | | | | | | — | | | | | | | | | 1,809,484 | | | | | | — | | | | | | | | | 1,809,484 | | | | | | — | | | | | | | | | 1,809,484 | | | | | | — | | | | | | | | | 1,809,484 | | | | | | — | | | | | | | | | 1,809,484 | | |
總運營費用
|
| | | | 1,809,484 | | | | | | 10,024,811 | | | | | | 4,930,000 | | | | | | | | | 16,764,295 | | | | | | 4,930,000 | | | | | | | | | 16,764,295 | | | | | | 4,930,000 | | | | | | | | | 16,764,295 | | | | | | 4,930,000 | | | | | | | | | 16,764,295 | | | | | | 4,930,000 | | | | | | | | | 16,764,295 | | |
運營虧損
|
| | | | (1,809,484) | | | | | | (10,024,811) | | | | | | (4,930,000) | | | | | | | | | (16,764,295) | | | | | | (4,930,000) | | | | | | | | | (16,764,295) | | | | | | (4,930,000) | | | | | | | | | (16,764,295) | | | | | | (4,930,000) | | | | | | | | | (16,764,295) | | | | | | (4,930,000) | | | | | | | | | (16,764,295) | | |
其他收入(虧損) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
有價證券賺取的利息
保存在信託賬户中 |
| | | | 7,277,660 | | | | | | — | | | | | | (7,277,660) | | | |
N
|
| | | | — | | | | | | (7,277,660) | | | |
N
|
| | | | — | | | | | | (7,277,660) | | | |
N
|
| | | | — | | | | | | (7,277,660) | | | |
N
|
| | | | — | | | | | | (7,277,660) | | | |
N
|
| | | | — | | |
信託賬户中持有的有價證券未實現(損失)收益
|
| | | | (68,050) | | | | | | — | | | | | | 68,050 | | | |
O
|
| | | | — | | | | | | 68,050 | | | |
O
|
| | | | — | | | | | | 68,050 | | | |
O
|
| | | | — | | | | | | 68,050 | | | |
O
|
| | | | — | | | | | | 68,050 | | | |
O
|
| | | | — | | |
利息收入淨額
|
| | | | — | | | | | | 920 | | | | | | — | | | | | | | | | 920 | | | | | | — | | | | | | | | | 920 | | | | | | — | | | | | | | | | 920 | | | | | | — | | | | | | | | | 920 | | | | | | | | | | | | | | | 920 | | |
其他收入(虧損)合計
|
| | | | 7,209,610 | | | | | | 920 | | | | | | (7,209,610) | | | | | | | | | 920 | | | | | | (7,209,610) | | | | | | | | | 920 | | | | | | (7,209,610) | | | | | | | | | 920 | | | | | | (7,209,610) | | | | | | | | | 920 | | | | | | (7,209,610) | | | | | | | | | 920 | | |
扣除所得税準備前的收入(虧損)
|
| | | | 5,400,126 | | | | | | (10,023,891) | | | | | | (12,139,610) | | | | | | | | | (16,763,375) | | | | | | (12,139,610) | | | | | | | | | (16,763,375) | | | | | | (12,139,610) | | | | | | | | | (16,763,375) | | | | | | (12,139,610) | | | | | | | | | (16,763,375) | | | | | | (12,139,610) | | | | | | | | | (16,763,375) | | |
所得税撥備
|
| | | | (1,474,356) | | | | | | — | | | | | | 1,474,356 | | | |
P
|
| | | | — | | | | | | 1,474,356 | | | |
P
|
| | | | — | | | | | | 1,474,356 | | | |
P
|
| | | | — | | | | | | 1,474,356 | | | |
P
|
| | | | — | | | | | | 1,474,356 | | | |
P
|
| | | | — | | |
淨收益(虧損)
|
| | | $ | 3,925,770 | | | | | $ | (10,023,891) | | | | | $ | (10,665,254) | | | | | | | | $ | (16,763,375) | | | | | $ | (10,665,254) | | | | | | | | $ | (16,763,375) | | | | | $ | (10,665,254) | | | | | | | | $ | (16,763,375) | | | | | $ | (10,665,254) | | | | | | | | $ | (16,763,375) | | | | | $ | (10,665,254) | | | | | | | | $ | (16,763,375) | | |
加權平均發行股數
關閉後公司A類常見 庫存 |
| | | | | | | | | | | | | | | | | | | |
R
|
| | | | 122,096,980 | | | | | | | | | |
R
|
| | | | 117,160,972 | | | | | | | | | |
R
|
| | | | 114,760,255 | | | | | | | | | |
R
|
| | | | 105,157,386 | | | | | | | | | |
R
|
| | | | 96,705,234 | | |
每股基本和稀釋淨虧損-
關閉後公司A類常見 庫存 |
| | | | | | | | | | | | | | | | | | | | | | | | $ | (0.14) | | | | | | | | | | | | | | $ | (0.14) | | | | | | | | | | | | | | $ | (0.15) | | | | | | | | | | | | | | $ | (0.16) | | | | | | | | | | | | | | $ | (0.17) | | |
加權平均流通股數
|
| | | | | | | | | | 4,638,505 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
每股基本和攤薄淨虧損
|
| | | | | | | | | $ | (2.16) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
加權平均股份
未償 |
| | | | 29,150,521 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
每股基本和稀釋淨利潤,可贖回普通股
|
| | | $ | 0.06 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
加權平均流通股-非-
可贖回普通股 |
| | | | 13,950,000 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
每股基本和攤薄淨收益,不可贖回普通股
|
| | | $ | 0.06 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | |
不贖回
場景 |
| |
2.75億美元
場景 |
| |
2.5億美元
場景 |
| |
2億美元
場景 |
| |
1.25億美元
場景 |
| |||||||||||||||
預計淨虧損
|
| | | $ | (22,726,370) | | | | | $ | (22,726,370) | | | | | $ | (22,726,370) | | | | | $ | (22,726,370) | | | | | $ | (22,726,370) | | |
加權平均流通股
|
| | | | 122,096,980 | | | | | | 117,160,972 | | | | | | 114,760,255 | | | | | | 105,157,386 | | | | | | 96,705,234 | | |
備考每股基本及攤薄淨虧損
|
| | | $ | (0.19) | | | | | $ | (0.19) | | | | | $ | (0.20) | | | | | $ | (0.22) | | | | | $ | (0.24) | | |
備考加權平均股計算,基本股和攤薄股數:
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Oklo股東
|
| | | | 78,996,459 | | | | | | 78,996,459 | | | | | | 78,996,459 | | | | | | 78,996,459 | | | | | | 78,996,459 | | |
贊助商
|
| | | | 13,950,000 | | | | | | 13,950,000 | | | | | | 13,950,000 | | | | | | 13,950,000 | | | | | | 12,700,000 | | |
ALTC公共股東
|
| | | | 29,150,521 | | | | | | 24,214,513 | | | | | | 21,813,796 | | | | | | 12,210,927 | | | | | | 5,008,775 | | |
| | | | | 122,096,980 | | | | | | 117,160,972 | | | | | | 114,760,255 | | | | | | 105,157,386 | | | | | | 96,705,234 | | |
| | |
不贖回
場景 |
| |
2.75億美元
場景 |
| |
2.5億美元
場景 |
| |
2億美元
場景 |
| |
1.25億美元
場景 |
| |||||||||||||||
預計淨虧損
|
| | | $ | (16,763,375) | | | | | $ | (16,763,375) | | | | | $ | (16,763,375) | | | | | $ | (16,763,375) | | | | | $ | (16,763,375) | | |
加權平均流通股
|
| | | | 122,096,980 | | | | | | 117,160,972 | | | | | | 114,760,255 | | | | | | 105,157,386 | | | | | | 96,705,234 | | |
備考每股基本及攤薄淨虧損
|
| | | $ | (0.14) | | | | | $ | (0.14) | | | | | $ | (0.15) | | | | | $ | (0.16) | | | | | $ | (0.17) | | |
備考加權平均股計算,基本股和攤薄股數:
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Oklo股東
|
| | | | 78,996,459 | | | | | | 78,996,459 | | | | | | 78,996,459 | | | | | | 78,996,459 | | | | | | 78,996,459 | | |
贊助商
|
| | | | 13,950,000 | | | | | | 13,950,000 | | | | | | 13,950,000 | | | | | | 13,950,000 | | | | | | 12,700,000 | | |
ALTC公共股東
|
| | | | 29,150,521 | | | | | | 24,214,513 | | | | | | 21,813,796 | | | | | | 12,210,927 | | | | | | 5,008,775 | | |
| | | | | 122,096,980 | | | | | | 117,160,972 | | | | | | 114,760,255 | | | | | | 105,157,386 | | | | | | 96,705,234 | | |
| | |
不贖回
場景 |
| |
2.75億美元
場景 |
| |
2.5億美元
場景 |
| |
2億美元
場景 |
| |
1.25億美元
場景 |
| |||||||||||||||
股票期權
|
| | | | 10,432,749 | | | | | | 10,432,749 | | | | | | 10,432,749 | | | | | | 10,432,749 | | | | | | 10,432,749 | | |
賺取股份
|
| | | | 15,000,000 | | | | | | 15,000,000 | | | | | | 15,000,000 | | | | | | 15,000,000 | | | | | | 15,000,000 | | |
| | | | | 25,432,749 | | | | | | 25,432,749 | | | | | | 25,432,749 | | | | | | 25,432,749 | | | | | | 25,432,749 | | |
|
條款
|
| |
AltC
|
| |
結賬後公司
|
|
| 授權資本 | | | ALTC有權發行的股份總數為:(A)601,000,000股普通股,每股面值0.0001美元,包括(I)500,000,000股ALTC A類普通股和(Ii)100,000,000股ALTC B類普通股,以及(B)1,000,000股優先股。截至本委託書/招股説明書/徵求同意書的日期,沒有任何ALTC優先股流通股。 | | |
收市後公司有權發行的股份總數為:(A)收市後公司A類普通股5億股,(B)收市後公司優先股100萬股,每股面值0.0001美元。
在業務合併完成後,我們預計將有約122,096,980股收盤後公司A類普通股(假設AltC的公眾股東沒有贖回)流通。
業務合併完成後,預計結算後公司不會有任何已發行的優先股。
|
|
| 投票權 | | | 在最初的企業合併之前,只有持有ALTC B類普通股的持有者才有權投票選舉董事(除非與會議有關 | | | 關閉後公司A類普通股的持有者將擁有選舉董事和所有其他需要股東行動的事項的投票權 | |
|
條款
|
| |
AltC
|
| |
結賬後公司
|
|
| | | | (Br)將企業合併提交股東批准的ALTC股東人數)。關於提交ALTC股東表決的任何其他事項,包括與初始業務合併有關的任何投票,除非適用法律或證券交易規則另有要求,否則ALTC A類普通股的持有人和ALTC B類普通股的持有人將作為一個類別一起投票,每股賦予持有人一票的權利。 | | | 並將有權在合併後股東投票表決的事項上享有每股一票投票權。收盤後公司A類普通股的持有者將在任何時候都作為一個類別對提交普通股投票的所有事項進行投票(適用法律可能要求的除外)。 | |
| 導演數量 | | | ALTC目前的公司註冊證書規定,ALTC的董事人數應不時完全由ALTC董事會決議決定。在任何一系列優先股持有人選舉董事的特殊權利的規限下,ALTC董事會應分為三類,數量儘可能相等,並指定為第I類、第II類和第III類。ALTC董事會有權將已任職的董事會成員分配到第I類、第II類或第III類。在隨後舉行的ALTC股東年會上,任期屆滿的董事類別的繼任者應被選舉為三年任期,直至其各自的繼任者當選並獲得任職資格,但條件是他們提前去世、辭職或被免職。 | | | | |
| 董事選舉 | | | ALTC目前的公司註冊證書要求董事由多名董事選舉 | | | 關閉後公司的章程要求董事由董事以多數票選出 | |
|
條款
|
| |
AltC
|
| |
結賬後公司
|
|
| | | |
有權選舉董事的親臨或委派代表出席會議的股東所投的表決權;但在初始合併結束前,阿爾塔公司A類普通股的持有者對任何董事的選舉和罷免享有專有權,而阿爾塔公司A類普通股的持有人無權對任何董事的選舉和罷免進行表決。
此外,除法律另有規定外,每當優先股的一個或多個系列的持有人有權按類別或系列分別投票選舉一名或多名董事時,該等董事職位的任期、填補空缺、免職及其他特徵須受ALTC現行公司註冊證書(包括任何優先股指定)所載該系列優先股的條款所規限,除非該等條款有明確規定,否則該等董事不得包括在上述任何類別內。
|
| | 出席會議的股東或由其代表出席會議的股東,一般有權就董事選舉投票。 | |
| 法定人數 | | |
董事會:在ALTC董事會的任何會議上,過半數成員應構成處理業務的法定人數。
股東:出席股東大會時親自或委派代表出席股東大會,代表有權在該會議上表決的全部已發行股本的多數投票權的ALTC已發行股本持有人應構成該會議處理事務的法定人數,但如指定事務須以某類別或一系列股份投票表決,則佔已發行股份投票權過半數的股份持有人為
|
| |
董事會:(A)在任何時候任職的董事超過半數和(B)在結束後的公司全體董事會中佔三分之一的人數較大者構成關閉後公司董事會的法定人數;但如果任職的董事人數少於關閉後公司全體董事會的三分之一,則任何時候在任的董事組成關閉後公司董事會的法定人數。
股東:持有結算後公司已發行和已發行股本的多數投票權並有權在會議上投票的股東,親自出席,以遠程通信的方式出席,如有的話,
|
|
|
條款
|
| |
AltC
|
| |
結賬後公司
|
|
| | | | 此類類別或系列構成此類業務交易的法定人數。 | | | 經結算後公司董事會全權酌情授權或由代表代表的股東應構成法定人數。 | |
|
董事會行事方式
|
| | ALTC現行章程規定,出席任何有法定人數的會議的過半數董事的行為應為ALTC董事會的行為,除非適用法律、ALTC現行公司註冊證書或ALTC現行章程另有明確規定。 | | | 《關閉後公司章程》規定,出席法定人數會議的過半數董事的行為應為關閉後公司董事會的行為。 | |
| 刪除控制器 | | | [br}阿爾塔公司現行的公司註冊證書規定,在初始業務合併結束前,阿爾塔公司B類普通股持有人對選舉和罷免任何董事擁有專有權,而阿爾塔公司A類普通股持有人對選舉或罷免任何董事沒有投票權。 | | | | |
| 董事候選人提名 | | | ALTC現行章程規定,在任何股東年度會議上,或在ALTC關於該特別會議的通知中為選舉董事而召開的任何股東特別會議上,提名候選人進入ALTC董事會,可(A)由ALTC董事會或在其指示下提出,或(B)由ALTC任何股東(I)在發出通知日期及在決定有權在該會議上投票的股東的記錄日期有權在董事選舉中投票的股東,及(Ii)遵守ALTC現行附例所載通知程序的股東提出。 | | | (Br)收市後公司章程規定,在股東大會上提名收盤後公司董事會成員可(I)由收盤後公司董事會(或其任何委員會)或在其指示下提名,或(Ii)由收盤後公司任何股東及時遵守其中規定的通知程序進行提名,(Y)在發出通知日期及在決定有權在該會議上投票的股東的記錄日期登記在案的股東,及(Z)有權在該會議上投票。 | |
| 董事會特別會議 | | | ALTC的現行章程規定,ALTC董事會的特別會議 | | | 《結算後公司章程》規定,股東特別會議 | |
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條款
|
| |
AltC
|
| |
結賬後公司
|
|
| | | | (A)董事會主席或常駐代表可召集會議,及(B)董事會主席總裁或祕書應至少有過半數在任董事或唯一的董事(視情況而定)的書面要求,召集會議,並將於召開會議的人士決定的時間、日期及地點(在特拉華州境內或以外)舉行會議,或如應董事或唯一董事的要求,則按書面請求中指定的時間、日期及地點舉行。 | | | 收市後公司董事會可以在收市後董事會主席、首席執行官、總裁、兩名或兩名以上董事召集的任何時間和地點舉行,如果只有一名董事任職,則可以由一名董事召開。 | |
| 股東特別會議 | | | ALTC現行章程規定,在ALTC任何已發行系列優先股持有人的權利及適用法律要求的規限下,為任何目的或目的,股東特別會議只可由ALTC董事會主席、行政總裁或ALTC董事會根據ALTC董事會多數成員通過的決議召開,不得由任何其他人士召開。 | | | | |
| 股東的行為方式 | | | ALTC現行章程規定,除在有法定人數的會議上向股東提交的董事選舉外,所有事項均應由親自出席會議或由受委代表出席會議並有權就該事項投票的股東以過半數票決定,除非根據適用法律、ALTC現行公司註冊證書、現行章程或適用的證券交易所規則,需要進行不同的表決,在這種情況下,該規定應管轄和控制該事項的決定。 | | | 收市後公司章程規定,出席任何會議的法定人數時,除選舉董事外,在會議上就該事項表決的多數票的持有人的贊成票應為股東的行為(或如有兩個或兩個以上類別或系列的股本有權作為單獨的類別或系列投票,則就每個此類類別或系列而言,持有該類別的股本股份的多數投票權的人,出席或代表出席會議並就此類事項進行贊成或反對投票的類別或系列),但 | |
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條款
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AltC
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結賬後公司
|
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| | | | | | | 適用法律、適用於收市後公司或其證券的法規、適用於收市後公司的任何證券交易所的規則或條例、收市後公司的公司註冊證書或收市後公司章程要求進行不同表決的情況。 | |
| 股東在未見面的情況下采取行動 | | | ALTC當前的公司註冊證書規定,除非根據ALTC當前的註冊證書(包括任何優先股指定)另有規定或確定,否則在ALTC IPO完成後,與任何(I)ALTC B類普通股或(Ii)ALTC已發行系列優先股的持有人的權利有關,要求或允許ALTC股東採取的任何行動必須通過正式召開的股東年會或特別會議進行,且不得通過股東的書面同意而實施,但可通過書面同意對其採取行動的ALTC B類普通股除外。 | | | 收盤後公司的公司註冊證書和收盤後公司的章程不賦予任何股東根據書面同意行事的能力。 | |
| 反收購條款 | | |
ALTC目前的公司註冊證書規定了一個分類董事會。
ALTC當前的公司註冊證書不受DGCL第203節的約束。然而,ALTC目前的公司註冊證書包含的條款與DGCL第203節具有相同的效力。
|
| |
收盤後公司的公司註冊證書還規定了一個分類董事會。
結算後公司的公司註冊證書適用DGCL第203節的規定。
收盤後公司的公司註冊證書授權收盤後公司董事會在不經股東採取行動的情況下發行最多1,000,000股收盤後公司優先股。
結算後公司的公司註冊證書和公司章程將授權結算後公司董事會填補董事會空缺的董事職位,包括新設立的席位。此外,
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條款
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AltC
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結賬後公司
|
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關閉後公司董事會的董事人數將由關閉後公司董事會以多數票通過的決議確定。
有關收盤後公司管理文件中的反收購條款的更多信息,請參閲題為《特拉華州法律和收盤後公司註冊證書和收盤後公司章程的證券 - 反收購效果説明》的章節。
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| 憲章修正案 | | |
ALTC當前的公司註冊證書需要單獨或具體投票:
•
僅與一個或多個已發行的ALTC優先股系列或另一個ALTC普通股系列的條款有關的修正案,如果其持有人有權單獨投票的話;
•
將改變或改變ALTC B類普通股的權力、偏好或相對、參與、可選或其他或特殊權利的修正案,這需要單獨的類別投票;
•
對ALTC現行公司註冊證書條款的修訂涉及對ALTC的初始業務合併、贖回權、信託賬户分配、某些股票發行的要求,這些要求至少需要持有ALTC所有當時已發行普通股的65%(65%)的持有人投贊成票;以及
•
對ALTC現行公司註冊證書中與董事選舉和罷免有關的條款進行修訂,這需要持有至少90%(90%)ALTC股份的股東通過決議。
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| |
收盤後公司的公司註冊證書需要持有至少662%∕3%投票權的持有者以贊成票批准收盤後公司股本中有權投票的流通股:
•
影響結束後公司業務管理和行為的修訂;
•
對第二章和修訂後的章程中限制關閉後公司董事和高級管理人員責任的規定進行修訂;
•
將改變收盤後公司授權向收盤後公司董事、高級職員、員工和代理人提供賠償的能力的修正案;
•
允許股東通過書面同意採取行動的修正案;
•
改變哪些各方可以召開收盤後公司股東特別會議的修正案;
•
對關閉後公司規定關閉後公司董事會採用、修改和廢除章程的能力的條款的修改,
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條款
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AltC
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結賬後公司
|
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有權投票的普通股。
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以及關閉後公司股東以至少662%∕3%的已發行股本投票權的贊成票修訂、更改或廢除章程的能力;以及
•
根據DGCL或關閉後公司的註冊證書或關閉後公司的章程,改變關閉後公司的專屬訴訟場所的修正案。
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| 修訂附則 | | | ALTC的現行章程規定,ALTC董事會有權通過、修改、更改或廢除ALTC的現行章程。通過、修改、更改或廢除ALTC的現行章程需要獲得ALTC董事會多數成員的贊成票。ALTC的現行章程也可由其股東採納、修訂、更改或廢除;然而,除適用法律或ALTC當前的公司註冊證書所要求的ALTC任何類別或系列股本的持有人的投票外,股東如要採納、修訂、更改或廢除ALTC的現行章程,必須獲得有權在董事選舉中投票的ALTC所有已發行股本中至少多數投票權的持有人投贊成票。 | | | | |
| 清算 | | | [br}ALTC目前的公司註冊證書規定,如果ALTC發生任何自願或非自願的清算、解散或清盤,在支付或撥備支付ALTC的債務和其他債務後,ALTC A類普通股的持有者有權獲得ALTC可供分配給股東的所有剩餘資產,按比例按比例分配 | | | 結算後公司的組織文件不包含清算或類似條款。根據DGCL的規定,如果發生清算,在清償或撥備債務和其他債務後,任何剩餘資產應按照其中規定的義務分配給被解散公司的股東。 | |
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條款
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AltC
|
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結賬後公司
|
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| | | | 他們持有的ALTC A類普通股股份(按ALTC B類普通股股份折算) 。 | | | | |
| 贖回權 | | | ALTC目前的公司註冊證書規定,在初始業務合併完成之前,ALTC應向所有ALTC公眾股票持有人提供在初始業務合併完成時贖回其ALTC公開股票的機會,並遵守ALTC當前公司註冊證書中規定的某些限制,以相當於適用的每股贖回價格的現金;然而,如果贖回或回購ALTC公開股票將導致ALTC的有形淨資產(根據交易法第3a51-1(G)(1)條確定)不超過500萬美元,或與初始業務合併有關的協議中可能包含的任何更大的有形資產或現金要求,則ALTC不得贖回或回購ALTC公開股票。 | | | 關停公司的組織文件不向關停公司的任何股東提供贖回權。 | |
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普通股
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期間
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高
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低
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2024 | | | | | | | | | | | | | |
Q2 2024(1)
|
| | | $ | 17.49 | | | | | $ | 11.50 | | |
Q1 2024
|
| | | $ | 11.46 | | | | | $ | 10.52 | | |
2023 | | | | | | | | | | | | | |
Q4 2023
|
| | | $ | 10.80 | | | | | $ | 10.27 | | |
Q3 2023
|
| | | $ | 10.60 | | | | | $ | 10.31 | | |
Q2 2023
|
| | | $ | 10.77 | | | | | $ | 10.10 | | |
Q1 2023
|
| | | $ | 10.25 | | | | | $ | 9.91 | | |
2022 | | | | | | | | | | | | | |
Q4 2022
|
| | | $ | 9.93 | | | | | $ | 9.72 | | |
Q3 2022
|
| | | $ | 9.80 | | | | | $ | 9.66 | | |
Q2 2022
|
| | | $ | 9.89 | | | | | $ | 9.65 | | |
Q1 2022
|
| | | $ | 9.93 | | | | | $ | 9.60 | | |
2021 | | | | | | | | | | | | | |
Q4 2021
|
| | | $ | 10.16 | | | | | $ | 9.70 | | |
Q3 2021(2)
|
| | | $ | 10.05 | | | | | $ | 9.50 | | |
| | |
業務合併前的
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ALTC A類普通股股份
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ALTC B類普通股股份
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受益人姓名和地址(1)
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股份數量
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持股百分比
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股份數量
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持股百分比
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董事和高管業務前合併:
|
| | | | | | | | | | | | | | | | | | | | | | | | |
Sam Altman(4)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Michael Klein(2)
|
| | | | 1,450,000 | | | | | | 4.74% | | | | | | 12,500,000(3) | | | | | | 100.0% | | |
Jay Taragin(4)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
弗朗西斯·弗雷(4)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
艾莉森·格林(4)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
彼得·拉特曼(4)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
約翰·桑頓(4)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
所有董事和執行官之前
作為一個集團進行業務合併 (八人) |
| | | | 1,450,000 | | | | | | 4.74% | | | | | | 12,500,000(3) | | | | | | 100.0% | | |
企業合併前5%的持有者:
|
| | | | | | | | | | | | | | | | | | | | | | | | |
ALTC贊助商有限責任公司
|
| | | | 1,450,000 | | | | | | 4.74% | | | | | | 12,500,000(3) | | | | | | 100.0% | | |
安培瑞資本海外大師基金有限公司(5)
|
| | | | 3,056,992 | | | | | | 9.99% | | | | | | — | | | | | | — | | |
老虎環球投資,L.P.(6)
|
| | | | 3,056,992 | | | | | | 9.99% | | | | | | — | | | | | | — | | |
Encompass Capital Advisors LLC(7)
|
| | | | 2,833,601 | | | | | | 9.26% | | | | | | — | | | | | | — | | |
Fort Baker Capital Management LP(8)
|
| | | | 2,520,845 | | | | | | 8.24% | | | | | | — | | | | | | — | | |
Meteora Capital,LLC(9)
|
| | | | 2,321,377 | | | | | | 7.59% | | | | | | — | | | | | | — | | |
千禧管理有限責任公司(10)
|
| | | | 1,843,200 | | | | | | 6.02% | | | | | | — | | | | | | — | | |
Magnetar Financial(11)
|
| | | | 1,654,623 | | | | | | 5.41% | | | | | ||||||||||
企業合併後持股5%的股東
|
| | | | | | | | | | | | | | | | | | | | | | | | |
ALTC贊助商有限責任公司
|
| | | | 1,450,000 | | | | | | 4.74% | | | | | | 12,500,000(3) | | | | | | 100.0% | | |
| | |
方正股份
|
| |
配售共享
|
| ||||||
薩姆·奧特曼
|
| | | | 6,035,600 | | | | | | 700,100 | | |
艾莉森·格林
|
| | | | 214,400 | | | | | | 24,900 | | |
彼得·拉特曼
|
| | | | 128,600 | | | | | | 14,900 | | |
弗朗西斯·弗雷
|
| | | | 128,600 | | | | | | 14,900 | | |
約翰·桑頓
|
| | | | 257,300 | | | | | | 29,800 | | |
傑伊·塔拉金
|
| | | | 5,000 | | | | | | — | | |
| | |
企業合併後
|
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| | |
不贖回
|
| |
2.75億美元場景
|
| |
2.5億美元場景
|
| |
2億美元場景
|
| |
1.25億美元場景
|
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受益人姓名和地址
所有者(1) |
| |
數量:
個共享 |
| |
百分比
擁有 |
| |
數量:
個共享 |
| |
百分比
擁有 |
| |
數量:
個共享 |
| |
百分比
擁有 |
| |
數量:
個共享 |
| |
百分比
擁有 |
| |
數量:
個共享 |
| |
百分比
擁有 |
| ||||||||||||||||||||||||||||||
董事和高管開業前
組合: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Sam Altman(2)(5)
|
| | | | 3,151,379 | | | | | | 2.6% | | | | | | 3,151,379 | | | | | | 2.7% | | | | | | 3,151,379 | | | | | | 2.8% | | | | | | 3,151,379 | | | | | | 3.0% | | | | | | 3,151,379 | | | | | | 3.3% | | |
Michael Klein(3)
|
| | | | 13,950,000(4) | | | | | | 11.4% | | | | | | 13,950,000(4) | | | | | | 11.9% | | | | | | 13,950,000(4) | | | | | | 12.2% | | | | | | 13,950,000(4) | | | | | | 13.3% | | | | | | 12,700,000(4) | | | | | | 13.1% | | |
Jay Taragin(5)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
弗朗西斯·弗雷(5)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
艾莉森·格林(5)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
彼得·拉特曼(5)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
約翰·桑頓(5)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
企業合併前的所有董事和高管(8名個人)
|
| | | | 17,101,379 | | | | | | 14.0% | | | | | | 17,101,379 | | | | | | 14.6% | | | | | | 17,101,379 | | | | | | 14.9% | | | | | | 17,101,379 | | | | | | 16.3% | | | | | | 15,851,379 | | | | | | 16.4% | | |
企業合併前5%的持有者:
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
ALTC贊助商有限責任公司
|
| | | | 13,950,000(4)(5) | | | | | | 11.4% | | | | | | 13,950,000(4)(5) | | | | | | 11.9% | | | | | | 13,950,000(4)(5) | | | | | | 12.2% | | | | | | 13,950,000(4)(5) | | | | | | 13.3% | | | | | | 12,700,000(4)(5) | | | | | | 13.1% | | |
安培瑞資本海外大師基金有限公司(6)
|
| | | | 3,056,992 | | | | | | 2.5% | | | | | | 3,056,992 | | | | | | 2.6% | | | | | | 3,056,992 | | | | | | 2.7% | | | | | | 3,056,992 | | | | | | 2.9% | | | | | | 3,056,992 | | | | | | 3.2% | | |
老虎環球投資,L.P.(7)
|
| | | | 3,056,992 | | | | | | 2.5% | | | | | | 3,056,992 | | | | | | 2.6% | | | | | | 3,056,992 | | | | | | 2.7% | | | | | | 3,056,992 | | | | | | 2.9% | | | | | | 3,056,992 | | | | | | 3.2% | | |
包括Capital Advisors(8)
|
| | | | 2,833,601 | | | | | | 2.3% | | | | | | 2,833,601 | | | | | | 2.4% | | | | | | 2,833,601 | | | | | | 2.5% | | | | | | 2,833,601 | | | | | | 2.7% | | | | | | 2,833,601 | | | | | | 2.9% | | |
Fort Baker Capital Management LP(9)
|
| | | | 2,520,845 | | | | | | 2.1% | | | | | | 2,520,845 | | | | | | 2.2% | | | | | | 2,520,845 | | | | | | 2.2% | | | | | | 2,520,845 | | | | | | 2.4% | | | | | | 2,520,845 | | | | | | 2.6% | | |
氣象資本有限責任公司(10)
|
| | | | 2,321,377 | | | | | | 1.9% | | | | | | 2,321,377 | | | | | | 2.0% | | | | | | 2,321,377 | | | | | | 2.0% | | | | | | 2,321,377 | | | | | | 2.2% | | | | | | 2,321,377 | | | | | | 2.4% | | |
千禧管理有限責任公司(11)
|
| | | | 1,843,200 | | | | | | 1.5% | | | | | | 1,843,200 | | | | | | 1.6% | | | | | | 1,843,200 | | | | | | 1.6% | | | | | | 1,843,200 | | | | | | 1.8% | | | | | | 1,843,200 | | | | | | 1.9% | | |
Magnetar Financial LLC(12)
|
| | | | 1,654,623 | | | | | | 1.4% | | | | | | 1,654,623 | | | | | | 1.4% | | | | | | 1,654,623 | | | | | | 1.4% | | | | | | 1,654,623 | | | | | | 1.6% | | | | | | 1,654,623 | | | | | | 1.7% | | |
董事和高管業務後合併:
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Sam Altman(2)(5)
|
| | | | 3,151,379 | | | | | | 2.6% | | | | | | 3,151,379 | | | | | | 2.7% | | | | | | 3,151,379 | | | | | | 2.8% | | | | | | 3,151,379 | | | | | | 3.0% | | | | | | 3,151,379 | | | | | | 3.3% | | |
雅各布·德維特(13歲)
|
| | | | 11,190,452 | | | | | | 9.2% | | | | | | 11,190,452 | | | | | | 9.8% | | | | | | 11,190,452 | | | | | | 11.6% | | | | | | 11,190,452 | | | | | | 9.6% | | | | | | 11,190,452 | | | | | | 10.7% | | |
卡羅琳·科克倫(14)
|
| | | | 10,911,600 | | | | | | 8.9% | | | | | | 10,911,600 | | | | | | 9.3% | | | | | | 10,911,600 | | | | | | 9.5% | | | | | | 10,911,600 | | | | | | 10.4% | | | | | | 10,911,600 | | | | | | 11.3% | | |
Michael Klein(3)
|
| | | | 13,950,000(4) | | | | | | 11.4% | | | | | | 13,950,000(4) | | | | | | 11.9% | | | | | | 13,950,000(4) | | | | | | 12.2% | | | | | | 13,950,000(4) | | | | | | 13.3% | | | | | | 12,700,000(4) | | | | | | 13.1% | | |
理查德·W·金茲利
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
R. Craig Bealdam
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
中將(代表)約翰·詹森
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
克里斯·賴特
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
關閉後公司全體董事和高管(8名個人)
|
| | | | 39,203,431 | | | | | | 32.1% | | | | | | 39,203,431 | | | | | | 34.2% | | | | | | 37,953,431 | | | | | | 39.3% | | | | | | 39,203,431 | | | | | | 33.5% | | | | | | 39,203,431 | | | | | | 37.3% | | |
企業合併後持股5%的股東
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
ALTC贊助商有限責任公司
|
| | | | 13,950,000(4) | | | | | | 11.4% | | | | | | 13,950,000(4) | | | | | | 11.9% | | | | | | 13,950,000(4) | | | | | | 12.2% | | | | | | 13,950,000(4) | | | | | | 13.3% | | | | | | 12,700,000(4) | | | | | | 13.1% | | |
數據收集IV,L.P.(15)
|
| | | | 6,920,804 | | | | | | 5.7% | | | | | | 6,920,804 | | | | | | 5.9% | | | | | | 6,920,804 | | | | | | 6.0% | | | | | | 6,920,804 | | | | | | 6.6% | | | | | | 6,920,804 | | | | | | 7.2% | | |
米特里爾II,L.P.(16)
|
| | | | 6,510,297 | | | | | | 5.3% | | | | | | 6,510,297 | | | | | | 5.6% | | | | | | 6,510,297 | | | | | | 5.7% | | | | | | 6,510,297 | | | | | | 6.2% | | | | | | 6,510,297 | | | | | | 6.7% | | |
| | |
創始人
個共享 |
| |
私人
安置 個共享 |
| ||||||
薩姆·奧特曼
|
| | | | 6,035,600 | | | | | | 700,100 | | |
艾莉森·格林
|
| | | | 214,400 | | | | | | 24,900 | | |
彼得·拉特曼
|
| | | | 128,600 | | | | | | 14,900 | | |
弗朗西斯·弗雷
|
| | | | 128,600 | | | | | | 14,900 | | |
約翰·桑頓
|
| | | | 257,300 | | | | | | 29,800 | | |
傑伊·塔拉金
|
| | | | 5,000 | | | | | | — | | |
| | |
第
頁
|
| |||
Oklo Inc.
經審計的合併財務報表 |
| | | | | | |
獨立註冊會計師事務所報告(PCAOB ID號:688)
|
| | | | F-2 | | |
截至2022年12月31日及2023年12月31日的合併資產負債表
|
| | | | F-3 | | |
截至2009年12月31日年度的綜合經營報表和全面虧損報表
2022年和2023 |
| | | | F-4 | | |
截至2022年12月31日及2023年12月31日止年度可轉換優先股及股東虧損綜合報表
|
| | | | F-5 | | |
截至二零二二年及二零二三年十二月三十一日止年度之綜合現金流量表
|
| | | | F-6 | | |
合併財務報表附註
|
| | | | F-7 | | |
|
ALTC收購公司
經審計的合併財務報表 |
| | | |
|
獨立註冊會計師事務所報告(PCAOB ID號:688)
|
| |
F-23
|
|
|
截至2023年12月31日和2022年12月31日的資產負債表
|
| |
F-25
|
|
|
截至2023年、2023年和2022年12月31日止年度的營業報表
|
| |
F-26
|
|
|
截至2023年、2023年和2022年12月31日止年度股東赤字變動表
|
| |
F-27
|
|
|
截至2023年、2023年和2022年12月31日止年度的現金流量表
|
| |
F-28
|
|
|
財務報表附註
|
| |
F-29
|
|
| | |
截至2012年12月31日
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
資產 | | | | | | | | | | | | | |
流動資產: | | | | | | | | | | | | | |
現金和現金等價物
|
| | | $ | 9,867,588 | | | | | $ | 9,653,528 | | |
預付及其他流動資產
|
| | | | 4,330,465 | | | | | | 834,724 | | |
流動資產總額
|
| | | | 14,198,053 | | | | | | 10,488,252 | | |
財產和設備,淨額
|
| | | | 577,671 | | | | | | 177,298 | | |
經營性租賃使用權資產
|
| | | | 82,677 | | | | | | 270,605 | | |
其他資產
|
| | | | 25,361 | | | | | | 51,270 | | |
總資產
|
| | | $ | 14,883,762 | | | | | $ | 10,987,425 | | |
負債、可贖回可轉換優先股和股東虧損 | | | | | | | | | | | | | |
流動負債: | | | | | | | | | | | | | |
應付賬款
|
| | | $ | 2,273,823 | | | | | $ | 336,621 | | |
其他應計費用
|
| | | | 835,541 | | | | | | 87,169 | | |
經營租賃負債
|
| | | | 93,935 | | | | | | 210,246 | | |
流動負債總額
|
| | | | 3,203,299 | | | | | | 634,036 | | |
經營性租賃負債,扣除當期部分
|
| | | | — | | | | | | 93,935 | | |
未來股權的簡單協議
|
| | | | 46,042,000 | | | | | | 13,340,000 | | |
總負債
|
| | | | 49,245,299 | | | | | | 14,067,971 | | |
承付款和或有事項(附註12) | | | | | | | | | | | | | |
可贖回可轉換優先股: | | | | | | | | | | | | | |
可贖回可轉換優先股,面值0.0001美元
|
| | | | 25,030,520 | | | | | | 25,030,520 | | |
股東虧損: | | | | | | | | | | | | | |
普通股,面值0.0001美元 - 14,000,000股授權;
截至12月31日已發行和發行的股票為4,836,577股和4,771,025股, 分別為2023年和2022年 |
| | | | 484 | | | | | | 477 | | |
新增實收資本
|
| | | | 2,100,903 | | | | | | 1,209,244 | | |
累計虧損
|
| | | | (61,493,444) | | | | | | (29,320,787) | | |
股東虧損總額
|
| | | | (59,392,057) | | | | | | (28,111,066) | | |
總負債、可贖回可轉換優先股和股東虧損
|
| | | $ | 14,883,762 | | | | | $ | 10,987,425 | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
運營費用 | | | | | | | | | | | | | |
研發
|
| | | $ | 9,763,333 | | | | | $ | 6,024,267 | | |
一般和行政
|
| | | | 8,872,684 | | | | | | 4,000,544 | | |
總運營費用
|
| | | | 18,636,017 | | | | | | 10,024,811 | | |
運營虧損
|
| | | | (18,636,017) | | | | | | (10,024,811) | | |
其他收入(虧損) | | | | | | | | | | | | | |
未來股權簡單協議的公允價值變動
|
| | | | (13,717,000) | | | | | | — | | |
利息收入
|
| | | | 180,360 | | | | | | 920 | | |
其他收入(虧損)合計
|
| | | | (13,536,640) | | | | | | 920 | | |
所得税前虧損
|
| | | | (32,172,657) | | | | | | (10,023,891) | | |
所得税
|
| | | | — | | | | | | — | | |
淨虧損
|
| | | $ | (32,172,657) | | | | | $ | (10,023,891) | | |
每股普通股基本和攤薄淨虧損
|
| | | $ | (6.73) | | | | | $ | (2.16) | | |
已發行普通股加權平均數 - 基本股和稀釋股
|
| | | | 4,778,685 | | | | | | 4,638,505 | | |
| | |
可贖回可兑換
優先股 |
| | |
普通股
|
| |
額外的
實收 大寫 |
| |
累計
赤字 |
| |
合計
股東的 赤字 |
| |||||||||||||||||||||||||||
| | |
個共享
|
| |
金額
|
| | |
個共享
|
| |
面值
|
| ||||||||||||||||||||||||||||||
2022年1月1日的餘額
|
| | | | 6,585,881 | | | | | $ | 25,030,520 | | | | | | | 4,626,094 | | | | | $ | 463 | | | | | $ | 565,821 | | | | | $ | (19,296,896) | | | | | $ | (18,730,612) | | |
行使股票期權
|
| | | | — | | | | | | — | | | | | | | 144,931 | | | | | | 14 | | | | | | 355,175 | | | | | | — | | | | | | 355,189 | | |
股票薪酬
|
| | | | — | | | | | | — | | | | | | | — | | | | | | — | | | | | | 288,248 | | | | | | — | | | | | | 288,248 | | |
淨虧損
|
| | | | — | | | | | | — | | | | | | | — | | | | | | — | | | | | | — | | | | | | (10,023,891) | | | | | | (10,023,891) | | |
2022年12月31日的餘額
|
| | | | 6,585,881 | | | | | $ | 25,030,520 | | | | | | | 4,771,025 | | | | | $ | 477 | | | | | $ | 1,209,244 | | | | | $ | (29,320,787) | | | | | $ | (28,111,066) | | |
行使股票期權
|
| | | | — | | | | | | — | | | | | | | 65,552 | | | | | | 7 | | | | | | 114,256 | | | | | | — | | | | | | 114,263 | | |
股票薪酬
|
| | | | — | | | | | | — | | | | | | | — | | | | | | — | | | | | | 777,403 | | | | | | — | | | | | | 777,403 | | |
淨虧損
|
| | | | — | | | | | | — | | | | | | | — | | | | | | — | | | | | | — | | | | | | (32,172,657) | | | | | | (32,172,657) | | |
2023年12月31日餘額
|
| | | | 6,585,881 | | | | | $ | 25,030,520 | | | | | | | 4,836,577 | | | | | $ | 484 | | | | | $ | 2,100,903 | | | | | $ | (61,493,444) | | | | | $ | (59,392,057) | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
經營活動產生的現金流 | | | | | | | | | | | | | |
淨虧損
|
| | | $ | (32,172,657) | | | | | $ | (10,023,891) | | |
將淨虧損與經營活動中使用的現金淨額進行調整: | | | | | | | | | | | | | |
折舊及攤銷
|
| | | | 75,247 | | | | | | 29,532 | | |
未來股權簡單協議的公允價值變動
|
| | | | 13,717,000 | | | | | | — | | |
股票薪酬
|
| | | | 777,403 | | | | | | 288,248 | | |
經營性資產和負債變動:
|
| | | | | | | | | | | | |
預付及其他流動資產
|
| | | | (126,199) | | | | | | (320,639) | | |
其他資產
|
| | | | 25,909 | | | | | | 34,189 | | |
應付賬款
|
| | | | 1,344,013 | | | | | | 75,834 | | |
其他應計費用
|
| | | | 383,907 | | | | | | (59,949) | | |
經營租賃負債
|
| | | | (22,318) | | | | | | (15,849) | | |
經營活動中使用的淨現金
|
| | | | (15,997,695) | | | | | | (9,992,525) | | |
投資活動產生的現金流 | | | | | | | | | | | | | |
購置房產和設備
|
| | | | (83,155) | | | | | | (149,560) | | |
投資活動中使用的淨現金
|
| | | | (83,155) | | | | | | (149,560) | | |
融資活動產生的現金流 | | | | | | | | | | | | | |
行使股票期權的收益
|
| | | | 114,263 | | | | | | 355,189 | | |
未來股權的簡單協議收益
|
| | | | 19,325,000 | | | | | | 9,000,000 | | |
延期發行成本的支付
|
| | | | (3,144,353) | | | | | | (3,477) | | |
融資活動提供的現金淨額
|
| | | | 16,294,910 | | | | | | 9,351,712 | | |
現金和現金等價物淨減少
|
| | | | 214,060 | | | | | | (790,373) | | |
年初現金和現金等價物 -
|
| | | | 9,653,528 | | | | | | 10,443,901 | | |
現金和現金等價物 - 年終
|
| | | $ | 9,867,588 | | | | | $ | 9,653,528 | | |
補充披露現金流量信息 | | | | | | | | | | | | | |
支付利息的現金
|
| | | $ | — | | | | | $ | — | | |
繳納所得税的現金
|
| | | | — | | | | | | — | | |
補充性非現金投融資活動 | | | | | | | | | | | | | |
應付賬款計入延期發行成本
|
| | | $ | 443,189 | | | | | $ | 160,881 | | |
遞延發行成本包括在應計費用和其他中
|
| | | | 122,000 | | | | | | — | | |
在應收賬款和應計費用等方面購買計算機軟件
|
| | | | 392,465 | | | | | | — | | |
簽發未來股權簡易協議
|
| | | | — | | | | | | 4,000,000 | | |
訂閲未來股權的簡單協議
|
| | | | — | | | | | | 340,000 | | |
| 傢俱和固定裝置 | | | 7年 | |
| 計算機 | | | 3到7年 | |
| 軟件 | | | 3年 | |
| 租賃改進 | | |
資產的租賃期限或預計使用壽命較短
|
|
| | |
截至2012年12月31日
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
預付費用
|
| | | $ | 369,881 | | | | | $ | 279,366 | | |
延期發行成本
|
| | | | 3,709,542 | | | | | | 164,358 | | |
成本分攤應收賬款
|
| | | | 126,042 | | | | | | 51,000 | | |
未來股權應收賬款的簡單協議
|
| | | | — | | | | | | 340,000 | | |
可退還押金
|
| | | | 125,000 | | | | | | — | | |
預付總資產和其他流動資產
|
| | | $ | 4,330,465 | | | | | $ | 834,724 | | |
| | |
截至2012年12月31日
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
計算機
|
| | | $ | 196,882 | | | | | $ | 113,727 | | |
傢俱和固定裝置
|
| | | | 64,912 | | | | | | 64,912 | | |
軟件
|
| | | | 392,465 | | | | | | — | | |
租賃改進
|
| | | | 30,762 | | | | | | 30,762 | | |
總財產和設備,總值
|
| | | | 685,021 | | | | | | 209,401 | | |
減去累計折舊和攤銷
|
| | | | (107,350) | | | | | | (32,103) | | |
總財產和設備,淨額
|
| | | $ | 577,671 | | | | | $ | 177,298 | | |
| | |
截至2012年12月31日
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
應計費用
|
| | | $ | 482,984 | | | | | $ | — | | |
應計工資和獎金
|
| | | | 196,900 | | | | | | 29,267 | | |
信用卡負債
|
| | | | 155,407 | | | | | | 57,902 | | |
其他
|
| | | | 250 | | | | | | — | | |
應計費用和其他費用合計
|
| | | $ | 835,541 | | | | | $ | 87,169 | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
本年度的經營租賃成本
|
| | | $ | 340,303 | | | | | $ | 321,238 | | |
年度經營租賃負債計量中計入的現金付款
年 |
| | | $ | 224,616 | | | | | $ | 218,148 | | |
加權-截至年底的平均剩餘租期(以年計)
|
| | | | 0.42 | | | | | | 1.42 | | |
本年度加權平均貼現率
|
| | | | 6.85% | | | | | | 6.85% | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
研發
|
| | | $ | 210,189 | | | | | $ | 190,047 | | |
一般和行政
|
| | | | 130,114 | | | | | | 131,191 | | |
總運營租賃成本(1)
|
| | | $ | 340,303 | | | | | $ | 321,238 | | |
| 截至2013年12月31日的一年 | | | | | | | |
|
2024
|
| | | | 95,550 | | |
|
最低租賃費
|
| | | | 95,550 | | |
|
扣除的利息
|
| | | | (1,615) | | |
|
經營租賃負債現值,即經營租賃的當期部分
責任 |
| | | $ | 93,935 | | |
|
資產波動性(1)
|
| |
85.8%
|
|
|
無風險費率(2)
|
| |
3.8%
|
|
|
預期期限(3)
|
| |
60個月
|
|
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
期初餘額
|
| | | $ | 13,340,000 | | | | | $ | — | | |
年內發行的安全票據
|
| | | | 18,985,000 | | | | | | 13,340,000 | | |
年內公允價值變化
|
| | | | 13,717,000 | | | | | | — | | |
期末餘額
|
| | | $ | 46,042,000 | | | | | $ | 13,340,000 | | |
優先股系列
|
| |
已發行股份
和 出色的 |
| |
原創
發行價格 每股 |
| |
攜帶
值(1) |
| |
清算
金額 |
| ||||||||||||
系列A-1
|
| | | | 4,526,703 | | | | | $ | 4.6557 | | | | | $ | 20,983,596 | | | | | $ | 21,074,971 | | |
系列A-2
|
| | | | 55,135 | | | | | | 3.6274 | | | | | | 192,134 | | | | | | 199,997 | | |
系列A-3
|
| | | | 2,004,043 | | | | | | 1.9236 | | | | | | 3,854,790 | | | | | | 3,854,977 | | |
合計
|
| | | | 6,585,881 | | | | | | | | | | | $ | 25,030,520 | | | | | $ | 25,129,945 | | |
| | |
截至2013年12月31日的年度
|
| |||
| | |
2023
|
| |
2022
|
|
預期波動率
|
| |
75.63% – 78.47%
|
| |
46.50% – 47.20%
|
|
預期股息收益率
|
| |
0.00%
|
| |
0.00%
|
|
無風險利率
|
| |
3.64% – 4.87%
|
| |
1.50% – 3.90%
|
|
預期期限
|
| |
6.3年
|
| |
6.2
|
|
| | |
數量:
個共享 |
| |
加權
平均 行使價 |
| |
加權
平均 剩餘 合同 壽命(以年為單位) |
| |||||||||
截至2022年1月1日未償還的股票期權獎勵
|
| | | | 1,189,477 | | | | | $ | 2.08 | | | | | | 8.22 | | |
鍛鍊
|
| | | | (65,552) | | | | | | 1.74 | | | | | | | | |
被沒收/取消
|
| | | | (62,100) | | | | | | 1.75 | | | | | | | | |
已批准
|
| | | | 823,140 | | | | | | 19.28 | | | | | | | | |
於2023年12月31日尚未行使的股票期權獎勵
|
| | | | 1,884,965 | | | | | | 9.62 | | | | | | 8.47 | | |
股票期權獎勵可於2023年12月31日行使
|
| | | | 522,319 | | | | | | 1.94 | | | | | | 6.56 | | |
股票期權獎勵於2023年12月31日尚未歸屬
|
| | | | 1,362,646 | | | | | | | | | | | | | | |
2023年12月31日可供未來授予的股票期權獎勵
|
| | | | 70,577 | | | | | | | | | | | | | | |
行使價
|
| |
傑出獎
(股票) |
| |
已歸屬
獎項 (股票) |
| ||||||
$0.44
|
| | | | 6,820 | | | | | | 6,820 | | |
$1.75
|
| | | | 608,190 | | | | | | 406,927 | | |
$2.48
|
| | | | 238,500 | | | | | | 33,740 | | |
$2.87
|
| | | | 208,315 | | | | | | 74,832 | | |
$19.28
|
| | | | 823,140 | | | | | | — | | |
| | | | | 1,884,965 | | | | | | 522,319 | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
研發
|
| | | $ | 397,909 | | | | | $ | 123,376 | | |
一般事務和管理
|
| | | | 379,494 | | | | | | 164,872 | | |
計入運營的總成本
|
| | | $ | 777,403 | | | | | $ | 288,248 | | |
| | |
截至2012年12月31日
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
遞延税金資產: | | | | | | | | | | | | | |
淨營業虧損
|
| | | $ | 2,320,297 | | | | | $ | 1,909,930 | | |
研發積分
|
| | | | 1,423,821 | | | | | | 819,406 | | |
資本化研發費用
|
| | | | 2,647,013 | | | | | | 1,115,268 | | |
資本化的啟動費用
|
| | | | 4,652,045 | | | | | | 2,899,830 | | |
股票薪酬
|
| | | | 79,658 | | | | | | 24,235 | | |
折舊及攤銷
|
| | | | 17,045 | | | | | | 1,098 | | |
應計費用和其他
|
| | | | 43,871 | | | | | | 7,101 | | |
遞延税金資產總額
|
| | | | 11,183,750 | | | | | | 6,776,868 | | |
估值免税額
|
| | | | (11,183,750) | | | | | | (6,776,868) | | |
遞延税金淨額
|
| | | $ | — | | | | | $ | — | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
按法定税率繳納的聯邦税
|
| | | | 21.0% | | | | | | 21.0% | | |
扣除聯邦福利後的州税和地方税
|
| | | | 0.2% | | | | | | 0.0% | | |
已生成納税抵免結轉
|
| | | | 1.9% | | | | | | 3.8% | | |
估值免税額
|
| | | | (13.7)% | | | | | | (23.8)% | | |
外管局公允價值中不可扣除的變動
|
| | | | (9.0)% | | | | | | (0.0)% | | |
永久性差異
|
| | | | (0.4)% | | | | | | (1.0)% | | |
實際所得税率
|
| | | | 0.0% | | | | | | 0.0% | | |
| | |
12月31日
2023 |
| |
12月31日
2022 |
| ||||||
資產 | | | | | | | | | |||||
流動資產 | | | | | | | | | | | | | |
現金
|
| | | $ | 1,628,692 | | | | | $ | 3,577,359 | | |
預付費用
|
| | | | 430,720 | | | | | | 420,828 | | |
流動資產總額
|
| | | | 2,059,412 | | | | | | 3,998,187 | | |
信託賬户中持有的有價證券
|
| | | | 303,560,538 | | | | | | 506,140,080 | | |
總資產
|
| | | $ | 305,619,950 | | | | | $ | 510,138,267 | | |
負債和股東虧損 | | | | | | | | | | | | | |
流動負債: | | | | | | | | | | | | | |
應計費用
|
| | | $ | 526,952 | | | | | $ | 303,257 | | |
消費税責任
|
| | | | 2,159,147 | | | | | | — | | |
應付所得税
|
| | | | 805,086 | | | | | | 1,180,272 | | |
流動負債總額
|
| | | | 3,491,185 | | | | | | 1,483,529 | | |
遞延納税義務
|
| | | | — | | | | | | 294,084 | | |
延期支付律師費
|
| | | | 92,441 | | | | | | 118,715 | | |
應付延期承銷費
|
| | | | 7,000,000 | | | | | | 17,500,000 | | |
總負債
|
| | | | 10,583,626 | | | | | | 19,396,328 | | |
承付款和或有事項 | | | | | | | | | | | | | |
可能贖回的A類普通股,2023年12月31日和2022年12月31日分別有29,150,521股和50,000,000股,贖回價值約為10.41美元和10.09美元
|
| | | | 303,415,774 | | | | | | 504,544,687 | | |
股東虧損 | | | | | | | | | | | | | |
優先股,面值0.0001美元;授權1,000,000股;未發行
且於2023年12月31日和2022年12月31日未償還, 分別為 和 |
| | | | — | | | | | | — | | |
A類普通股,面值0.0001美元; 500,000,000股授權股票;分別於2023年12月31日和2022年12月31日發行和發行1,450,000股股票(不包括29,150,521股和50,000,000股可能贖回的股票)
|
| | | | 145 | | | | | | 145 | | |
B類普通股,面值0.0001美元;授權100,000,000股;分別於2023年12月31日和2022年12月31日發行和發行12,500,000股股票
|
| | | | 1,250 | | | | | | 1,250 | | |
新增實收資本
|
| | | | 7,939,799 | | | | | | — | | |
累計虧損
|
| | | | (16,320,644) | | | | | | (13,804,143) | | |
股東虧損總額
|
| | | | (8,379,450) | | | | | | (13,802,748) | | |
總負債和股東赤字
|
| | | $ | 305,619,950 | | | | | $ | 510,138,267 | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
組建和運營成本
|
| | | $ | 4,270,713 | | | | | $ | 1,809,484 | | |
運營虧損
|
| | | | (4,270,713) | | | | | | (1,809,484) | | |
其他收入(費用): | | | | | | | | | | | | | |
信託賬户中持有的有價證券賺取的利息
|
| | | | 22,231,067 | | | | | | 7,277,660 | | |
信託賬户中持有的有價證券的未實現虧損
|
| | | | — | | | | | | (68,050) | | |
其他收入,淨額
|
| | | | 22,231,067 | | | | | | 7,209,610 | | |
未計提所得税準備的收入
|
| | | | 17,960,354 | | | | | | 5,400,126 | | |
所得税撥備
|
| | | | (6,092,149) | | | | | | (1,474,356) | | |
淨收入
|
| | | $ | 11,868,205 | | | | | $ | 3,925,770 | | |
基本和稀釋後的加權平均流通股,需要贖回的股份
|
| | | | 45,417,697 | | | | | | 50,000,000 | | |
每股基本和稀釋後淨收益,需贖回的股票
|
| | | $ | 0.20 | | | | | $ | 0.06 | | |
基本和稀釋後的加權平均流通股,不需贖回的股份
|
| | | | 13,950,000 | | | | | | 13,950,000 | | |
每股基本和稀釋淨利潤,無需贖回的股份
|
| | | $ | 0.20 | | | | | $ | 0.06 | | |
| | |
A類
普通股 |
| |
B類
普通股 |
| |
額外的
實收 大寫 |
| |
累計
赤字 |
| |
合計
股東的 赤字 |
| |||||||||||||||||||||||||||
| | |
個共享
|
| |
金額
|
| |
個共享
|
| |
金額
|
| ||||||||||||||||||||||||||||||
Balance - 2021年12月31日
|
| | | | 1,450,000 | | | | | | 145 | | | | | | 12,500,000 | | | | | | 1,250 | | | | | | — | | | | | | (13,185,226) | | | | | | (13,183,831) | | |
A類普通股到贖回金額的重新計量
|
| | | | — | | | | | | — | | | | |
|
—
|
| | | |
|
—
|
| | | | | — | | | | | | (4,544,687) | | | | | | (4,544,687) | | |
淨收入
|
| | | | — | | | | | | — | | | | |
|
—
|
| | | |
|
—
|
| | | | | — | | | | | | 3,925,770 | | | | | | 3,925,770 | | |
Balance - 2022年12月31日
|
| | | | 1,450,000 | | | | | | 145 | | | | | | 12,500,000 | | | | | | 1,250 | | | | | | — | | | | | | (13,804,143) | | | | | | (13,802,748) | | |
A類普通股到贖回金額的重新計量
|
| | | | — | | | | | | — | | | | |
|
—
|
| | | |
|
—
|
| | | | | (2,560,201) | | | | | | (12,225,559) | | | | | | (14,785,760) | | |
承保人費用豁免
|
| | | | — | | | | | | — | | | | |
|
—
|
| | | |
|
—
|
| | | | | 10,500,000 | | | | | | — | | | | | | 10,500,000 | | |
消費税責任
|
| | | | — | | | | | | — | | | | |
|
—
|
| | | |
|
—
|
| | | | | — | | | | | | (2,159,147) | | | | | | (2,159,147) | | |
淨收入
|
| | | | — | | | | | | — | | | | |
|
—
|
| | | |
|
—
|
| | | | | — | | | | | | 11,868,205 | | | | | | 11,868,205 | | |
餘額—2023年12月31日
|
| | | | 1,450,000 | | | | | $ | 145 | | | | | | 12,500,000 | | | | | $ | 1,250 | | | | | $ | 7,939,799 | | | | | $ | (16,320,644) | | | | | $ | (8,379,450) | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
經營活動現金流: | | | | | | | | | | | | | |
淨收入
|
| | | $ | 11,868,205 | | | | | $ | 3,925,770 | | |
將淨收入與經營活動中使用的淨現金進行調整:
|
| | | | | | | | | | | | |
信託賬户中持有的有價證券賺取的利息
|
| | | | (22,231,067) | | | | | | (7,277,660) | | |
信託賬户中持有的有價證券的未實現虧損
|
| | | | — | | | | | | 68,050 | | |
遞延税款(福利)準備金
|
| | | | (294,084) | | | | | | 294,084 | | |
經營性資產和負債變動:
|
| | | | | | | | | | | | |
預付費用
|
| | | | (9,892) | | | | | | 835,706 | | |
應計費用
|
| | | | 197,421 | | | | | | 21,503 | | |
應付所得税
|
| | | | (375,186) | | | | | | 1,177,856 | | |
經營活動中使用的淨現金
|
| | | | (10,844,603) | | | | | | (954,691) | | |
投資活動現金流: | | | | | | | | | | | | | |
從信託賬户提取的現金用於支付特許經營税和所得税
|
| | | | 7,895,936 | | | | | | 195,000 | | |
從信託賬户提取的現金用於營運資金用途
|
| | | | 1,000,000 | | | | | | 1,000,000 | | |
贖回時從信託賬户中提取的現金
|
| | | | 215,914,673 | | | | | | — | | |
投資活動提供的現金淨額
|
| | | | 224,810,609 | | | | | | 1,195,000 | | |
融資活動的現金流: | | | | | | | | | | | | | |
普通股贖回
|
| | | | (215,914,673) | | | | | | — | | |
用於融資活動的現金淨額
|
| | | | (215,914,673) | | | | | | — | | |
現金淨變化
|
| | | | (1,948,667) | | | | | | 240,309 | | |
Cash - 期初
|
| | | | 3,577,359 | | | | | | 3,337,050 | | |
Cash - 期末
|
| | | $ | 1,628,692 | | | | | $ | 3,577,359 | | |
補充現金流信息: | | | | | | | | | | | | | |
繳納所得税的現金
|
| | | $ | 6,761,419 | | | | | $ | 3,128 | | |
非現金投融資活動: | | | | | | | | | | | | | |
A類普通股到贖回金額的重新計量
|
| | | $ | 14,785,760 | | | | | $ | — | | |
應付延期承銷費
|
| | | $ | 10,500,000 | | | | | $ | — | | |
普通股贖回應計的消費税負債
|
| | | $ | 2,159,147 | | | | | $ | — | | |
|
毛收入
|
| | | $ | 500,000,000 | | |
| 少: | | | | | | | |
|
A類普通股發行成本
|
| | | | (26,652,125) | | |
| 加號: | | | | | | | |
|
賬面價值到贖回價值的重新計量
|
| | | | 31,196,812 | | |
|
可能贖回的A類普通股,2022年12月31日
|
| | | | 504,544,687 | | |
| 少: | | | | | | | |
|
贖回
|
| | | | (215,914,673) | | |
| 加號: | | | | | | | |
|
賬面價值到贖回價值的重新計量
|
| | | | 14,785,760 | | |
|
可能贖回的A類普通股,2023年12月31日
|
| | | $ | 303,415,774 | | |
| | |
截至2013年12月31日的年度
|
| | | |||||||||||||||||||||||||
| | |
2023
|
| |
2022
|
| | | | | | | ||||||||||||||||||
| | |
可贖回的
|
| |
不可贖回
|
| |
可贖回的
|
| |
不可贖回
|
| | | ||||||||||||||||
普通股基本和稀釋後淨收益
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | ||||
分子: | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||
調整後的淨收入分配
|
| | | $ | 9,079,458 | | | | | $ | 2,788,747 | | | | | $ | 3,069,406 | | | | | $ | 856,364 | | | | | ||||
分母: | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||
基本和稀釋後加權平均流通股
|
| | | | 45,417,697 | | | | | | 13,950,000 | | | | | | 50,000,000 | | | | | | 13,950,000 | | | | | ||||
普通股基本和稀釋後淨收益
|
| | | $ | 0.20 | | | | | $ | 0.20 | | | | | $ | 0.06 | | | | | $ | 0.06 | | | | |
| | |
12月31日
2023 |
| |
12月31日
2022 |
| ||||||
遞延税項資產(負債) | | | | | | | | | | | | | |
啟動組織費用
|
| | | $ | 1,558,190 | | | | | $ | 562,030 | | |
有價證券未實現收益
|
| | | | — | | | | | | (294,084) | | |
遞延税金資產總額
|
| | | | 1,558,190 | | | | | | 267,946 | | |
估值免税額
|
| | | | (1,558,190) | | | | | | (562,030) | | |
遞延税項資產(負債),扣除估值備抵
|
| | | $ | — | | | | | $ | (294,084) | | |
| | |
12月31日
2023 |
| |
12月31日
2022 |
| ||||||
聯邦政府 | | | | | | | | | | | | | |
當前
|
| | | $ | 4,523,401 | | | | | $ | 1,180,272 | | |
延期
|
| | | | (486,685) | | | | | | (44,129) | | |
州和地方 | | | | | | | | | | | | | |
當前
|
| | | | 1,862,831 | | | | | | — | | |
延期
|
| | | | (803,558) | | | | | | — | | |
估值免税額變動
|
| | | | 996,160 | | | | | | 338,213 | | |
所得税撥備
|
| | | $ | 6,092,149 | | | | | $ | 1,474,356 | | |
| | |
12月31日
2023 |
| |
12月31日
2022 |
| ||||||
法定聯邦所得税税率
|
| | | | 21.00% | | | | | | 21.00% | | |
州税,扣除聯邦税收優惠後的淨額
|
| | | | 4.66% | | | | | | 0.00% | | |
業務合併費用
|
| | | | 2.71% | | | | | | 0.00% | | |
估值免税額
|
| | | | 5.55% | | | | | | 6.30% | | |
所得税撥備
|
| | | | 33.92% | | | | | | 27.30% | | |
説明
|
| |
級別
|
| |
12月31日
2023 |
| |
12月31日
2022 |
| |||||||||
資產: | | | | | | | | | | | | | | | | | | | |
信託賬户中持有的有價證券
|
| | | | 1 | | | | | | — | | | | | $ | 506,140,080 | | |
| | |
P年齡
|
| |||
第一條
|
| | | | | | |
某些定義
|
| | | | A-8 | | |
第1.01節。
定義
|
| | | | A-8 | | |
第1.02節。
施工
|
| | | | A-19 | | |
第1.03節。
知識
|
| | | | A-20 | | |
第1.04節。
公平調整
|
| | | | A-20 | | |
第二條
|
| | | | | | |
合併
|
| | | | A-20 | | |
第2.01節。
合併
|
| | | | A-20 | | |
第2.02節。
有效時間
|
| | | | A-20 | | |
第2.03節。
合併的效果
|
| | | | A-21 | | |
第2.04節。
管理文件;註冊權協議
|
| | | | A-21 | | |
第2.05節。
尚存實體的董事和高級職員
|
| | | | A-21 | | |
第2.06節。
進一步保證
|
| | | | A-21 | | |
第三條
|
| | | | | | |
合併考慮;證券轉換
|
| | | | A-21 | | |
第3.01節。
轉換公司優先股和公司保險箱
|
| | | | A-21 | | |
第3.02節。
合併對公司股票的影響
|
| | | | A-21 | | |
第3.03節。
公司股權獎勵的處理方式
|
| | | | A-22 | | |
第3.04節。
持不同意見的股份
|
| | | | A-22 | | |
第3.05節。
分紅
|
| | | | A-23 | | |
第3.06節。
交換池
|
| | | | A-23 | | |
第3.07節。
扣押權
|
| | | | A-24 | | |
第四條
|
| | | | | | |
結束語;結束語
|
| | | | A-24 | | |
第4.01節。
關閉
|
| | | | A-24 | | |
第4.02節。
SPAC結束語
|
| | | | A-24 | | |
第4.03節。
公司結算書
|
| | | | A-25 | | |
第五條
|
| | | | | | |
公司的陳述和保修
|
| | | | A-25 | | |
第5.01節。
公司法人機構
|
| | | | A-25 | | |
第5.02節。
子公司
|
| | | | A-25 | | |
第5.03節。
到期授權
|
| | | | A-26 | | |
第5.04節。
無衝突
|
| | | | A-26 | | |
第5.05節。
政府當局;異議
|
| | | | A-26 | | |
第5.06節。
當前市值
|
| | | | A-27 | | |
第5.07節。
子公司資本化
|
| | | | A-27 | | |
第5.08節。
財務報表
|
| | | | A-28 | | |
第5.09節。
未披露的負債
|
| | | | A-28 | | |
第5.10節。
訴訟和訴訟程序
|
| | | | A-28 | | |
| | |
P年齡
|
| |||
第5.11節。
遵紀守法
|
| | | | A-28 | | |
第5.12節。
合同;無默認設置
|
| | | | A-29 | | |
第5.13節。
公司福利計劃
|
| | | | A-30 | | |
第5.14節。
勞工事務
|
| | | | A-31 | | |
第5.15節。
税費
|
| | | | A-32 | | |
第5.16節。
保險
|
| | | | A-34 | | |
第5.17節。
許可證
|
| | | | A-34 | | |
第5.18節。
機器、設備和其他有形財產
|
| | | | A-34 | | |
第5.19節。
不動產
|
| | | | A-34 | | |
第5.20節。
知識產權和數據安全
|
| | | | A-35 | | |
第5.21節。
美國核管理事務
|
| | | | A-37 | | |
第5.22節。
反賄賂、反腐敗、反洗錢
|
| | | | A-38 | | |
第5.23節。
制裁、進口和出口管制
|
| | | | A-38 | | |
第5.24節。
環境問題
|
| | | | A-38 | | |
第5.25節。
沒有更改
|
| | | | A-39 | | |
第5.26節。
中介費
|
| | | | A-39 | | |
第5.27節。
關聯方交易
|
| | | | A-39 | | |
第5.28節。
註冊聲明和代理聲明
|
| | | | A-39 | | |
第六條
|
| | | | | | |
SPAC各方的陳述和擔保
|
| | | | A-39 | | |
第6.01節。
企業組織
|
| | | | A-40 | | |
第6.02節。
到期授權
|
| | | | A-40 | | |
第6.03節。
無衝突
|
| | | | A-41 | | |
第6.04節。
遵紀守法
|
| | | | A-41 | | |
第6.05節。
訴訟和訴訟程序
|
| | | | A-41 | | |
第6.06節。
政府當局;異議
|
| | | | A-41 | | |
第6.07節。
財務能力;信託賬户
|
| | | | A-41 | | |
第6.08節。
中介費
|
| | | | A-42 | | |
第6.09節。
美國證券交易委員會報告;財務報表;薩班斯-奧克斯利法案;未披露
負債
|
| | | | A-42 | | |
第6.10節。
業務活動
|
| | | | A-43 | | |
第6.11節。
税務問題
|
| | | | A-44 | | |
第6.12節。
員工
|
| | | | A-45 | | |
第6.13節。
大寫
|
| | | | A-45 | | |
第6.14節。
紐約證券交易所上市
|
| | | | A-46 | | |
第6.15節。
贊助商協議
|
| | | | A-46 | | |
第6.16節。
關聯方交易
|
| | | | A-46 | | |
第6.17節。
《投資公司法》
|
| | | | A-46 | | |
第6.18節。
SPAC股東
|
| | | | A-46 | | |
第6.19節。
註冊聲明和代理聲明
|
| | | | A-46 | | |
第6.20節。
財務顧問的意見
|
| | | | A-47 | | |
| | |
P年齡
|
| |||
第七條
|
| | | | | | |
公司契諾
|
| | | | A-47 | | |
第7.01節。
開展業務
|
| | | | A-47 | | |
第7.02節。
檢查
|
| | | | A-49 | | |
第7.03節。
高鐵法案和審批;NRC通信
|
| | | | A-50 | | |
第7.04節。
沒有向信託帳户索賠
|
| | | | A-51 | | |
第7.05節。
代理徵集;其他操作
|
| | | | A-51 | | |
第7.06節。
某些交易協議
|
| | | | A-51 | | |
第7.07節。
FIRPTA
|
| | | | A-52 | | |
第7.08節。
終止某些協議
|
| | | | A-52 | | |
第八條
|
| | | | | | |
空間契約
|
| | | | A-52 | | |
第8.01節。
高鐵法案和監管審批
|
| | | | A-52 | | |
第8.02節。
賠償和保險
|
| | | | A-53 | | |
第8.03節。
在過渡期間進行SPAC
|
| | | | A-54 | | |
第8.04節。
某些交易協議
|
| | | | A-55 | | |
第8.05節。
檢查
|
| | | | A-55 | | |
第8.06節。
SPAC證券交易所上市
|
| | | | A-55 | | |
第8.07節。
SPAC公開申報文件
|
| | | | A-56 | | |
第8.08節。
第16節事項
|
| | | | A-56 | | |
第8.09節。
擴展名
|
| | | | A-56 | | |
第8.10節。
SPAC董事會
|
| | | | A-56 | | |
第8.11節。
空間管理
|
| | | | A-56 | | |
第8.12節。
股權計劃
|
| | | | A-57 | | |
第8.13節。
新興成長型公司資格
|
| | | | A-57 | | |
第8.14節。
SPAC章程和章程
|
| | | | A-57 | | |
第九條
|
| | | | | | |
聯合公約
|
| | | | A-57 | | |
第9.01節。
交易支持
|
| | | | A-57 | | |
第9.02節。
註冊聲明;代理聲明;SPAC特別會議
|
| | | | A-57 | | |
第9.03節。
排他性
|
| | | | A-60 | | |
第9.04節。
税務問題
|
| | | | A-60 | | |
第9.05節。
保密;公開性
|
| | | | A-61 | | |
第9.06節。
收盤後合作;進一步保證
|
| | | | A-61 | | |
第9.07節。
股東訴訟
|
| | | | A-61 | | |
第10條
|
| | | | | | |
義務的條件
|
| | | | A-62 | | |
第10.01節。
各方義務的條件
|
| | | | A-62 | | |
第10.02節。
SPAC締約方義務的附加條件
|
| | | | A-62 | | |
第10.03節。
公司義務的附加條件
|
| | | | A-63 | | |
第10.04節。
條件的挫敗感
|
| | | | A-64 | | |
| | |
P年齡
|
| |||
第11條
|
| | | | | | |
終止/生效
|
| | | | A-64 | | |
第11.01節。
終止
|
| | | | A-64 | | |
第11.02節。
終止的效果
|
| | | | A-65 | | |
第12條
|
| | | | | | |
其他
|
| | | | A-65 | | |
第12.01節。
免責聲明
|
| | | | A-65 | | |
第12.02節。
通知
|
| | | | A-65 | | |
第12.03節。
作業
|
| | | | A-66 | | |
第12.04節。
第三方的權利
|
| | | | A-66 | | |
第12.05節
費用
|
| | | | A-67 | | |
第12.06節
治國理政
|
| | | | A-67 | | |
第12.07節。
標題;對應內容
|
| | | | A-67 | | |
第12.08節。
時間表和展品
|
| | | | A-67 | | |
第12.09節。
完整協議
|
| | | | A-67 | | |
第12.10節。
修改
|
| | | | A-67 | | |
第12.11節。
可分割性
|
| | | | A-67 | | |
第12.12節。
管轄權;陪審團放棄審判
|
| | | | A-68 | | |
第12.13節。
強制執行
|
| | | | A-68 | | |
第12.14節。
無追索權
|
| | | | A-68 | | |
第12.15節。
聲明、保證和契約不再有效
|
| | | | A-69 | | |
第12.16節。
確認
|
| | | | A-69 | | |
| | |
第
頁
|
| |||
第一篇 股東
|
| | | | C-4 | | |
1.1
會議地點
|
| | | | C-4 | | |
1.2
年會
|
| | | | C-4 | | |
1.3
特別會議
|
| | | | C-4 | | |
1.4
會議通知
|
| | | | C-4 | | |
1.5
投票名單
|
| | | | C-4 | | |
1.6
法定人數
|
| | | | C-5 | | |
1.7
休會
|
| | | | C-5 | | |
1.8
投票和代理
|
| | | | C-5 | | |
1.9
會議上的行動
|
| | | | C-5 | | |
1.10
董事提名
|
| | | | C-6 | | |
1.11
年會上的業務通知
|
| | | | C-9 | | |
1.12
召開會議
|
| | | | C-11 | | |
文章II 導向器
|
| | | | C-12 | | |
2.1
通用權力
|
| | | | C-12 | | |
2.2
號碼、選舉和資格
|
| | | | C-12 | | |
2.3
董事會主席;董事會副主席
|
| | | | C-12 | | |
2.4
董事類別
|
| | | | C-12 | | |
2.5
任期
|
| | | | C-12 | | |
2.6
法定人數
|
| | | | C-13 | | |
2.7
會議上的行動
|
| | | | C-13 | | |
2.8
刪除
|
| | | | C-13 | | |
2.9
職位空缺
|
| | | | C-13 | | |
2.10
辭職
|
| | | | C-13 | | |
2.11
定期會議
|
| | | | C-13 | | |
2.12
特別會議
|
| | | | C-13 | | |
2.13
特別會議通知
|
| | | | C-13 | | |
2.14
會議通信設備
|
| | | | C-13 | | |
2.15
經同意採取行動
|
| | | | C-13 | | |
2.16
委員會
|
| | | | C-14 | | |
2.17
董事薪酬
|
| | | | C-14 | | |
第三條 官員
|
| | | | C-14 | | |
3.1
標題
|
| | | | C-14 | | |
3.2
預約
|
| | | | C-14 | | |
3.3
資格認證
|
| | | | C-14 | | |
3.4
任期
|
| | | | C-14 | | |
3.5
免職;辭職
|
| | | | C-14 | | |
| | |
第
頁
|
| |||
3.6
職位空缺
|
| | | | C-15 | | |
3.7
總裁;首席執行官
|
| | | | C-15 | | |
3.8
首席財務官
|
| | | | C-15 | | |
3.9
副總裁
|
| | | | C-15 | | |
3.10
祕書和助理祕書
|
| | | | C-15 | | |
3.11
工資
|
| | | | C-15 | | |
3.12
授權授權
|
| | | | C-15 | | |
3.13
合同執行情況
|
| | | | C-15 | | |
第四條 股本
|
| | | | C-16 | | |
4.1
股本;無證股票
|
| | | | C-16 | | |
4.2
轉賬
|
| | | | C-16 | | |
4.3
證書丟失、被盜或銷燬
|
| | | | C-16 | | |
4.4
記錄日期
|
| | | | C-16 | | |
4.5
法規
|
| | | | C-17 | | |
4.6
分紅
|
| | | | C-17 | | |
第五條一般規定
|
| | | | C-17 | | |
5.1
財政年度
|
| | | | C-17 | | |
5.2
公司印章
|
| | | | C-17 | | |
5.3
放棄通知
|
| | | | C-17 | | |
5.4
證券投票
|
| | | | C-17 | | |
5.5
權威證明
|
| | | | C-17 | | |
5.6
公司註冊證書
|
| | | | C-17 | | |
5.7
可分割性
|
| | | | C-17 | | |
5.8
代詞
|
| | | | C-17 | | |
5.9
電子變速器
|
| | | | C-17 | | |
第六條修訂
|
| | | | C-17 | | |
第七條賠償和預付款
|
| | | | C-17 | | |
7.1
在公司提出或有權提出的訴訟、起訴或法律程序以外的訴訟、起訴或法律程序中作出彌償的權力
|
| | | | C-17 | | |
7.2
在訴訟、起訴或法律程序中由
公司
|
| | | | C-18 | | |
7.3
賠償授權
|
| | | | C-18 | | |
7.4
誠信定義
|
| | | | C-19 | | |
7.5
索賠人提起訴訟的權利
|
| | | | C-19 | | |
7.6
預付費用
|
| | | | C-19 | | |
7.7
賠償和墊付費用的非排他性
|
| | | | C-19 | | |
7.8
保險
|
| | | | C-19 | | |
7.9
某些定義
|
| | | | C-20 | | |
7.10
賠償和墊付費用的生存
|
| | | | C-20 | | |
7.11
賠償限制
|
| | | | C-20 | | |
7.12
合同權利
|
| | | | C-20 | | |
發信人: |
|
發信人: |
|
發信人: |
|
發信人: |
|
發信人: |
|
| | |
方正股份*
|
| |
授予方正股份
|
| |
私募配售股份
|
| |||
ALTC贊助商有限責任公司
|
| | | | 12,500,000 | | | |
12,500,000減去沒收的股份
(定義見上文第6段) |
| |
1,450,000股(前提是私募股份可根據上文第9段增加至最多1,600,000股)
|
|
薩姆·奧特曼**
|
| | | | — | | | |
—
|
| |
—
|
|
邁克爾·克萊因*
|
| | | | — | | | |
—
|
| |
—
|
|
傑伊·塔拉金
|
| | | | — | | | |
—
|
| |
—
|
|
弗朗西斯·弗雷
|
| | | | — | | | |
—
|
| |
—
|
|
艾莉森·格林
|
| | | | — | | | |
—
|
| |
—
|
|
彼得·拉特曼
|
| | | | — | | | |
—
|
| |
—
|
|
約翰·桑頓
|
| | | | — | | | |
—
|
| |
—
|
|
|
格雷格·坎帕內拉
管理董事 J.S.Hold旗下的Ocean Tomo |
| | | |
|
展品
不。 |
| |
説明
|
|
| 2.1 | | | 由ALTC Acquisition Corp.、ALTC Merge Sub,Inc.和Oklo Inc.簽署的合併重組協議和計劃,日期為2023年7月11日(作為委託書/招股説明書/徵求同意書的附件A)。† | |
| 3.1 | | | 修改和重新註冊的公司證書(通過引用與註冊人於2021年7月12日提交給美國證券交易委員會的當前報告中的8-K表格一起合併的附件3.1)。† | |
| 3.2 | | | †修訂後的公司註冊證書(參照註冊人於2023年7月11日向美國證券交易委員會提交的當前8-K表格報告中的附件3.1而合併)。 | |
| 3.3 | | | 《公司章程》(附隨註冊人於2021年3月15日向美國證券交易委員會提交的《S-1註冊表》中的註冊説明書附件33.4合併)。† | |
| 3.4 | | | 第二次修訂和重新簽署的公司註冊證書格式(作為委託書/招股説明書/徵求同意書附件B)。† | |
| 3.5 | | | 修訂和重新修訂的章程格式(作為委託書/招股説明書/徵求同意書的附件C)。† | |
| 4.1 | | | A類普通股股票樣本(通過引用註冊人2021年5月7日向美國證券交易委員會提交的S-1表格註冊説明書附件4.1併入)。† | |
| 4.2 | | | OKLO Inc.未來股權簡單協議表格。† | |
| 4.3 | | | Oklo Inc.形式的綜合修正案未來股權的簡單協議。* | |
| 5.1 | | | Weil,Gotshal & Manges LLP的法律意見。ð | |
| 10.1 | | | 阿爾特克收購公司、阿爾特克收購公司的某些股東和奧克洛公司的某些股東之間修訂和重新簽署的註冊權協議的格式(包括在委託書/招股説明書/徵求同意書的附件D中)。† | |
| 10.2 | | | 2021年7月7日簽署的註冊權協議(註冊人於2021年7月12日提交的當前8-K表格報告中引用附件10.3)。† | |
| 10.3 | | | 修訂和重新簽署的信函協議,日期為2023年7月11日,由ALTC收購公司、ALTC保薦人有限責任公司和某些其他各方簽署(作為委託書/招股説明書/徵求同意書的附件E)。† | |
| 10.4 | | | 阿爾託收購公司和阿爾塔保薦人有限責任公司之間的私募購股協議,日期為2021年7月7日(通過引用附件10.4併入註冊人於2021年7月12日提交給美國證券交易委員會的當前8-K表格報告中)。† | |
| 10.5 | | | 投資管理信託協議,日期為2021年7月7日,由阿爾特克收購公司和大陸股票轉讓信託公司作為受託人簽署(通過參考註冊人於2021年7月12日提交給美國證券交易委員會的8-K表格當前報告第10.2號附件納入)。† | |
| 10.6 | | | 阿爾特克收購公司和大陸股票轉讓信託公司作為受託人對投資管理信託協議的修正案,日期為2023年7月5日。† | |
| 10.7 | | | ALTC Acquisition Corp.與ALTC贊助商有限責任公司的一家附屬公司之間的行政服務協議,日期為2021年7月7日(通過引用註冊人於2022年3月31日提交給美國證券交易委員會的Form 10-K年度報告附件10.6併入)。† | |
| 10.8 | | | ALTC與其每名高級管理人員和董事之間的賠償協議格式(通過引用附件10.5併入註冊人於2021年7月12日提交給美國證券交易委員會的當前報告Form 8-K中)。† | |
|
展品
不。 |
| |
説明
|
|
| 10.9 | | |
Oklo Inc. 2016年股票激勵計劃及其項下的股權協議形式。ð
|
|
| 10.10 | | | 2024年收盤後公司股權激勵計劃及其項下的股權協議形式(包含在委託書/招股説明書/徵求同意書的附件F中)。ð | |
| 10.11 | | | 關閉後公司2024年員工股票購買計劃(包含在委託書/招股説明書/徵求同意書的附件G中)。ð | |
| 10.12 | | | ALTC、OKLO和某些OKLO股東之間的投票和支持協議格式。† | |
| 10.13 | | | Oklo Inc.投資者權利協議,日期為2018年11月8日,由Oklo Inc.及其各方簽署。† | |
| 10.14 | | | 僱傭協議,日期為2024年3月30日,由Oklo Inc.和雅各布·德威特。ð | |
| 10.15 | | | 僱傭協議,日期為2024年3月30日,由Oklo Inc.和卡羅琳·科克倫。ð | |
| 10.16 | | |
Oklo Inc.和R.Craig Bealmear之間的邀請函,日期為2023年8月1日。†
|
|
| 10.17 | | |
OKLO Inc.賠償協議格式。†
|
|
| 10.18 | | |
帕西奧,Inc.和Oklo Inc.†之間於2021年9月10日轉租
|
|
| 10.19 | | |
Equinix,Inc.簽署的保密電力購買意向書,日期為2024年2月16日和Oklo Inc.#*
|
|
| 23.1 | | | Weil,Gotshal & Manges LLP的同意(將包含在附件5.1中)。ð | |
| 23.2 | | | 獨立註冊會計師事務所Marcum LLP同意ALTC收購公司* | |
| 23.3 | | |
獨立註冊會計師事務所Marcum LLP同意Oklo Inc.*
|
|
| 24.1 | | | 授權書(作為本註冊聲明初始提交的簽名頁的一部分)。† | |
| 99.1 | | |
雅各布·德維特同意被提名為董事提名人。†
|
|
| 99.2 | | |
卡羅琳·科克倫同意被提名為董事提名人。†
|
|
| 99.3 | | | Richard W的同意。金茲利將被提名為導演提名人。ð | |
| 99.4 | | | 陸軍中將的同意(退役)約翰·詹森(John Jansen)被任命為導演提名人。ð | |
| 99.5 | | | 克里斯·賴特同意被任命為導演提名人。ð | |
| 99.6 | | |
J.S.†的一部分Ocean Tomo的同意
|
|
| 99.7 | | | AltC Acquisition Corp.代理卡格式ð | |
| 101.INS | | | XBRL實例文檔† | |
| 101.SCH | | | XBRL分類擴展架構文檔† | |
| 101.校準 | | | XBRL分類擴展計算鏈接庫文檔† | |
| 101.DEF | | | XBRL分類擴展定義鏈接庫文檔† | |
| 101.實驗室 | | | XBRL分類擴展標籤Linkbase Document† | |
| 104 | | | 封面交互數據文件(嵌入到內聯XBRL文檔中)† | |
| 107 | | | 備案費表。ð | |
|
簽名
|
| |
標題
|
| |
日期
|
|
|
*
薩姆·奧特曼
|
| |
首席執行官兼董事
(首席執行官) |
| |
2024年4月15日
|
|
|
/S/Jay Taragin
Jay Taragin
|
| |
首席財務官
(首席財務會計官) |
| |
2024年4月15日
|
|
|
*
邁克爾·克萊恩
|
| |
董事會主席和
董事 |
| |
2024年4月15日
|
|
|
*
Frances Frei
|
| |
董事
|
| |
2024年4月15日
|
|
|
*
艾莉森·格林
|
| |
董事
|
| |
2024年4月15日
|
|
|
*
彼得·拉特曼
|
| |
董事
|
| |
2024年4月15日
|
|
|
*
John L. Thornton
|
| |
董事
|
| |
2024年4月15日
|
|
|
發信人:
/s/Jay Taragin
傑伊·塔拉金
事實律師 |
| | | |