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关于这份招股说明书
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| | | | 1 | | |
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行业和市场数据
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| | | | 2 | | |
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摘要
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| | | | 3 | | |
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风险因素
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| | | | 5 | | |
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有关前瞻性陈述的披露
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| | | | 6 | | |
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所得款项的使用
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| | | | 7 | | |
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资本存量的描述
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| | | | 8 | | |
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出售股东
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| | | | 13 | | |
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分配计划
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| | | | 11 | | |
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法律事务
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| | | | 19 | | |
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专家们
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| | | | 20 | | |
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在哪里可以找到更多信息
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| | | | 21 | | |
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以引用方式纳入某些信息
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| | | | 22 | | |
出售股东的姓名
|
| |
股票数量
受益人拥有 在发行之前 |
| |
最大
的数量 待出售的股票 根据这个 招股说明书 |
| |
的数量
股票 从中受益 之后拥有 提供 |
| |
的百分比
非常出色 股票 从中受益 之后拥有 提供 |
| ||||||||||||
山景城 CLO 2013-1 有限公司 (1)
|
| | | | 14,043 | | | | | | 14,043 | | | | | | — | | | | | | — | | |
山景城 CLO 2014-1 有限公司 (1)
|
| | | | 17,115 | | | | | | 17,115 | | | | | | — | | | | | | — | | |
山景城 CLO X 有限公司 (1)
|
| | | | 4,369 | | | | | | 4,369 | | | | | | — | | | | | | — | | |
山景城CLO IX有限公司 (1)
|
| | | | 16,799 | | | | | | 16,799 | | | | | | — | | | | | | — | | |
山景城 CLO 2016-1 有限公司 (1)
|
| | | | 11,096 | | | | | | 11,096 | | | | | | — | | | | | | — | | |
山景城 CLO 2017-1 有限公司 (1)
|
| | | | 9,513 | | | | | | 9,513 | | | | | | — | | | | | | — | | |
山景城 CLO 2017-2 有限公司 (1)
|
| | | | 14,128 | | | | | | 14,128 | | | | | | — | | | | | | — | | |
山景城CLO XIV有限公司 (1)
|
| | | | 12,616 | | | | | | 12,616 | | | | | | — | | | | | | — | | |
山景城 CLO XV 有限公司 (1)
|
| | | | 6,532 | | | | | | 6,532 | | | | | | — | | | | | | — | | |
城市国家罗奇代尔固定收益机会基金 (2)
|
| | | | 4,485 | | | | | | 4,485 | | | | | | — | | | | | | — | | |
出售股东的姓名
|
| |
股票数量
受益人拥有 在发行之前 |
| |
最大
的数量 待出售的股票 根据这个 招股说明书 |
| |
的数量
股票 从中受益 之后拥有 提供 |
| |
的百分比
非常出色 股票 从中受益 之后拥有 提供 |
| ||||||||||||
Virtus Seix 浮动利率高收益基金 (2)
|
| | | | 23,725 | | | | | | 23,725 | | | | | | — | | | | | | — | | |
Virtus Seix 高级贷款ETF (2)
|
| | | | 3,266 | | | | | | 3,266 | | | | | | — | | | | | | — | | |
STS 万事达基金有限公司 (3)
|
| | | | 4,449,991 | | | | | | 201,015 | | | | | | 4,248,976 | | | | | | 16.04% | | |
Deer Park 1850 Fund,LP (3)
|
| | | | 90,723 | | | | | | 90,723 | | | | | | — | | | | | | — | | |
萨拉托加投资公司 CLO 2013-1, Ltd (4)
|
| | | | 7,990 | | | | | | 7,990 | | | | | | — | | | | | | — | | |
Signal Peak CLO 1 有限公司 (5)
|
| | | | 11,368 | | | | | | 11,368 | | | | | | — | | | | | | — | | |
Signal Peak CLO 2, LLC (5)
|
| | | | 4,764 | | | | | | 4,764 | | | | | | — | | | | | | — | | |
Signal Peak CLO 3 有限公司 (5)
|
| | | | 10,654 | | | | | | 10,654 | | | | | | — | | | | | | — | | |
Signal Peak CLO 5 有限公司 (5)
|
| | | | 10,654 | | | | | | 10,654 | | | | | | — | | | | | | — | | |
Signal Peak CLO 7 有限公司 (5)
|
| | | | 7,147 | | | | | | 7,147 | | | | | | — | | | | | | — | | |
信实标准人寿保险公司 (6)
|
| | | | 4,431 | | | | | | 4,431 | | | | | | — | | | | | | — | | |
BOF Holdings VI, LLC (6)
|
| | | | 32,495 | | | | | | 32,495 | | | | | | — | | | | | | — | | |
Three Line 2022-1, LLC (7)
|
| | | | 8,165 | | | | | | 8,165 | | | | | | — | | | | | | — | | |
德赖登二十八高级贷款基金 (8)
|
| | | | 2796 | | | | | | 2796 | | | | | | — | | | | | | — | | |
德赖登二十六年高级贷款基金 (8)
|
| | | | 3,995 | | | | | | 3,995 | | | | | | — | | | | | | — | | |
Dryden 30 高级贷款基金 (8)
|
| | | | 2796 | | | | | | 2796 | | | | | | — | | | | | | — | | |
Dryden 36 高级贷款基金 (8)
|
| | | | 1,997 | | | | | | 1,997 | | | | | | — | | | | | | — | | |
Dryden 37 高级贷款基金 (8)
|
| | | | 3,495 | | | | | | 3,495 | | | | | | — | | | | | | — | | |
Dryden 38 高级贷款基金 (8)
|
| | | | 1,997 | | | | | | 1,997 | | | | | | — | | | | | | — | | |
Dryden 40 高级贷款基金 (8)
|
| | | | 1,997 | | | | | | 1,997 | | | | | | — | | | | | | — | | |
Dryden 41 高级贷款基金 (8)
|
| | | | 4,195 | | | | | | 4,195 | | | | | | — | | | | | | — | | |
Dryden 42 高级贷款基金 (8)
|
| | | | 2,097 | | | | | | 2,097 | | | | | | — | | | | | | — | | |
Dryden 43 高级贷款基金 (8)
|
| | | | 1,997 | | | | | | 1,997 | | | | | | — | | | | | | — | | |
Dryden 45 高级贷款基金 (8)
|
| | | | 1,997 | | | | | | 1,997 | | | | | | — | | | | | | — | | |
Dryden 47 高级贷款基金 (8)
|
| | | | 4,195 | | | | | | 4,195 | | | | | | — | | | | | | — | | |
Dryden 49 高级贷款基金 (8)
|
| | | | 3,196 | | | | | | 3,196 | | | | | | — | | | | | | — | | |
Dryden 50 高级贷款基金 (8)
|
| | | | 3,196 | | | | | | 3,196 | | | | | | — | | | | | | — | | |
Dryden 54 高级贷款基金 (8)
|
| | | | 3,495 | | | | | | 3,495 | | | | | | — | | | | | | — | | |
Dryden 53 CLO, LTD. (8)
|
| | | | 3,495 | | | | | | 3,495 | | | | | | — | | | | | | — | | |
Dryden 57 CLO, LTD. (8)
|
| | | | 2796 | | | | | | 2796 | | | | | | — | | | | | | — | | |
Dryden 58 CLO, LTD. (8)
|
| | | | 1,997 | | | | | | 1,997 | | | | | | — | | | | | | — | | |
Dryden 64 CLO, LTD. (8)
|
| | | | 4,195 | | | | | | 4,195 | | | | | | — | | | | | | — | | |
Dryden 65 CLO, LTD. (8)
|
| | | | 2,075 | | | | | | 2,075 | | | | | | — | | | | | | — | | |
边沁银团贷款基金 (9)
|
| | | | 33,797 | | | | | | 33,797 | | | | | | — | | | | | | — | | |
出售股东的姓名
|
| |
股票数量
受益人拥有 在发行之前 |
| |
最大
的数量 待出售的股票 根据这个 招股说明书 |
| |
的数量
股票 从中受益 之后拥有 提供 |
| |
的百分比
非常出色 股票 从中受益 之后拥有 提供 |
| ||||||||||||
哈德逊邮政信贷机会汇总二有限责任公司 (10)
|
| | | | 92,077 | | | | | | 92,077 | | | | | | — | | | | | | — | | |
Demus CLO 10, Ltd. (11)
|
| | | | 15,981 | | | | | | 15,981 | | | | | | — | | | | | | — | | |
Demus CLO 12, Ltd. (11)
|
| | | | 12,456 | | | | | | 12,456 | | | | | | — | | | | | | — | | |
Palmer Square CLO 2014-1, Ltd. (12)
|
| | | | 4,859 | | | | | | 4,859 | | | | | | — | | | | | | — | | |
Palmer Square CLO 2015-1, Ltd. (12)
|
| | | | 8,261 | | | | | | 8,261 | | | | | | — | | | | | | — | | |
Palmer Square CLO 2015-2, Ltd. (12)
|
| | | | 6,593 | | | | | | 6,593 | | | | | | — | | | | | | — | | |
Palmer Square CLO 2018-1, Ltd. (12)
|
| | | | 6,957 | | | | | | 6,957 | | | | | | — | | | | | | — | | |
Palmer Square CLO 2018-2, Ltd. (12)
|
| | | | 8,694 | | | | | | 8,694 | | | | | | — | | | | | | — | | |
Palmer Square CLO 2018-3, Ltd. (12)
|
| | | | 7,103 | | | | | | 7,103 | | | | | | — | | | | | | — | | |
Palmer Square CLO 2019-1, Ltd. (12)
|
| | | | 5,737 | | | | | | 5,737 | | | | | | — | | | | | | — | | |
帕尔默广场浮动利率基金有限责任公司 (12)
|
| | | | 705 | | | | | | 705 | | | | | | — | | | | | | — | | |
2020-1 年帕尔默广场贷款基金有限公司 (12)
|
| | | | 5,851 | | | | | | 5,851 | | | | | | — | | | | | | — | | |
棕榈树资本管理有限责任公司 (13)
|
| | | | 2,642 | | | | | | 2,642 | | | | | | — | | | | | | — | | |
PhenixFin 公司 (14)
|
| | | | 42,369 | | | | | | 42,369 | | | | | | — | | | | | | — | | |
加利福尼亚州教师退休制度 (15)
|
| | | | 13,285 | | | | | | 13,285 | | | | | | — | | | | | | — | | |
Copperhill Loan Fund I, LLC (15)
|
| | | | 3,795 | | | | | | 3,795 | | | | | | — | | | | | | — | | |
瑞士信贷浮动利率高收益基金 (15)
|
| | | | 53,142 | | | | | | 53,142 | | | | | | — | | | | | | — | | |
瑞士信贷战略收益基金 (15)
|
| | | | 2,846 | | | | | | 2,846 | | | | | | — | | | | | | — | | |
瑞士信贷浮动利率信托 (15)
|
| | | | 6,059 | | | | | | 6,059 | | | | | | — | | | | | | — | | |
瑞士信贷新星(Lux)全球高级贷款
基金 (15) |
| | | | 98,693 | | | | | | 98,693 | | | | | | — | | | | | | — | | |
大元高级贷款基金有限公司 (15)
|
| | | | 15,183 | | | | | | 15,183 | | | | | | — | | | | | | — | | |
达芬奇再保险有限公司 (15)
|
| | | | 2,308 | | | | | | 2,308 | | | | | | — | | | | | | — | | |
Dollar Senior Loan Fund II 有限公司 (15)
|
| | | | 2,263 | | | | | | 2,263 | | | | | | — | | | | | | — | | |
伊利赔偿公司 (15)
|
| | | | 557 | | | | | | 557 | | | | | | — | | | | | | — | | |
伊利保险交易所 (15)
|
| | | | 7,541 | | | | | | 7,541 | | | | | | — | | | | | | — | | |
麦迪逊公园基金十一有限公司 (15)
|
| | | | 9,415 | | | | | | 9,415 | | | | | | — | | | | | | — | | |
麦迪逊公园十四号基金有限公司 (15)
|
| | | | 18,979 | | | | | | 18,979 | | | | | | — | | | | | | — | | |
麦迪逊公园资助十七有限公司 (15)
|
| | | | 15,183 | | | | | | 15,183 | | | | | | — | | | | | | — | | |
麦迪逊公园十八号融资有限公司 (15)
|
| | | | 7,591 | | | | | | 7,591 | | | | | | — | | | | | | — | | |
麦迪逊公园基金二十一有限公司 (15)
|
| | | | 15,183 | | | | | | 15,183 | | | | | | — | | | | | | — | | |
麦迪逊公园第二十二届融资有限公司 (15)
|
| | | | 10,438 | | | | | | 10,438 | | | | | | — | | | | | | — | | |
麦迪逊公园基金二十有限公司 (15)
|
| | | | 10,438 | | | | | | 10,438 | | | | | | — | | | | | | — | | |
麦迪逊公园第十九届基金有限公司 (15)
|
| | | | 13,285 | | | | | | 13,285 | | | | | | — | | | | | | — | | |
出售股东的姓名
|
| |
股票数量
受益人拥有 在发行之前 |
| |
最大
的数量 待出售的股票 根据这个 招股说明书 |
| |
的数量
股票 从中受益 之后拥有 提供 |
| |
的百分比
非常出色 股票 从中受益 之后拥有 提供 |
| ||||||||||||
麦迪逊公园第二十三期融资有限公司 (15)
|
| | | | 15,183 | | | | | | 15,183 | | | | | | — | | | | | | — | | |
麦迪逊公园第二十四届基金有限公司 (15)
|
| | | | 15,183 | | | | | | 15,183 | | | | | | — | | | | | | — | | |
麦迪逊公园基金 XL 有限公司 (15)
|
| | | | 15,183 | | | | | | 15,183 | | | | | | — | | | | | | — | | |
麦迪逊公园基金第四十三届有限公司 (15)
|
| | | | 13,285 | | | | | | 13,285 | | | | | | — | | | | | | — | | |
麦迪逊公园第四十三届融资有限公司 (15)
|
| | | | 16,512 | | | | | | 16,512 | | | | | | — | | | | | | — | | |
麦迪逊公园基金第四十四届有限公司 (15)
|
| | | | 18,979 | | | | | | 18,979 | | | | | | — | | | | | | — | | |
麦迪逊公园第二十九届基金有限公司 (15)
|
| | | | 11,387 | | | | | | 11,387 | | | | | | — | | | | | | — | | |
麦迪逊公园基金二十五有限公司 (15)
|
| | | | 11,387 | | | | | | 11,387 | | | | | | — | | | | | | — | | |
麦迪逊公园基金二十六有限公司 (15)
|
| | | | 9,489 | | | | | | 9,489 | | | | | | — | | | | | | — | | |
麦迪逊公园基金二十七有限公司 (15)
|
| | | | 18,830 | | | | | | 18,830 | | | | | | — | | | | | | — | | |
麦迪逊公园基金二十八有限公司 (15)
|
| | | | 13,211 | | | | | | 13,211 | | | | | | — | | | | | | — | | |
麦迪逊公园基金XXX有限公司 (15)
|
| | | | 15,034 | | | | | | 15,034 | | | | | | — | | | | | | — | | |
麦迪逊公园基金三十二有限公司 (15)
|
| | | | 18,107 | | | | | | 18,107 | | | | | | — | | | | | | — | | |
麦迪逊公园基金第三十四届会议有限公司 (15)
|
| | | | 10,255 | | | | | | 10,255 | | | | | | — | | | | | | — | | |
麦迪逊公园基金第三十五届会议有限公司 (15)
|
| | | | 1,199 | | | | | | 1,199 | | | | | | — | | | | | | — | | |
文艺复兴投资控股有限公司 (15)
|
| | | | 1,086 | | | | | | 1,086 | | | | | | — | | | | | | — | | |
一十一基金三期有限公司 (15)
|
| | | | 6,790 | | | | | | 6,790 | | | | | | — | | | | | | — | | |
怀俄明州 (15)
|
| | | | 6,205 | | | | | | 6,205 | | | | | | — | | | | | | — | | |
Venture XIII CLO有限公司
|
| | | | 3,995 | | | | | | 3,995 | | | | | | — | | | | | | — | | |
Venture XV CLO,有限公司
|
| | | | 3,995 | | | | | | 3,995 | | | | | | — | | | | | | — | | |
Venture XVII CLO,有限责任公司
|
| | | | 2,803 | | | | | | 2,803 | | | | | | — | | | | | | — | | |
Venture XVIII CLO有限公司
|
| | | | 5,993 | | | | | | 5,993 | | | | | | — | | | | | | — | | |
Venture XIX CLO, Limited
|
| | | | 3,995 | | | | | | 3,995 | | | | | | — | | | | | | — | | |
Venture XXI CLO, Limited
|
| | | | 5,607 | | | | | | 5,607 | | | | | | — | | | | | | — | | |
Venture XXIII CLO, Limited
|
| | | | 5,993 | | | | | | 5,993 | | | | | | — | | | | | | — | | |
创业二十二号CLO, Limited
|
| | | | 3,995 | | | | | | 3,995 | | | | | | — | | | | | | — | | |
Venture XXIV CLO,有限责任公司
|
| | | | 3,995 | | | | | | 3,995 | | | | | | — | | | | | | — | | |
Venture XXV CLO, Limited
|
| | | | 5,993 | | | | | | 5,993 | | | | | | — | | | | | | — | | |
Venture XXVII CLO,有限公司
|
| | | | 3,995 | | | | | | 3,995 | | | | | | — | | | | | | — | | |
Venture XVI CLO, Limited
|
| | | | 3,995 | | | | | | 3,995 | | | | | | — | | | | | | — | | |
Venture XVIIII CLO,有限公司
|
| | | | 6,991 | | | | | | 6,991 | | | | | | — | | | | | | — | | |
Venture 28A CLO, Limited
|
| | | | 3,995 | | | | | | 3,995 | | | | | | — | | | | | | — | | |
Venture XXIX CLO, Limited
|
| | | | 6,991 | | | | | | 6,991 | | | | | | — | | | | | | — | | |
Venture XXX CLO, 有限公司
|
| | | | 7,990 | | | | | | 7,990 | | | | | | — | | | | | | — | | |
Venture 31 CLO, Limited
|
| | | | 3,995 | | | | | | 3,995 | | | | | | — | | | | | | — | | |
Venture 32 CLO, Limited
|
| | | | 11,986 | | | | | | 11,986 | | | | | | — | | | | | | — | | |
Venture 33 CLO, Limited
|
| | | | 7,249 | | | | | | 7,249 | | | | | | — | | | | | | — | | |
出售股东的姓名
|
| |
股票数量
受益人拥有 在发行之前 |
| |
最大
的数量 待出售的股票 根据这个 招股说明书 |
| |
的数量
股票 从中受益 之后拥有 提供 |
| |
的百分比
非常出色 股票 从中受益 之后拥有 提供 |
| ||||||||||||
Venture 35 CLO, Limited
|
| | | | 3,995 | | | | | | 3,995 | | | | | | — | | | | | | — | | |
Venture 36 CLO, Limited
|
| | | | 1,000 | | | | | | 1,000 | | | | | | — | | | | | | — | | |
Venture 38 CLO, 有限责任公司
|
| | | | 7,592 | | | | | | 7,592 | | | | | | — | | | | | | — | | |
Venture 37 CLO, 有限责任公司
|
| | | | 5,957 | | | | | | 5,957 | | | | | | — | | | | | | — | | |
第十四届帆船赛筹资有限公司
|
| | | | 12,756 | | | | | | 12,756 | | | | | | — | | | | | | — | | |
第十三届帆船赛筹资有限公司
|
| | | | 10,377 | | | | | | 10,377 | | | | | | — | | | | | | — | | |
第十五届帆船赛融资有限公司
|
| | | | 11,013 | | | | | | 11,013 | | | | | | — | | | | | | — | | |
Regatta II Funding L.P.
|
| | | | 8,481 | | | | | | 8,481 | | | | | | — | | | | | | — | | |
Regatta VI 融资有限公司
|
| | | | 8,611.0 | | | | | | 8,611.0 | | | | | | — | | | | | | — | | |
Regatta VII 融资有限公司
|
| | | | 8,170.0 | | | | | | 8,170.0 | | | | | | — | | | | | | — | | |
Regatta VIII 融资有限公司
|
| | | | 8,881.0 | | | | | | 8,881.0 | | | | | | — | | | | | | — | | |
第九届帆船赛融资有限公司
|
| | | | 9,673.0 | | | | | | 9,673.0 | | | | | | — | | | | | | — | | |
Regatta X Funding Ltd
|
| | | | 9,726.0 | | | | | | 9,726.0 | | | | | | — | | | | | | — | | |
第十一届帆船赛融资有限公司
|
| | | | 8,901.0 | | | | | | 8,901.0 | | | | | | — | | | | | | — | | |
第十二届帆船赛融资有限公司
|
| | | | 8,926.0 | | | | | | 8,926.0 | | | | | | — | | | | | | — | | |
第十六届帆船赛筹资有限公司
|
| | | | 7,132.0 | | | | | | 7,132.0 | | | | | | — | | | | | | — | | |
富国银行全国协会 (16)
|
| | | | 14,572 | | | | | | 14,484 | | | | | | 88 | | | | | | * | | |