N-PX
1
Esss-quiirers_npx.txt
代表投票的年報
UNITED STATES
證券交易委員會
WASHINGTON, D.C. 20549
FORM N-PX
註冊管理投資委託投票記錄年報
COMPANY
投資公司行為檔案編號：811-22668
註冊人名稱：ETF系列解決方案
主要執行機構地址：密歇根東街615號
Milwaukee, WI 53202
服務代理人姓名和地址：克里斯蒂娜·R·納爾遜(Kristina R.Nelson)
ETF Series Solutions
777 East Wisconsin Ave
Milwaukee, WI 53202
報名電話：414-765-6076
財政年度結束日期：04/30
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
項目1.代理投票記錄
收購方基金
--------------------------------------------------------------------------------------------------------------------------
AMERICAN NATIONAL INSURANCE COMPANY Agenda Number: 935174146
--------------------------------------------------------------------------------------------------------------------------
Security: 028591105
會議類型：年度會議
會議日期：2020年4月23日
股票代碼：Anat
ISIN: US0285911055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William C. Ansell Mgmt For For
1B. Election of Director: Arthur O. Dummer Mgmt For For
1C. Election of Director: Irwin M. Herz, Jr. Mgmt For For
1D. Election of Director: E. Douglas McLeod Mgmt For For
1E. Election of Director: Frances A. Mgmt For For
穆迪-達爾伯格
1F. Election of Director: Ross R. Moody Mgmt For For
1G. Election of Director: James P. Payne Mgmt For For
1H. Election of Director: E.J. Pederson Mgmt For For
1I. Election of Director: James E. Pozzi Mgmt For For
1J. Election of Director: James D. Yarbrough Mgmt For For
2.關於批准和通過以下項目《協議管理》的提案
以及通過和在這些公司之間進行合併的計劃
美國國家集團公司(American National Group，Inc.)和
An MergerCo，Inc.
3. A non-binding advisory vote to approve the Mgmt For For
公司行政人員的薪酬
在“行政長官”中披露的人員
委託書的“補償”部分
聲明/招股説明書。
4.對所需的管理層進行不具約束力的諮詢投票，為期3年，反對
未來非約束性諮詢的頻率
就高管薪酬進行投票
5.批准任命德勤管理公司為
&Touche LLP作為我們的獨立註冊
會計師事務所(獨立)
審計師)，2020年
--------------------------------------------------------------------------------------------------------------------------
ASSURED GUARANTY LTD. Agenda Number: 935156489
--------------------------------------------------------------------------------------------------------------------------
Security: G0585R106
會議類型：年度會議
會議日期：2020年5月6日
股票代碼：早些時候
ISIN: BMG0585R1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Francisco L. Borges Mgmt For For
1B Election of Director: G. Lawrence Buhl Mgmt For For
1C選舉董事：多米尼克·J·弗雷德里科管理公司(Dominic J.Frederico Mgmt)
1D Election of Director: Bonnie L. Howard Mgmt For For
1E Election of Director: Thomas W. Jones Mgmt For For
1F Election of Director: Patrick W. Kenny Mgmt For For
1G Election of Director: Alan J. Kreczko Mgmt For For
1H Election of Director: Simon W. Leathes Mgmt For For
1I Election of Director: Michael T. O'Kane Mgmt For For
1J Election of Director: Yukiko Omura Mgmt For For
2 To approve, on an advisory basis, the Mgmt For For
支付給本公司名下的
執行官員。
3 To appoint PricewaterhouseCoopers LLP Mgmt For For
(“普華永道”)作為公司的獨立
截至12月底的財政年度的核數師
2020年31日，並授權董事會
董事通過其審計採取行動
委員會負責釐定
獨立審計師。
4AA To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：霍華德
W·阿爾伯特
4AB To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：羅伯特
A.拜倫森
4AC To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：羅素
B.布魯爾II
4AD To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：Gary
伯內特
4AE To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：凌志玲
Chow
4AF To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：斯蒂芬
唐納魯瑪
4AG To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：多米尼克
J·弗雷德里科
4AH To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：沃爾特
A·斯科特
4B授權公司委任普華永道為
AG Re的財務獨立審計師
截至2020年12月31日的一年。
--------------------------------------------------------------------------------------------------------------------------
AVX CORPORATION Agenda Number: 935049836
--------------------------------------------------------------------------------------------------------------------------
Security: 002444107
會議類型：年度會議
會議日期：2019年7月24日
股票代碼：AVX
ISIN: US0024441075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.董事
David DeCenzo Mgmt For For
Koichi Kano Mgmt For For
Hideo Tanimoto Mgmt For For
2. To ratify the appointment of Mgmt For For
普華永道有限責任公司作為公司的
獨立註冊公共會計
截至3月31日的財年，
2020.
3. To approve the Management Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935139825
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
會議類型：年度會議
會議日期：2020年4月22日
股票代碼：BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J.P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell III Mgmt For For
1L. Election of Director: Denise L. Ramos Mgmt For For
1M. Election of Director: Clayton S. Rose Mgmt For For
1N. Election of Director: Michael D. White Mgmt For For
1O. Election of Director: Thomas D. Woods Mgmt For For
1P. Election of Director: R. David Yost Mgmt For For
1Q. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
諮詢，不具約束力的“薪酬話語權”
決議)。
3. Ratifying the Appointment of Our Mgmt For For
獨立註冊公共會計
Firm for 2020.
4. Make Shareholder Proxy Access More Shr Against For
無障礙。
5. Adopt a New Shareholder Right - Written Shr Against For
同意書
6.關於性別/種族薪酬公平的報告。SHR與FOR
7. Review of Statement of the Purpose of a Shr Against For
公司及有關建議的報告
對治理文檔、政策、
和練習。
--------------------------------------------------------------------------------------------------------------------------
BANK OF MONTREAL Agenda Number: 935137148
--------------------------------------------------------------------------------------------------------------------------
Security: 063671101
----
會議類型：年度會議
會議日期：2020年3月31日
ISIN: CA0636711016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
股票代碼：BMO
JANICE M. BABIAK Mgmt For For
SOPHIE BROCHU Mgmt For For
CRAIG W. BRODERICK Mgmt For For
GEORGE A. COPE Mgmt For For
CHRISTINE A. EDWARDS Mgmt For For
MARTIN S. EICHENBAUM Mgmt For For
RONALD H. FARMER Mgmt For For
DAVID E. HARQUAIL Mgmt For For
LINDA S. HUBER Mgmt For For
ERIC R. LA FLECHE Mgmt For For
LORRAINE MITCHELMORE Mgmt For For
DARRYL WHITE Mgmt For For
02 APPOINTMENT OF SHAREHOLDERS' AUDITORS Mgmt For For
03 ADVISORY VOTE ON THE BANK'S APPROACH TO Mgmt For For
01董事
高管薪酬
04蒙特利爾銀行修訂管理
05 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
06 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
07 SHAREHOLDER PROPOSAL NO. 3 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935201828
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
和重述的股票期權計劃
會議類型：年度會議
會議日期：2020年6月11日
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Corie S. Barry Mgmt For For
1B. Election of Director: Lisa M. Caputo Mgmt For For
1C. Election of Director: J. Patrick Doyle Mgmt For For
1D. Election of Director: Kathy J. Higgins Mgmt For For
股票代碼：BBY
1E. Election of Director: David W. Kenny Mgmt For For
1F. Election of Director: Karen A. McLoughlin Mgmt For For
1G. Election of Director: Thomas L. Millner Mgmt For For
1H. Election of Director: Claudia F. Munce Mgmt For For
1I. Election of Director: Richelle P. Parham Mgmt For For
1J. Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
維克多
Touche LLP作為我們的獨立註冊
本會計年度的會計師事務所
3. To approve in a non-binding advisory vote Mgmt For For
截止日期為2021年1月30日。
4. To approve the Best Buy Co., Inc. 2020 Mgmt For For
我們指定的高管薪酬。
5. To amend Article IX, Section 9 of the Mgmt For For
綜合激勵計劃。
修訂和重新修訂的條款
百思買(Best Buy Co.，Inc.)成立為公司。(
6. To amend Article IX, Section 10 of the Mgmt For For
“物品”)。
7. To amend Article X, Section 4 of the Mgmt For For
文章。
8. To amend Article X, Section 2 of the Mgmt For For
文章。
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BIOGEN INC. Agenda Number: 935182484
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
文章。
會議類型：年度會議
會議日期：2020年6月3日
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
股票代碼：BIIB
延長至2021年年會：
1B. Election of Director for a one year term Mgmt For For
亞歷山大·J·丹納
延長至2021年年會：
1C. Election of Director for a one year term Mgmt For For
卡羅琳·D·多爾薩
延長至2021年年會：
1D. Election of Director for a one year term Mgmt For For
威廉·A·霍金斯
延長至2021年年會：
1E. Election of Director for a one year term Mgmt For For
南希·L·萊明
延長至2021年年會：
1F. Election of Director for a one year term Mgmt For For
耶穌·B·曼塔斯
延長至2021年年會：
1G. Election of Director for a one year term Mgmt For For
理查德·C·穆利根
延長至2021年年會：
1H. Election of Director for a one year term Mgmt For For
羅伯特·W·潘吉亞
延長至2021年年會：
1I. Election of Director for a one year term Mgmt For For
斯特利奧斯·帕帕佐普洛斯
延長至2021年年會：
1J. Election of Director for a one year term Mgmt For For
布萊恩·S·波斯納
延長至2021年年會：
1K. Election of Director for a one year term Mgmt For For
埃裏克·K·羅文斯基
延長至2021年年會：
1L. Election of Director for a one year term Mgmt For For
斯蒂芬·A·舍温
延長至2021年年會：
2. To ratify the selection of Mgmt For For
米歇爾·沃納佐斯
普華永道會計師事務所(Pricewaterhouse Coopers LLP)作為Biogen Inc.
獨立註冊公共會計
31, 2020.
3. Say on Pay - To approve an advisory vote on Mgmt For For
截至12月份的財政年度的公司
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935151679
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
3.關於薪酬的説法-批准對以下項目的管理進行諮詢投票
高管薪酬。
會議類型：年度會議
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Bunch Mgmt For For
會議日期：2020年5月12日
1C. Election of Director: John V. Faraci Mgmt For For
1D. Election of Director: Jody Freeman Mgmt For For
1E. Election of Director: Gay Huey Evans Mgmt For For
1F. Election of Director: Jeffrey A. Joerres Mgmt For For
1G. Election of Director: Ryan M. Lance Mgmt For For
1H. Election of Director: William H. McRaven Mgmt For For
1I. Election of Director: Sharmila Mulligan Mgmt For For
1J. Election of Director: Arjun N. Murti Mgmt For For
1K. Election of Director: Robert A. Niblock Mgmt For For
1L. Election of Director: David T. Seaton Mgmt For For
1M. Election of Director: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
股票代碼：COP
1B.選舉董事：卡羅琳·莫里·迪瓦恩管理公司
3. Advisory Approval of Executive Mgmt For For
年輕的有限責任公司成為康菲石油的獨立公司
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 935149028
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
2020年註冊會計師事務所。
補償。
會議類型：年度會議
ISIN: US2310211063
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Election of Director: N. Thomas Linebarger Mgmt For For
2) Election of Director: Robert J. Bernhard Mgmt For For
3) Election of Director: Dr. Franklin R. Chang Mgmt For For
Diaz
4) Election of Director: Bruno V. Di Leo Allen Mgmt For For
5) Election of Director: Stephen B. Dobbs Mgmt For For
6) Election of Director: Robert K. Herdman Mgmt For For
7) Election of Director: Alexis M. Herman Mgmt For For
8) Election of Director: Thomas J. Lynch Mgmt For For
9) Election of Director: William I. Miller Mgmt For For
10) Election of Director: Georgia R. Nelson Mgmt For For
11) Election of Director: Karen H. Quintos Mgmt For For
會議日期：2020年5月12日
股票代碼：CMI
12)諮詢投票批准#年的薪酬管理
13) Proposal to ratify the appointment of Mgmt For For
我們被任命的高級管理人員的名單
for 2020.
在委託書中披露。
普華永道會計師事務所作為我們的審計師
--------------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION Agenda Number: 935152695
--------------------------------------------------------------------------------------------------------------------------
Security: 269246401
14)關於附例Shr Against For的股東提案
修正案。
會議類型：年度會議
ISIN: US2692464017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard J. Carbone Mgmt For For
1B. Election of Director: Robert J. Chersi Mgmt For For
1C. Election of Director: Jaime W. Ellertson Mgmt For For
1D. Election of Director: James P. Healy Mgmt For For
1E. Election of Director: Kevin T. Kabat Mgmt For For
1F. Election of Director: James Lam Mgmt For For
1G. Election of Director: Rodger A. Lawson Mgmt For For
會議日期：2020年5月7日
1I. Election of Director: Michael A. Pizzi Mgmt For For
1J. Election of Director: Rebecca Saeger Mgmt For For
1K. Election of Director: Donna L. Weaver Mgmt For For
1L. Election of Director: Joshua A. Weinreich Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
股票代碼：ETFC
1H。選舉董事：謝利·B·萊博維茨管理公司(Shelley B.Leibowitz Mgmt)
公司名下員工的薪酬問題
高管(“薪酬話語權投票”)，
3. To ratify the appointment of Deloitte & Mgmt For For
的委託書中披露的
2020年年會。
Touche LLP作為公司的獨立公司
2020年註冊會計師事務所。
--------------------------------------------------------------------------------------------------------------------------
EVERCORE INC. Agenda Number: 935199009
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105
4.關於簡單減持的股東建議
多數投票。
會議類型：年度會議
ISIN: US29977A1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
會議日期：2020年6月16日
Roger C. Altman Mgmt For For
Richard I. Beattie Mgmt For For
Pamela G. Carlton Mgmt For For
Ellen V. Futter Mgmt For For
Gail B. Harris Mgmt For For
Robert B. Millard Mgmt For For
Willard J. Overlock, Jr Mgmt For For
Sir Simon M. Robertson Mgmt For For
Ralph L. Schlosstein Mgmt For For
John S. Weinberg Mgmt For For
William J. Wheeler Mgmt For For
Sarah K. Williamson Mgmt For For
Kendrick R. Wilson III Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
股票代碼：EVR
1.董事
3. To approve the Amended and Restated 2016 Mgmt For For
我們名下的高管薪酬
4. To ratify the selection of Deloitte & Mgmt For For
執行官員。
Evercore Inc.股票激勵計劃。
--------------------------------------------------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES N.V. Agenda Number: 935157619
--------------------------------------------------------------------------------------------------------------------------
Security: N31738102
Touche LLP作為我們的獨立註冊
2020年的公共會計師事務所。
會議類型：年度會議
ISIN: NL0010877643
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.C Remuneration Report 2019 (advisory voting) Mgmt For For
2.D Adoption of the 2019 Annual Accounts Mgmt For For
2.E Approval of the 2019 dividend Mgmt For For
會議日期：2020年4月16日
股票代碼：FCAU
2.F批准解除#年管理委員會董事的職務
尊重他們履行職責
在2019年財政年度內
3.B Re-appointment of Michael Manley as Mgmt For For
3.重新任命約翰·埃爾坎(John Elkann)為
3.C Re-appointment of Richard K. Palmer as Mgmt For For
導演。
執行董事。
執行董事。
4.重新任命非執行董事：MGMT for for
羅納德·L·湯普森
4.B重新任命非執行董事：MGMT，用於
約翰·阿博特
4.c重新任命非執行董事：MGMT，用於
安德烈·阿涅利(Andrea Agnelli)
4.D重新任命非執行董事：MGMT for for
Tiberto Brandolini d‘Adda
4.E重新任命非執行董事：MGMT for for
格倫·厄爾
4.f重新任命非執行董事：MGMT for for
瓦萊麗·A·馬爾斯
4.G重新任命非執行董事：MGMT for for
米開朗基羅·A·沃爾皮
4.H重新任命非執行董事：MGMT for for
耐心惠特克羅夫特
5. Proposal to appoint Ernst & Young Mgmt For For
4.i重新任命非執行董事：MGMT for for
傑尼亞
6.1 Proposal to designate the Board of Mgmt For For
會計師有限責任公司作為公司的
獨立審計師
董事為獲授權的法人團體
發行普通股並授予權利
按規定認購普通股
6.2 Proposal to designate the Board of Mgmt For For
因為在公司章程第6條中
聯誼會的
董事為獲授權的法人團體
限制或排除優先購買權
對於中規定的普通股
6.3 Proposal to designate the Board of Mgmt For For
本公司章程第七條
協會
董事為獲授權的法人團體
發行特別有表決權股份並授予
認購特別表決權的權利
最多不超過最高合計金額的股票
中規定的特別有表決權股份
公司法定股本為
載於本公司的章程細則
協會，經不時修訂後，
7. Proposal to authorize the Board of Mgmt For For
如“公約”第6條所規定的
公司的組織章程
董事須收購繳足股款的普通股
公司自有股本中的股份
按照“公司章程”第8條的規定
公司章程
9. Amendment of the special voting shares' Mgmt For For
8.修訂#年管理層的薪酬政策
--------------------------------------------------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES N.V. Agenda Number: 935225448
--------------------------------------------------------------------------------------------------------------------------
Security: N31738102
董事會
條款及細則
會議類型：年度會議
ISIN: NL0010877643
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2C. Remuneration Report 2019 (advisory voting) Mgmt For For
2D. Adoption of the 2019 Annual Accounts Mgmt For For
會議日期：2020年6月26日
股票代碼：FCAU
2E。批准解除管理委員會的董事職務
尊重他們履行職責
在2019年財政年度內
3B. Re-appointment of Executive Director: Mgmt For For
3A.再次任命執行董事：John Mgmt for For
3C. Re-appointment of Executive Director: Mgmt For For
埃爾坎
邁克爾·曼利
理查德·K·帕爾默
4A.重新任命非執行董事：MGMT for
羅納德·L·湯普森
4B。重新任命非執行董事：MGMT for
約翰·阿博特
4C.重新任命非執行董事：MGMT for
安德烈·阿涅利(Andrea Agnelli)
4D。重新任命非執行董事：MGMT for
Tiberto Brandolini d‘Adda
4E。重新任命非執行董事：MGMT for
格倫·厄爾
4F。重新任命非執行董事：MGMT for
瓦萊麗·A·馬爾斯
4G重新任命非執行董事：MGMT for
米開朗基羅·A·沃爾皮
4H。重新任命非執行董事：MGMT for
耐心惠特克羅夫特
5. Proposal to appoint Ernst & Young Mgmt For For
4i.重新任命非執行董事：MGMT for
傑尼亞
6.1 Proposal to designate the Board of Mgmt For For
會計師有限責任公司作為公司的
獨立審計師
董事為獲授權的法人團體
發行普通股並授予權利
按規定認購普通股
6.2 Proposal to designate the Board of Mgmt For For
因為在公司章程第6條中
聯誼會的
董事為獲授權的法人團體
限制或排除優先購買權
對於中規定的普通股
6.3 Proposal to designate the Board of Mgmt For For
本公司章程第七條
協會
董事為獲授權的法人團體
發行特別有表決權股份並授予
認購特別表決權的權利
最多不超過最高合計金額的股票
中規定的特別有表決權股份
公司法定股本為
載於本公司的章程細則
協會，經不時修訂後，
7. Proposal to authorize the Board of Mgmt For For
如“公約”第6條所規定的
公司的組織章程
董事須收購繳足股款的普通股
公司自有股本中的股份
按照“公司章程”第8條的規定
公司章程
9. Amendment of the special voting shares' Mgmt For For
8.修訂#年管理層的薪酬政策
--------------------------------------------------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES N.V. Agenda Number: 935234500
--------------------------------------------------------------------------------------------------------------------------
Security: N31738102
董事會
條款及細則
會議類型：年度會議
ISIN: NL0010877643
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2C. Remuneration Report 2019 (advisory voting) Mgmt For For
2D. Adoption of the 2019 Annual Accounts Mgmt For For
會議日期：2020年6月26日
股票代碼：FCAU
2E。批准解除管理委員會的董事職務
尊重他們履行職責
在2019年財政年度內
3B. Re-appointment of Executive Director: Mgmt For For
3A.再次任命執行董事：John Mgmt for For
3C. Re-appointment of Executive Director: Mgmt For For
埃爾坎
邁克爾·曼利
理查德·K·帕爾默
4A.重新任命非執行董事：MGMT for
羅納德·L·湯普森
4B。重新任命非執行董事：MGMT for
約翰·阿博特
4C.重新任命非執行董事：MGMT for
安德烈·阿涅利(Andrea Agnelli)
4D。重新任命非執行董事：MGMT for
Tiberto Brandolini d‘Adda
4E。重新任命非執行董事：MGMT for
格倫·厄爾
4F。重新任命非執行董事：MGMT for
瓦萊麗·A·馬爾斯
4G重新任命非執行董事：MGMT for
米開朗基羅·A·沃爾皮
4H。重新任命非執行董事：MGMT for
耐心惠特克羅夫特
5. Proposal to appoint Ernst & Young Mgmt For For
4i.重新任命非執行董事：MGMT for
傑尼亞
6.1 Proposal to designate the Board of Mgmt For For
5.委任安永會計師事務所管理人員擔任
會計師有限責任公司作為公司的
獨立審計師
董事為獲授權的法人團體
發行普通股並授予權利
6.2 Proposal to designate the Board of Mgmt For For
按規定認購普通股
因為在公司章程第6條中
聯誼會的
董事為獲授權的法人團體
限制或排除優先購買權
6.3 Proposal to designate the Board of Mgmt For For
對於中規定的普通股
本公司章程第七條
協會
董事為獲授權的法人團體
發行特別有表決權股份並授予
認購特別表決權的權利
最多不超過最高合計金額的股票
中規定的特別有表決權股份
公司法定股本為
載於本公司的章程細則
7. Proposal to authorize the Board of Mgmt For For
協會，經不時修訂後，
如“公約”第6條所規定的
公司的組織章程
董事須收購繳足股款的普通股
公司自有股本中的股份
按照“公司章程”第8條的規定
9. Amendment of the special voting shares' Mgmt For For
公司章程
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION Agenda Number: 935171429
--------------------------------------------------------------------------------------------------------------------------
Security: 31847R102
8.修訂#年管理層的薪酬政策
董事會
條款及細則
ISIN: US31847R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
會議類型：年度會議
James L. Doti Mgmt For For
Michael D. McKee Mgmt For For
Thomas V. McKernan Mgmt For For
2. Advisory vote to approve executive Mgmt For For
會議日期：2020年5月5日
3. To approve the Company's 2020 Incentive Mgmt For For
股票代碼：FAF
4. To ratify the selection of Mgmt For For
1.董事
補償。
薪酬計劃。
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V336
普華永道有限責任公司作為公司的
獨立註冊公共會計
截至12月份的財政年度的公司
ISIN: US31846V3362
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
會議類型：特殊會議
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V328
會議日期：2019年8月29日-8月29日
股票代碼：FGXXX
1.董事
ISIN: US31846V3289
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
會議類型：特殊會議
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST BANCORP Agenda Number: 935174374
--------------------------------------------------------------------------------------------------------------------------
Security: 318672706
會議日期：2019年8月29日-8月29日
股票代碼：FXFXX
1.董事
ISIN: PR3186727065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
會議類型：年度會議
1B. Election of Director: Aurelio Aleman Mgmt For For
1C. Election of Director: Luz A. Crespo Mgmt For For
1D. Election of Director: Tracey Dedrick Mgmt For For
1E. Election of Director: Daniel E. Frye Mgmt For For
1F. Election of Director: Robert T. Gormley Mgmt For For
1G. Election of Director: John A. Heffern Mgmt For For
1H. Election of Director: Roberto R. Herencia Mgmt For For
會議日期：2020年5月22日
2. To approve on a non-binding basis the 2019 Mgmt For For
股票代碼：FBP
----
3. To ratify the appointment of Crowe LLP as Mgmt For For
1A.選舉董事：胡安·阿科斯塔·雷博拉管理
1I.選舉董事：何塞·梅嫩德斯-科爾塔達管理公司(Jose Menendez-Cortada Mgmt)
--------------------------------------------------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC. Agenda Number: 935137972
--------------------------------------------------------------------------------------------------------------------------
Security: 31946M103
First Bancorp命名的補償
執行官員。
我們的獨立註冊公眾
ISIN: US31946M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
我們2020財年的會計事務所。
John M. Alexander, Jr. Mgmt For For
Victor E. Bell III Mgmt For For
Peter M. Bristow Mgmt For For
Hope H. Bryant Mgmt For For
H. Lee Durham, Jr. Mgmt For For
Daniel L. Heavner Mgmt For For
Frank B. Holding, Jr. Mgmt For For
Robert R. Hoppe Mgmt For For
Floyd L. Keels Mgmt For For
Robert E. Mason IV Mgmt For For
Robert T. Newcomb Mgmt For For
2. Non-binding advisory resolution Mgmt For For
會議類型：年度會議
會議日期：2020年4月28日
股票代碼：FCNCA
1.董事
(“薪酬發言權”決議案)通過
支付或提供給
Bancshare被任命為高管
的委託書中披露的
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL OIL LIMITED Agenda Number: 935146123
--------------------------------------------------------------------------------------------------------------------------
Security: 453038408
年會。
3.建議批准委任Dixon Mgmt為
休斯·古德曼有限責任公司(Hughes Goodman LLP)擔任Bancshare
ISIN: CA4530384086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2020年的獨立會計師。
會議類型：年度會議
會議日期：2020年5月1日
D.C. (David) Brownell Mgmt For For
D.W. (David) Cornhill Mgmt For For
B.W. (Bradley) Corson Mgmt For For
K.T. (Krystyna) Hoeg Mgmt For For
M.C. (Miranda) Hubbs Mgmt For For
J.M. (Jack) Mintz Mgmt For For
D.S. (David) Sutherland Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LEAR CORPORATION Agenda Number: 935165666
--------------------------------------------------------------------------------------------------------------------------
Security: 521865204
股票代碼：IMO
1普華永道會計師事務所管理層重新任命為
作為公司的審計師。
ISIN: US5218652049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas P. Capo Mgmt For For
1B. Election of Director: Mei-Wei Cheng Mgmt For For
1C. Election of Director: Jonathan F. Foster Mgmt For For
1D. Election of Director: Mary Lou Jepsen Mgmt For For
1E. Election of Director: Kathleen A. Ligocki Mgmt For For
1F. Election of Director: Conrad L. Mallett, Mgmt For For
Jr.
1G. Election of Director: Raymond E. Scott Mgmt For For
1H. Election of Director: Gregory C. Smith Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
2名董事
會議類型：年度會議
會議日期：2020年5月21日
股票代碼：Lea
Young LLP作為我們的獨立註冊律師
2020年的公共會計師事務所。
3.諮詢投票通過李爾公司
--------------------------------------------------------------------------------------------------------------------------
MANPOWERGROUP INC. Agenda Number: 935150122
--------------------------------------------------------------------------------------------------------------------------
Security: 56418H100
高管薪酬。
4.股東建議要求就以下事項作好準備
一份關於人權影響的報告
ISIN: US56418H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gina R. Boswell Mgmt For For
1B. Election of Director: Cari M. Dominguez Mgmt For For
1C. Election of Director: William Downe Mgmt For For
1D. Election of Director: John F. Ferraro Mgmt For For
評估。
Hall
1F. Election of Director: Julie M. Howard Mgmt For For
1G. Election of Director: Ulice Payne, Jr. Mgmt For For
1H. Election of Director: Jonas Prising Mgmt For For
1I. Election of Director: Paul Read Mgmt For For
會議類型：年度會議
會議日期：2020年5月8日
2. Ratification of Deloitte & Touche LLP as Mgmt For For
股票代碼：MAN
1E。董事選舉：帕特里夏·海明威管理公司(Patricia Hemingway Mgmt)
1J。選舉董事：伊麗莎白·P·薩坦管理公司(Elizabeth P.Sartain Mgmt)
1K。選舉董事：邁克爾·J·範·漢德爾管理公司(Michael J.Van Handel Mgmt)
我們2020年的獨立審計師。
3.諮詢投票通過#年的薪酬管理
--------------------------------------------------------------------------------------------------------------------------
MERCURY GENERAL CORPORATION Agenda Number: 935160907
--------------------------------------------------------------------------------------------------------------------------
Security: 589400100
我們被任命的執行官員的名單。
4.批准“年管理辦法”的修訂和重述
2011年股權激勵計劃
ISIN: US5894001008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
萬寶盛華集團(ManpowerGroup Inc.)
George Joseph Mgmt For For
Martha E. Marcon Mgmt For For
Joshua E. Little Mgmt For For
Gabriel Tirador Mgmt For For
James G. Ellis Mgmt For For
George G. Braunegg Mgmt For For
Ramona L. Cappello Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
會議類型：年度會議
會議日期：2020年5月13日
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935112158
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
股票代碼：MCY
1.董事
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Bailey Mgmt For For
1.2 Election of Director: Richard M. Beyer Mgmt For For
1.3 Election of Director: Steven J. Gomo Mgmt For For
1.4 Election of Director: Mary Pat McCarthy Mgmt For For
1.5 Election of Director: Sanjay Mehrotra Mgmt For For
1.6 Election of Director: Robert E. Switz Mgmt For For
1.7 Election of Director: MaryAnn Wright Mgmt For For
2. To approve a non-binding resolution to Mgmt For For
3.批准遴選獨立管理人
註冊會計師事務所。
會議類型：年度會議
3. To ratify the appointment of Mgmt For For
會議日期：2020年1月16日
批准我們指定的員工的補償
有關行政人員的説明，請參閲
3, 2020.
--------------------------------------------------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC. Agenda Number: 935145486
--------------------------------------------------------------------------------------------------------------------------
Security: 60855R100
代理語句。
普華永道有限責任公司作為我們的
獨立註冊公共會計
ISIN: US60855R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III director to hold Mgmt For For
截至9月份的財政年度的公司
會議類型：年度會議
1B. Election of Class III director to hold Mgmt For For
會議日期：2020年5月7日
B. Wolf
1C. Election of Class III director to hold Mgmt For For
股票代碼：MoH
辦公室至2021年年會：羅娜
2. To consider and approve, on a non-binding, Mgmt For For
E·羅姆尼
任期至2021年年會：戴爾
3. To ratify the appointment of Ernst & Young Mgmt For For
辦公室至2021年年會：
約瑟夫·M·祖佈列茨基
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 935155487
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
在諮詢的基礎上，我們的賠償
被任命為執行官員。
LLP作為我們的獨立註冊公眾
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2020年的會計師事務所。
Lloyd J. Austin III Mgmt For For
Patrick J. Dempsey Mgmt For For
Christopher J. Kearney Mgmt For For
Laurette T. Koellner Mgmt For For
Joseph D. Rupp Mgmt For For
Leon J. Topalian Mgmt For For
John H. Walker Mgmt For For
Nadja Y. West Mgmt For For
2. Ratification of the appointment of Mgmt For For
會議類型：年度會議
會議日期：2020年5月14日
股票代碼：NUE
3. Approval, on an advisory basis, of Nucor's Mgmt For For
1.董事
2019.
普華永道會計師事務所將擔任
紐柯的獨立註冊公眾
2020年的會計師事務所。
--------------------------------------------------------------------------------------------------------------------------
OSHKOSH CORPORATION Agenda Number: 935118047
--------------------------------------------------------------------------------------------------------------------------
Security: 688239201
年被任命為高級管理人員薪酬
4.批准《修訂和重述管理辦法》
Nucor Corporation 2014年度綜合大賽(Omnibus)
ISIN: US6882392011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
激勵薪酬計劃。
Keith J. Allman Mgmt For For
Wilson R. Jones Mgmt For For
Tyrone M. Jordan Mgmt For For
K. Metcalf-Kupres Mgmt For For
Stephen D. Newlin Mgmt For For
Raymond T. Odierno Mgmt For For
Craig P. Omtvedt Mgmt For For
Duncan J. Palmer Mgmt For For
Sandra E. Rowland Mgmt For For
John S. Shiely Mgmt For For
會議類型：年度會議
會議日期：2020年2月4日
股票代碼：OSK
1.董事
3. Approval, by advisory vote, of the Mgmt For For
2.批准任命德勤管理公司為
&Touche LLP，獨立註冊的
--------------------------------------------------------------------------------------------------------------------------
POPULAR, INC. Agenda Number: 935159904
--------------------------------------------------------------------------------------------------------------------------
Security: 733174700
會計師事務所，作為本公司的
2020財年的獨立審計師。
公司名稱的補償
ISIN: PR7331747001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Class 3 Director for a Mgmt For For
執行官員。
1B) Election of Class 3 Director for a Mgmt For For
會議類型：年度會議
1C) Election of Class 3 Director for a Mgmt For For
會議日期：2020年5月12日
股票代碼：BPOP
任期三年：伊格納西奧·阿爾瓦雷斯(Ignacio Alvarez)
任期三年：瑪麗亞·路易莎·費爾(Maria Luisa Ferre)
任期三年：C·金·古德温(C.Kim Goodwin)
2)批准對“中華人民共和國行政管理條例”第七條的修正案
3) To approve an Amendment to the first Mgmt For For
Popular，Inc.的重複證書
成立為法團以解密董事會
董事到2023年年會
股東們。
大眾化第七條的一句話，
Inc.的重複證書
成立為法團以減少最低及
成員的最大數量，包括
董事會。
5) Adoption of the Popular, Inc. 2020 Omnibus Mgmt For For
4)批准對“中華人民共和國行政管理辦法”第九條的修正案
6) Approve, on an advisory basis, the Mgmt For For
Popular，Inc.的重新認證證書
7) To ratify the appointment of Mgmt For For
成立公司以消除絕對多數
投票要求。
獎勵計劃。
公司高管薪酬。
普華永道會計師事務所(Pricewaterhouse Coopers LLP)很受歡迎，
Inc.的獨立註冊公眾
2020年的會計師事務所。
8)批准休會或延期管理
--------------------------------------------------------------------------------------------------------------------------
RADIAN GROUP INC. Agenda Number: 935188943
--------------------------------------------------------------------------------------------------------------------------
Security: 750236101
會議記錄，如有必要，或
適當的，來徵集更多的代理，
如果沒有足夠的
ISIN: US7502361014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert Wender Mgmt For For
1B. Election of Director: Brad L. Conner Mgmt For For
1C. Election of Director: Howard B. Culang Mgmt For For
1D. Election of Director: Debra Hess Mgmt For For
1E. Election of Director: Lisa W. Hess Mgmt For For
1F. Election of Director: Lisa Mumford Mgmt For For
1G. Election of Director: Gaetano Muzio Mgmt For For
1H. Election of Director: Gregory V. Serio Mgmt For For
1I. Election of Director: Noel J. Spiegel Mgmt For For
投票通過提案2、3、4和5。
2. Approval, by an advisory, non-binding vote, Mgmt For For
----
會議類型：年度會議
3. Ratification of the appointment of Mgmt For For
會議日期：2020年5月13日
股票代碼：RDN
1J。選舉董事：理查德·G·桑伯裏管理公司(Richard G.Thornberry Mgmt)
--------------------------------------------------------------------------------------------------------------------------
ROYAL BANK OF CANADA Agenda Number: 935135106
--------------------------------------------------------------------------------------------------------------------------
Security: 780087102
該公司的整體薪酬是多少？
公司任命的高級管理人員。
Ticker: RY
ISIN: CA7800871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
普華永道會計師事務所(Pricewaterhouse Coopers LLP)作為弧度的
A.A. CHISHOLM Mgmt For For
J. COTE Mgmt For For
T.N. DARUVALA Mgmt For For
D.F. DENISON Mgmt For For
A.D. LABERGE Mgmt For For
M.H. MCCAIN Mgmt For For
D. MCKAY Mgmt For For
H. MUNROE-BLUM Mgmt For For
K. TAYLOR Mgmt For For
M. TURCKE Mgmt For For
B.A. VAN KRALINGEN Mgmt For For
T. VANDAL Mgmt For For
F. VETTESE Mgmt For For
J. YABUKI Mgmt For For
獨立註冊公共會計
截至2020年12月31日的年度公司。
03 ADVISORY VOTE ON THE BANK'S APPROACH TO Mgmt For For
會議類型：年度會議
04 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
05 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
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SOUTHWEST AIRLINES CO. Agenda Number: 935182256
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Security: 844741108
會議日期：2020年4月8日
01董事
02委任普華永道會計師事務所管理層為
ISIN: US8447411088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David W. Biegler Mgmt For For
1B. Election of Director: J. Veronica Biggins Mgmt For For
1C. Election of Director: Douglas H. Brooks Mgmt For For
(普華永道)擔任審計師
1E. Election of Director: John G. Denison Mgmt For For
1F. Election of Director: Thomas W. Gilligan Mgmt For For
1G. Election of Director: Gary C. Kelly Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Nancy B. Loeffler Mgmt For For
1J. Election of Director: John T. Montford Mgmt For For
1K. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
高管薪酬
3. Ratification of the selection of Ernst & Mgmt For For
會議類型：年度會議
會議日期：2020年5月21日
December 31, 2020.
股票代碼：Lov
1D.選舉董事：威廉·H·坎寧安管理公司(William H.Cunningham Mgmt)
軍官薪酬。
年輕的有限責任公司作為公司的獨立
截至本財政年度的核數師
4.對股東提案進行諮詢投票，以反對Shr for
需要一位獨立的董事會主席。
5.對股東提案進行諮詢投票，以反對Shr for
允許股東以書面形式提起訴訟
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STEEL DYNAMICS, INC. Agenda Number: 935151946
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Security: 858119100
同意。
6.對股東提案進行諮詢投票Shr反對For
要求披露年度報告
ISIN: US8581191009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
有關公司的信息
Mark D. Millett Mgmt For For
Sheree L. Bargabos Mgmt For For
Keith E. Busse Mgmt For For
Frank D. Byrne, M.D. Mgmt For For
Kenneth W. Cornew Mgmt For For
Traci M. Dolan Mgmt For For
James C. Marcuccilli Mgmt For For
Bradley S. Seaman Mgmt For For
Gabriel L. Shaheen Mgmt For For
Steven A. Sonnenberg Mgmt For For
Richard P. Teets, Jr. Mgmt For For
2. TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
遊説政策和活動。
會議類型：年度會議
YEAR 2020
3. TO HOLD AN ADVISORY VOTE TO APPROVE THE Mgmt For For
會議日期：2020年5月8日
股票代碼：STLD
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THE ALLSTATE CORPORATION Agenda Number: 935169311
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Security: 020002101
1.董事
LLP作為鋼鐵動力公司的獨立公司
註冊會計師事務所
ISIN: US0200021014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kermit R. Crawford Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt For For
1C. Election of Director: Margaret M. Keane Mgmt For For
1D. Election of Director: Siddharth N. Mehta Mgmt For For
1E. Election of Director: Jacques P. Perold Mgmt For For
1F. Election of Director: Andrea Redmond Mgmt For For
1G. Election of Director: Gregg M. Sherrill Mgmt For For
1H. Election of Director: Judith A. Sprieser Mgmt For For
1I. Election of Director: Perry M. Traquina Mgmt For For
1J. Election of Director: Thomas J. Wilson Mgmt For For
被點名的高管的薪酬
高級船員
會議類型：年度會議
會議日期：2020年5月19日
股票代碼：全部
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THE CHARLES SCHWAB CORPORATION Agenda Number: 935219091
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Security: 808513105
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2.諮詢投票通過#年的薪酬管理
被點名的高管名單。
ISIN: US8085131055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of Schwab common Mgmt For For
3.批准任命德勤管理公司為
&Touche LLP作為好事達的獨立公司
2020年註冊會計師。
會議類型：特殊會議
會議日期：2020年6月4日
股票代碼：Schw
股票，由普通股和
無投票權普通股，致
TD ameritrade普通股在
與計劃中的合併有關連
3. Approve a proposal that will give the Mgmt For For
與TD ameritrade合作。
2.批准對施瓦布憲章管理的修正案
要增加授權股份的數量，請執行以下操作
嘉信理財股本增加3億
並創建一個新的施瓦布無投票權類別
普通股。
施瓦布董事會授權
將施瓦布特別會議從
如有需要，可不時徵集
其他代理(如果沒有
有足夠票數批准提案1和
以上2在施瓦布特別節目時
會議，或任何延期或延期
施瓦布特別會議。
*管理層職位未知
簽名
根據1940年“投資公司法”的要求，
Date 8/26/2020