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美國證券交易委員會沒有審查這份文件中的信息，也沒有確定它是否準確和完整。 |
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| 美國證券交易委員會
華盛頓特區，20549 表格13F 表格13F信息表 |
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| 第1欄 | 第2欄 | 第3欄 | 第4欄 | 第5欄 | 第6欄 | 第7欄 | 第8欄 | ||||
| 價值 | 股或 | Sh/ | PUT/ | 投資 | 其他 | 投票權機關 | |||||
| 發行人名稱 | 班級名稱 | CUSIP | (x$1000) | PRN金額 | PRN | 看漲 | 酌處權 | 經理 | 鞋底 | 共享 | 無 |
| 阿爾塔設備集團有限公司 | 普通股 | 02128L106 | 69,689 | 5,638,247 | SH | DFND | 1 | 5,638,247 | 0 | 0 | |
| APPHARVEST Inc. | COM | 03783T103 | 617 | 114,874 | SH | DFND | 114,874 | 0 | 0 | ||
| 競技場集團控股有限公司 | COM | 040044109 | 37,185 | 3,433,532 | SH | DFND | 3,433,532 | 0 | 0 | ||
| 競技場集團控股有限公司 | COM | 040044109 | 12,555 | 1,159,261 | SH | DFND | 1 | 1,159,261 | 0 | 0 | |
| B萊利主體150合併 | UNIT 99/99/9999 | 05601V202 | 5,372 | 520,000 | SH | DFND | 520,000 | 0 | 0 | ||
| B Riley Prin 250合併公司 | UNIT 04/06/2026 | 05602L203 | 5,994 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
| Babcock&Wilcox企業 | COM | 05614L209 | 111,911 | 13,714,574 | SH | DFND | 13,714,574 | 0 | 0 | ||
| Babcock&Wilcox企業 | COM | 05614L209 | 92,462 | 11,331,099 | SH | DFND | 1 | 11,331,099 | 0 | 0 | |
| Cadiz Inc. | COM新聞 | 127537207 | 1,645 | 794,723 | SH | DFND | 1 | 794,723 | 0 | 0 | |
| 查拉解決方案公司 | COM | 15957P105 | 14,416 | 2,888,889 | SH | DFND | 1 | 2,888,889 | 0 | 0 | |
| 認知治療公司 | COM | 19243B102 | 85 | 30,904 | SH | DFND | 1 | 30,904 | 0 | 0 | |
| 哥倫比亞收購公司 | *W EXP 99/99/999 | 19533H116 | 38 | 136,281 | SH | DFND | 1 | 136,281 | 0 | 0 | |
| COMPOSECURE Inc. | COM CL A | 20459V105 | 1,489 | 196,176 | SH | DFND | 1 | 196,176 | 0 | 0 | |
| DoubleDown交互式CO LT | 廣告 | 25862B109 | 45,086 | 3,801,523 | SH | DFND | 3,801,523 | 0 | 0 | ||
| DoubleDown交互式CO LT | 廣告 | 25862B109 | 627 | 52,917 | SH | DFND | 1 | 52,917 | 0 | 0 | |
| EOS能源企業公司 | COM CL A | 29415C101 | 22,446 | 5,369,778 | SH | DFND | 5,369,778 | 0 | 0 | ||
| EOS能源企業公司 | *W EXP 05/06/202 | 29415C119 | 361 | 325,000 | SH | DFND | 325,000 | 0 | 0 | ||
| Exela Technologies Inc. | COM新聞 | 30162V409 | 14,741 | 35,419,029 | SH | DFND | 1 | 35,419,029 | 0 | 0 | |
| 特許經營集團公司 | COM | 35180X105 | 6,380 | 154,000 | SH | DFND | 1 | 154,000 | 0 | 0 | |
| 加勒特運動公司 | PFD轉換SER A | 366505204 | 378 | 45,701 | SH | DFND | 1 | 45,701 | 0 | 0 | |
| IMedia Brands Inc. | COM CL A | 452465206 | 554 | 91,911 | SH | DFND | 1 | 91,911 | 0 | 0 | |
| IN8BIO Inc. | COM | 45674E109 | 858 | 257,513 | SH | DFND | 1 | 257,513 | 0 | 0 | |
| 靈感來自ENTMT Inc. | COM | 45782N108 | 3,495 | 284,161 | SH | DFND | 284,161 | 0 | 0 | ||
| 創新公司 | COM | 45784J105 | 10,042 | 2,721,425 | SH | DFND | 2,721,425 | 0 | 0 | ||
| 創新公司 | COM | 45784J105 | 2,102 | 569,558 | SH | DFND | 1 | 569,558 | 0 | 0 | |
| 旅行醫療公司 | COM | 48115J109 | 4,176 | 864,695 | SH | DFND | 1 | 864,695 | 0 | 0 | |
| Lazyday Hldgs Inc. | COM | 52110H100 | 14,102 | 698,791 | SH | DFND | 698,791 | 0 | 0 | ||
| Lazyday Hldgs Inc. | COM | 52110H100 | 7,577 | 375,485 | SH | DFND | 1 | 375,485 | 0 | 0 | |
| LIFEMD Inc. | COM | 53216B104 | 4,239 | 1,200,759 | SH | DFND | 1 | 1,200,759 | 0 | 0 | |
| Marchex Inc. | CL B | 56624R108 | 3,523 | 1,538,289 | SH | DFND | 1,538,289 | 0 | 0 | ||
| Marchex Inc. | CL B | 56624R108 | 3,387 | 1,479,207 | SH | DFND | 1 | 1,479,207 | 0 | 0 | |
| MINIM Inc. | COM | 60365W102 | 1,127 | 1,565,364 | SH | DFND | 1 | 1,565,364 | 0 | 0 | |
| NEXTNAV Inc. | 普通股 | 65345N106 | 4,555 | 608,125 | SH | DFND | 1 | 608,125 | 0 | 0 | |
| NEXTNAV Inc. | *W EXP 10/28/202 | 65345N114 | 76 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| 180度CAP公司 | COM新聞 | 68235B208 | 279 | 40,755 | SH | DFND | 1 | 40,755 | 0 | 0 | |
| 佩佩圖亞資源公司 | COM | 714266103 | 3,010 | 734,122 | SH | DFND | 734,122 | 0 | 0 | ||
| 佩佩圖亞資源公司 | COM | 714266103 | 7,975 | 1,945,000 | SH | DFND | 1 | 1,945,000 | 0 | 0 | |
| ProShares樹 | UltraPro SHT QQQ | 74347G432 | 18,182 | 540,000 | SH | DFND | 1 | 540,000 | 0 | 0 | |
| 物業解決方案獲取 | UNIT 03/01/2026 | 74350A207 | 907 | 92,654 | SH | DFND | 1 | 92,654 | 0 | 0 | |
| 量子公司 | COM新聞 | 747906501 | 1,419 | 625,000 | SH | DFND | 1 | 625,000 | 0 | 0 | |
| 量子公司 | COM新聞 | 747906501 | 8,742 | 3,851,082 | SH | DFND | 3,851,082 | 0 | 0 | ||
| 量子公司 | COM新聞 | 747906501 | 545 | 240,073 | SH | DFND | 1 | 240,073 | 0 | 0 | |
| 紅杉收購公司 | UNIT 03/15/2027 | 758083208 | 495 | 49,350 | SH | DFND | 1 | 49,350 | 0 | 0 | |
| Sequans Communications S A | 贊助美國存托股份 | 817323207 | 3,369 | 1,108,333 | SH | DFND | 1 | 1,108,333 | 0 | 0 | |
| Signal Hill收購公司 | UNIT 02/10/2027 | 82664R204 | 1,256 | 125,702 | SH | DFND | 1 | 125,702 | 0 | 0 | |
| Synchronoss科技公司 | COM | 87157B103 | 20,192 | 11,671,579 | SH | DFND | 1 | 11,671,579 | 0 | 0 | |
| 瓷磚商店Hldgs Inc. | COM | 88677Q109 | 8,870 | 1,354,163 | SH | DFND | 1,354,163 | 0 | 0 | ||
| 非洲黃金收購核心 | *W EXP 03/31/202 | G0112R124 | 132 | 661,700 | SH | DFND | 1 | 661,700 | 0 | 0 | |
| ALSP蘭花收購公司 | *W EXP 11/03/202 | G0231L123 | 9 | 37,000 | SH | DFND | 1 | 37,000 | 0 | 0 | |
| CRESCERA CAP收購核心 | *W EXP 11/18/202 | G26507114 | 11 | 31,800 | SH | DFND | 1 | 31,800 | 0 | 0 | |
| Crypto 1收購公司 | *W EXP 04/30/202 | G3168A110 | 13 | 49,894 | SH | DFND | 1 | 49,894 | 0 | 0 | |
| HPX公司 | SHS CL A | G32219100 | 99 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| INFINT收購公司 | *W EXP 99/99/999 | G47862126 | 17 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| Kismet收購三個核心 | *W EXP 06/30/202 | G5276C102 | 12 | 70,181 | SH | DFND | 1 | 70,181 | 0 | 0 | |
| 動力資本公司II | *W EXP 99/99/999 | G6293R114 | 28 | 67,823 | SH | DFND | 1 | 67,823 | 0 | 0 | |
| VAHANNA技術優勢ACQSTN IC | *W EXP 11/30/202 | G9320Z117 | 52 | 149,670 | SH | DFND | 1 | 149,670 | 0 | 0 | |