N-PX
1
Ess-volshare_npx.txt
代表投票的年報
UNITED STATES
證券交易委員會
WASHINGTON, D.C. 20549
FORM N-PX
註冊管理投資委託投票記錄年報
COMPANY
投資公司行為檔案編號：811-22668
註冊人名稱：ETF系列解決方案
主要執行機構地址：密歇根東街615號
Milwaukee, WI 53202
服務代理人姓名和地址：克里斯蒂娜·R·納爾遜(Kristina R.Nelson)
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
報名電話：414-765-6076
財政年度結束日期：01/31
DATE OF REPORTING PERIOD: 07/01/2019 to 06/30/2020
項目1.代理投票記錄
Volshare大盤股ETF
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935116118
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
會議類型：年度會議
會議日期：2020年1月30日
股票代碼：ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-appointment of Director: Jaime Ardila Mgmt For For
1B.再次任命董事：赫伯特·海納管理公司(Herbert Hainer Mgmt)
1C。再次任命董事：南希·麥金斯特里管理公司
1D. Re-appointment of Director: Gilles C. Mgmt For For
佩裏森
1E. Re-appointment of Director: Paula A. Price Mgmt For For
1F. Re-appointment of Director: Venkata Mgmt For For
(穆爾西)倫杜欣塔拉
1g。再次任命董事：大衞·羅蘭管理公司(David Rowland Mgmt)
1H. Re-appointment of Director: Arun Sarin Mgmt For For
1I. Re-appointment of Director: Julie Sweet Mgmt For For
1J. Re-appointment of Director: Frank K. Tang Mgmt For For
1K. Re-appointment of Director: Tracey T. Mgmt For For
特拉維斯
2. To approve, in a non-binding vote, the Mgmt For For
我們指定的高管的薪酬
警官們。
3. To approve the Amended and Restated Mgmt For For
埃森哲公司2010年股票激勵計劃。
4. To ratify, in a non-binding vote, the Mgmt For For
畢馬威會計師事務所(“畢馬威”)獲委任為
埃森哲的獨立審計師和
在具有約束力的投票中授權審計
董事會委員會將
確定畢馬威的薪酬。
5. To grant the Board of Directors the Mgmt For For
根據愛爾蘭法律發行股票的權力。
6. To grant the Board of Directors the Mgmt For For
選擇退出優先購買權的權限
根據愛爾蘭法律。
7. To determine the price range at which Mgmt For For
埃森哲可以重新分配其持有的股票
在愛爾蘭項下作為庫存股收購
law.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935123288
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
會議類型：年度會議
會議日期：2020年3月11日
股票代碼：阿迪
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
錢德拉卡桑
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Karen M. Golz Mgmt For For
1H. Election of Director: Mark M. Little Mgmt For For
1I.選舉董事：肯頓·J·西奇塔諾管理公司
1J. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
1J。選舉董事：Susie Wee Mgmt for For
我們指定的高管的薪酬
3. Approval of the Analog Devices, Inc. 2020 Mgmt For For
警官們。
4. Ratification of Ernst & Young LLP as our Mgmt For For
股權激勵計劃。
獨立註冊公共會計
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 935170857
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
2020財年堅定不移。
會議類型：年度會議
會議日期：2020年5月21日
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bader M. Alsaad Mgmt For For
股票代碼：BLK
1C. Election of Director: Pamela Daley Mgmt For For
1D. Withdrawn Mgmt For For
1E. Election of Director: Jessica P. Einhorn Mgmt For For
1F. Election of Director: Laurence D. Fink Mgmt For For
1G. Election of Director: William E. Ford Mgmt For For
1H. Election of Director: Fabrizio Freda Mgmt For For
1I. Election of Director: Murry S. Gerber Mgmt For For
1J. Election of Director: Margaret L. Johnson Mgmt For For
1K. Election of Director: Robert S. Kapito Mgmt For For
1L. Election of Director: Cheryl D. Mills Mgmt For For
1M. Election of Director: Gordon M. Nixon Mgmt For For
1N. Election of Director: Charles H. Robbins Mgmt For For
1O. Election of Director: Marco Antonio Slim Mgmt For For
1B.選舉董事：馬瑟斯·卡比亞拉韋塔管理公司(Mathis Cabiallatetta Mgmt)
1P. Election of Director: Susan L. Wagner Mgmt For For
1Q. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
域名
被點名的高管的薪酬
警官們。
3.批准任命德勤管理公司為
LLP成為貝萊德的獨立註冊公司
2020.
4. Shareholder Proposal - Production of a Shr For Against
本會計年度的會計師事務所
關於“關於……目的的聲明”的報告
--------------------------------------------------------------------------------------------------------------------------
CBRE GROUP, INC. Agenda Number: 935158546
--------------------------------------------------------------------------------------------------------------------------
Security: 12504L109
A公司。“
會議類型：年度會議
會議日期：2020年5月14日
ISIN: US12504L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brandon B. Boze Mgmt For For
1B. Election of Director: Beth F. Cobert Mgmt For For
1C. Election of Director: Curtis F. Feeny Mgmt For For
1D. Election of Director: Reginald H. Gilyard Mgmt For For
1E. Election of Director: Shira D. Goodman Mgmt For For
股票代碼：世邦魏理仕
1G. Election of Director: Gerardo I. Lopez Mgmt For For
1H. Election of Director: Robert E. Sulentic Mgmt For For
1I. Election of Director: Laura D. Tyson Mgmt For For
1J. Election of Director: Ray Wirta Mgmt For For
1K. Election of Director: Sanjiv Yajnik Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
1樓。選舉董事：克里斯托弗·T·珍妮·馬格特(Christopher T.Jenny Mgmt)
firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
獨立註冊公共會計
4. Stockholder proposal regarding our Shr Against For
2019年的高級職員薪酬。
股東催繳特別股款的能力
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935139849
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
股東大會。
會議類型：年度會議
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael L. Corbat Mgmt For For
1B. Election of Director: Ellen M. Costello Mgmt For For
1C. Election of Director: Grace E. Dailey Mgmt For For
1D. Election of Director: Barbara J. Desoer Mgmt For For
1E. Election of Director: John C. Dugan Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
會議日期：2020年4月21日
温納恩茨
1便士。選舉董事：埃內斯托·塞迪略·龐塞管理
2. Proposal to ratify the selection of KPMG Mgmt For For
德萊昂
LLP作為花旗的獨立註冊公眾
3. Advisory vote to approve Citi's 2019 Mgmt For For
2020年的會計師事務所。
高管薪酬。
4.批准以下項目的額外授權股份管理
Plan.
5. Stockholder proposal requesting an Shr Against For
在花旗集團2019年股票激勵計劃下
對花旗的代理訪問附例的修訂
limit.
關於聚合的規定
6.股東建議要求股份公司反對
董事會審查花旗的治理文件
並就以下事項向股東提出建議
“公司宗旨”是如何簽署的
花旗首席執行官的建議可以全面實施。
7.股東建議要求提交一份針對
披露有關花旗的信息
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 935142719
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
遊説政策和活動。
會議類型：年度會議
會議日期：2020年5月1日
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jon E. Barfield Mgmt For For
1B. Election of Director: Deborah H. Butler Mgmt For For
1C. Election of Director: Kurt L. Darrow Mgmt For For
1D. Election of Director: William D. Harvey Mgmt For For
1E. Election of Director: Patricia K. Poppe Mgmt For For
1F. Election of Director: John G. Russell Mgmt For For
1G. Election of Director: Suzanne F. Shank Mgmt For For
1H. Election of Director: Myrna M. Soto Mgmt For For
1I. Election of Director: John G. Sznewajs Mgmt For For
1J. Election of Director: Ronald J. Tanski Mgmt For For
1K. Election of Director: Laura H. Wright Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
股票代碼：CMS
3. Ratify the appointment of independent Mgmt For For
公司高管薪酬。
註冊會計師事務所
4. Approve the 2020 Performance Incentive Mgmt For For
(普華永道會計師事務所(Pricewaterhouse Coopers LLP))。
5. Shareholder Proposal - Political Shr Against For
股票計劃。
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 935150348
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
捐款披露。
會議類型：年度會議
會議日期：2020年5月6日
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donna M. Alvarado Mgmt For For
1B. Election of Director: Pamela L. Carter Mgmt For For
1C. Election of Director: James M. Foote Mgmt For For
1D. Election of Director: Steven T. Halverson Mgmt For For
1E. Election of Director: Paul C. Hilal Mgmt For For
1F. Election of Director: John D. McPherson Mgmt For For
1G. Election of Director: David M. Moffett Mgmt For For
1H. Election of Director: Linda H. Riefler Mgmt For For
股票代碼：CSX
1J. Election of Director: J. Steven Whisler Mgmt For For
1K. Election of Director: John J. Zillmer Mgmt For For
2. The ratification of the appointment of Mgmt For For
1I.選舉董事：Suzanne M.Vautrinot Mgmt for For
安永律師事務所(Ernst&Young LLP)作為獨立律師事務所
3. Advisory (non-binding) resolution to Mgmt For For
2020年註冊會計師事務所。
批准公司的薪酬
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935120876
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
被任命為執行官員。
會議類型：年度會議
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
會議日期：2020年2月26日
2.修訂迪爾附例，為
位於特拉華州的法院將是
3. Advisory vote on executive compensation Mgmt For For
4. Approval of the John Deere 2020 Equity and Mgmt For For
某些法律糾紛的獨家論壇
激勵計劃
5.批准任命德勤管理公司為
&Touche LLP作為Deere的獨立公司
fiscal 2020
6. Shareholder Proposal - Adopt a Board Shr Against For
註冊會計師事務所
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 935138013
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
意識形態披露政策
會議類型：年度會議
會議日期：2020年4月23日
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
股票代碼：EIX
1B. Election of Director: Michael C. Camunez Mgmt For For
1C. Election of Director: Vanessa C.L. Chang Mgmt For For
1D. Election of Director: James T. Morris Mgmt For For
1E. Election of Director: Timothy T. O'Toole Mgmt For For
1F. Election of Director: Pedro J. Pizarro Mgmt For For
1G. Election of Director: Carey A. Smith Mgmt For For
1H. Election of Director: Linda G. Stuntz Mgmt For For
1I. Election of Director: William P. Sullivan Mgmt For For
1J. Election of Director: Peter J. Taylor Mgmt For For
1K. Election of Director: Keith Trent Mgmt For For
1A.選舉董事：Jeanne Beliveau-Dunn Mgmt for For
2.批准獨立註冊管理公司
3. Advisory Vote to Approve Executive Mgmt For For
公共會計師事務所。
4. Shareholder Proposal Regarding a Shr Against For
補償。
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935221236
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
股東投票表決章程修正案。
會議類型：年度會議
會議日期：2020年6月10日
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
股票代碼：EXE
----
1A.選舉董事：塞繆爾·奧特曼管理公司投反對票
1B.董事選舉：蘇珊·C·阿西管理公司投反對票
1C。董事選舉：A.喬治·“跳過”管理部門投反對票
戰鬥(由持有者投票表決)
Expedia集團公司的普通股投票權
作為單獨的類)
1D.董事選舉：切爾西·克林頓管理層投反對票
1E。董事選舉：巴里·迪勒管理公司投反對票
1樓。董事選舉：喬恩·T·吉塞爾曼(對管理層投反對票
由Expedia的持有者投票表決
集團公司的普通股投票權作為
不同的班級。)
1g。選舉董事：克雷格·A·雅各布森(對管理層投反對票
由Expedia的持有者投票表決
集團公司的普通股投票權作為
獨立班級)
1H。選舉董事：彼得·M·克恩管理公司投反對票
1I.選舉董事：Dara Khosrowshahi Mgmt投反對票
1J。董事選舉：格雷格·蒙德雷管理公司(Greg Mondre Mgmt)投反對票
1K。選舉董事：David Sambur Mgmt投反對票
1L.選舉董事：亞歷山大·馮·Mgmt投反對票
芙絲汀堡
1M。董事選舉：朱莉·惠倫(管理委員)投反對票
class.)
由Expedia集團的持有者投票決定，
公司的普通股投票權作為一個獨立的
2.在諮詢的基礎上批准管理否決票
Expedia Group，Inc.名下的薪酬
執行官員。
3.批准第五次修訂和重新調整的管理否決票
Expedia Group，Inc.2005年的庫存和年度
獎勵計劃，包括對
增加Expedia的股份數量
集團公司授權的普通股
在此基礎上增加8,000,000的發行量。
4.批准安永會計師事務所任命投反對票
年輕的有限責任公司作為公司的獨立
註冊會計師事務所
截至2020年12月31日的一年。
5.股東關於報告的建議，Shr投反對票
關於政治捐款和
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V336
支出，如果在
年會。
會議類型：特殊會議
ISIN: US31846V3362
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
會議日期：2019年8月29日-8月29日
David K. Baumgardner Mgmt No vote
Mark E. Gaumond Mgmt No vote
Roger A. Gibson Mgmt No vote
Jennifer J. McPeek Mgmt No vote
C. David Myers Mgmt No vote
Richard K. Riederer Mgmt No vote
P. Kelly Tompkins Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 935155146
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
股票代碼：FGXXX
1.董事
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
會議類型：年度會議
會議日期：2020年5月14日
Jr.
1A.選舉董事：金伯利·A·卡西亞諾管理公司投反對票
1B.董事選舉：安東尼·F·厄利(Anthony F.Earley)，管理層反對票
Jr.
1C。董事選舉：埃德塞爾·B·福特二世管理委員會投反對票
1D.董事選舉：威廉·克萊·福特(William Clay Ford)，管理層投反對票
1E。董事選舉：詹姆斯·P·哈克特管理公司投反對票
1樓。董事選舉：威廉·W·赫爾曼四世管理層投反對票
1g。董事選舉：威廉·E·肯納德管理公司(William E.Kennard Mgmt)投反對票
1H。董事選舉：約翰·C·萊切萊特管理公司投反對票
1I.董事選舉：貝絲·E·穆尼管理公司投反對票
1J。董事選舉：約翰·桑頓管理公司投反對票
1K董事選舉：John B.Veihmeyer管理人員投反對票
1L.選舉董事：林恩·M·沃伊沃迪奇管理公司(Lynn M.Vojvodich Mgmt)投反對票
1M。董事選舉：約翰·S·温伯格管理公司投反對票
2.批准獨立註冊管理否決票
公共會計師事務所。
3.薪酬話語權-諮詢投票批准管理層否決票
被任命的高管的薪酬。
4.與審議Shr反對票有關的事項
資本重組計劃，以提供所有
公司的流通股中有一隻
按股投票。
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 935199097
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
5.與披露公司的Shr反對票有關的事宜
遊説活動和支出。
會議類型：年度會議
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
會議日期：2020年5月26日
股票代碼：Incy
1.1董事選舉：朱利安·C·貝克管理公司投反對票
1.2董事選舉：Jean-Jacques Bienaime Mgmt投反對票
1.3董事選舉：保羅·J·克蘭西管理公司投反對票
1.4董事選舉：温迪·L·迪克森管理公司投反對票
1.5董事選舉：Jacqualyn A.家禽管理公司投反對票
1.6董事選舉：保羅·A·弗裏德曼管理公司投反對票
1.7董事選舉：埃德蒙·P·哈里根管理公司投反對票
1.8董事選舉：凱瑟琳A.高級管理人員投反對票
1.9董事選舉：赫夫·霍普諾管理公司投反對票
2.批准不具約束力的諮詢管理否決票
在此基礎上，本公司的
被任命為執行官員。
3.批准公司管理否決票修正案
1997年員工購股計劃。
4.批准安永管理人員任命否決票
有限責任公司為本公司的獨立註冊公司
2020年的公共會計師事務所。
5.對股東提案進行投票，如果Shr投反對票
--------------------------------------------------------------------------------------------------------------------------
IQVIA HOLDINGS INC. Agenda Number: 935132453
--------------------------------------------------------------------------------------------------------------------------
Security: 46266C105
適當地呈現，在更多信息中描述
代理聲明中的詳細信息。
會議類型：年度會議
ISIN: US46266C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
會議日期：2020年4月6日
Carol J. Burt Mgmt For For
Colleen A. Goggins Mgmt For For
Ronald A. Rittenmeyer Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
股票代碼：IQV
3. The ratification of the appointment of Mgmt For For
1.董事
高管薪酬。
普華永道會計師事務所(Pricewaterhouse Coopers LLP)擔任IQVIA
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935137934
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
控股公司獨立註冊
截至該年度的會計師事務所
會議類型：年度會議
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election Of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
會議日期：2020年4月23日
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
股票代碼：JNJ
3. Ratification of Appointment of Mgmt For For
1K。董事選舉：A·尤金·華盛頓管理公司(A.Eugene Washington Mgmt)
軍官薪酬。
Firm for 2020.
4. Amendment to the Restated Certificate of Mgmt For For
普華永道會計師事務所(Pricewaterhouse Coopers LLP)作為
獨立註冊公共會計
5. Independent Board Chair Shr Against For
成立為法團以準許移走
無緣無故的董事。
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 935138099
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
6.與阿片類藥物有關的Shr針對For的治理報告
風險
會議類型：年度會議
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Abelardo E. Bru Mgmt For For
1B. Election of Director: Robert W. Decherd Mgmt For For
1C. Election of Director: Michael D. Hsu Mgmt For For
1D. Election of Director: Mae C. Jemison, M.D. Mgmt For For
1E. Election of Director: S. Todd Maclin Mgmt For For
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Christa S. Quarles Mgmt For For
1H. Election of Director: Ian C. Read Mgmt For For
1I. Election of Director: Dunia A. Shive Mgmt For For
1J. Election of Director: Mark T. Smucker Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
2. Ratification of Auditor. Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
會議日期：2020年4月29日
股票代碼：九巴
軍官薪酬。
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 935133001
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
4.股東建議對…採取行動的權利
經書面同意。
會議類型：年度會議
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rick Beckwitt Mgmt For For
1B. Election of Director: Irving Bolotin Mgmt For For
1C. Election of Director: Steven L. Gerard Mgmt For For
1D. Election of Director: Tig Gilliam Mgmt For For
1E. Election of Director: Sherrill W. Hudson Mgmt For For
1F. Election of Director: Jonathan M. Jaffe Mgmt For For
1G. Election of Director: Sidney Lapidus Mgmt For For
1H. Election of Director: Teri P. McClure Mgmt For For
1I. Election of Director: Stuart Miller Mgmt For For
1J. Election of Director: Armando Olivera Mgmt For For
會議日期：2020年4月7日
1L. Election of Director: Scott Stowell Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
股票代碼：LEN
1K。選舉董事：傑弗裏·索南菲爾德管理公司(Jeffrey Sonnenfeld Mgmt)
我們指定的高管的薪酬
警官們。
3.批准任命德勤會計師事務所管理人員為
November 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 935171190
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
LLP作為我們的獨立註冊公眾
截至我們會計年度的會計師事務所
會議類型：年度會議
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
會議日期：2020年5月21日
股票代碼：MCD
1A.選舉董事，任期一年管理否決票
2021年到期：勞埃德·迪恩
1B.選舉董事，任期一年管理否決票
2021年到期：羅伯特·埃克特(Robert Eckert)
1C。選舉董事，任期一年管理否決票
2021年到期：凱瑟琳·恩格爾伯特(Catherine Engelbert)
1D.選舉董事，任期一年管理否決票
2021年到期：瑪格麗特·喬治亞迪斯(Margaret Georgiadis)
1E。選舉董事，任期一年管理否決票
2021年到期：小恩裏克·埃爾南德斯(Enrique Hernandez，Jr.)
1樓。選舉董事，任期一年管理否決票
2021年到期：克里斯托弗·肯普欽斯基(Christopher Kempczinski)
1g。選舉董事，任期一年管理否決票
2021年到期：理查德·萊尼(Richard Lenny)
1H。選舉董事，任期一年管理否決票
2021年到期：約翰·穆利根
1I.選舉董事，任期一年管理否決票
2021年到期：希拉·彭羅斯(Sheila Penrose)
1J。選舉董事，任期一年管理否決票
2021年到期：小約翰·羅傑斯(John Rogers，Jr.)
1K。選舉董事，任期一年管理否決票
2021年到期：保羅·沃爾什(Paul Walsh)
1L.選舉董事，任期一年管理否決票
2021年到期：邁爾斯·懷特
2.諮詢表決通過行政管理否決票
補償。
for 2020.
3.諮詢表決通過任命管理人員否決票
安永律師事務所(Ernst&Young LLP)擔任獨立審計師
4.表決通過本公司的修訂和管理否決票
重述2012年綜合持股計劃。
5.對股東提案的諮詢投票Shr No投票
請求更改要調用的閾值
特別股東大會，如果適當的話
呈上了。
6.對股東提案的諮詢投票Shr No投票
要求委員會就以下事項發表報告
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935112158
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
糖和公共健康，如果適當的話
呈上了。
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Bailey Mgmt For For
1.2 Election of Director: Richard M. Beyer Mgmt For For
1.3 Election of Director: Steven J. Gomo Mgmt For For
1.4 Election of Director: Mary Pat McCarthy Mgmt For For
1.5 Election of Director: Sanjay Mehrotra Mgmt For For
1.6 Election of Director: Robert E. Switz Mgmt For For
1.7 Election of Director: MaryAnn Wright Mgmt For For
2. To approve a non-binding resolution to Mgmt For For
會議類型：年度會議
會議日期：2020年1月16日
批准我們指定的員工的補償
3. To ratify the appointment of Mgmt For For
有關行政人員的説明，請參閲
代理語句。
普華永道有限責任公司作為我們的
3, 2020.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT CORPORATION Agenda Number: 935139522
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
獨立註冊公共會計
截至9月份的財政年度的公司
會議類型：年度會議
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory Boyce Mgmt For For
1B. Election of Director: Bruce Brook Mgmt For For
1C. Election of Director: J. Kofi Bucknor Mgmt For For
1D. Election of Director: Maura Clark Mgmt For For
1E. Election of Director: Matthew Coon Come Mgmt For For
1F. Election of Director: Noreen Doyle Mgmt For For
1G. Election of Director: Veronica Hagen Mgmt For For
1H. Election of Director: Rene Medori Mgmt For For
1I. Election of Director: Jane Nelson Mgmt For For
1J. Election of Director: Thomas Palmer Mgmt For For
1K. Election of Director: Julio Quintana Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For
會議日期：2020年4月21日
3. Approve the 2020 Stock Incentive Plan. Mgmt For For
4. Ratify Appointment of Independent Mgmt For For
股票代碼：NEM
--------------------------------------------------------------------------------------------------------------------------
NORTONLIFELOCK INC. Agenda Number: 935100709
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
高管薪酬。
2020年註冊會計師事務所。
Ticker:
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sue Barsamian Mgmt For For
1B. Election of Director: Frank E. Dangeard Mgmt For For
1C. Election of Director: Nora M. Denzel Mgmt For For
1D. Election of Director: Peter A. Feld Mgmt For For
1E. Election of Director: Kenneth Y. Hao Mgmt For For
1F. Election of Director: David W. Humphrey Mgmt For For
1G. Election of Director: Vincent Pilette Mgmt For For
1H. Election of Director: V. Paul Unruh Mgmt For For
會議類型：年度會議
會議日期：2019年12月19日-12月19日
2.批准畢馬威會計師事務所管理層的委任
3. Advisory vote to approve executive Mgmt For For
作為我們的獨立註冊公眾
2020財年的會計師事務所。
補償。
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 935135132
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
4.關於獨立Shr對抗For的股東建議
董事會主席。
會議類型：年度會議
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
會議日期：2020年4月16日
股票代碼：ppg
1A.批准選舉董事擔任管理職務
在2023年任期屆滿的班級中：
斯蒂芬·F·安吉爾
1B.批准選舉董事擔任管理職務
在2023年任期屆滿的班級中：
休·格蘭特
1C。批准選舉董事擔任管理職務
2A. APPROVE THE APPOINMENT OF A DIRECTOR TO Mgmt For For
在2023年任期屆滿的班級中：
梅勒妮·L·希利
3. APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
2A.批准任命一名董事管理
在任期屆滿的班級任職
4. PROPOSAL TO APPROVE AN AMENDMENT OF THE Mgmt For For
2022年：凱瑟琳·A·利戈基(Kathleen A.LIGOCKI)
在一份諮詢報告中被任命的高級管理人員
基礎
5. PROPOSAL TO APPROVE AN AMENDMENT OF THE Mgmt For For
公司的公司章程細則
為每年一度的選舉作出規定
董事
6. RATIFY THE APPOINTMENT OF Mgmt For For
公司的公司章程細則及
取代絕對多數表決的附例
FIRM FOR 2020
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 935159423
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
要求
普華永道會計師事務所(Pricewaterhouse Coopers LLP)作為該公司的
獨立註冊公共會計
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
會議類型：年度會議
會議日期：2020年5月19日
III
股票代碼：DGX
1A.董事選舉：Vicky B.Gregg Mgmt投反對票
1B.董事選舉：賴特·L·拉西特管理公司投反對票
1C。董事選舉：Timothy L.Main Mgmt投反對票
1D.董事選舉：丹尼斯·M·莫里森管理公司(Denise M.Morrison Mgmt)投反對票
1E。董事選舉：加里·M·普費弗管理公司投反對票
1樓。董事選舉：蒂莫西·M·林管理公司(Timothy M.Ring Mgmt)投反對票
1g。董事選舉：斯蒂芬·H·魯斯考夫斯基(Stephen H.Rusckowski)管理人員投反對票
1H。董事選舉：丹尼爾·C·斯坦齊奧尼管理公司投反對票
1I.董事選舉：海倫·I·託利管理公司投反對票
1J。董事選舉：蓋爾·R·威倫斯基管理公司(Gail R.Wilensky Mgmt)投反對票
2.批准管理否決票的諮詢決議
行政人員薪酬披露於
firm for 2020
--------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 935089676
--------------------------------------------------------------------------------------------------------------------------
Security: 761152107
公司2020年委託書
3.批准我們管理層的任命投反對票
獨立註冊公共會計
ISIN: US7611521078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carol Burt Mgmt For For
1B. Election of Director: Jan De Witte Mgmt For For
1C. Election of Director: Richard Sulpizio Mgmt For For
2. Ratify our appointment of KPMG LLP as our Mgmt For For
會議類型：年度會議
會議日期：2019年11月21日-11月21日
2020.
3. Approve, on an advisory basis, the Mgmt For For
股票代碼：RMD
獨立註冊公共會計
截至6月30日的財年，
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 935192853
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
3.在諮詢的基礎上批准以下項目的管理
支付給我們指定的高管的補償
官員，如委託書中披露的那樣
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
聲明(“支付話語權”)。
會議類型：年度會議
會議日期：2020年5月28日
股票代碼：RCL
1A.董事選舉：約翰·F·布羅克管理公司投反對票
1B.董事選舉：理查德·D·費恩管理公司投反對票
1C。董事選舉：小斯蒂芬·R·豪(Stephen R.Howe，Jr.)MGMT投反對票
1D.董事選舉：威廉·L·金西管理公司(William L.Kimsey Mgmt)投反對票
1E。選舉董事：Maritza G.Montiel Mgmt投反對票
1樓。董事選舉：安·S·摩爾管理公司投反對票
1g。董事選舉：埃亞爾·M·奧弗管理委員會投反對票
1H。董事選舉：威廉·K·賴利管理公司投反對票
1I.董事選舉：Vagn O.Sorensen管理人員投反對票
1J。董事選舉：唐納德·湯普森管理公司投反對票
1K。選舉董事：Arne Alexander Mgmt投反對票
威廉森
2.諮詢通過公司管理層否決票
其指定高管的薪酬
firm for 2020.
警官們。
3.批准管理人員任命否決票
普華永道有限責任公司作為公司的
獨立註冊公共會計
4.關於Shr反對票的股東提案
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 935152429
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
政治捐款披露。
5.關於Shr反對票的股東提案
董事會獨立主席
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan L. Boeckmann Mgmt For For
1B. Election of Director: Kathleen L. Brown Mgmt For For
1C. Election of Director: Andres Conesa Mgmt For For
董事們。
1E. Election of Director: Pablo A. Ferrero Mgmt For For
1F. Election of Director: William D. Jones Mgmt For For
1G. Election of Director: Jeffrey W. Martin Mgmt For For
1H. Election of Director: Bethany J. Mayer Mgmt For For
1I. Election of Director: Michael N. Mears Mgmt For For
1J. Election of Director: Jack T. Taylor Mgmt For For
1K. Election of Director: Cynthia L. Walker Mgmt For For
1L. Election of Director: Cynthia J. Warner Mgmt For For
1M. Election of Director: James C. Yardley Mgmt For For
2. Ratification of Independent Registered Mgmt For For
會議類型：年度會議
3. Advisory Approval of Our Executive Mgmt For For
會議日期：2020年5月5日
4. Shareholder Proposal Requiring an Shr Against For
股票代碼：SRE
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 935139899
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
----
1D.選舉董事：瑪麗亞·孔特雷拉斯-甜蜜管理
公共會計師事務所。
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janet G. Davidson Mgmt For For
1B. Election of Director: Andres R. Gluski Mgmt For For
1C. Election of Director: Tarun Khanna Mgmt For For
1D. Election of Director: Holly K. Koeppel Mgmt For For
1E. Election of Director: Julia M. Laulis Mgmt For For
1F. Election of Director: James H. Miller Mgmt For For
1G. Election of Director: Alain Monie Mgmt For For
1H. Election of Director: John B. Morse, Jr. Mgmt For For
1I. Election of Director: Moises Naim Mgmt For For
1J. Election of Director: Jeffrey W. Ubben Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
補償。
3. To ratify the appointment of Ernst & Young Mgmt For For
獨立董事會主席。
會議類型：年度會議
4. To vote on a non-binding Stockholder Shr Against For
會議日期：2020年4月23日
股票代碼：AES
公司高管薪酬。
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 935140575
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
LLP作為該公司的獨立核數師
公司2020財年。
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bradway Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Arthur D. Collins Jr. Mgmt For For
1D. Election of Director: Edmund P. Mgmt For For
尋求通過附例以
1E. Election of Director: Lynn J. Good Mgmt For For
1F. Election of Director: Nikki R. Haley Mgmt For For
1G. Election of Director: Akhil Johri Mgmt For For
1H. Election of Director: Lawrence W. Kellner Mgmt For For
1I. Election of Director: Caroline B. Kennedy Mgmt For For
任何附例或章程修訂須符合
1K. Election of Director: John M. Richardson Mgmt For For
1L. Election of Director: Susan C. Schwab Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For
股東投票。
會議類型：年度會議
會議日期：2020年4月27日
小詹巴斯蒂亞尼(Giambastiani Jr.)
1J。選舉董事：史蒂文·M·莫倫科普夫管理公司(Steven M.Mollenkopf Mgmt)
高管薪酬。
3.批准任命德勤會計師事務所管理人員為
6. Policy Requiring Independent Board Shr Against For
LLP擔任2020年獨立審計師。
7. Written Consent. Shr Against For
4.披露導演技能，反對意識形態分裂
觀點、經驗和最低要求
董事資格。
5.關於遊説活動的補充報告。SHR與FOR
--------------------------------------------------------------------------------------------------------------------------
UNUM GROUP Agenda Number: 935181862
--------------------------------------------------------------------------------------------------------------------------
Security: 91529Y106
主席。
8.Shr針對for強制保留大量股票
高管們。
ISIN: US91529Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
9.額外披露對以下人士的補償份額
Jr.
調整。
會議類型：年度會議
會議日期：2020年5月28日
股票代碼：UNM
1A.董事選舉：西奧多·H·邦廷(Theodore H.Bunting)，管理層投反對票
1B.董事選舉：蘇珊·L·克羅斯管理公司投反對票
1C。董事選舉：蘇珊·D·德沃爾管理公司投反對票
1D.董事選舉：約瑟夫·J·埃切瓦里亞管理公司投反對票
1E。董事選舉：辛西婭·L·伊根管理公司(Cynthia L.Egan Mgmt)投反對票
1樓。董事選舉：凱文·T·卡巴特管理公司投反對票
1g。董事選舉：蒂莫西·F·基尼管理公司(Timothy F.Keaney Mgmt)投反對票
1H。董事選舉：格洛麗亞·C·拉森管理公司(Gloria C.Larson Mgmt)投反對票
1I.董事選舉：理查德·P·麥肯尼管理公司(Richard P.McKenney Mgmt)投反對票
1J。董事選舉：羅納德·P·奧漢利管理公司(Ronald P.O‘Hanley Mgmt)投反對票
1K。選舉董事：弗朗西斯·J·沙姆莫管理公司投反對票
2.在諮詢基礎上批准，管理層投反對票
公司名稱的補償
執行官員。
3.批准安永管理人員任命否決票
有限責任公司作為公司的獨立註冊人
2020年的公共會計師事務所。
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS INC Agenda Number: 935160515
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
4.批准Unum Group 2020員工管理否決票
股票採購計劃。
5.批准Unum European Holding Mgmt否決票
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
有限公司儲蓄相關股份
期權計劃2021。
會議類型：年度會議
會議日期：2020年5月20日
股票代碼：VRSK
1A.選舉董事：Christopher M.Mgmt投反對票
福斯基特
1B.董事選舉：大衞·B·賴特管理公司投反對票
1C。董事選舉：Annell R.Bay管理公司投反對票
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 935043935
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
2.以管理否決票批准高管薪酬
諮詢，不具約束力的基礎。
3.批准任命德勤管理公司(Deloitte&Mgmt)，投反對票
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Touche LLP作為我們的獨立審計師
Richard T. Carucci Mgmt No vote
Juliana L. Chugg Mgmt No vote
Benno Dorer Mgmt No vote
Mark S. Hoplamazian Mgmt No vote
Laura W. Lang Mgmt No vote
W. Alan McCollough Mgmt No vote
W. Rodney McMullen Mgmt No vote
Clarence Otis, Jr. Mgmt No vote
Steven E. Rendle Mgmt No vote
Carol L. Roberts Mgmt No vote
Matthew J. Shattock Mgmt No vote
Veronica B. Wu Mgmt No vote
2020財年。
會議類型：年度會議
會議日期：2019年7月16日
股票代碼：VFC
1.董事
2.諮詢投票通過指定的行政管理人員否決票
--------------------------------------------------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 935151516
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
軍官薪酬。
3.批准管理否決票的選擇
普華永道會計師事務所(Pricewaterhouse Coopers LLP)為VF
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
獨立註冊公共會計
1B. Election of Director: Betsy J. Bernard Mgmt For For
1C. Election of Director: Gail K. Boudreaux Mgmt For For
1D. Election of Director: Michael J. Farrell Mgmt For For
1E. Election of Director: Larry C. Glasscock Mgmt For For
1F. Election of Director: Robert A. Hagemann Mgmt For For
1G. Election of Director: Bryan C. Hanson Mgmt For For
1H. Election of Director: Arthur J. Higgins Mgmt For For
堅定不移地為2020財年服務。
1J. Election of Director: Syed Jafry Mgmt For For
會議類型：年度會議
2. Ratify the appointment of Mgmt For For
會議日期：2020年5月8日
股票代碼：ZBH
firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
1A.選舉董事：克里斯托弗·B·貝格利管理公司(Christopher B.Begley Mgmt)
1I.選舉董事：瑪麗亞·特蕾莎·希拉多管理公司(Maria Teresa Hilado Mgmt)
1K。選舉董事：邁克爾·W·邁克爾森管理公司(Michael W.Michelson Mgmt)
普華永道有限責任公司作為我們的
獨立註冊公共會計
高級職員薪酬(如工資)。
*管理層職位未知
簽名
根據1940年“投資公司法”的要求，
註冊人已正式安排本報告由
Date 8/25/2020