美國證券交易委員會沒有審查這份文件中的信息，也沒有確定它是否準確和完整。 | |||||||||||||||||
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美國證券交易委員會 華盛頓特區，20549 表格13F 表格13F信息表 |
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| 第1欄 | 第2欄 | 第3欄 | 第4欄 | 第5欄 | 第6欄 | 第7欄 | 第8欄 | |||||
| 價值 | 股或 | Sh/ | PUT/ | 投資 | 其他 | 投票權機關 | ||||||
| 發行人名稱 | 班級名稱 | CUSIP | 圖1 | (兑換成最接近的美元) | PRN金額 | PRN | 看漲 | 酌處權 | 經理 | 鞋底 | 共享 | 無 |
| AST SPACEMOBILE Inc. | COM CL A | 00217D100 | 8,316,770 | 1,725,471 | SH | DFND | 1 | 1,725,471 | 0 | 0 | ||
| 阿爾戈馬STL集團公司 | *W EXP 10/19/202 | 015658115 | 23,971 | 20,754 | SH | DFND | 1 | 20,754 | 0 | 0 | ||
| 阿爾塔設備集團有限公司 | 普通股 | 02128L106 | 65,681,306 | 4,979,629 | SH | DFND | 4,979,629 | 0 | 0 | |||
| 阿爾塔設備集團有限公司 | 普通股 | 02128L106 | 13,468,757 | 1,021,134 | SH | DFND | 1 | 1,021,134 | 0 | 0 | ||
| 競技場集團控股有限公司 | COM | 040044109 | 36,429,774 | 3,433,532 | SH | DFND | 3,433,532 | 0 | 0 | |||
| 競技場集團控股有限公司 | COM | 040044109 | 12,299,759 | 1,159,261 | SH | DFND | 1 | 1,159,261 | 0 | 0 | ||
| ArrowRoot收購公司 | *W EXP 03/02/202 | 04282M110 | 249 | 42,940 | SH | DFND | 1 | 42,940 | 0 | 0 | ||
| Avaya Hldgs公司 | NOTE 2.250% 6/1 | 05351XAB7 | 22,500 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | ||
| B Riley Prin 250合併公司 | UNIT 04/06/2026 | 05602L203 | 5,982,000 | 600,000 | SH | DFND | 600,000 | 0 | 0 | |||
| Babcock&Wilcox企業 | COM | 05614L209 | 88,028,505 | 15,256,240 | SH | DFND | 15,256,240 | 0 | 0 | |||
| Babcock&Wilcox企業 | COM | 05614L209 | 69,426,942 | 12,032,399 | SH | DFND | 1 | 12,032,399 | 0 | 0 | ||
| Beyond Meal Inc. | 附註3/1 | 08862EAB5 | 7,590 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | ||
| 查拉解決方案公司 | COM | 15957P105 | 15,600,001 | 2,888,889 | SH | DFND | 1 | 2,888,889 | 0 | 0 | ||
| 切格公司 | NOTE 0.125% 3/1 | 163092AD1 | 46,538 | 51,000 | SH | DFND | 1 | 51,000 | 0 | 0 | ||
| 切格公司 | NOTE 9/0 | 163092AF6 | 21,179 | 27,000 | SH | DFND | 1 | 27,000 | 0 | 0 | ||
| 哥倫比亞收購公司 | *W EXP 99/99/999 | 19533H116 | 11,106 | 146,714 | SH | DFND | 1 | 146,714 | 0 | 0 | ||
| D和Z媒體收購公司 | *W EXP 01/27/202 | 23305Q114 | 5,140 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | ||
| 深度醫藥收購公司 | RIGHT 09/30/2028 | 243733110 | 2,856 | 47,599 | SH | DFND | 1 | 47,599 | 0 | 0 | ||
| DoubleDown交互式CO LT | 廣告 | 25862B109 | 32,122,869 | 3,801,523 | SH | DFND | 3,801,523 | 0 | 0 | |||
| DoubleDown交互式CO LT | 廣告 | 25862B109 | 631,164 | 74,694 | SH | DFND | 1 | 74,694 | 0 | 0 | ||
| EOS能源企業公司 | *W EXP 05/06/202 | 29415C119 | 78,000 | 325,000 | SH | DFND | 325,000 | 0 | 0 | |||
| 頓悟科技大獎 | COM CL A | 29429X109 | 733,006 | 73,264 | SH | DFND | 1 | 73,264 | 0 | 0 | ||
| 法澤控股有限公司 | 普通股 | 31423J102 | 20,402,079 | 11,028,151 | SH | DFND | 11,028,151 | 0 | 0 | |||
| 法澤控股有限公司 | *W EXP 03/01/202 | 31423J110 | 20,280 | 156,001 | SH | DFND | 156,001 | 0 | 0 | |||
| 加勒特運動公司 | PFD轉換SER A | 366505204 | 261,000 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | ||
| 哈羅健康公司 | COM | 415858109 | 2,299,977 | 155,825 | SH | DFND | 1 | 155,825 | 0 | 0 | ||
| IMedia Brands Inc. | COM CL A | 452465206 | 58,823 | 91,911 | SH | DFND | 1 | 91,911 | 0 | 0 | ||
| INSEEGO公司 | NOTE 3.250% 5/0 | 45782BAD6 | 10,800 | 18,000 | SH | DFND | 1 | 18,000 | 0 | 0 | ||
| 創新公司 | COM | 45784J105 | 42,830 | 22,904 | SH | DFND | 22,904 | 0 | 0 | |||
| 創新公司 | COM | 45784J105 | 5,261,595 | 2,813,687 | SH | DFND | 1 | 2,813,687 | 0 | 0 | ||
| 旅行醫療公司 | COM | 48115J109 | 1,660,214 | 864,695 | SH | DFND | 1 | 864,695 | 0 | 0 | ||
| KLUDEIN I收購公司 | CL A | 49878L109 | 2,069,391 | 202,089 | SH | DFND | 1 | 202,089 | 0 | 0 | ||
| Lazyday Hldgs Inc. | COM | 52110H100 | 3,361,194 | 281,507 | SH | DFND | 1 | 281,507 | 0 | 0 | ||
| Liberty拉丁美洲有限公司 | NOTE 2.000% 7/1 | 53069QAB5 | 33,725 | 38,000 | SH | DFND | 1 | 38,000 | 0 | 0 | ||
| LIFEMD Inc. | COM | 53216B104 | 2,098,521 | 1,081,712 | SH | DFND | 1 | 1,081,712 | 0 | 0 | ||
| 獅子山電氣公司 | 普通股 | 536221104 | 1,029,284 | 459,502 | SH | DFND | 1 | 459,502 | 0 | 0 | ||
| 獅子山電氣公司 | *W EXP 12/16/202 | 536221120 | 482,829 | 689,755 | SH | DFND | 1 | 689,755 | 0 | 0 | ||
| 物流業技術創新C | *W EXP 06/15/202 | 54141L118 | 373 | 12,432 | SH | DFND | 1 | 12,432 | 0 | 0 | ||
| MSP恢復公司 | *W EXP 05/20/202 | 553745126 | 1,510 | 60,146 | SH | DFND | 1 | 60,146 | 0 | 0 | ||
| Marchex Inc. | CL B | 56624R108 | 4,827,994 | 3,017,496 | SH | DFND | 1 | 3,017,496 | 0 | 0 | ||
| MINIM Inc. | COM | 60365W102 | 294,288 | 1,565,364 | SH | DFND | 1 | 1,565,364 | 0 | 0 | ||
| 新基因組學公司 | NOTE 0.250% 1/1 | 64049MAB6 | 21,328 | 33,000 | SH | DFND | 1 | 33,000 | 0 | 0 | ||
| NEXTNAV Inc. | 普通股 | 65345N106 | 1,666,924 | 568,916 | SH | DFND | 568,916 | 0 | 0 | |||
| NEXTNAV Inc. | 普通股 | 65345N106 | 7,377,377 | 2,517,876 | SH | DFND | 1 | 2,517,876 | 0 | 0 | ||
| NEXTNAV Inc. | *W EXP 10/28/202 | 65345N114 | 20,850 | 55,974 | SH | DFND | 1 | 55,974 | 0 | 0 | ||
| NuSTAR Energy LP | 單位通信 | 67058H102 | 224,000 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | ||
| Peloton Interactive股份有限公司 | 注2/1 | 70614WAB6 | 354,410 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | ||
| 佩佩圖亞資源公司 | COM | 714266103 | 7,389,472 | 2,530,641 | SH | DFND | 1 | 2,530,641 | 0 | 0 | ||
| PLAYAGS Inc. | COM | 72814N104 | 4,286,703 | 840,530 | SH | DFND | 1 | 840,530 | 0 | 0 | ||
| 量子公司 | COM新聞 | 747906501 | 4,169,044 | 3,824,811 | SH | DFND | 1 | 3,824,811 | 0 | 0 | ||
| RUMBLEON Inc. | COM CL B | 781386305 | 404,511 | 62,521 | SH | DFND | 1 | 62,521 | 0 | 0 | ||
| 海港全球收購I | A類COM | 81221H105 | 764,250 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | ||
| Sequans Communications S A | 贊助美國存托股份 | 817323207 | 1,242,663 | 374,296 | SH | DFND | 1 | 374,296 | 0 | 0 | ||
| Shopify | NOTE 0.125%11/0 | 82509LAA5 | 102,450 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | ||
| 索倫託治療公司 | COM新聞 | 83587F202 | 4,621,598 | 5,216,250 | SH | DFND | 1 | 5,216,250 | 0 | 0 | ||
| Synchronoss科技公司 | COM | 87157B103 | 4,555,147 | 7,369,596 | SH | DFND | 7,369,596 | 0 | 0 | |||
| Synchronoss科技公司 | COM | 87157B103 | 2,919,789 | 4,710,903 | SH | DFND | 1 | 4,710,903 | 0 | 0 | ||
| 蒂凱公司 | NOTE 5.000% 1/1 | 87900YAE3 | 15,002 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | ||
| Transact Technologies Inc. | COM | 892918103 | 7,031,841 | 1,112,633 | SH | DFND | 1 | 1,112,633 | 0 | 0 | ||
| WayFair Inc. | NOTE 1.000% 8/1 | 94419LAF8 | 23,785 | 42,000 | SH | DFND | 1 | 42,000 | 0 | 0 | ||
| Yotta收購公司 | *W EXP 03/15/202 | 98741Y111 | 3,000 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | ||
| Yotta收購公司 | RIGHT 03/15/2027 | 98741Y129 | 13,214 | 81,368 | SH | DFND | 1 | 81,368 | 0 | 0 | ||
| ALSP蘭花收購公司 | *W EXP 11/03/202 | G0231L123 | 1,104 | 36,800 | SH | DFND | 1 | 36,800 | 0 | 0 | ||
| 藍色狩獵集團ACQUISITN CO | RIGHT 09/24/2026 | G1195R130 | 1,218 | 10,339 | SH | DFND | 1 | 10,339 | 0 | 0 | ||
| BLUERIVER收購公司 | *W EXP 01/04/202 | G1261Q115 | 150 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | ||
| ECARX控股公司 | *W EXP 12/20/202 | G29201111 | 4,272 | 43,550 | SH | DFND | 1 | 43,550 | 0 | 0 | ||
| 戰神收購公司 | COM CL A | G33032106 | 824,834 | 81,910 | SH | DFND | 1 | 81,910 | 0 | 0 | ||
| 天才體育有限公司 | CL A股 | G3934V109 | 71,000 | 19,888 | SH | DFND | 1 | 19,888 | 0 | 0 | ||
| INFINT收購公司 | *W EXP 99/99/999 | G47862126 | 8,000 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | ||
| Kismet收購兩家公司 | *W EXP 06/30/202 | G52807115 | 90 | 29,909 | SH | DFND | 1 | 29,909 | 0 | 0 | ||
| SWVL控股公司 | A類COM | G86302109 | 2,740 | 20,000 | SH | DFND | 20,000 | 0 | 0 | |||
| VAHANNA技術優勢ACQSTN IC | *W EXP 11/30/202 | G9320Z117 | 1,677 | 159,670 | SH | DFND | 1 | 159,670 | 0 | 0 | ||
| 百合N V | A類訂單SHS | N52586109 | 18,388,386 | 16,130,163 | SH | DFND | 1 | 16,130,163 | 0 | 0 | ||