错误000186586100018658612024-08-292024-08-290001865861ccts：UnitsEachConstingOfOneClassAordinaryShareAndOnehalf Redeemable t定制成员2024-08-292024-08-290001865861ccts：ClassAordinarySharesParValue00001 PerShareCustomMember2024-08-292024-08-290001865861ccts：Redeemable收件箱EachtRecisable ForOneClassA OrdinaryShareAtAnjecisePriceOf1150定制会员2024-08-292024-08-29

 

证券交易委员会

华盛顿特区，邮编：20549

 

形式 8-K

 

当前报告

根据1934年《证券交易法》第13或15(D)条

 

报告日期(最早报告的事件日期)：

 

(注册人的确切姓名载于其章程)

 

 

 

(609) 495-2222

注册人的电话号码，包括区号

 

不适用

(前姓名或前地址，如自上次报告以来有所更改)

 

如果表格8-K的提交意在同时满足注册人根据下列任何一项规定的提交义务(见一般指示A.2)，请勾选下面相应的方框。如下所示)：

 

 

 

 

 

根据该法第12(B)条登记的证券：

 

 

用复选标记表示注册人是否为1933年证券法规则405(本章230.405节)或1934年证券交易法规则12b-2(本章第240.12b-2节)所界定的新兴成长型公司。

 

新兴成长型公司：☒

 

如果是一家新兴的成长型公司，用复选标记表示注册人是否选择不使用延长的过渡期来遵守根据《交易法》第13(A)节提供的任何新的或修订的财务会计准则。☐

 

 

 

第1.01项订立实质性的最终协议。

 

 

 

 

2024年8月29日，Cactus Acquisition Corp. 1 Limited，一家开曼群岛豁免公司（“CCTS)，签订了企业合并协议(企业合并协议“），由（i）CCTS、（ii）VivoPower International PLC（一家根据英格兰和威尔士法律组建的上市有限公司）组成（“VivoPower”），（iii）Tembo e-LV b.V.，一家根据荷兰法律注册成立的私人有限责任公司，也是VivoPower的子公司（“Tembo”），（iv）Tembo Group b.V.，一家根据荷兰法律注册成立的私人有限责任公司，也是Tembo的全资子公司（“霍尔德科)及(V)开曼群岛豁免公司及Holdco的全资附属公司Tembo EUV Investment Corporation Limited(“合并子”).

 

根据企业合并协议，关于结束(定义见下文)，除其他事项外，(I)Tembo的每一股东(每一位、一位“公司股东“)将出资并将其持有的每股Tembo股份转让给Holdco，以换取Holdco的普通股(”股票交易所”），（ii）证券交易所后，Holdco的法律形式将立即从私人有限责任公司转变为公共有限责任公司（“Holdco重组)及(Iii)Holdco重组后，Merge Sub将与CCTS合并并并入CCTS，CCTS为合并中尚存的公司(合并)，并且，根据合并，在紧接合并生效时间之前，CCTS的每一项未偿还证券将转换为获得Holdco实质等值证券的权利，所有这些都符合业务合并协议所载的条款和条件，并根据适用法律的规定(业务合并协议、交易记录“)。完善(《结业以及截止日期，即截止日期“)的交易受惯例成交条件的制约。

 

 

根据企业合并协议，将向Tembo的股权持有人支付的对价为838,000,000美元，将全部以Holdco新发行的普通股形式支付，每股价值10.00美元。

 

 

在合并和Holdco重组之前的截止日期，公司的每一位股东将在换股时生效。在股票交易所之后和合并之前，Holdco将进行Holdco重组，根据该重组，Holdco的法律形式将从私人有限责任公司改为上市有限责任公司。于完成合并后，(A)于紧接完成交易前已发行及已发行之CCTS每股普通股将自动注销及终止，以换取一股Holdco普通股，及(B)于紧接完成交易前已发行及尚未发行之CCTS每股认股权证将自动不再代表收购CCTS A类普通股之权利，并将自动成为收购Holdco普通股之认股权证。

 

 

申述及保证 

 

在《企业合并协议》中，坦博作出了一些惯例陈述和保证，其中包括以下事项：(1)公司事务，包括适当的组织、存在和良好信誉；(2)资本化；(3)与《企业合并协议》和其他附属文件的签署和交付有关的权威和约束力；(4)财务报表；(5)政府批准；(6)许可；(7)重大合同；(8)未发生某些变化；(9)商业活动；(10)诉讼；(11)遵守适用法律；(12)员工计划；(13)环境事务；(14)知识产权；(15)劳工事务；(16)保险；(17)税务事务；(18)经纪人；(19)不动产和个人财产；(20)与附属公司的交易；(21)数据隐私和安全；(22)遵守国际贸易和反腐败法；(23)提供的信息；(24)调查；(25)监管合规；(26)《投资公司法》；(27)供应商和客户；和(28)陈述和保证的排他性。

 

在《企业合并协议》中，CCTS作出了一些惯例陈述和担保，其中包括以下事项：(1)公司事务，包括适当的组织、存在和良好信誉；(2)与签署和交付《企业合并协议》和其他附属文件有关的权威和约束力；(3)政府批准；(4)没有经纪人或发行人；(5)提供的信息；(6)资本化；(7)美国证券交易委员会(The Securities and Exchange Commission，简称SEC)。美国证券交易委员会“)备案；(8)信托账户；(9)与附属公司的交易；(10)诉讼；(11)遵守适用法律；(12)业务活动；(13)内部控制、上市、财务报表；(14)没有未披露的负债；(15)税务事项；(16)调查，没有其他代表；(17)遵守国际贸易法和反腐败法；以及(18)陈述和保证的排他性。

 

商业合并协议各方的任何陈述和担保均不会在交易结束后继续存在。

 

 

双方在《企业合并协议》中同意尽其合理的最大努力完成交易。企业合并协议亦载有订约方在签署企业合并协议至企业合并协议完成或终止(以较早者为准)期间根据其条款订立的若干惯例契诺，包括但不限于：(1)提供查阅其账簿及人员；(2)各自业务在正常业务过程中的运作；(3)公告；(4)向美国证券交易委员会编制及提交登记声明的努力，其中将包括一份与交易有关的中国中旅股东的委托书。注册声明/委托书)；(5)努力获得中央证券交易委员会所需的股东批准；(6)努力获得坦博、Holdco和合并子公司所需的股东批准；(7)努力使Holdco的证券获准在纳斯达克上市(“纳斯达克“)在交易完成时；(8)董事和高级管理人员的赔偿和尾部保险；(9)提供Tembo的财务报表；(10)股票交换和合并的预期税务处理；以及(11)遵守欧盟证券法规。

 

 

各方完成交易的义务受到各种条件的制约，包括以下各方的相互条件(除非放弃)：(I)企业合并协议和交易及相关事项经CCTS股东必要的投票批准；(Ii)获得实质性的监管批准；(Iii)没有法律或命令阻止或禁止交易；(Iv)在交易生效(包括完成赎回CCTS股东)后，Holdco在紧接交易结束后拥有至少5,000,001美元的有形资产净值(根据1934年《证券交易法》第3a51-1(G)(1)条确定)；但条件不适用于在CCTS股东大会之前或与之相关的CCTS管理文件中已有效删除此类要求的部分；(V)注册声明/委托书的有效性；(Vi)Holdco交易结束后董事的任命；及(Vii)纳斯达克的首次上市要求已获满足。

 

此外，除非Tembo放弃，否则Tembo完成交易的义务必须满足以下条件，除了习惯证书和其他成交以外：(I)CCTS的陈述和担保在成交时和成交时真实和正确(受CCTS重大不利影响的制约)；(Ii)CCTS在成交之日或之前已在所有实质性方面履行和遵守其根据业务合并协议必须履行或遵守的契诺和协议；(Iii)Tembo已收到本协议预期的协议、文件、文书或证书附属文件“)经缔约其他各方正式签立和批准。

 

 

除非被CCTS放弃，否则CCTS完成交易的义务必须满足以下条件，除了习惯证书和其他成交之外：(I)Tembo在成交时和截至成交时的陈述和担保是真实和正确的(受公司重大不利影响的影响)；(Ii)Tembo在所有重大方面都履行和遵守了各自在业务合并协议下的契约和协议，要求在成交之日或之前履行或遵守；(Iii)自业务合并协议之日起没有任何公司重大不利影响；(Iv)Holdco重组及换股完成；(V)VivoPower向Tembo转让若干合约的工作已完成；及(Vi)CCTS已收到经其他各方正式签署及批准的附属文件。

 

 

在某些其他习惯和有限的情况下，企业合并协议可在交易结束前的任何时间终止，其中包括(I)经CCTS和Tembo的双方书面同意；(Ii)CCTS或Tembo已发布命令或采取任何其他行动永久限制、禁止或以其他方式禁止交易，且该命令或其他行动已成为最终且不可上诉；(Iii)公司因CCTS违反企业合并协议的行为而无法满足相关结束条件；(4)因Tembo违反《企业合并协议》未得到纠正，以致无法满足相关的成交条件；(V)CCTS或Tembo已正式召开股东大会批准《企业合并协议》和交易的，CCTS的股东进行了正式表决，但未获得批准；(Vi)如果交易没有在(A)2025年2月2日和(B)CCTS根据CCTS管理文件完成其初始业务合并的最后日期或之前完成，则由CCTS或Tembo完成，只要CCTS应做出合理努力修改其管理文件以延长该最后日期；及(Vii)CCTS，如果Tembo的某些财务报表未在2024年10月31日或之前交付给CCTS。

 

如果企业合并协议终止，双方在企业合并协议下的所有其他义务(与保密、终止效果、费用和开支、信托基金豁免、杂项和前述定义有关的某些义务除外)将会终止，企业合并协议任何一方除了对其承担保密义务外，将不再对任何其他方承担任何进一步责任。

 

 

Tembo、Holdco和Merge Sub同意，他们和他们的代表将不会对CCTS为其公众股东持有的信托账户中的任何款项拥有任何权利、所有权、权益或索赔，并已同意不向该信托账户提出任何索赔(包括从中进行的任何分配)，并放弃任何权利。

 

 

 

在签署业务合并协议的同时，CCTS、VivoPower、Tembo、Holdco、Merge Sub和Tag INTL DMCC(“标签)，一家根据阿拉伯联合酋长国法律成立的公司，签订了股东和投资者支持协议(公司支持协议“)。根据公司支持协议，VivoPower及TAG各自同意(A)投票表决其持有或将持有的Tembo的所有股份，以赞成业务合并协议及交易及将提交本公司股东审批的与交易有关的其他事宜，(B)采取若干其他行动支持业务合并协议及交易，及(C)提供授权书以相应地就该等股份投票，并准许及指示Holdco代表该支持股东签立荷兰发行契据，以就该支持股东所持有的股份进行换股。本公司支持协议防止VivoPower及TAG持有或将持有的Tembo股份于本公司支持协议日期至(I)换股完成、(Ii)业务合并协议根据其条款终止的日期及时间及(Iii)双方达成书面协议之日期及时间之间的最早转让。

 

 

 

 

在签署业务合并协议的同时，CCTS、Holdco、Tembo、VivoPower、仙人掌医疗管理有限公司(“仙人掌保健“)和ARWm Inc.Pte Limited(”ARWN)，签订了投资者支持协议(投资者支持协议)，据此，除其他事项外，各投资者同意(A)支持批准企业合并协议及批准交易，但须受若干惯常条件所规限，(B)在(I)交易完成后六个月或(Ii)Holdco完成清算、合并、合并、换股、重组或其他类似交易的日期之前(以较早者为准)，不得转让其任何标的股份，而该交易将导致Holdco的所有股东有权以所持的持有的普通股换取现金、证券或其他财产(“股份禁售期”），但前提是，如果收市后，Holdco普通股的最后报告售价等于或超过每股12.00美元，则每位投资者可转让该投资者在股份锁定期内持有的最多50%的主题股份（根据股份分割、股份股息、配股、分拆、重组、资本重组等）在任何30个交易日期间内的任何20个交易日内，并且（c）在收盘后三十（30）天内不得转让其任何标的认购证或因行使该等认购证而发行或可发行的任何股份。截至签署日期，Cactus Healthcare和ARWN共同持有CCTS已发行和发行普通股总数的约59.0%。

 

投资者支持协议的副本以8-k表格的形式作为本报告的附件10.2提交，并以引用的方式并入本文中，投资者支持协议的前述描述通过引用全文而有保留。 

 

 

在收盘前，某些公司股东将签订锁定协议(每个，a禁售协议“)，据此，除其他事项外，该等公司股东将同意不会在截止日期开始至(A)结束日期后183天、(B)最后报告的持有公司普通股售价等于或超过每股12.00美元(经股份拆分、股份分红、供股、分拆、重组、资本重组等调整后)的任何20个交易日内的任何20个交易日内，出售或分派其所持有的持有公司的某些股份，其中以较早者为准。Holdco完成清算、合并、换股或其他类似交易的日期，该交易导致其所有股东有权按照其中的条款和条件将其持有的Pubco股票交换为现金、证券或其他财产。

 

 

 

Www.sec.gov或者直接向CCTS提出请求，地址为仙人掌收购公司1有限公司，新泽西州克兰伯里锡达布鲁克大道40号，邮编：08512，电话：(609)495-2222。征集活动的参与者

 

 

CCTS、Tembo、VivoPower、Holdco及其各自的董事和高级管理人员可能被视为与拟议交易相关的CCTS股东委托书征集的参与者。有关中央证券交易委员会董事和高级管理人员的更详细信息，请参见中央证券交易委员会提交给美国证券交易委员会的文件，其中包括截至2023年12月31日的财政年度10-K表格年度报告，该报告于2024年4月15日提交给美国证券交易委员会，可在美国证券交易委员会网站www.sec.gov免费获取。根据美国证券交易委员会规则，哪些人可能被视为参与了与拟议的业务合并相关的央视股东委托书征集活动，以及将在央视股东大会上表决的其他事项，相关信息将在交易的登记说明书中列出。

 

没有要约或恳求

 

本表格8-k的当前报告不应构成对任何证券或拟议交易的委托书、同意或授权的征求。本表格8-k的当前报告也不应构成出售要约或征求购买任何证券的要约，也不得在任何州或司法管辖区出售证券，在这些州或司法管辖区，根据任何此类司法管辖区的证券法，在注册或资格登记或资格之前，此类要约、征求或出售将是非法的。除非招股说明书符合修订后的1933年《证券法》第10节的要求，否则不得发行证券，或获得豁免。

 

 

 

加里·张伯伦

 

首席执行官Business Combination”) and the projected future financial performance of CCTS, Tembo and Holdco following the proposed Business Combination; changes in the market for Tembo’s products and services and expansion plans and opportunities; Tembo’s ability to successfully execute its expansion plans and business initiatives; ability for Tembo to raise funds to support its business; the sources and uses of cash of the proposed Business Combination; the anticipated capitalization and enterprise value of Holdco following the consummation of the proposed Business Combination; the projected technological developments of Tembo and its competitors; ability of Tembo to control costs associated with operations; the ability to manufacture efficiently at scale; anticipated investments in research and development and the effect of these investments and timing related to commercial product launches; and expectations related to the terms and timing of the proposed Business Combination. These statements are based on various assumptions, whether or not identified in this Current Report on Form 8-K, and on the current expectations of VivoPower’s, Tembo’s and CCTS’s management and are not predictions of actual performance. These forward-looking statements are provided for illustrative purposes only and are not intended to serve as, and must not be relied on by any investor as, a guarantee, an assurance, a prediction or a definitive statement of fact or probability. Actual events and circumstances are difficult or impossible to predict and will differ from assumptions. Many actual events and circumstances are beyond the control of Tembo, CCTS, VivoPower and Holdco. These forward-looking statements are subject to a number of risks and uncertainties, including the occurrence of any event, change or other circumstances that could give rise to the termination of the Business Combination Agreement; the risk that the Business Combination disrupts current plans and operations as a result of the announcement and consummation of the transactions described herein; the inability to recognize the anticipated benefits of the Business Combination; the ability to obtain or maintain the listing of the Holdco’s securities on The Nasdaq following the Business Combination, including having the requisite numbers of shareholders and free-trading shares; costs related to the Business Combination; changes in domestic and foreign business, market, financial, political and legal conditions; risks relating to the uncertainty of certain projected financial information and other forecasts with respect to Tembo; Tembo’s ability to successfully and timely develop, manufacture, sell and expand its technology and products, including implementing its growth strategy and satisfactory fulfillment of existing orders; Tembo’s ability to adequately manage any supply chain risks, including the purchase of a sufficient supply of critical components incorporated into its current and future product offerings; risks relating to Tembo’s operations and business, including information technology and cybersecurity risks, failure to adequately forecast supply and demand, including order volume and fulfillment, loss of key customers or distribution relationships and deterioration in relationships between Tembo and its employees; Tembo’s ability to successfully collaborate with business partners; demand for Tembo’s current and future offerings; risks that orders that have been placed for Tembo’s products are cancelled or modified; risks related to increased competition; risks relating to potential disruption in the transportation and shipping infrastructure, including trade policies and export controls; risks that Tembo is unable to secure or protect its intellectual property; risks of product liability or regulatory lawsuits relating to Tembo’s products and services; risks that Holdco experiences difficulties managing its growth and expanding operations; the inability of the parties to successfully or timely consummate the proposed Business Combination, including the risk that any required shareholder or regulatory approvals are not obtained, are delayed or are subject to unanticipated conditions that could adversely affect the combined company or the expected benefits of the proposed Business Combination; the outcome of any legal proceedings that may be instituted against Tembo, VivoPower, CCTS, Holdco or others following announcement of the proposed Business Combination and transactions contemplated thereby; the ability of Tembo to execute its business model, including market acceptance of its planned products and services and achieving sufficient production volumes at acceptable quality levels and prices; technological improvements by Tembo’s peers and competitors; and those risk factors discussed in documents of Holdco, VivoPower and CCTS filed, or to be filed, with the SEC. If any of these risks materialize or our assumptions prove incorrect, actual results could differ materially from the results implied by these forward-looking statements. There may be additional risks that none of VivoPower, Tembo or CCTS presently know or that VivoPower, Tembo or CCTS currently believe are immaterial that could also cause actual results to differ from those contained in the forward-looking statements. In addition, forward-looking statements reflect VivoPower’s, Tembo’s or CCTS’s expectations, plans or forecasts of future events and views as of the date of this Current Report on Form 8-K. VivoPower, Tembo, CCTS and Holdco anticipate that subsequent events and developments will cause VivoPower’s, Tembo’s or CCTS’s assessments to change. However, while VivoPower, Tembo, CCTS and Holdco may elect to update these forward-looking statements at some point in the future, VivoPower, Tembo, CCTS and Holdco specifically disclaim any obligation to do so. Investors are referred to the most recent reports filed with the SEC by VivoPower and CCTS. Investors are cautioned not to place undue reliance upon any forward-looking statements, which speak only as of the date made, and we undertake no obligation to update or revise the forward-looking statements, whether as a result of new information, future events or otherwise.

 

 

Additional Information and Where to Find It

 

Holdco intends to file with the SEC a Registration Statement on Form F-4 (as may be amended, the “Registration Statement”), which will include a preliminary proxy statement of CCTS and a prospectus of Holdco in connection with the proposed Business Combination. The definitive proxy statement and other relevant documents will be mailed to shareholders of CCTS as of a record date to be established for voting on the proposed Business Combination. SHAREHOLDERS OF CCTS AND OTHER INTERESTED PARTIES ARE URGED TO READ, WHEN AVAILABLE, THE PRELIMINARY PROXY STATEMENT, AND AMENDMENTS THERETO, AND THE DEFINITIVE PROXY STATEMENT IN CONNECTION WITH CCTS’S SOLICITATION OF PROXIES FOR THE EXTRAORDINARY GENERAL MEETING OF ITS SHAREHOLDERS TO BE HELD TO APPROVE THE BUSINESS COMBINATION BECAUSE THESE DOCUMENTS WILL CONTAIN IMPORTANT INFORMATION ABOUT CCTS, TEMBO, HOLDCO AND THE BUSINESS COMBINATION. Shareholders will also be able to obtain copies of the Registration Statement and the proxy statement/prospectus, without charge, once available, on the SEC’s website at www.sec.gov or by directing a request to CCTS at  Cactus Acquisition Corp. 1 Ltd, 4B Cedar Brook Drive, Cranbury, NJ 08512, telephone: (609) 495-2222.

 

Participants in the Solicitation

 

CCTS, Tembo, VivoPower, Holdco and their respective directors and officers may be deemed participants in the solicitation of proxies of CCTS shareholders in connection with the proposed transaction. More detailed information regarding the directors and officers of CCTS is contained in CCTS’s filings with the SEC, including its Annual Report on Form 10-K for the fiscal year ended December 31, 2023, which was filed with the SEC on April 15, 2024, and is available free of charge at the SEC’s website at www.sec.gov. Information regarding the persons who may, under SEC rules, be deemed participants in the solicitation of proxies of CCTS’s shareholders in connection with the proposed Business Combination and other matters to be voted upon at the meeting of CCTS’s shareholders will be set forth in the Registration Statement for the transaction when available.

 

No Offer or Solicitation

 

This Current Report on Form 8-K shall not constitute a solicitation of a proxy, consent, or authorization with respect to any securities or in respect of the proposed transaction. This Current Report on Form 8-K shall also not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of securities in any states or jurisdictions in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction. No offering of securities shall be made except by means of a prospectus meeting the requirements of Section 10 of the Securities Act of 1933, as amended, or an exemption therefrom.

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned hereunto duly authorized.