|
特拉华州
|
| |
6770
|
| |
86-2292473
|
|
|
(州或其他管辖范围
成立公司或组织) |
| |
(主要标准工业
分类代码号) |
| |
(税务局雇主
识别码) |
|
|
迈克尔·J·艾洛
Matthew J.Gilroy 芭芭拉·J·布罗迪 Weil,Gotshal&Manges LLP 第五大道767号 纽约,NY 10153 电话:(212)310-8000 传真:(212)310-8007 |
| |
雅各布·德维特
总裁和首席执行官 Oklo Inc. 科罗纳多大道3190号 加州圣克拉拉,邮编:95054 (844) 200-3276 |
| |
David·D·加梅尔先生
Jeffrey R.Vetter,Esq. Keith J.Scherer,Esq. Gunderson Dettmer Stough Villeneuve Franklin&Hachigian,LLP 滨海公园大道一号,900号套房 马萨诸塞州波士顿,邮编:02210 (617) 648-9100 |
|
|
大型加速文件服务器
☐
|
| |
加速文件管理器
☐
|
|
|
非加速文件管理器
|
| |
较小的报告公司
|
|
| | | |
新兴成长型公司
|
|
| | | | 董事会命令 | |
| | | |
迈克尔·克莱恩
董事会主席 |
|
| | | | 董事会命令 | |
| | | |
雅各布·德维特
总裁和首席执行官 |
|
|
常用术语
|
| | | | 1 | | |
|
交易的重要条款摘要
|
| | | | 9 | | |
|
有关业务组合的问答
|
| | | | 13 | | |
|
代理声明/前景/同意征求声明摘要
|
| | | | 32 | | |
|
有关前瞻性陈述的警示说明
|
| | | | 77 | | |
|
风险因素
|
| | | | 81 | | |
|
ALTC股东特别会议
|
| | | | 141 | | |
|
征求OKO股东书面同意
|
| | | | 147 | | |
|
1号提案 - 企业合并提案
|
| | | | 152 | | |
|
第2号提案—宪章提案
|
| | | | 219 | | |
|
第3号建议—政府建议
|
| | | | 221 | | |
|
第4号提案—激励性提案
|
| | | | 224 | | |
|
第5号提案—ESPP提案
|
| | | | 230 | | |
|
第6号建议─董事选举建议
|
| | | | 234 | | |
|
提案7-纽约证券交易所提案
|
| | | | 235 | | |
|
8号提案 - 休会提案
|
| | | | 238 | | |
|
与ALTC相关的其他信息
|
| | | | 239 | | |
|
ALTC管理层对财务状况和运营结果的讨论和分析
|
| | | | 251 | | |
|
关于OKLO的信息
|
| | | | 255 | | |
|
OKO管理层对财务状况和经营结果的讨论和分析
|
| | | | 270 | | |
|
高管薪酬
|
| | | | 282 | | |
|
企业合并后的管理
|
| | | | 287 | | |
|
未经审计的备考简明合并财务信息
|
| | | | 294 | | |
|
证券说明
|
| | | | 309 | | |
|
股东权利比较
|
| | | | 319 | | |
|
证券和股息价格区间
|
| | | | 328 | | |
|
证券的实益所有权
|
| | | | 329 | | |
|
某些关系和关联人交易
|
| | | | 337 | | |
|
公司法限制ALTC公司的公司销售
|
| | | | 341 | | |
|
考核权
|
| | | | 342 | | |
|
提交股东建议书
|
| | | | 346 | | |
|
未来股东提案
|
| | | | 346 | | |
|
其他股东通信
|
| | | | 347 | | |
|
法律事务
|
| | | | 347 | | |
|
专家
|
| | | | 347 | | |
|
向股东交付文件
|
| | | | 347 | | |
|
您可以在哪里找到更多信息
|
| | | | 347 | | |
|
合并财务报表索引
|
| | | | F-1 | | |
| 附件 | | | | | | | |
|
附件A - 协议和兼并重组计划
|
| | | | A-1 | | |
|
附件B - 第二次修订和重述的公司证书格式
|
| | | | B-1 | | |
|
附件C修订和重述附则的 - 格式
|
| | | | C-1 | | |
|
附件D - 注册权协议格式
|
| | | | D-1 | | |
|
附件E - 赞助商协议
|
| | | | E-1 | | |
|
附件F-2024年收盘后公司股票激励计划
|
| | | | F-1 | | |
|
附件G-2024年关闭后公司员工股票购买计划
|
| | | | G-1 | | |
|
附件H - 对海洋之友的意见
|
| | | | H-1 | | |
|
附件一 - 特拉华州一般公司法第262节
|
| | | | I-1 | | |
| | |
无兑换场景(1)
|
| |
2.5亿美元场景(2)
|
| |
1.25亿美元场景(3)
|
| |||||||||||||||||||||||||||
| | |
数量:
个共享 |
| |
%
所有权 |
| |
数量:
个共享 |
| |
%
所有权 |
| |
数量:
个共享 |
| |
%
所有权 |
| ||||||||||||||||||
Oklo股东(4)
|
| | | | 78,996,459 | | | | | | 64.7% | | | | | | 78,996,459 | | | | | | 68.9% | | | | | | 78,996,459 | | | | | | 81.7% | | |
赞助商(5) | | | | | 13,950,000 | | | | | | 11.4% | | | | | | 13,950,000 | | | | | | 12.2% | | | | | | 12,700,000 | | | | | | 13.1% | | |
ALTC公共股东
|
| | | | 29,150,521 | | | | | | 23.9% | | | | | | 21,697,231 | | | | | | 18.9% | | | | | | 4,982,010 | | | | | | 5.2% | | |
合计
|
| | | | 122,096,980 | | | | | | 100.0% | | | | | | 114,643,690 | | | | | | 100.0% | | | | | | 96,678,469 | | | | | | 100.0% | | |
| | |
2.75亿美元方案(1)
|
| |
2亿美元方案(2)
|
| ||||||||||||||||||
| | |
数量:
个共享 |
| |
%
所有权 |
| |
数量:
个共享 |
| |
%
所有权 |
| ||||||||||||
Oklo股东(3)
|
| | | | 78,996,459 | | | | | | 67.5% | | | | | | 78,996,459 | | | | | | 75.2% | | |
赞助商(4) | | | | | 13,950,000 | | | | | | 11.9% | | | | | | 13,950,000 | | | | | | 13.3% | | |
ALTC公共股东
|
| | | | 24,085,120 | | | | | | 20.6% | | | | | | 12,145,676 | | | | | | 11.5% | | |
合计
|
| | | | 117,031,579 | | | | | | 100.0% | | | | | | 105,092,135 | | | | | | 100.0% | | |
| | |
无兑换场景(1)
|
| |
2.5亿美元方案(2)
|
| |
1.25亿美元方案(3)
|
| |||||||||||||||||||||||||||
| | |
数量:
个共享 |
| |
%
所有权 |
| |
数量:
个共享 |
| |
%
所有权 |
| |
数量:
个共享 |
| |
%
所有权 |
| ||||||||||||||||||
Oklo股东(4)
|
| | | | 78,996,459 | | | | | | 47.6% | | | | | | 78,996,459 | | | | | | 50.2% | | | | | | 78,996,459 | | | | | | 57.8% | | |
盈利股份(5)
|
| | | | 15,000,000 | | | | | | 9.0% | | | | | | 15,000,000 | | | | | | 9.5% | | | | | | 15,000,000 | | | | | | 11.0% | | |
欧克陆期权(6)
|
| | | | 10,432,749 | | | | | | 6.3% | | | | | | 10,432,749 | | | | | | 6.6% | | | | | | 10,432,749 | | | | | | 7.6% | | |
奖励计划(7)
|
| | | | 15,872,607 | | | | | | 9.6% | | | | | | 14,903,680 | | | | | | 9.5% | | | | | | 12,568,201 | | | | | | 9.2% | | |
ESPP(8)
|
| | | | 2,441,940 | | | | | | 1.5% | | | | | | 2,292,874 | | | | | | 1.5% | | | | | | 1,933,569 | | | | | | 1.4% | | |
赞助商(9) | | | | | 13,950,000 | | | | | | 8.4% | | | | | | 13,950,000 | | | | | | 8.9% | | | | | | 12,700,000 | | | | | | 9.3% | | |
ALTC公共股东
|
| | | | 29,150,521 | | | | | | 17.6% | | | | | | 21,697,231 | | | | | | 13.8% | | | | | | 4,982,010 | | | | | | 3.7% | | |
合计
|
| | | | 165,844,276 | | | | | | 100.0% | | | | | | 157,272,993 | | | | | | 100.0% | | | | | | 136,612,988 | | | | | | 100.0% | | |
| | |
2.75亿美元方案(1)
|
| |
2亿美元方案(2)
|
| ||||||||||||||||||
| | |
数量:
个共享 |
| |
%
所有权 |
| |
数量:
个共享 |
| |
%
所有权 |
| ||||||||||||
Oklo股东(3)
|
| | | | 78,996,459 | | | | | | 49.4% | | | | | | 78,996,459 | | | | | | 54.0% | | |
溢价股份(4)
|
| | | | 15,000,000 | | | | | | 9.4% | | | | | | 15,000,000 | | | | | | 10.3% | | |
Oklo选项(5)
|
| | | | 10,432,749 | | | | | | 6.5% | | | | | | 10,432,749 | | | | | | 7.1% | | |
奖励计划(6)
|
| | | | 15,214,105 | | | | | | 9.5% | | | | | | 13,661,978 | | | | | | 9.3% | | |
ESPP(7)
|
| | | | 2,340,632 | | | | | | 1.5% | | | | | | 2,101,843 | | | | | | 1.5% | | |
赞助商(8) | | | | | 13,950,000 | | | | | | 8.7% | | | | | | 13,950,000 | | | | | | 9.5% | | |
ALTC公共股东
|
| | | | 24,085,120 | | | | | | 15.0% | | | | | | 12,145,676 | | | | | | 8.3% | | |
合计
|
| | | | 160,019,065 | | | | | | 100.0% | | | | | | 146,288,705 | | | | | | 100.0% | | |
| | |
无兑换场景(1)
|
| |
2.5亿美元方案(2)
|
| |
1.25亿美元方案(3)
|
| |||||||||||||||||||||||||||
| | |
个共享
|
| |
%
|
| |
个共享
|
| |
%
|
| |
个共享
|
| |
%
|
| ||||||||||||||||||
Oklo股东(4)
|
| | | | 78,996,459 | | | | | | 64.7% | | | | | | 78,996,459 | | | | | | 68.9% | | | | | | 78,996,459 | | | | | | 81.7% | | |
赞助商(5) | | | | | 13,950,000 | | | | | | 11.4% | | | | | | 13,950,000 | | | | | | 12.2% | | | | | | 12,700,000 | | | | | | 13.1% | | |
ALTC公共股东
|
| | | | 29,150,521 | | | | | | 23.9% | | | | | | 21,697,231 | | | | | | 18.9% | | | | | | 4,982,010 | | | | | | 5.2% | | |
合计 | | | | | 122,096,980 | | | | | | 100.0% | | | | | | 114,643,690 | | | | | | 100.0% | | | | | | 96,678,469 | | | | | | 100.0% | | |
| | |
2.75亿美元方案(1)
|
| |
2亿美元方案(2)
|
| ||||||||||||||||||
| | |
数量:
个共享 |
| |
%
所有权 |
| |
数量:
个共享 |
| |
%
所有权 |
| ||||||||||||
Oklo股东(3)
|
| | | | 78,996,459 | | | | | | 67.5% | | | | | | 78,996,459 | | | | | | 75.2% | | |
赞助商(4) | | | | | 13,950,000 | | | | | | 11.9% | | | | | | 13,950,000 | | | | | | 13.3% | | |
ALTC公共股东
|
| | | | 24,085,120 | | | | | | 20.6% | | | | | | 12,145,676 | | | | | | 11.5% | | |
合计
|
| | | | 117,031,579 | | | | | | 100.0% | | | | | | 105,092,135 | | | | | | 100.0% | | |
| | |
无兑换场景(1)
|
| |
2.5亿美元方案(2)
|
| |
1.25亿美元方案(3)
|
| |||||||||||||||||||||||||||
| | |
数量
个共享 |
| |
%
所有权 |
| |
数量
个共享 |
| |
%
所有权 |
| |
数量
个共享 |
| |
%
所有权 |
| ||||||||||||||||||
Oklo股东(4)
|
| | | | 78,996,459 | | | | | | 47.6% | | | | | | 78,996,459 | | | | | | 50.2% | | | | | | 78,996,459 | | | | | | 57.8% | | |
溢价股份(5)
|
| | | | 15,000,000 | | | | | | 9.0% | | | | | | 15,000,000 | | | | | | 9.5% | | | | | | 15,000,000 | | | | | | 11.0% | | |
Oklo选项(6)
|
| | | | 10,432,749 | | | | | | 6.3% | | | | | | 10,432,749 | | | | | | 6.6% | | | | | | 10,432,749 | | | | | | 7.6% | | |
奖励计划(7)
|
| | | | 15,872,607 | | | | | | 9.6% | | | | | | 14,903,680 | | | | | | 9.5% | | | | | | 12,568,201 | | | | | | 9.2% | | |
ESPP(8)
|
| | | | 2,441,940 | | | | | | 1.5% | | | | | | 2,292,874 | | | | | | 1.5% | | | | | | 1,933,569 | | | | | | 1.4% | | |
赞助商(9) | | | | | 13,950,000 | | | | | | 8.4% | | | | | | 13,950,000 | | | | | | 8.9% | | | | | | 12,700,000 | | | | | | 9.3% | | |
ALTC公共股东
|
| | | | 29,150,521 | | | | | | 17.6% | | | | | | 21,697,231 | | | | | | 13.8% | | | | | | 4,982,010 | | | | | | 3.7% | | |
总计
|
| | | | 165,844,276 | | | | | | 100.0% | | | | | | 157,272,993 | | | | | | 100.0% | | | | | | 136,612,988 | | | | | | 100.0% | | |
| | |
2.75亿美元方案(1)
|
| |
2亿美元方案(2)
|
| ||||||||||||||||||
| | |
数量
个共享 |
| |
%
所有权 |
| |
数量
个共享 |
| |
%
所有权 |
| ||||||||||||
Oklo股东(3)
|
| | | | 78,996,459 | | | | | | 49.4% | | | | | | 78,996,459 | | | | | | 54.0% | | |
溢价股份(4)
|
| | | | 15,000,000 | | | | | | 9.4% | | | | | | 15,000,000 | | | | | | 10.3% | | |
Oklo选项(5)
|
| | | | 10,432,749 | | | | | | 6.5% | | | | | | 10,432,749 | | | | | | 7.1% | | |
奖励计划(6)
|
| | | | 15,214,105 | | | | | | 9.5% | | | | | | 13,661,978 | | | | | | 9.3% | | |
ESPP(7)
|
| | | | 2,340,632 | | | | | | 1.5% | | | | | | 2,101,843 | | | | | | 1.5% | | |
赞助商(8) | | | | | 13,950,000 | | | | | | 8.7% | | | | | | 13,950,000 | | | | | | 9.5% | | |
ALTC公共股东
|
| | | | 24,085,120 | | | | | | 15.0% | | | | | | 12,145,676 | | | | | | 8.3% | | |
总计
|
| | | | 160,019,065 | | | | | | 100.0% | | | | | | 146,288,705 | | | | | | 100.0% | | |
| | |
无兑换
场景(1) |
| |
2.75亿美元
场景(2) |
| |
2.5亿美元
场景(3) |
| |
2亿美元
场景(4) |
| |
1.25亿美元
场景(5) |
| |||||||||||||||
未赎回的公共股
|
| | | | 29,150,521 | | | | | | 24,085,120 | | | | | | 21,697,231 | | | | | | 12,145,676 | | | | | | 4,982,010 | | |
可用期末空间现金
|
| | | $ | 328,032,219 | | | | | $ | 275,000,000 | | | | | $ | 250,000,000 | | | | | $ | 200,000,000 | | | | | $ | 125,000,000 | | |
剩余延期承销费
|
| | | $ | 7,000,000 | | | | | $ | 7,000,000 | | | | | $ | 7,000,000 | | | | | $ | 7,000,000 | | | | | $ | 7,000,000 | | |
有效递延承销费(6)
|
| | | | 2.3% | | | | | | 2.5% | | | | | | 2.8% | | | | | | 3.5% | | | | | | 5.6% | | |
| | |
创始人
个共享 |
| |
私募
个共享 |
| ||||||
艾莉森·格林
|
| | | | 214,400 | | | | | | 24,900 | | |
彼得·拉特曼
|
| | | | 128,600 | | | | | | 14,900 | | |
Frances Frei
|
| | | | 128,600 | | | | | | 14,900 | | |
John L. Thornton
|
| | | | 257,300 | | | | | | 29,800 | | |
Jay Taragin
|
| | | | 5,000 | | | | | | — | | |
来源
|
| | | | | | | |
使用
|
| | | | | | |
(百万美元)
|
| |||||||||||||||
信托账户中的现金和投资(1)
|
| | | | 303.0 | | | |
资产负债表中的现金
|
| | | | 286.6 | | |
允许的股权融资(2)
|
| | | | 25.0 | | | | | |||||||
赞助商承诺(3)
|
| | | | 0 | | | |
交易费用(4)(5)
|
| | | | 41.4 | | |
来源合计
|
| | | | 328.0 | | | |
总使用量
|
| | | | 328.0 | | |
来源
|
| | | | | | | |
使用
|
| | | | | | |
(百万美元)
|
| |||||||||||||||
信托账户中的现金和投资(1)
|
| | | | 250.0 | | | |
资产负债表中的现金
|
| | | | 233.6 | | |
允许的股权融资(2)
|
| | | | 25.0 | | | | | |||||||
赞助商承诺(3)
|
| | | | 0 | | | |
交易费用(4)(5)
|
| | | | 41.4 | | |
来源合计
|
| | | | 275.0 | | | |
总使用量
|
| | | | 275.0 | | |
来源
|
| | | | | | | |
使用
|
| | | | | | |
(百万美元)
|
| |||||||||||||||
信托账户中的现金和投资(1)
|
| | | | 225.0 | | | |
资产负债表中的现金
|
| | | | 208.6 | | |
允许的股权融资(2)
|
| | | | 25.0 | | | | | | | | | | | |
赞助商承诺(3)
|
| | | | 0 | | | |
交易费用(4)(5)
|
| | | | 41.4 | | |
来源合计
|
| | | | 250.0 | | | |
总使用量
|
| | | | 250.0 | | |
来源
|
| | | | | | | |
使用
|
| | | | | | |
(百万美元)
|
| |||||||||||||||
信托账户中的现金和投资(1)
|
| | | | 125.0 | | | |
资产负债表中的现金
|
| | | | 158.6 | | |
允许的股权融资(2)
|
| | | | 25.0 | | | | | | | | | | | |
赞助商承诺(3)
|
| | | | 50.0 | | | |
交易费用(4)(5)
|
| | | | 41.4 | | |
来源合计
|
| | | | 200.0 | | | |
总使用量
|
| | | | 200.0 | | |
来源
|
| | | | | | | |
使用
|
| | | | | | |
(百万美元)
|
| |||||||||||||||
信托账户中的现金和投资(1)
|
| | | | 50.0 | | | |
资产负债表中的现金
|
| | | | 83.6 | | |
允许的股权融资(2)
|
| | | | 25.0 | | | | | | | | | | | |
赞助商承诺(3)
|
| | | | 50.0 | | | |
交易费用(4)(5)
|
| | | | 41.4 | | |
来源合计
|
| | | | 125.0 | | | |
总使用量
|
| | | | 125.0 | | |
| | |
无赎回
场景(1) |
| |
2.75亿美元
场景(2) |
| |
2.5亿美元
场景(3) |
| |
2亿美元
场景(4) |
| |
1.25亿美元
场景(5) |
| |||||||||||||||||||||||||||||||||||||||||||||
| | |
个共享
|
| |
%
|
| |
个共享
|
| |
%
|
| |
个共享
|
| |
%
|
| |
个共享
|
| |
%
|
| |
个共享
|
| |
%
|
| ||||||||||||||||||||||||||||||
Oklo股东(6)
|
| | | | 78,996,459 | | | | | | 64.7% | | | | | | 78,996,459 | | | | | | 67.4% | | | | | | 78,996,459 | | | | | | 68.8% | | | | | | 78,996,459 | | | | | | 75.1% | | | | | | 78,996,459 | | | | | | 81.7% | | |
赞助商(7) | | | | | 13,950,000 | | | | | | 11.4% | | | | | | 13,950,000 | | | | | | 11.9% | | | | | | 13,950,000 | | | | | | 12.2% | | | | | | 13,950,000 | | | | | | 13.3% | | | | | | 12,700,000 | | | | | | 13.1% | | |
ALTC公共股东
|
| | | | 29,150,521 | | | | | | 23.9% | | | | | | 24,214,513 | | | | | | 20.7% | | | | | | 21,813,796 | | | | | | 19.0% | | | | | | 12,210,927 | | | | | | 11.6% | | | | | | 5,008,775 | | | | | | 5.2% | | |
合计
|
| | | | 122,096,980 | | | | | | 100.0% | | | | | | 117,160,972 | | | | | | 100.0% | | | | | | 114,760,255 | | | | | | 100.0% | | | | | | 105,157,386 | | | | | | 100.0% | | | | | | 96,705,234 | | | | | | 100.0% | | |
| | |
无赎回
场景 |
| |
2.75亿美元
场景 |
| |
2.5亿美元
场景 |
| |
2亿美元
场景 |
| |
1.25亿美元
场景 |
| |||||||||||||||
精选未经审计的暂定精简合并运营报表数据
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
运营费用
|
| | | $ | 22,906,730 | | | | | $ | 22,906,730 | | | | | $ | 22,906,730 | | | | | $ | 22,906,730 | | | | | $ | 22,906,730 | | |
运营亏损
|
| | | $ | (22,906,730) | | | | | $ | (22,906,730) | | | | | $ | (22,906,730) | | | | | $ | (22,906,730) | | | | | $ | (22,906,730) | | |
净亏损
|
| | | $ | (22,726,370) | | | | | $ | (22,726,370) | | | | | $ | (22,726,370) | | | | | $ | (22,726,370) | | | | | $ | (22,726,370) | | |
每股净亏损 - 基本股和摊薄股
|
| | | $ | (0.19) | | | | | $ | (0.19) | | | | | $ | (0.20) | | | | | $ | (0.22) | | | | | $ | (0.24) | | |
加权平均股—基本股和摊薄股
|
| | | | 122,096,980 | | | | | | 117,160,972 | | | | | | 114,760,255 | | | | | | 105,157,386 | | | | | | 96,705,234 | | |
精选未经审计的暂定精简合并运营报表数据
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
运营费用
|
| | | $ | 16,764,295 | | | | | $ | 16,764,295 | | | | | $ | 16,764,295 | | | | | $ | 16,764,295 | | | | | $ | 16,764,295 | | |
运营亏损
|
| | | $ | (16,764,295) | | | | | $ | (16,764,295) | | | | | $ | (16,764,295) | | | | | $ | (16,764,295) | | | | | $ | (16,764,295) | | |
净亏损
|
| | | $ | (16,763,375) | | | | | $ | (16,763,375) | | | | | $ | (16,763,375) | | | | | $ | (16,763,375) | | | | | $ | (16,763,375) | | |
每股净亏损 - 基本股和摊薄股
|
| | | $ | (0.14) | | | | | $ | (0.14) | | | | | $ | (0.15) | | | | | $ | (0.16) | | | | | $ | (0.17) | | |
加权平均股—基本股和摊薄股
|
| | | | 122,096,980 | | | | | | 117,160,972 | | | | | | 114,760,255 | | | | | | 105,157,386 | | | | | | 96,705,234 | | |
精选未经审计的暂定浓缩合并资产负债表数据
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
流动资产总额
|
| | | $ | 310,947,716 | | | | | $ | 259,546,325 | | | | | $ | 234,546,325 | | | | | $ | 184,546,325 | | | | | $ | 109,546,325 | | |
总资产
|
| | | | 311,633,425 | | | | | | 260,232,034 | | | | | | 235,232,034 | | | | | | 185,232,034 | | | | | | 110,232,034 | | |
流动负债总额
|
| | | | 3,970,148 | | | | | | 3,970,148 | | | | | | 3,970,148 | | | | | | 3,970,148 | | | | | | 3,970,148 | | |
总负债
|
| | | | 28,970,148 | | | | | | 28,970,148 | | | | | | 28,970,148 | | | | | | 28,970,148 | | | | | | 28,970,148 | | |
股东权益总额
|
| | | | 282,663,277 | | | | | | 231,261,886 | | | | | | 206,261,886 | | | | | | 156,261,886 | | | | | | 81,261,886 | | |
| | |
创始人
个共享 |
| |
私人
安置 个共享 |
| ||||||
艾莉森·格林
|
| | | | 214,400 | | | | | | 24,900 | | |
彼得·拉特曼
|
| | | | 128,600 | | | | | | 14,900 | | |
弗朗西斯·弗雷
|
| | | | 128,600 | | | | | | 14,900 | | |
约翰·桑顿
|
| | | | 257,300 | | | | | | 29,800 | | |
杰伊·塔拉金
|
| | | | 5,000 | | | | | | — | | |
| | |
无兑换场景(1)
|
| |
2.5亿美元场景(2)
|
| |
1.25亿美元场景(3)
|
| |||||||||||||||||||||||||||
| | |
个共享
|
| |
%
|
| |
个共享
|
| |
%
|
| |
个共享
|
| |
%
|
| ||||||||||||||||||
Oklo股东(4)
|
| | | | 78,996,459 | | | | | | 64.7% | | | | | | 78,996,459 | | | | | | 68.9% | | | | | | 78,996,459 | | | | | | 81.7% | | |
赞助商(5) | | | | | 13,950,000 | | | | | | 11.4% | | | | | | 13,950,000 | | | | | | 12.2% | | | | | | 12,700,000 | | | | | | 13.1% | | |
ALTC公共股东
|
| | | | 29,150,521 | | | | | | 23.9% | | | | | | 21,697,231 | | | | | | 18.9% | | | | | | 4,982,010 | | | | | | 5.2% | | |
合计 | | | | | 122,096,980 | | | | | | 100.0% | | | | | | 114,643,690 | | | | | | 100.0% | | | | | | 96,678,469 | | | | | | 100.0% | | |
| | |
2.75亿美元方案(1)
|
| |
2亿美元方案(2)
|
| ||||||||||||||||||
| | |
数量:
个共享 |
| |
%
所有权 |
| |
数量:
个共享 |
| |
%
所有权 |
| ||||||||||||
Oklo股东(3)
|
| | | | 78,996,459 | | | | | | 67.5% | | | | | | 78,996,459 | | | | | | 75.2% | | |
赞助商(4) | | | | | 13,950,000 | | | | | | 11.9% | | | | | | 13,950,000 | | | | | | 13.3% | | |
ALTC公共股东
|
| | | | 24,085,120 | | | | | | 20.6% | | | | | | 12,145,676 | | | | | | 11.5% | | |
合计
|
| | | | 117,031,579 | | | | | | 100.0% | | | | | | 105,092,135 | | | | | | 100.0% | | |
| | |
无赎回
场景(1) |
| |
2.5亿美元方案(2)
|
| |
1.25亿美元方案(3)
|
| |||||||||||||||||||||||||||
| | |
数量:
个共享 |
| |
%
所有权 |
| |
数量:
个共享 |
| |
%
所有权 |
| |
数量:
个共享 |
| |
%
所有权 |
| ||||||||||||||||||
| | | | | | | | ||||||||||||||||||||||||||||||
Oklo股东(4)
|
| | | | 78,996,459 | | | | | | 47.6% | | | | | | 78,996,459 | | | | | | 50.2% | | | | | | 78,996,459 | | | | | | 57.8% | | |
盈利股份(5)
|
| | | | 15,000,000 | | | | | | 9.0% | | | | | | 15,000,000 | | | | | | 9.5% | | | | | | 15,000,000 | | | | | | 11.0% | | |
欧克陆期权(6)
|
| | | | 10,,432,749 | | | | | | 6.3% | | | | | | 10,,432,749 | | | | | | 6.6% | | | | | | 10,,432,749 | | | | | | 7.6% | | |
奖励计划(7)
|
| | | | 15,872,607 | | | | | | 9.6% | | | | | | 14,903,680 | | | | | | 9.5% | | | | | | 12,568,201 | | | | | | 9.2% | | |
ESPP(8)
|
| | | | 2,441,940 | | | | | | 1.5% | | | | | | 2,292,874 | | | | | | 1.5% | | | | | | 1,933,569 | | | | | | 1.4% | | |
赞助商(9) | | | | | 13,950,000 | | | | | | 8.4% | | | | | | 13,950,000 | | | | | | 8.9% | | | | | | 12,700,000 | | | | | | 9.3% | | |
ALTC公共股东
|
| | | | 29,150,521 | | | | | | 17.6% | | | | | | 21,697,231 | | | | | | 13.8% | | | | | | 4,982,010 | | | | | | 3.7% | | |
合计
|
| | | | 165,844,276 | | | | | | 100.0% | | | | | | 157,272,993 | | | | | | 100.0% | | | | | | 136,612,988 | | | | | | 100.0% | | |
| | |
2.75亿美元方案(1)
|
| |
2亿美元方案(2)
|
| ||||||||||||||||||
| | |
数量:
个共享 |
| |
%
所有权 |
| |
数量:
个共享 |
| |
%
所有权 |
| ||||||||||||
| | | | | | ||||||||||||||||||||
Oklo股东(3)
|
| | | | 78,996,459 | | | | | | 49.4% | | | | | | 78,996,459 | | | | | | 54.0% | | |
溢价股份(4)
|
| | | | 15,000,000 | | | | | | 9.4% | | | | | | 15,000,000 | | | | | | 10.3% | | |
Oklo选项(5)
|
| | | | 10,432,749 | | | | | | 6.5% | | | | | | 10,432,749 | | | | | | 7.1% | | |
奖励计划(6)
|
| | | | 15,214,105 | | | | | | 9.5% | | | | | | 13,661,978 | | | | | | 9.3% | | |
ESPP(7)
|
| | | | 2,340,632 | | | | | | 1.5% | | | | | | 2,101,843 | | | | | | 1.5% | | |
赞助商(8) | | | | | 13,950,000 | | | | | | 8.7% | | | | | | 13,950,000 | | | | | | 9.5% | | |
ALTC公共股东
|
| | | | 24,085,120 | | | | | | 15.0% | | | | | | 12,145,676 | | | | | | 8.3% | | |
合计
|
| | | | 160,019,065 | | | | | | 100.0% | | | | | | 146,288,705 | | | | | | 100.0% | | |
| | |
无兑换场景(1)
|
| |
2.5亿美元场景(2)
|
| |
1.25亿美元场景(3)
|
| |||||||||||||||||||||||||||
| | |
个共享
|
| |
%
|
| |
个共享
|
| |
%
|
| |
个共享
|
| |
%
|
| ||||||||||||||||||
Oklo股东(4)
|
| | | | 78,996,459 | | | | | | 64.7% | | | | | | 78,996,459 | | | | | | 68.9% | | | | | | 78,996,459 | | | | | | 81.7% | | |
赞助商(5) | | | | | 13,950,000 | | | | | | 11.4% | | | | | | 13,950,000 | | | | | | 12.2% | | | | | | 12,700,000 | | | | | | 13.1% | | |
ALTC公共股东
|
| | | | 29,150,521 | | | | | | 23.9% | | | | | | 21,697,231 | | | | | | 18.9% | | | | | | 4,982,010 | | | | | | 5.2% | | |
合计 | | | | | 122,096,980 | | | | | | 100.0% | | | | | | 114,643,690 | | | | | | 100.0% | | | | | | 96,678,469 | | | | | | 100.0% | | |
| | |
2.75亿美元方案(1)
|
| |
2亿美元方案(2)
|
| ||||||||||||||||||
| | |
数量:
个共享 |
| |
%
所有权 |
| |
数量:
个共享 |
| |
%
所有权 |
| ||||||||||||
Oklo股东(3)
|
| | | | 78,996,459 | | | | | | 67.5% | | | | | | 78,996,459 | | | | | | 75.2% | | |
赞助商(4) | | | | | 13,950,000 | | | | | | 11.9% | | | | | | 13,950,000 | | | | | | 13.3% | | |
ALTC公共股东
|
| | | | 24,085,120 | | | | | | 20.6% | | | | | | 12,145,676 | | | | | | 11.5% | | |
合计 | | | | | 117,031,579 | | | | | | 100.0% | | | | | | 105,092,135 | | | | | | 100.0% | | |
| | |
无兑换场景(1)
|
| |
2.5亿美元方案(2)
|
| |
1.25亿美元方案(3)
|
| |||||||||||||||||||||||||||
| | |
数量:
个共享 |
| |
%
所有权 |
| |
数量:
个共享 |
| |
%
所有权 |
| |
数量:
个共享 |
| |
%
所有权 |
| ||||||||||||||||||
Oklo股东(4)
|
| | | | 78,996,459 | | | | | | 47.6% | | | | | | 78,996,459 | | | | | | 50.2% | | | | | | 78,996,459 | | | | | | 57.8% | | |
盈利股份(5)
|
| | | | 15,000,000 | | | | | | 9.0% | | | | | | 15,000,000 | | | | | | 9.5% | | | | | | 15,000,000 | | | | | | 11.0% | | |
欧克陆期权(6)
|
| | | | 10,432,749 | | | | | | 6.3% | | | | | | 10,432,749 | | | | | | 6.6% | | | | | | 10,432,749 | | | | | | 7.6% | | |
奖励计划(7)
|
| | | | 15,872,607 | | | | | | 9.6% | | | | | | 14,903,680 | | | | | | 9.5% | | | | | | 12,568,201 | | | | | | 9.2% | | |
ESPP(8)
|
| | | | 2,441,940 | | | | | | 1.5% | | | | | | 2,292,874 | | | | | | 1.5% | | | | | | 1,933,569 | | | | | | 1.4% | | |
赞助商(9) | | | | | 13,950,000 | | | | | | 8.4% | | | | | | 13,950,000 | | | | | | 8.9% | | | | | | 12,700,000 | | | | | | 9.3% | | |
ALTC公共股东
|
| | | | 29,150,521 | | | | | | 17.6% | | | | | | 21,697,231 | | | | | | 13.8% | | | | | | 4,982,010 | | | | | | 3.7% | | |
合计
|
| | | | 165,844,276 | | | | | | 100.0% | | | | | | 157,272,993 | | | | | | 100.0% | | | | | | 136,612,988 | | | | | | 100.0% | | |
| | |
2.75亿美元方案(1)
|
| |
2亿美元方案(2)
|
| ||||||||||||||||||
| | |
数量:
个共享 |
| |
%
所有权 |
| |
数量:
个共享 |
| |
%
所有权 |
| ||||||||||||
Oklo股东(3)
|
| | | | 78,996,459 | | | | | | 49.4% | | | | | | 78,996,459 | | | | | | 54.0% | | |
溢价股份(4)
|
| | | | 15,000,000 | | | | | | 9.4% | | | | | | 15,000,000 | | | | | | 10.3% | | |
Oklo选项(5)
|
| | | | 10,432,749 | | | | | | 6.5% | | | | | | 10,432,749 | | | | | | 7.1% | | |
奖励计划(6)
|
| | | | 15,214,105 | | | | | | 9.5% | | | | | | 13,661,978 | | | | | | 9.3% | | |
ESPP(7)
|
| | | | 2,340,632 | | | | | | 1.5% | | | | | | 2,101,843 | | | | | | 1.5% | | |
赞助商(8) | | | | | 13,950,000 | | | | | | 8.7% | | | | | | 13,950,000 | | | | | | 9.5% | | |
ALTC公共股东
|
| | | | 24,085,120 | | | | | | 15.0% | | | | | | 12,145,676 | | | | | | 8.3% | | |
合计
|
| | | | 160,019,065 | | | | | | 100.0% | | | | | | 146,288,705 | | | | | | 100.0% | | |
| | |
不赎回
场景(1) |
| |
2.75亿美元
场景(2) |
| |
2.5亿美元
场景(3) |
| |
2亿美元
场景(4) |
| |
1.25亿美元
场景(5) |
| |||||||||||||||
未赎回的公众股
|
| | | | 29,150,521 | | | | | | 24,085,120 | | | | | | 21,697,231 | | | | | | 12,145,676 | | | | | | 4,982,010 | | |
可用的期末SPAC现金
|
| | | $ | 328,032,219 | | | | | $ | 275,000,000 | | | | | $ | 250,000,000 | | | | | $ | 200,000,000 | | | | | $ | 125,000,000 | | |
剩余延期的未受信任费用
|
| | | $ | 7,000,000 | | | | | $ | 7,000,000 | | | | | $ | 7,000,000 | | | | | $ | 7,000,000 | | | | | $ | 7,000,000 | | |
有效的延期承保
费用(6) |
| | | | 2.3% | | | | | | 2.5% | | | | | | 2.8% | | | | | | 3.5% | | | | | | 5.6% | | |
| | |
T+0
|
| |
T+1
|
| |
T+2
|
| |
T+3
|
| |
T+4
|
| |
T+5
|
| |
T+10
|
| |
40年寿命
工厂的 |
| ||||||||||||||||||||||||
资本支出
|
| | | $ | (57) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (17) | | | | | $ | (107) | | |
工厂成本
|
| | | $ | (24) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (24) | | |
初始燃料负荷
|
| | | $ | (33) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (33) | | |
加油成本
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (17) | | | | | $ | (50) | | |
收入 | | | | | | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 508 | | |
电力销售收入
|
| | | | | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 13 | | | | | $ | 508 | | |
费用 | | | | | | | | | | $ | (3) | | | | | $ | (3) | | | | | $ | (3) | | | | | $ | (3) | | | | | $ | (3) | | | | | $ | (3) | | | | | $ | (120) | | |
固定工厂
|
| | | | | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (96) | | |
可变工厂
|
| | | | | | | | | $ | (1) | | | | | $ | (1) | | | | | $ | (1) | | | | | $ | (1) | | | | | $ | (1) | | | | | $ | (1) | | | | | $ | (24) | | |
年度工厂现金流
|
| | | $ | (57) | | | | | $ | 10 | | | | | $ | 10 | | | | | $ | 10 | | | | | $ | 10 | | | | | $ | 10 | | | | | $ | (7) | | | | | $ | 281 | | |
现金利润率
|
| | | | 不适用 | | | | | | 76.4% | | | | | | 76.4% | | | | | | 76.4% | | | | | | 76.4% | | | | | | 76.4% | | | | | | (54.4)% | | | | | | 55.4% | | |
| | |
T+0
|
| |
T+1
|
| |
T+2
|
| |
T+3
|
| |
T+4
|
| |
T+5
|
| |
T+10
|
| |
40年寿命
工厂的 |
| ||||||||||||||||||||||||
资本支出
|
| | | $ | (116) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (27) | | | | | $ | (198) | | |
工厂成本
|
| | | $ | (61) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (61) | | |
初始燃料负荷
|
| | | $ | (55) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (55) | | |
加油成本
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (27) | | | | | $ | (82) | | |
收入 | | | | | | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | |
$
|
1,452
|
| |
电力销售收入
|
| | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 36 | | | | | $ | 1,452 | | | | | | | | |
费用 | | | | $ | (7) | | | | | $ | (7) | | | | | $ | (7) | | | | | $ | (7) | | | | | $ | (7) | | | | | $ | (7) | | | | | $ | (288) | | | | | | | | |
固定工厂
|
| | | $ | (6) | | | | | $ | (6) | | | | | $ | (6) | | | | | $ | (6) | | | | | $ | (6) | | | | | $ | (6) | | | | | $ | (224) | | | | | | | | |
可变工厂
|
| | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (2) | | | | | $ | (65) | | | | | | | | |
年度工厂现金流
|
| | | $ | (116) | | | | | $ | 29 | | | | | $ | 29 | | | | | $ | 29 | | | | | $ | 29 | | | | | $ | 29 | | | | | $ | 2 | | | | | $ | 966 | | |
现金利润率
|
| | | | 不适用 | | | | |
|
80.1%
|
| | | | | 80.1% | | | | | | 80.1% | | | | | | 80.1% | | | | | | 80.1% | | | | | | 4.9% | | | | | | 66.5% | | |
| | |
2026财年
EV/收入 |
| |
2026财年
EV/EBITDA |
| ||||||
NextEra Energy,Inc.
|
| | | | 8.02 | | | | | | 14.37 | | |
Xcel Energy Inc.
|
| | | | 3.74 | | | | | | 9.90 | | |
杜克能源公司
|
| | | | 4.95 | | | | | | 10.35 | | |
美国电力公司
|
| | | | 4.32 | | | | | | 10.02 | | |
Entergy Corporation
|
| | | | 3.24 | | | | | | 8.98 | | |
Brookfield Renewable Partners L.P.
|
| | | | 9.33 | | | | | | 21.89 | | |
爱迪生国际公司
|
| | | | 3.46 | | | | | | 8.76 | | |
公共服务企业集团公司
|
| | | | 4.71 | | | | | | 11.08 | | |
Sempra Energy
|
| | | | 4.74 | | | | | | 12.91 | | |
CMS能源公司
|
| | | | 3.45 | | | | | | 10.38 | | |
恒源能源
|
| | | | 3.61 | | | | | | 10.42 | | |
FirstEnergy Corp.
|
| | | | 3.32 | | | | | | 10.02 | | |
第一四分位数
|
| | | | 12.28 | | | | | | 3.61 | | |
平均值
|
| | | | 13.55 | | | | | | 5.09 | | |
中位数
|
| | | | 12.87 | | | | | | 4.20 | | |
第三四分位数
|
| | | | 14.86 | | | | | | 5.18 | | |
| | |
2026财年
EV/收入 |
| |
2026财年
EV/EBITDA |
| ||||||
NextEra Energy,Inc.
|
| | | | 8.02 | | | | | | 14.37 | | |
Xcel Energy Inc.
|
| | | | 3.74 | | | | | | 9.90 | | |
杜克能源公司
|
| | | | 4.95 | | | | | | 10.35 | | |
美国电力公司
|
| | | | 4.32 | | | | | | 10.02 | | |
Entergy Corporation
|
| | | | 3.24 | | | | | | 8.98 | | |
Brookfield Renewable Partners L.P.
|
| | | | 9.33 | | | | | | 21.89 | | |
爱迪生国际公司
|
| | | | 3.46 | | | | | | 8.76 | | |
公共服务企业集团公司
|
| | | | 4.71 | | | | | | 11.08 | | |
Sempra Energy
|
| | | | 4.74 | | | | | | 12.91 | | |
CMS能源公司
|
| | | | 3.45 | | | | | | 10.38 | | |
恒源能源
|
| | | | 3.61 | | | | | | 10.42 | | |
FirstEnergy Corp.
|
| | | | 3.32 | | | | | | 10.02 | | |
Vestas Wind Systems A/S
|
| | | | 1.30 | | | | | | 8.85 | | |
Ormat Technologies公司
|
| | | | 6.18 | | | | | | 11.75 | | |
First Solar,Inc.
|
| | | | 3.19 | | | | | | 6.35 | | |
Plug Power Inc.
|
| | | | 1.75 | | | | | | 10.09 | | |
Bloom Energy Corporation
|
| | | | 1.80 | | | | | | 12.11 | | |
Graham Corporation
|
| | | | 0.73 | | | | | | 10.20 | | |
BWX技术公司
|
| | | | 2.89 | | | | | | 13.68 | | |
Centrus Energy Corp.
|
| | | | 1.53 | | | | | | 8.05 | | |
Mirion Technologies,Inc.
|
| | | | 2.77 | | | | | | 10.87 | | |
第一四分位数
|
| | | | 2.04 | | | | | | 8.88 | | |
平均值
|
| | | | 3.47 | | | | | | 10.78 | | |
中位数
|
| | | | 2.87 | | | | | | 10.44 | | |
第三四分位数
|
| | | | 4.71 | | | | | | 12.37 | | |
| | | | | | | | |
50%的保荐人股份归属
|
| |
100%保荐人股份归属
|
| ||||||||||||||||||
| | |
平均OKLO
企业价值 |
| |
不赎回
场景 |
| |
2.5亿美元
场景 |
| |
不赎回
场景 |
| |
2.5亿美元
场景 |
| |||||||||||||||
基线
|
| | | | 1,900,043,602 | | | | | $ | 16.66 | | | | | $ | 14.83 | | | | | $ | 15.96 | | | | | $ | 14.21 | | |
场景#1
|
| | | | 1,241,726,530 | | | | | $ | 12.05 | | | | | $ | 10.22 | | | | | $ | 11.55 | | | | | $ | 9.80 | | |
场景2
|
| | | | 1,089,567,107 | | | | | $ | 10.99 | | | | | $ | 9.16 | | | | | $ | 10.53 | | | | | $ | 8.77 | | |
场景3
|
| | | | 886,466,303 | | | | | $ | 9.57 | | | | | $ | 7.74 | | | | | $ | 9.17 | | | | | $ | 7.41 | | |
| | | | | | | | |
50%的保荐人股份归属
|
| |
100%保荐人股份归属
|
| ||||||
| | |
平均OKLO
企业价值 |
| |
2.5亿美元
场景 |
| |
2.5亿美元
场景 |
| |||||||||
基线
|
| | | | 1,900,043,602 | | | | | $ | 18.06 | | | | | $ | 17.14 | | |
场景#1
|
| | | | 1,241,726,530 | | | | | $ | 12.45 | | | | | $ | 11.82 | | |
场景2
|
| | | | 1,089,567,107 | | | | | $ | 11.15 | | | | | $ | 10.59 | | |
场景3
|
| | | | 886,466,303 | | | | | $ | 9.42 | | | | | $ | 8.94 | | |
| | |
方正股份
|
| |
私募
个共享 |
| ||||||
艾莉森·格林
|
| | | | 214,400 | | | | | | 24,900 | | |
彼得·拉特曼
|
| | | | 128,600 | | | | | | 14,900 | | |
弗朗西斯·弗雷
|
| | | | 128,600 | | | | | | 14,900 | | |
约翰·桑顿
|
| | | | 257,300 | | | | | | 29,800 | | |
杰伊·塔拉金
|
| | | | 5,000 | | | | | | — | | |
来源
|
| | | | | | | |
使用
|
| | | | | | |
(百万美元)
|
| |||||||||||||||
以信托形式持有的现金和投资
帐户(1) |
| | | | 303.0 | | | |
资产负债表中的现金
|
| | | | 286.6 | | |
允许股权融资(2)
|
| | | | 25.0 | | | | | | | | | | | |
赞助商承诺(3)
|
| | | | 0 | | | |
交易费用(4)(5)
|
| | | | 41.4 | | |
来源合计
|
| | | | 328.0 | | | |
总使用量
|
| | | | 328.0 | | |
来源
|
| | | | | | | |
使用
|
| | | | | | |
(百万美元)
|
| |||||||||||||||
信托账户中的现金和投资(1)
|
| | | | 250.0 | | | |
资产负债表中的现金
|
| | | | 233.6 | | |
允许股权融资(2)
|
| | | | 25.0 | | | | | | | | | | | |
赞助商承诺(3)
|
| | | | 0 | | | |
交易费用(4)(5)
|
| | | | 41.4 | | |
来源合计
|
| | | | 275.0 | | | |
总使用量
|
| | | | 275.0 | | |
来源
|
| | | | | | | |
使用
|
| | | | | | |
(百万美元)
|
| |||||||||||||||
以信托形式持有的现金和投资
帐户(1) |
| | | | 225.0 | | | |
资产负债表中的现金
|
| | | | 208.6 | | |
允许股权融资(2)
|
| | | | 25.0 | | | | | | | | | | | |
赞助商承诺(3)
|
| | | | 0 | | | |
交易费用(4)(5)
|
| | | | 41.4 | | |
来源合计
|
| | | | 250.0 | | | |
总使用量
|
| | | | 250.0 | | |
来源
|
| | | | | | | |
使用
|
| | | | | | |
(百万美元)
|
| |||||||||||||||
信托账户中的现金和投资(1)
|
| | | | 125.0 | | | |
资产负债表中的现金
|
| | | | 158.6 | | |
允许股权融资(2)
|
| | | | 25.0 | | | | | | | | | | | |
赞助商承诺(3)
|
| | | | 50.0 | | | |
交易费用(4)(5)
|
| | | | 41.4 | | |
来源合计
|
| | | | 200.0 | | | |
总使用量
|
| | | | 200.0 | | |
来源
|
| | | | | | | |
使用
|
| | | | | | |
(百万美元)
|
| |||||||||||||||
以信托形式持有的现金和投资
帐户(1) |
| | | | 50.0 | | | |
资产负债表中的现金
|
| | | | 83.6 | | |
允许股权融资(2)
|
| | | | 25.0 | | | | | | | | | | | |
赞助商承诺(3)
|
| | | | 50.0 | | | |
交易费用(4)(5)
|
| | | | 41.4 | | |
来源合计
|
| | | | 125.0 | | | |
总使用量
|
| | | | 125.0 | | |
名称
|
| |
年龄
|
| |
标题
|
|
萨姆·奥特曼 | | |
38
|
| | 首席执行官兼董事 | |
迈克尔·克莱恩 | | |
60
|
| | 董事会主席 | |
杰伊·塔拉金 | | |
58
|
| | 首席财务官 | |
弗朗西斯·弗雷 | | |
60
|
| | 董事 | |
艾莉森·格林 | | |
38
|
| | 董事 | |
彼得·拉特曼 | | |
53
|
| | 董事 | |
约翰·桑顿 | | |
70
|
| | 董事 | |
| | |
截至2013年12月31日的年度
|
| |
2023年与2022年
|
| ||||||||||||||||||
| | |
2023
|
| |
2022
|
| |
$更改
|
| |
%更改
|
| ||||||||||||
运营费用 | | | | | | | | | | | | | | | | | | | | | | | | | |
研发
|
| | | $ | 9,763,333 | | | | | $ | 6,024,267 | | | | | $ | 3,739,066 | | | | | | 62.1% | | |
一般和行政
|
| | | | 8,872,684 | | | | | | 4,000,544 | | | | | | 4,872,140 | | | | | | 121.8% | | |
总运营费用
|
| | | | 18,636,017 | | | | | | 10,024,811 | | | | | | 8,611,206 | | | | | | 85.9% | | |
运营亏损
|
| | | | (18,636,017) | | | | | | (10,024,811) | | | | | | (8,611,206) | | | | | | 85.9% | | |
其他收入(亏损) | | | | | | | | | | | | | | | | | | | | | | | | | |
未来股权简单协议的公允价值变动
|
| | | | (13,717,000) | | | | | | — | | | | | | (13,717,000) | | | | | | 北美 | | |
利息支出,净额
|
| | | | 180,360 | | | | | | 920 | | | | | | 179,440 | | | | | | NM | | |
其他收入合计
|
| | | | (13,536,640) | | | | | | 920 | | | | | | (13,537,560) | | | | | | NM% | | |
所得税前亏损
|
| | | | (32,172,657) | | | | | | (10,023,891) | | | | | | (22,148,766) | | | | | | 221.0% | | |
所得税
|
| | | | — | | | | | | — | | | | | | — | | | | | | NM | | |
净亏损
|
| | | $ | (32,172,657) | | | | | $ | (10,023,891) | | | | | $ | (22,148,766) | | | | | | 221.0% | | |
| | |
截至2013年12月31日的年度
|
| |
2023年与2022年
|
| ||||||||||||||||||
| | |
2023
|
| |
2022
|
| |
$更改
|
| |
%更改
|
| ||||||||||||
研发人员的工资和员工福利
|
| | | $ | 6,370,703 | | | | | $ | 4,632,430 | | | | | $ | 1,738,273 | | | | | | 37.5% | | |
股票薪酬
|
| | | | 397,909 | | | | | | 123,376 | | | | | | 274,533 | | | | | | 222.5% | | |
订阅费和专业费
|
| | | | 1,342,924 | | | | | | 380,387 | | | | | | 962,537 | | | | | | 253.0% | | |
差旅、娱乐等相关费用
|
| | | | 557,431 | | | | | | 314,920 | | | | | | 242,511 | | | | | | 77.0% | | |
其他费用
|
| | | | 1,094,366 | | | | | | 573,154 | | | | | | 521,212 | | | | | | 90.9% | | |
研发费用总额
|
| | | $ | 9,763,333 | | | | | $ | 6,024,267 | | | | | $ | 3,739,066 | | | | | | 62.1% | | |
| | |
截至2013年12月31日的年度
|
| |
2023年与2022年
|
| ||||||||||||||||||
| | |
2023
|
| |
2022
|
| |
$更改
|
| |
%更改
|
| ||||||||||||
公司一般职能部门和财务人员的工资和员工福利
|
| | | $ | 3,643,749 | | | | | $ | 2,304,523 | | | | | $ | 1,339,226 | | | | | | 58.1% | | |
股票薪酬
|
| | | | 379,494 | | | | | | 164,872 | | | | | | 214,622 | | | | | | 130.2% | | |
监管费用
|
| | | | 496,184 | | | | | | 80,136 | | | | | | 416,048 | | | | | | 519.2% | | |
专业服务
|
| | | | 3,167,646 | | | | | | 743,998 | | | | | | 2,423,648 | | | | | | 325.8% | | |
差旅、娱乐和其他费用
|
| | | | 1,185,611 | | | | | | 707,015 | | | | | | 478,596 | | | | | | 67.7% | | |
一般和行政费用合计
|
| | | $ | 8,872,684 | | | | | $ | 4,000,544 | | | | | $ | 4,872,140 | | | | | | 121.8% | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
经营活动中使用的净现金
|
| | | $ | (15,997,695) | | | | | $ | (9,992,525) | | |
投资活动中使用的净现金
|
| | | | (83,155) | | | | | | (149,560) | | |
融资活动提供的现金净额
|
| | | | 16,294,910 | | | | | | 9,351,712 | | |
现金及现金等价物净增(减)
|
| | | $ | 214,060 | | | | | $ | (790,373) | | |
现金和现金等价物,期末
|
| | | $ | 9,867,588 | | | | | $ | 9,653,528 | | |
姓名和主要职务
|
| |
财政
年 |
| |
工资
($) |
| |
选项
奖项 ($)(1) |
| |
奖金
($) |
| |
所有其他
薪酬 ($) |
| |
合计
($) |
| ||||||||||||||||||
Jacob DeWitte
|
| | | | 2023 | | | | | | 211,077 | | | | | | — | | | | | | 67,200 | | | | | | 8,615(2) | | | | | | 286,893 | | |
联合创始人兼首席执行官兼董事
|
| | | | 2022 | | | | | | 190,727 | | | | | | — | | | | | | 28,160 | | | | | | 9,126 | | | | | | 228,013 | | |
卡罗琳·科克伦
|
| | | | 2023 | | | | | | 211,077 | | | | | | — | | | | | | 67,200 | | | | | | 8,969(2) | | | | | | 287,246 | | |
联合创始人兼首席运营官兼董事
|
| | | | 2022 | | | | | | 195,329 | | | | | | — | | | | | | 28,160 | | | | | | 9,329 | | | | | | 232,818 | | |
R.克雷格·比尔登(3)
|
| | | | 2023 | | | | | | 115,385 | | | | | | 3,015,873 | | | | | | 62,500 | | | | | | 1,846(2) | | | | | | 3,195,604 | | |
首席财务官
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
名称
|
| |
数量:
证券 底层 未练习 选项(#) 可锻炼 |
| |
数量:
证券 底层 未练习 选项(#) 不可行使 |
| |
选项
行使价 ($) |
| |
选项
过期 日期 |
| ||||||||||||
R.克雷格·比尔登
|
| | | | — | | | | | | 218,700(1) | | | | | $ | 19.28 | | | | | | 12/22/2033 | | |
首席财务官
|
| | | | | | | | | | | | | | | | | | | | | | | | |
名称
|
| |
年龄
|
| |
个职位
|
| |||
执行官: | | | | | | | | | | |
Jacob DeWitte
|
| | | | 38 | | | |
联合创始人、首席执行官兼董事
|
|
R. Craig Bealdam
|
| | | | 57 | | | | 首席财务官 | |
卡罗琳·科克伦
|
| | | | 41 | | | |
联合创始人兼首席运营官兼董事
|
|
非雇员董事: | | | | | | | | | | |
萨姆·奥尔特曼(3)
|
| | | | 38 | | | | 董事兼董事长 | |
中将(退役)约翰·詹森(1),(3)
|
| | | | 61 | | | | 董事 | |
Richard W. Kinzley(1),(2)
|
| | | | 59 | | | | 董事 | |
Michael Klein(3)
|
| | | | 60 | | | | 董事 | |
克里斯·赖特(1),(2)
|
| | | | 59 | | | | 董事 | |
| | |
不赎回
场景(1) |
| |
2.75亿美元
场景(2) |
| |
2.5亿美元
场景(3) |
| |
2亿美元
场景(4) |
| |
1.25亿美元
场景(5) |
| |||||||||||||||||||||||||||||||||||||||||||||
| | |
个共享
|
| |
%
|
| |
个共享
|
| |
%
|
| |
个共享
|
| |
%
|
| |
个共享
|
| |
%
|
| |
个共享
|
| |
%
|
| ||||||||||||||||||||||||||||||
Oklo股东(4)
|
| | | | 78,996,459 | | | | | | 64.7% | | | | | | 78,996,459 | | | | | | 67.4% | | | | | | 78,996,459 | | | | | | 68.8% | | | | | | 78,996,459 | | | | | | 75.1% | | | | | | 78,996,459 | | | | | | 81.7% | | |
赞助商(5) | | | | | 13,950,000 | | | | | | 11.4% | | | | | | 13,950,000 | | | | | | 11.9% | | | | | | 13,950,000 | | | | | | 12.2% | | | | | | 13,950,000 | | | | | | 13.3% | | | | | | 12,700,000 | | | | | | 13.1% | | |
ALTC公共股东
|
| | | | 29,150,521 | | | | | | 23.9% | | | | | | 24,214,513 | | | | | | 20.7% | | | | | | 21,813,796 | | | | | | 19.0% | | | | | | 12,210,927 | | | | | | 11.6% | | | | | | 5,008,775 | | | | | | 5.2% | | |
合计
|
| | | | 122,096,980 | | | | | | 100.0% | | | | | | 117,160,972 | | | | | | 100.0% | | | | | | 114,760,255 | | | | | | 100.0% | | | | | | 105,157,386 | | | | | | 100.0% | | | | | | 96,705,234 | | | | | | 100.0% | | |
| | |
AltC
(历史) |
| |
Oklo
(历史) |
| |
Oklo Pro Forma
意义重大 调整 (注2) |
| |
Oklo
形式 调整后的 12月31日 2023 |
| |
无赎回场景
|
| |
2.75亿美元场景
|
| |
2.5亿美元场景
|
| |
2亿美元场景
|
| |
1.25亿美元场景
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
资产 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
流动资产: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
现金和现金等价物
|
| | | $ | 1,628,692 | | | | | $ | 9,867,588 | | | | | $ | 10,232,000 | | | | | $ | 45,099,588 | | | | | $ | 301,401,391 | | | |
A
|
| | | $ | 309,330,884 | | | | | $ | 250,000,000 | | | |
A
|
| | | $ | 257,929,493 | | | | | $ | 225,000,000 | | | |
A
|
| | | $ | 232,929,493 | | | | | $ | 125,000,000 | | | |
A
|
| | | $ | 182,929,493 | | | | | $ | 50,000,000 | | | |
A
|
| | | $ | 107,929,493 | | |
| | | | | — | | | | | | — | | | | | | 25,000,000 | | | | | | — | | | | | | (11,050,836) | | | |
B
|
| | | | — | | | | | | (11,050,836) | | | |
B
|
| | | | — | | | | | | (11,050,836) | | | |
B
|
| | | | — | | | | | | (11,050,836) | | | |
B
|
| | | | — | | | | | | (11,050,836) | | | |
B
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (27,747,951) | | | |
bb
|
| | | | — | | | | | | (27,747,951) | | | |
bb
|
| | | | — | | | | | | (27,747,951) | | | |
bb
|
| | | | — | | | | | | (27,747,951) | | | |
bb
|
| | | | — | | | | | | (27,747,951) | | | |
bb
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | 50,000,000 | | | |
C
|
| | | | — | | | | | | 50,000,000 | | | |
C
|
| | | | — | | |
预付及其他流动资产
|
| | | | 430,720 | | | | | | 4,330,465 | | | | | | — | | | | | | 4,330,465 | | | | | | (3,144,353) | | | |
B
|
| | | | 1,616,832 | | | | | | (3,144,353) | | | |
B
|
| | | | 1,616,832 | | | | | | (3,144,353) | | | |
B
|
| | | | 1,616,832 | | | | | | (3,144,353) | | | |
B
|
| | | | 1,616,832 | | | | | | (3,144,353) | | | |
B
|
| | | | 1,616,832 | | |
流动资产总额
|
| | | | 2,059,412 | | | | | | 14,198,053 | | | | | | 35,232,000 | | | | | | 49,430,053 | | | | | | 259,458,251 | | | | | | | | | 310,947,716 | | | | | | 208,056,860 | | | | | | | | | 259,546,325 | | | | | | 183,056,860 | | | | | | | | | 234,546,325 | | | | | | 133,056,860 | | | | | | | | | 184,546,325 | | | | | | 58,056,860 | | | | | | | | | 109,546,325 | | |
财产和设备,净额
|
| | | | — | | | | | | 577,671 | | | | | | — | | | | | | 577,671 | | | | | | — | | | | | | | | | 577,671 | | | | | | — | | | | | | | | | 577,671 | | | | | | — | | | | | | | | | 577,671 | | | | | | — | | | | | | | | | 577,671 | | | | | | — | | | | | | | | | 577,671 | | |
使用权资产
|
| | | | — | | | | | | 82,677 | | | | | | — | | | | | | 82,677 | | | | | | — | | | | | | | | | 82,677 | | | | | | — | | | | | | | | | 82,677 | | | | | | — | | | | | | | | | 82,677 | | | | | | — | | | | | | | | | 82,677 | | | | | | — | | | | | | | | | 82,677 | | |
信托账户中持有的有价证券
|
| | | | 303,560,538 | | | | | | — | | | | | | — | | | | | | — | | | | | | (303,560,538) | | | |
A
|
| | | | — | | | | | | (252,159,147) | | | |
A
|
| | | | — | | | | | | (227,159,147) | | | |
A
|
| | | | — | | | | | | (127,159,147) | | | |
A
|
| | | | — | | | | | | (52,159,147) | | | |
A
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | (51,401,391) | | | |
E1
|
| | | | — | | | | | | (76,401,391) | | | |
E2
|
| | | | — | | | | | | (176,401,391) | | | |
E3
|
| | | | — | | | | | | (251,401,391) | | | |
E4
|
| | | | — | | |
其他资产
|
| | | | — | | | | | | 25,361 | | | | | | — | | | | | | 25,361 | | | | | | — | | | | | | | | | 25,361 | | | | | | — | | | | | | | | | 25,361 | | | | | | — | | | | | | | | | 25,361 | | | | | | | | | | | | | | | 25,361 | | | | | | | | | | | | | | | 25,361 | | |
总资产
|
| | | $ | 305,619,950 | | | | | $ | 14,883,762 | | | | | $ | 35,232,000 | | | | | $ | 50,115,762 | | | | | $ | (44,102,287) | | | | | | | | $ | 311,633,425 | | | | | $ | (95,503,678) | | | | | | | | $ | 260,232,034 | | | | | $ | (120,503,678) | | | | | | | | $ | 235,232,034 | | | | | $ | (170,503,678) | | | | | | | | $ | 185,232,034 | | | | | $ | (245,503,678) | | | | | | | | $ | 110,232,034 | | |
负债、可赎回可转换优先股和股东权益(赤字)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
流动负债: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
应付账款
|
| | | $ | — | | | | | $ | 2,273,823 | | | | | $ | — | | | | | $ | 2,273,823 | | | | | $ | (443,189) | | | |
B
|
| | | $ | 1,830,634 | | | | | $ | (443,189) | | | |
B
|
| | | $ | 1,830,634 | | | | | $ | (443,189) | | | |
B
|
| | | $ | 1,830,634 | | | | | $ | (443,189) | | | |
B
|
| | | $ | 1,830,634 | | | | | $ | (443,189) | | | |
B
|
| | | $ | 1,830,634 | | |
应计费用
|
| | | | 526,952 | | | | | | 835,541 | | | | | | — | | | | | | 835,541 | | | | | | (122,000) | | | |
B
|
| | | | 1,240,493 | | | | | | (122,000) | | | |
B
|
| | | | 1,240,493 | | | | | | (122,000) | | | |
B
|
| | | | 1,240,493 | | | | | | (122,000) | | | |
B
|
| | | | 1,240,493 | | | | | | (122,000) | | | |
B
|
| | | | 1,240,493 | | |
应付所得税
|
| | | | 2,964,233 | | | | | | — | | | | | | — | | | | | | — | | | | | | (2,159,147) | | | |
A
|
| | | | 805,086 | | | | | | (2,159,147) | | | |
A
|
| | | | 805,086 | | | | | | (2,159,147) | | | |
A
|
| | | | 805,086 | | | | | | (2,159,147) | | | |
A
|
| | | | 805,086 | | | | | | (2,159,147) | | | |
A
|
| | | | 805,086 | | |
经营租赁不稳定性
|
| | | | — | | | | | | 93,935 | | | | | | — | | | | | | 93,935 | | | | | | — | | | | | | | | | 93,935 | | | | | | — | | | | | | | | | 93,935 | | | | | | — | | | | | | | | | 93,935 | | | | | | — | | | | | | | | | 93,935 | | | | | | — | | | | | | | | | 93,935 | | |
流动负债总额
|
| | | | 3,491,185 | | | | | | 3,203,299 | | | | | | — | | | | | | 3,203,299 | | | | | | (2,724,336) | | | | | | | | | 3,970,148 | | | | | | (2,724,336) | | | | | | | | | 3,970,148 | | | | | | (2,724,336) | | | | | | | | | 3,970,148 | | | | | | (2,724,336) | | | | | | | | | 3,970,148 | | | | | | (2,724,336) | | | | | | | | | 3,970,148 | | |
未来股权的简单协议
|
| | | | — | | | | | | 46,042,000 | | | | | | 10,232,000 | | | | | | 56,274,000 | | | | | | (56,274,000) | | | |
F
|
| | | | — | | | | | | (56,274,000) | | | |
F
|
| | | | — | | | | | | (56,274,000) | | | |
F
|
| | | | — | | | | | | (56,274,000) | | | |
F
|
| | | | — | | | | | | (56,274,000) | | | |
F
|
| | | | — | | |
优先购买责任权
|
| | | | — | | | | | | — | | | | | | 25,000,000 | | | | | | 25,000,000 | | | | | | — | | | | | | | | | 25,000,000 | | | | | | — | | | | | | | | | 25,000,000 | | | | | | — | | | | | | | | | 25,000,000 | | | | | | | | | | | | | | | 25,000,000 | | | | | | — | | | | | | | | | 25,000,000 | | |
延期支付律师费
|
| | | | 92,441 | | | | | | — | | | | | | — | | | | | | — | | | | | | (92,441) | | | |
bb
|
| | | | — | | | | | | (92,441) | | | |
bb
|
| | | | — | | | | | | (92,441) | | | |
bb
|
| | | | — | | | | | | (92,441) | | | |
bb
|
| | | | — | | | | | | (92,441) | | | |
bb
|
| | | | — | | |
应付延期承销费
|
| | | | 7,000,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | (7,000,000) | | | |
bb
|
| | | | — | | | | | | (7,000,000) | | | |
bb
|
| | | | — | | | | | | (7,000,000) | | | |
bb
|
| | | | — | | | | | | (7,000,000) | | | |
bb
|
| | | | — | | | | | | (7,000,000) | | | |
bb
|
| | | | — | | |
总负债
|
| | | | 10,583,626 | | | | | | 49,245,299 | | | | | | 35,232,000 | | | | | | 84,477,299 | | | | | | (66,090,777) | | | | | | | | | 28,970,148 | | | | | | (66,090,777) | | | | | | | | | 28,970,148 | | | | | | (66,090,777) | | | | | | | | | 28,970,148 | | | | | | (66,090,777) | | | | | | | | | 28,970,148 | | | | | | (66,090,777) | | | | | | | | | 28,970,148 | | |
可能赎回的A类普通股
|
| | | | 303,415,774 | | | | | | — | | | | | | — | | | | | | — | | | | | | (303,415,774) | | | |
D
|
| | | | — | | | | | | (303,415,774) | | | |
D
|
| | | | — | | | | | | (303,415,774) | | | |
D
|
| | | | — | | | | | | (303,415,774) | | | |
D
|
| | | | — | | | | | | (303,415,774) | | | |
D
|
| | | | — | | |
可赎回可转换优先股
|
| | | | — | | | | | | 25,030,520 | | | | | | — | | | | | | 25,030,520 | | | | | | (25,030,520) | | | |
F
|
| | | | — | | | | | | (25,030,520) | | | |
F
|
| | | | — | | | | | | (25,030,520) | | | |
F
|
| | | | — | | | | | | (25,030,520) | | | |
F
|
| | | | — | | | | | | (25,030,520) | | | |
F
|
| | | | — | | |
股东权益(亏损): | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
普通股
|
| | | | — | | | | | | 484 | | | | | | — | | | | | | 484 | | | | | | (484) | | | |
F
|
| | | | — | | | | | | (484) | | | |
F
|
| | | | — | | | | | | (484) | | | |
F
|
| | | | — | | | | | | (484) | | | |
F
|
| | | | — | | | | | | (484) | | | |
F
|
| | | | — | | |
A类普通股
|
| | | | 145 | | | | | | — | | | | | | — | | | | | | — | | | | | | 1,250 | | | |
G
|
| | | | 12,210 | | | | | | 1,250 | | | |
G
|
| | | | 11,716 | | | | | | 1,250 | | | |
G
|
| | | | 11,476 | | | | | | 750 | | | |
G
|
| | | | 10,515 | | | | | | 625 | | | |
G
|
| | | | 9,671 | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 2,915 | | | |
D
|
| | | | — | | | | | | 2,915 | | | |
D
|
| | | | — | | | | | | 2,915 | | | |
D
|
| | | | — | | | | | | 2,915 | | | |
D
|
| | | | — | | | | | | 2,915 | | | |
D
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | (494) | | | |
E1
|
| | | | — | | | | | | (734) | | | |
E2
|
| | | | — | | | | | | (1,695) | | | |
E3
|
| | | | — | | | | | | (2,414) | | | |
E4
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 7,900 | | | |
F
|
| | | | — | | | | | | 7,900 | | | |
F
|
| | | | — | | | | | | 7,900 | | | |
F
|
| | | | — | | | | | | 7,900 | | | |
F
|
| | | | — | | | | | | 7,900 | | | |
F
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | 500 | | | |
C
|
| | | | — | | | | | | 500 | | | |
C
|
| | | | — | | |
B类普通股
|
| | | | 1,250 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | (500) | | | |
CC3
|
| | | | — | | | | | | (625) | | | |
CC4
|
| | | | — | | |
| | | | | | | | | | | — | | | | | | — | | | | | | — | | | | | | (1,250) | | | |
G
|
| | | | | | | | | | (1,250) | | | |
G
|
| | | | | | | | | | (1,250) | | | |
G
|
| | | | | | | | | | (750) | | | |
G
|
| | | | | | | | | | (625) | | | |
G
|
| | | | | | |
| | |
AltC
(历史) |
| |
Oklo
(历史) |
| |
Oklo Pro Forma
意义重大 调整 (注2) |
| |
Oklo
形式 调整后的 12月31日 2023 |
| |
无赎回场景
|
| |
2.75亿美元场景
|
| |
2.5亿美元场景
|
| |
2亿美元场景
|
| |
1.25亿美元场景
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
新增实收资本
|
| | | | 7,939,799 | | | | | | 2,100,903 | | | | | | — | | | | | | 2,100,903 | | | | | | (13,630,000) | | | |
B
|
| | | | 349,074,511 | | | | | | (13,630,000) | | | |
B
|
| | | | 297,673,614 | | | | | | (13,630,000) | | | |
B
|
| | | | 272,673,854 | | | | | | (13,630,000) | | | |
B
|
| | | | 222,674,815 | | | | | | (13,630,000) | | | |
B
|
| | | | 147,675,659 | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (20,655,510) | | | |
bb
|
| | | | — | | | | | | (20,655,510) | | | |
bb
|
| | | | — | | | | | | (20,655,510) | | | |
bb
|
| | | | — | | | | | | (20,655,510) | | | |
bb
|
| | | | — | | | | | | (20,655,510) | | | |
bb
|
| | | | — | | |
| | | | | | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | | | | | | | — | | | | | | | | | | | | | | | — | | | | | | | | | | | | | | | 500 | | | |
CC3
|
| | | | | | | | | | 625 | | | |
CC4
|
| | | | | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 303,412,859 | | | |
D
|
| | | | — | | | | | | 303,412,859 | | | |
D
|
| | | | — | | | | | | 303,412,859 | | | |
D
|
| | | | — | | | | | | 303,412,859 | | | |
D
|
| | | | — | | | | | | 303,412,859 | | | |
D
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (16,320,644) | | | |
H
|
| | | | — | | | | | | (16,320,644) | | | |
H
|
| | | | — | | | | | | (16,320,644) | | | |
H
|
| | | | — | | | | | | (16,320,644) | | | |
H
|
| | | | — | | | | | | (16,320,644) | | | |
H
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 4,930,000 | | | |
I
|
| | | | | | | | | | 4,930,000 | | | |
I
|
| | | | | | | | | | 4,930,000 | | | |
I
|
| | | | | | | | | | 4,930,000 | | | |
I
|
| | | | | | | | | | 4,930,000 | | | |
I
|
| | | | | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | (51,400,897) | | | |
E1
|
| | | | — | | | | | | (76,400,657) | | | |
E2
|
| | | | — | | | | | | (176,399,696) | | | |
E3
|
| | | | — | | | | | | (251,398,977) | | | |
E4
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 81,297,104 | | | |
F
|
| | | | — | | | | | | 81,297,104 | | | |
F
|
| | | | — | | | | | | 81,297,104 | | | |
F
|
| | | | — | | | | | | 81,297,104 | | | |
F
|
| | | | — | | | | | | 81,297,104 | | | |
F
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | 49,999,500 | | | |
C
|
| | | | — | | | | | | 49,999,500 | | | |
C
|
| | | | — | | |
累计亏损
|
| | | | (16,320,644) | | | | | | (61,493,444) | | | | | | — | | | | | | (61,493,444) | | | | | | — | | | | | | | | | (66,423,444) | | | | | | — | | | | | | | | | (66,423,444) | | | | | | — | | | | | | | | | (66,423,444) | | | | | | — | | | | | | | | | (66,423,444) | | | | | | — | | | | | | | | | (66,423,444) | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 16,320,644 | | | |
H
|
| | | | — | | | | | | 16,320,644 | | | |
H
|
| | | | — | | | | | | 16,320,644 | | | |
H
|
| | | | — | | | | | | 16,320,644 | | | |
H
|
| | | | — | | | | | | 16,320,644 | | | |
H
|
| | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (4,930,000) | | | |
I
|
| | | | — | | | | | | (4,930,000) | | | |
I
|
| | | | — | | | | | | (4,930,000) | | | |
I
|
| | | | — | | | | | | (4,930,000) | | | |
I
|
| | | | — | | | | | | (4,930,000) | | | |
I
|
| | | | — | | |
股东权益合计(亏损)
|
| | | | (8,379,450) | | | | | | (59,392,057) | | | | | | — | | | | | | (59,392,057) | | | | | | 350,434,784 | | | | | | | | | 282,663,277 | | | | | | 299,033,393 | | | | | | | | | 231,261,886 | | | | | | 274,033,393 | | | | | | | | | 206,261,886 | | | | | | 224,033,393 | | | | | | | | | 156,261,886 | | | | | | 149,033,393 | | | | | | | | | 81,261,886 | | |
负债总额,可赎回可转换优先股
和股东权益(赤字) |
| | | $ | 305,619,950 | | | | | $ | 14,883,762 | | | | | $ | 35,232,000 | | | | | $ | 50,115,762 | | | | | $ | (44,102,287) | | | | | | | | $ | 311,633,425 | | | | | $ | (95,503,678) | | | | | | | | $ | 260,232,034 | | | | | $ | (120,503,678) | | | | | | | | $ | 235,232,034 | | | | | $ | (170,503,678) | | | | | | | | $ | 185,232,034 | | | | | $ | (245,503,678) | | | | | | | | $ | 110,232,034 | | |
|
| | | | | | | | | | | | | | |
无赎回场景
|
| |
2.75亿美元场景
|
| |
2.5亿美元场景
|
| |
2亿美元场景
|
| |
1.25亿美元场景
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | |
AltC
(历史) |
| |
Oklo
(历史) |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| ||||||||||||||||||||||||||||||||||||
运营费用 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
研发
|
| | | $ | — | | | | | $ | 9,763,333 | | | | | $ | — | | | | | | | | $ | 9,763,333 | | | | | $ | — | | | | | | | | $ | 9,763,333 | | | | | $ | — | | | | | | | | $ | 9,763,333 | | | | | $ | — | | | | | | | | $ | 9,763,333 | | | | | $ | — | | | | | | | | $ | 9,763,333 | | |
一般和行政
|
| | | | — | | | | | | 8,872,684 | | | | | | — | | | | | | | | | 8,872,684 | | | | | | — | | | | | | | | | 8,872,684 | | | | | | — | | | | | | | | | 8,872,684 | | | | | | — | | | | | | | | | 8,872,684 | | | | | | — | | | | | | | | | 8,872,684 | | |
组建和运营成本
|
| | | | 4,270,713 | | | | | | — | | | | | | — | | | | | | | | | 4,270,713 | | | | | | — | | | | | | | | | 4,270,713 | | | | | | — | | | | | | | | | 4,270,713 | | | | | | — | | | | | | | | | 4,270,713 | | | | | | — | | | | | | | | | 4,270,713 | | |
总运营费用
|
| | | | 4,270,713 | | | | | | 18,636,017 | | | | | | — | | | | | | | | | 22,906,730 | | | | | | — | | | | | | | | | 22,906,730 | | | | | | — | | | | | | | | | 22,906,730 | | | | | | — | | | | | | | | | 22,906,730 | | | | | | — | | | | | | | | | 22,906,730 | | |
运营亏损
|
| | | | (4,270,713) | | | | | | (18,636,017) | | | | | | — | | | | | | | | | (22,906,730) | | | | | | — | | | | | | | | | (22,906,730) | | | | | | — | | | | | | | | | (22,906,730) | | | | | | — | | | | | | | | | (22,906,730) | | | | | | — | | | | | | | | | (22,906,730) | | |
其他收入(亏损) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
信托账户中持有的有价证券赚取的利息
|
| | | | 22,231,067 | | | | | | — | | | | | | (22,231,067) | | | |
J
|
| | | | — | | | | | | (22,231,067) | | | |
J
|
| | | | — | | | | | | (22,231,067) | | | |
J
|
| | | | — | | | | | | (22,231,067) | | | |
J
|
| | | | — | | | | | | (22,231,067) | | | |
J
|
| | | | — | | |
未来股权简单协议的公允价值变动
|
| | | | — | | | | | | (13,717,000) | | | | | | 13,717,000 | | | |
K
|
| | | | — | | | | | | 13,717,000 | | | |
K
|
| | | | — | | | | | | 13,717,000 | | | |
K
|
| | | | — | | | | | | 13,717,000 | | | |
K
|
| | | | — | | | | | | 13,717,000 | | | |
K
|
| | | | — | | |
利息收入净额
|
| | | | — | | | | | | 180,360 | | | | | | — | | | | | | | | | 180,360 | | | | | | — | | | | | | | | | 180,360 | | | | | | — | | | | | | | | | 180,360 | | | | | | — | | | | | | | | | 180,360 | | | | | | — | | | | | | | | | 180,360 | | |
其他收入(损失)共计,净额
|
| | | | 22,231,067 | | | | | | (13,536,640) | | | | | | (8,514,067) | | | | | | | | | 180,360 | | | | | | (8,514,067) | | | | | | | | | 180,360 | | | | | | (8,514,067) | | | | | | | | | 180,360 | | | | | | (8,514,067) | | | | | | | | | 180,360 | | | | | | (8,514,067) | | | | | | | | | 180,360 | | |
收入拨备前的收入(损失)
税费 |
| | | | 17,960,354 | | | | | | (32,172,657) | | | | | | (8,514,067) | | | | | | | | | (22,726,370) | | | | | | (8,514,067) | | | | | | | | | (22,726,370) | | | | | | (8,514,067) | | | | | | | | | (22,726,370) | | | | | | (8,514,067) | | | | | | | | | (22,726,370) | | | | | | (8,514,067) | | | | | | | | | (22,726,370) | | |
所得税拨备
|
| | | | (6,092,149) | | | | | | — | | | | | | 6,092,149 | | | |
L
|
| | | | — | | | | | | 6,092,149 | | | |
L
|
| | | | — | | | | | | 6,092,149 | | | |
L
|
| | | | — | | | | | | 6,092,149 | | | |
L
|
| | | | — | | | | | | 6,092,149 | | | |
L
|
| | | | — | | |
净亏损
|
| | | $ | 11,868,205 | | | | | $ | (32,172,657) | | | | | $ | (2,421,918) | | | | | | | | $ | (22,726,370) | | | | | $ | (2,421,918) | | | | | | | | $ | (22,726,370) | | | | | $ | (2,421,918) | | | | | | | | $ | (22,726,370) | | | | | $ | (2,421,918) | | | | | | | | $ | (22,726,370) | | | | | $ | (2,421,918) | | | | | | | | $ | (22,726,370) | | |
加权平均发行股数
关闭后公司A类 普通股 |
| | | | | | | | | | | | | | | | | | | |
M
|
| | | | 122,096,980 | | | | | | | | | |
M
|
| | | | 117,160,972 | | | | | | | | | |
M
|
| | | | 114,760,255 | | | | | | | | | |
M
|
| | | | 105,157,386 | | | | | | | | | |
M
|
| | | | 96,705,234 | | |
每股基本和摊薄净亏损-收盘后公司A类普通股
|
| | | | | | | | | | | | | | | | | | | | | | | | $ | (0.19) | | | | | | | | | | | | | | $ | (0.19) | | | | | | | | | | | | | | $ | (0.20) | | | | | | | | | | | | | | $ | (0.22) | | | | | | | | | | | | | | $ | (0.24) | | |
加权平均已发行股份数
|
| | | | | | | | | | 4,778,685 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
每股基本和摊薄净亏损
|
| | | | | | | | | $ | (6.73) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
加权平均流通股-可赎回普通股
|
| | | | 29,150,521 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
每股基本和稀释净利润,可赎回普通股
|
| | | $ | 0.20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
加权平均流通股-不可赎回普通股
|
| | | | 13,950,000 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
每股基本和摊薄净收益,不可赎回普通股
|
| | | $ | 0.20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
无赎回场景
|
| |
2.75亿美元场景
|
| |
2.5亿美元场景
|
| |
2亿美元场景
|
| |
1.25亿美元场景
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | |
AltC
(历史) |
| |
Oklo
(历史) |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| |
交易
会计 调整 (注3) |
| | | | |
形式
组合 |
| ||||||||||||||||||||||||||||||||||||
运营费用 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
研发
|
| | | $ | — | | | | | $ | 6,024,267 | | | | | $ | 3,940,000 | | | |
Q
|
| | | $ | 9,964,267 | | | | | $ | 3,940,000 | | | |
Q
|
| | | $ | 9,964,267 | | | | | $ | 3,940,000 | | | |
Q
|
| | | $ | 9,964,267 | | | | | $ | 3,940,000 | | | |
Q
|
| | | $ | 9,964,267 | | | | | $ | 3,940,000 | | | |
Q
|
| | | $ | 9,964,267 | | |
一般和行政
|
| | | | — | | | | | | 4,000,544 | | | | | | 990,000 | | | |
Q
|
| | | | 4,990,544 | | | | | | 990,000 | | | |
Q
|
| | | | 4,990,544 | | | | | | 990,000 | | | |
Q
|
| | | | 4,990,544 | | | | | | 990,000 | | | |
Q
|
| | | | 4,990,544 | | | | | | 990,000 | | | |
Q
|
| | | | 4,990,544 | | |
组建和运营成本
|
| | | | 1,809,484 | | | | | | — | | | | | | — | | | | | | | | | 1,809,484 | | | | | | — | | | | | | | | | 1,809,484 | | | | | | — | | | | | | | | | 1,809,484 | | | | | | — | | | | | | | | | 1,809,484 | | | | | | — | | | | | | | | | 1,809,484 | | |
总运营费用
|
| | | | 1,809,484 | | | | | | 10,024,811 | | | | | | 4,930,000 | | | | | | | | | 16,764,295 | | | | | | 4,930,000 | | | | | | | | | 16,764,295 | | | | | | 4,930,000 | | | | | | | | | 16,764,295 | | | | | | 4,930,000 | | | | | | | | | 16,764,295 | | | | | | 4,930,000 | | | | | | | | | 16,764,295 | | |
运营亏损
|
| | | | (1,809,484) | | | | | | (10,024,811) | | | | | | (4,930,000) | | | | | | | | | (16,764,295) | | | | | | (4,930,000) | | | | | | | | | (16,764,295) | | | | | | (4,930,000) | | | | | | | | | (16,764,295) | | | | | | (4,930,000) | | | | | | | | | (16,764,295) | | | | | | (4,930,000) | | | | | | | | | (16,764,295) | | |
其他收入(亏损) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
有价证券赚取的利息
保存在信托账户中 |
| | | | 7,277,660 | | | | | | — | | | | | | (7,277,660) | | | |
N
|
| | | | — | | | | | | (7,277,660) | | | |
N
|
| | | | — | | | | | | (7,277,660) | | | |
N
|
| | | | — | | | | | | (7,277,660) | | | |
N
|
| | | | — | | | | | | (7,277,660) | | | |
N
|
| | | | — | | |
信托账户中持有的有价证券未实现(损失)收益
|
| | | | (68,050) | | | | | | — | | | | | | 68,050 | | | |
O
|
| | | | — | | | | | | 68,050 | | | |
O
|
| | | | — | | | | | | 68,050 | | | |
O
|
| | | | — | | | | | | 68,050 | | | |
O
|
| | | | — | | | | | | 68,050 | | | |
O
|
| | | | — | | |
利息收入净额
|
| | | | — | | | | | | 920 | | | | | | — | | | | | | | | | 920 | | | | | | — | | | | | | | | | 920 | | | | | | — | | | | | | | | | 920 | | | | | | — | | | | | | | | | 920 | | | | | | | | | | | | | | | 920 | | |
其他收入(亏损)合计
|
| | | | 7,209,610 | | | | | | 920 | | | | | | (7,209,610) | | | | | | | | | 920 | | | | | | (7,209,610) | | | | | | | | | 920 | | | | | | (7,209,610) | | | | | | | | | 920 | | | | | | (7,209,610) | | | | | | | | | 920 | | | | | | (7,209,610) | | | | | | | | | 920 | | |
扣除所得税准备前的收入(亏损)
|
| | | | 5,400,126 | | | | | | (10,023,891) | | | | | | (12,139,610) | | | | | | | | | (16,763,375) | | | | | | (12,139,610) | | | | | | | | | (16,763,375) | | | | | | (12,139,610) | | | | | | | | | (16,763,375) | | | | | | (12,139,610) | | | | | | | | | (16,763,375) | | | | | | (12,139,610) | | | | | | | | | (16,763,375) | | |
所得税拨备
|
| | | | (1,474,356) | | | | | | — | | | | | | 1,474,356 | | | |
P
|
| | | | — | | | | | | 1,474,356 | | | |
P
|
| | | | — | | | | | | 1,474,356 | | | |
P
|
| | | | — | | | | | | 1,474,356 | | | |
P
|
| | | | — | | | | | | 1,474,356 | | | |
P
|
| | | | — | | |
净收益(亏损)
|
| | | $ | 3,925,770 | | | | | $ | (10,023,891) | | | | | $ | (10,665,254) | | | | | | | | $ | (16,763,375) | | | | | $ | (10,665,254) | | | | | | | | $ | (16,763,375) | | | | | $ | (10,665,254) | | | | | | | | $ | (16,763,375) | | | | | $ | (10,665,254) | | | | | | | | $ | (16,763,375) | | | | | $ | (10,665,254) | | | | | | | | $ | (16,763,375) | | |
加权平均发行股数
关闭后公司A类常见 库存 |
| | | | | | | | | | | | | | | | | | | |
R
|
| | | | 122,096,980 | | | | | | | | | |
R
|
| | | | 117,160,972 | | | | | | | | | |
R
|
| | | | 114,760,255 | | | | | | | | | |
R
|
| | | | 105,157,386 | | | | | | | | | |
R
|
| | | | 96,705,234 | | |
每股基本和稀释净亏损-
关闭后公司A类常见 库存 |
| | | | | | | | | | | | | | | | | | | | | | | | $ | (0.14) | | | | | | | | | | | | | | $ | (0.14) | | | | | | | | | | | | | | $ | (0.15) | | | | | | | | | | | | | | $ | (0.16) | | | | | | | | | | | | | | $ | (0.17) | | |
加权平均流通股数
|
| | | | | | | | | | 4,638,505 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
每股基本和摊薄净亏损
|
| | | | | | | | | $ | (2.16) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
加权平均股份
未偿 |
| | | | 29,150,521 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
每股基本和稀释净利润,可赎回普通股
|
| | | $ | 0.06 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
加权平均流通股-非-
可赎回普通股 |
| | | | 13,950,000 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
每股基本和摊薄净收益,不可赎回普通股
|
| | | $ | 0.06 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | |
不赎回
场景 |
| |
2.75亿美元
场景 |
| |
2.5亿美元
场景 |
| |
2亿美元
场景 |
| |
1.25亿美元
场景 |
| |||||||||||||||
预计净亏损
|
| | | $ | (22,726,370) | | | | | $ | (22,726,370) | | | | | $ | (22,726,370) | | | | | $ | (22,726,370) | | | | | $ | (22,726,370) | | |
加权平均流通股
|
| | | | 122,096,980 | | | | | | 117,160,972 | | | | | | 114,760,255 | | | | | | 105,157,386 | | | | | | 96,705,234 | | |
备考每股基本及摊薄净亏损
|
| | | $ | (0.19) | | | | | $ | (0.19) | | | | | $ | (0.20) | | | | | $ | (0.22) | | | | | $ | (0.24) | | |
备考加权平均股计算,基本股和摊薄股数:
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Oklo股东
|
| | | | 78,996,459 | | | | | | 78,996,459 | | | | | | 78,996,459 | | | | | | 78,996,459 | | | | | | 78,996,459 | | |
赞助商
|
| | | | 13,950,000 | | | | | | 13,950,000 | | | | | | 13,950,000 | | | | | | 13,950,000 | | | | | | 12,700,000 | | |
ALTC公共股东
|
| | | | 29,150,521 | | | | | | 24,214,513 | | | | | | 21,813,796 | | | | | | 12,210,927 | | | | | | 5,008,775 | | |
| | | | | 122,096,980 | | | | | | 117,160,972 | | | | | | 114,760,255 | | | | | | 105,157,386 | | | | | | 96,705,234 | | |
| | |
不赎回
场景 |
| |
2.75亿美元
场景 |
| |
2.5亿美元
场景 |
| |
2亿美元
场景 |
| |
1.25亿美元
场景 |
| |||||||||||||||
预计净亏损
|
| | | $ | (16,763,375) | | | | | $ | (16,763,375) | | | | | $ | (16,763,375) | | | | | $ | (16,763,375) | | | | | $ | (16,763,375) | | |
加权平均流通股
|
| | | | 122,096,980 | | | | | | 117,160,972 | | | | | | 114,760,255 | | | | | | 105,157,386 | | | | | | 96,705,234 | | |
备考每股基本及摊薄净亏损
|
| | | $ | (0.14) | | | | | $ | (0.14) | | | | | $ | (0.15) | | | | | $ | (0.16) | | | | | $ | (0.17) | | |
备考加权平均股计算,基本股和摊薄股数:
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Oklo股东
|
| | | | 78,996,459 | | | | | | 78,996,459 | | | | | | 78,996,459 | | | | | | 78,996,459 | | | | | | 78,996,459 | | |
赞助商
|
| | | | 13,950,000 | | | | | | 13,950,000 | | | | | | 13,950,000 | | | | | | 13,950,000 | | | | | | 12,700,000 | | |
ALTC公共股东
|
| | | | 29,150,521 | | | | | | 24,214,513 | | | | | | 21,813,796 | | | | | | 12,210,927 | | | | | | 5,008,775 | | |
| | | | | 122,096,980 | | | | | | 117,160,972 | | | | | | 114,760,255 | | | | | | 105,157,386 | | | | | | 96,705,234 | | |
| | |
不赎回
场景 |
| |
2.75亿美元
场景 |
| |
2.5亿美元
场景 |
| |
2亿美元
场景 |
| |
1.25亿美元
场景 |
| |||||||||||||||
股票期权
|
| | | | 10,432,749 | | | | | | 10,432,749 | | | | | | 10,432,749 | | | | | | 10,432,749 | | | | | | 10,432,749 | | |
赚取股份
|
| | | | 15,000,000 | | | | | | 15,000,000 | | | | | | 15,000,000 | | | | | | 15,000,000 | | | | | | 15,000,000 | | |
| | | | | 25,432,749 | | | | | | 25,432,749 | | | | | | 25,432,749 | | | | | | 25,432,749 | | | | | | 25,432,749 | | |
|
条款
|
| |
AltC
|
| |
结账后公司
|
|
| 授权资本 | | | ALTC有权发行的股份总数为:(A)601,000,000股普通股,每股面值0.0001美元,包括(I)500,000,000股ALTC A类普通股和(Ii)100,000,000股ALTC B类普通股,以及(B)1,000,000股优先股。截至本委托书/招股说明书/征求同意书的日期,没有任何ALTC优先股流通股。 | | |
收市后公司有权发行的股份总数为:(A)收市后公司A类普通股5亿股,(B)收市后公司优先股100万股,每股面值0.0001美元。
在业务合并完成后,我们预计将有约122,096,980股收盘后公司A类普通股(假设AltC的公众股东没有赎回)流通。
业务合并完成后,预计结算后公司不会有任何已发行的优先股。
|
|
| 投票权 | | | 在最初的企业合并之前,只有持有ALTC B类普通股的持有者才有权投票选举董事(除非与会议有关 | | | 关闭后公司A类普通股的持有者将拥有选举董事和所有其他需要股东行动的事项的投票权 | |
|
条款
|
| |
AltC
|
| |
结账后公司
|
|
| | | | (Br)将企业合并提交股东批准的ALTC股东人数)。关于提交ALTC股东表决的任何其他事项,包括与初始业务合并有关的任何投票,除非适用法律或证券交易规则另有要求,否则ALTC A类普通股的持有人和ALTC B类普通股的持有人将作为一个类别一起投票,每股赋予持有人一票的权利。 | | | 并将有权在合并后股东投票表决的事项上享有每股一票投票权。收盘后公司A类普通股的持有者将在任何时候都作为一个类别对提交普通股投票的所有事项进行投票(适用法律可能要求的除外)。 | |
| 导演数量 | | | ALTC目前的公司注册证书规定,ALTC的董事人数应不时完全由ALTC董事会决议决定。在任何一系列优先股持有人选举董事的特殊权利的规限下,ALTC董事会应分为三类,数量尽可能相等,并指定为第I类、第II类和第III类。ALTC董事会有权将已任职的董事会成员分配到第I类、第II类或第III类。在随后举行的ALTC股东年会上,任期届满的董事类别的继任者应被选举为三年任期,直至其各自的继任者当选并获得任职资格,但条件是他们提前去世、辞职或被免职。 | | | | |
| 董事选举 | | | ALTC目前的公司注册证书要求董事由多名董事选举 | | | 关闭后公司的章程要求董事由董事以多数票选出 | |
|
条款
|
| |
AltC
|
| |
结账后公司
|
|
| | | |
有权选举董事的亲临或委派代表出席会议的股东所投的表决权;但在初始合并结束前,阿尔塔公司A类普通股的持有者对任何董事的选举和罢免享有专有权,而阿尔塔公司A类普通股的持有人无权对任何董事的选举和罢免进行表决。
此外,除法律另有规定外,每当优先股的一个或多个系列的持有人有权按类别或系列分别投票选举一名或多名董事时,该等董事职位的任期、填补空缺、免职及其他特征须受ALTC现行公司注册证书(包括任何优先股指定)所载该系列优先股的条款所规限,除非该等条款有明确规定,否则该等董事不得包括在上述任何类别内。
|
| | 出席会议的股东或由其代表出席会议的股东,一般有权就董事选举投票。 | |
| 法定人数 | | |
董事会:在ALTC董事会的任何会议上,过半数成员应构成处理业务的法定人数。
股东:出席股东大会时亲自或委派代表出席股东大会,代表有权在该会议上表决的全部已发行股本的多数投票权的ALTC已发行股本持有人应构成该会议处理事务的法定人数,但如指定事务须以某类别或一系列股份投票表决,则占已发行股份投票权过半数的股份持有人为
|
| |
董事会:(A)在任何时候任职的董事超过半数和(B)在结束后的公司全体董事会中占三分之一的人数较大者构成关闭后公司董事会的法定人数;但如果任职的董事人数少于关闭后公司全体董事会的三分之一,则任何时候在任的董事组成关闭后公司董事会的法定人数。
股东:持有结算后公司已发行和已发行股本的多数投票权并有权在会议上投票的股东,亲自出席,以远程通信的方式出席,如有的话,
|
|
|
条款
|
| |
AltC
|
| |
结账后公司
|
|
| | | | 此类类别或系列构成此类业务交易的法定人数。 | | | 经结算后公司董事会全权酌情授权或由代表代表的股东应构成法定人数。 | |
|
董事会行事方式
|
| | ALTC现行章程规定,出席任何有法定人数的会议的过半数董事的行为应为ALTC董事会的行为,除非适用法律、ALTC现行公司注册证书或ALTC现行章程另有明确规定。 | | | 《关闭后公司章程》规定,出席法定人数会议的过半数董事的行为应为关闭后公司董事会的行为。 | |
| 删除控制器 | | | [br}阿尔塔公司现行的公司注册证书规定,在初始业务合并结束前,阿尔塔公司B类普通股持有人对选举和罢免任何董事拥有专有权,而阿尔塔公司A类普通股持有人对选举或罢免任何董事没有投票权。 | | | | |
| 董事候选人提名 | | | ALTC现行章程规定,在任何股东年度会议上,或在ALTC关于该特别会议的通知中为选举董事而召开的任何股东特别会议上,提名候选人进入ALTC董事会,可(A)由ALTC董事会或在其指示下提出,或(B)由ALTC任何股东(I)在发出通知日期及在决定有权在该会议上投票的股东的记录日期有权在董事选举中投票的股东,及(Ii)遵守ALTC现行附例所载通知程序的股东提出。 | | | (Br)收市后公司章程规定,在股东大会上提名收盘后公司董事会成员可(I)由收盘后公司董事会(或其任何委员会)或在其指示下提名,或(Ii)由收盘后公司任何股东及时遵守其中规定的通知程序进行提名,(Y)在发出通知日期及在决定有权在该会议上投票的股东的记录日期登记在案的股东,及(Z)有权在该会议上投票。 | |
| 董事会特别会议 | | | ALTC的现行章程规定,ALTC董事会的特别会议 | | | 《结算后公司章程》规定,股东特别会议 | |
|
条款
|
| |
AltC
|
| |
结账后公司
|
|
| | | | (A)董事会主席或常驻代表可召集会议,及(B)董事会主席总裁或秘书应至少有过半数在任董事或唯一的董事(视情况而定)的书面要求,召集会议,并将于召开会议的人士决定的时间、日期及地点(在特拉华州境内或以外)举行会议,或如应董事或唯一董事的要求,则按书面请求中指定的时间、日期及地点举行。 | | | 收市后公司董事会可以在收市后董事会主席、首席执行官、总裁、两名或两名以上董事召集的任何时间和地点举行,如果只有一名董事任职,则可以由一名董事召开。 | |
| 股东特别会议 | | | ALTC现行章程规定,在ALTC任何已发行系列优先股持有人的权利及适用法律要求的规限下,为任何目的或目的,股东特别会议只可由ALTC董事会主席、行政总裁或ALTC董事会根据ALTC董事会多数成员通过的决议召开,不得由任何其他人士召开。 | | | | |
| 股东的行为方式 | | | ALTC现行章程规定,除在有法定人数的会议上向股东提交的董事选举外,所有事项均应由亲自出席会议或由受委代表出席会议并有权就该事项投票的股东以过半数票决定,除非根据适用法律、ALTC现行公司注册证书、现行章程或适用的证券交易所规则,需要进行不同的表决,在这种情况下,该规定应管辖和控制该事项的决定。 | | | 收市后公司章程规定,出席任何会议的法定人数时,除选举董事外,在会议上就该事项表决的多数票的持有人的赞成票应为股东的行为(或如有两个或两个以上类别或系列的股本有权作为单独的类别或系列投票,则就每个此类类别或系列而言,持有该类别的股本股份的多数投票权的人,出席或代表出席会议并就此类事项进行赞成或反对投票的类别或系列),但 | |
|
条款
|
| |
AltC
|
| |
结账后公司
|
|
| | | | | | | 适用法律、适用于收市后公司或其证券的法规、适用于收市后公司的任何证券交易所的规则或条例、收市后公司的公司注册证书或收市后公司章程要求进行不同表决的情况。 | |
| 股东在未见面的情况下采取行动 | | | ALTC当前的公司注册证书规定,除非根据ALTC当前的注册证书(包括任何优先股指定)另有规定或确定,否则在ALTC IPO完成后,与任何(I)ALTC B类普通股或(Ii)ALTC已发行系列优先股的持有人的权利有关,要求或允许ALTC股东采取的任何行动必须通过正式召开的股东年会或特别会议进行,且不得通过股东的书面同意而实施,但可通过书面同意对其采取行动的ALTC B类普通股除外。 | | | 收盘后公司的公司注册证书和收盘后公司的章程不赋予任何股东根据书面同意行事的能力。 | |
| 反收购条款 | | |
ALTC目前的公司注册证书规定了一个分类董事会。
ALTC当前的公司注册证书不受DGCL第203节的约束。然而,ALTC目前的公司注册证书包含的条款与DGCL第203节具有相同的效力。
|
| |
收盘后公司的公司注册证书还规定了一个分类董事会。
结算后公司的公司注册证书适用DGCL第203节的规定。
收盘后公司的公司注册证书授权收盘后公司董事会在不经股东采取行动的情况下发行最多1,000,000股收盘后公司优先股。
结算后公司的公司注册证书和公司章程将授权结算后公司董事会填补董事会空缺的董事职位,包括新设立的席位。此外,
|
|
|
条款
|
| |
AltC
|
| |
结账后公司
|
|
| | | | | | |
关闭后公司董事会的董事人数将由关闭后公司董事会以多数票通过的决议确定。
有关收盘后公司管理文件中的反收购条款的更多信息,请参阅题为《特拉华州法律和收盘后公司注册证书和收盘后公司章程的证券 - 反收购效果说明》的章节。
|
|
| 宪章修正案 | | |
ALTC当前的公司注册证书需要单独或具体投票:
•
仅与一个或多个已发行的ALTC优先股系列或另一个ALTC普通股系列的条款有关的修正案,如果其持有人有权单独投票的话;
•
将改变或改变ALTC B类普通股的权力、偏好或相对、参与、可选或其他或特殊权利的修正案,这需要单独的类别投票;
•
对ALTC现行公司注册证书条款的修订涉及对ALTC的初始业务合并、赎回权、信托账户分配、某些股票发行的要求,这些要求至少需要持有ALTC所有当时已发行普通股的65%(65%)的持有人投赞成票;以及
•
对ALTC现行公司注册证书中与董事选举和罢免有关的条款进行修订,这需要持有至少90%(90%)ALTC股份的股东通过决议。
|
| |
收盘后公司的公司注册证书需要持有至少662%∕3%投票权的持有者以赞成票批准收盘后公司股本中有权投票的流通股:
•
影响结束后公司业务管理和行为的修订;
•
对第二章和修订后的章程中限制关闭后公司董事和高级管理人员责任的规定进行修订;
•
将改变收盘后公司授权向收盘后公司董事、高级职员、员工和代理人提供赔偿的能力的修正案;
•
允许股东通过书面同意采取行动的修正案;
•
改变哪些各方可以召开收盘后公司股东特别会议的修正案;
•
对关闭后公司规定关闭后公司董事会采用、修改和废除章程的能力的条款的修改,
|
|
|
条款
|
| |
AltC
|
| |
结账后公司
|
|
| | | |
有权投票的普通股。
|
| |
以及关闭后公司股东以至少662%∕3%的已发行股本投票权的赞成票修订、更改或废除章程的能力;以及
•
根据DGCL或关闭后公司的注册证书或关闭后公司的章程,改变关闭后公司的专属诉讼场所的修正案。
|
|
| 修订附则 | | | ALTC的现行章程规定,ALTC董事会有权通过、修改、更改或废除ALTC的现行章程。通过、修改、更改或废除ALTC的现行章程需要获得ALTC董事会多数成员的赞成票。ALTC的现行章程也可由其股东采纳、修订、更改或废除;然而,除适用法律或ALTC当前的公司注册证书所要求的ALTC任何类别或系列股本的持有人的投票外,股东如要采纳、修订、更改或废除ALTC的现行章程,必须获得有权在董事选举中投票的ALTC所有已发行股本中至少多数投票权的持有人投赞成票。 | | | | |
| 清算 | | | [br}ALTC目前的公司注册证书规定,如果ALTC发生任何自愿或非自愿的清算、解散或清盘,在支付或拨备支付ALTC的债务和其他债务后,ALTC A类普通股的持有者有权获得ALTC可供分配给股东的所有剩余资产,按比例按比例分配 | | | 结算后公司的组织文件不包含清算或类似条款。根据DGCL的规定,如果发生清算,在清偿或拨备债务和其他债务后,任何剩余资产应按照其中规定的义务分配给被解散公司的股东。 | |
|
条款
|
| |
AltC
|
| |
结账后公司
|
|
| | | | 他们持有的ALTC A类普通股股份(按ALTC B类普通股股份折算) 。 | | | | |
| 赎回权 | | | ALTC目前的公司注册证书规定,在初始业务合并完成之前,ALTC应向所有ALTC公众股票持有人提供在初始业务合并完成时赎回其ALTC公开股票的机会,并遵守ALTC当前公司注册证书中规定的某些限制,以相当于适用的每股赎回价格的现金;然而,如果赎回或回购ALTC公开股票将导致ALTC的有形净资产(根据交易法第3a51-1(G)(1)条确定)不超过500万美元,或与初始业务合并有关的协议中可能包含的任何更大的有形资产或现金要求,则ALTC不得赎回或回购ALTC公开股票。 | | | 关停公司的组织文件不向关停公司的任何股东提供赎回权。 | |
| | |
普通股
|
| |||||||||
期间
|
| |
高
|
| |
低
|
| ||||||
2024 | | | | | | | | | | | | | |
Q2 2024(1)
|
| | | $ | 17.49 | | | | | $ | 11.50 | | |
Q1 2024
|
| | | $ | 11.46 | | | | | $ | 10.52 | | |
2023 | | | | | | | | | | | | | |
Q4 2023
|
| | | $ | 10.80 | | | | | $ | 10.27 | | |
Q3 2023
|
| | | $ | 10.60 | | | | | $ | 10.31 | | |
Q2 2023
|
| | | $ | 10.77 | | | | | $ | 10.10 | | |
Q1 2023
|
| | | $ | 10.25 | | | | | $ | 9.91 | | |
2022 | | | | | | | | | | | | | |
Q4 2022
|
| | | $ | 9.93 | | | | | $ | 9.72 | | |
Q3 2022
|
| | | $ | 9.80 | | | | | $ | 9.66 | | |
Q2 2022
|
| | | $ | 9.89 | | | | | $ | 9.65 | | |
Q1 2022
|
| | | $ | 9.93 | | | | | $ | 9.60 | | |
2021 | | | | | | | | | | | | | |
Q4 2021
|
| | | $ | 10.16 | | | | | $ | 9.70 | | |
Q3 2021(2)
|
| | | $ | 10.05 | | | | | $ | 9.50 | | |
| | |
业务合并前的
|
| |||||||||||||||||||||
| | |
ALTC A类普通股股份
|
| |
ALTC B类普通股股份
|
| ||||||||||||||||||
受益人姓名和地址(1)
|
| |
股份数量
|
| |
持股百分比
|
| |
股份数量
|
| |
持股百分比
|
| ||||||||||||
董事和高管业务前合并:
|
| | | | | | | | | | | | | | | | | | | | | | | | |
Sam Altman(4)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Michael Klein(2)
|
| | | | 1,450,000 | | | | | | 4.74% | | | | | | 12,500,000(3) | | | | | | 100.0% | | |
Jay Taragin(4)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
弗朗西斯·弗雷(4)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
艾莉森·格林(4)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
彼得·拉特曼(4)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
约翰·桑顿(4)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
所有董事和执行官之前
作为一个集团进行业务合并 (八人) |
| | | | 1,450,000 | | | | | | 4.74% | | | | | | 12,500,000(3) | | | | | | 100.0% | | |
企业合并前5%的持有者:
|
| | | | | | | | | | | | | | | | | | | | | | | | |
ALTC赞助商有限责任公司
|
| | | | 1,450,000 | | | | | | 4.74% | | | | | | 12,500,000(3) | | | | | | 100.0% | | |
安培瑞资本海外大师基金有限公司(5)
|
| | | | 3,056,992 | | | | | | 9.99% | | | | | | — | | | | | | — | | |
老虎环球投资,L.P.(6)
|
| | | | 3,056,992 | | | | | | 9.99% | | | | | | — | | | | | | — | | |
Encompass Capital Advisors LLC(7)
|
| | | | 2,833,601 | | | | | | 9.26% | | | | | | — | | | | | | — | | |
Fort Baker Capital Management LP(8)
|
| | | | 2,520,845 | | | | | | 8.24% | | | | | | — | | | | | | — | | |
Meteora Capital,LLC(9)
|
| | | | 2,321,377 | | | | | | 7.59% | | | | | | — | | | | | | — | | |
千禧管理有限责任公司(10)
|
| | | | 1,843,200 | | | | | | 6.02% | | | | | | — | | | | | | — | | |
Magnetar Financial(11)
|
| | | | 1,654,623 | | | | | | 5.41% | | | | | ||||||||||
企业合并后持股5%的股东
|
| | | | | | | | | | | | | | | | | | | | | | | | |
ALTC赞助商有限责任公司
|
| | | | 1,450,000 | | | | | | 4.74% | | | | | | 12,500,000(3) | | | | | | 100.0% | | |
| | |
方正股份
|
| |
配售共享
|
| ||||||
萨姆·奥特曼
|
| | | | 6,035,600 | | | | | | 700,100 | | |
艾莉森·格林
|
| | | | 214,400 | | | | | | 24,900 | | |
彼得·拉特曼
|
| | | | 128,600 | | | | | | 14,900 | | |
弗朗西斯·弗雷
|
| | | | 128,600 | | | | | | 14,900 | | |
约翰·桑顿
|
| | | | 257,300 | | | | | | 29,800 | | |
杰伊·塔拉金
|
| | | | 5,000 | | | | | | — | | |
| | |
企业合并后
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | |
不赎回
|
| |
2.75亿美元场景
|
| |
2.5亿美元场景
|
| |
2亿美元场景
|
| |
1.25亿美元场景
|
| |||||||||||||||||||||||||||||||||||||||||||||
受益人姓名和地址
所有者(1) |
| |
数量:
个共享 |
| |
百分比
拥有 |
| |
数量:
个共享 |
| |
百分比
拥有 |
| |
数量:
个共享 |
| |
百分比
拥有 |
| |
数量:
个共享 |
| |
百分比
拥有 |
| |
数量:
个共享 |
| |
百分比
拥有 |
| ||||||||||||||||||||||||||||||
董事和高管开业前
组合: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Sam Altman(2)(5)
|
| | | | 3,151,379 | | | | | | 2.6% | | | | | | 3,151,379 | | | | | | 2.7% | | | | | | 3,151,379 | | | | | | 2.8% | | | | | | 3,151,379 | | | | | | 3.0% | | | | | | 3,151,379 | | | | | | 3.3% | | |
Michael Klein(3)
|
| | | | 13,950,000(4) | | | | | | 11.4% | | | | | | 13,950,000(4) | | | | | | 11.9% | | | | | | 13,950,000(4) | | | | | | 12.2% | | | | | | 13,950,000(4) | | | | | | 13.3% | | | | | | 12,700,000(4) | | | | | | 13.1% | | |
Jay Taragin(5)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
弗朗西斯·弗雷(5)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
艾莉森·格林(5)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
彼得·拉特曼(5)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
约翰·桑顿(5)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
企业合并前的所有董事和高管(8名个人)
|
| | | | 17,101,379 | | | | | | 14.0% | | | | | | 17,101,379 | | | | | | 14.6% | | | | | | 17,101,379 | | | | | | 14.9% | | | | | | 17,101,379 | | | | | | 16.3% | | | | | | 15,851,379 | | | | | | 16.4% | | |
企业合并前5%的持有者:
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
ALTC赞助商有限责任公司
|
| | | | 13,950,000(4)(5) | | | | | | 11.4% | | | | | | 13,950,000(4)(5) | | | | | | 11.9% | | | | | | 13,950,000(4)(5) | | | | | | 12.2% | | | | | | 13,950,000(4)(5) | | | | | | 13.3% | | | | | | 12,700,000(4)(5) | | | | | | 13.1% | | |
安培瑞资本海外大师基金有限公司(6)
|
| | | | 3,056,992 | | | | | | 2.5% | | | | | | 3,056,992 | | | | | | 2.6% | | | | | | 3,056,992 | | | | | | 2.7% | | | | | | 3,056,992 | | | | | | 2.9% | | | | | | 3,056,992 | | | | | | 3.2% | | |
老虎环球投资,L.P.(7)
|
| | | | 3,056,992 | | | | | | 2.5% | | | | | | 3,056,992 | | | | | | 2.6% | | | | | | 3,056,992 | | | | | | 2.7% | | | | | | 3,056,992 | | | | | | 2.9% | | | | | | 3,056,992 | | | | | | 3.2% | | |
包括Capital Advisors(8)
|
| | | | 2,833,601 | | | | | | 2.3% | | | | | | 2,833,601 | | | | | | 2.4% | | | | | | 2,833,601 | | | | | | 2.5% | | | | | | 2,833,601 | | | | | | 2.7% | | | | | | 2,833,601 | | | | | | 2.9% | | |
Fort Baker Capital Management LP(9)
|
| | | | 2,520,845 | | | | | | 2.1% | | | | | | 2,520,845 | | | | | | 2.2% | | | | | | 2,520,845 | | | | | | 2.2% | | | | | | 2,520,845 | | | | | | 2.4% | | | | | | 2,520,845 | | | | | | 2.6% | | |
气象资本有限责任公司(10)
|
| | | | 2,321,377 | | | | | | 1.9% | | | | | | 2,321,377 | | | | | | 2.0% | | | | | | 2,321,377 | | | | | | 2.0% | | | | | | 2,321,377 | | | | | | 2.2% | | | | | | 2,321,377 | | | | | | 2.4% | | |
千禧管理有限责任公司(11)
|
| | | | 1,843,200 | | | | | | 1.5% | | | | | | 1,843,200 | | | | | | 1.6% | | | | | | 1,843,200 | | | | | | 1.6% | | | | | | 1,843,200 | | | | | | 1.8% | | | | | | 1,843,200 | | | | | | 1.9% | | |
Magnetar Financial LLC(12)
|
| | | | 1,654,623 | | | | | | 1.4% | | | | | | 1,654,623 | | | | | | 1.4% | | | | | | 1,654,623 | | | | | | 1.4% | | | | | | 1,654,623 | | | | | | 1.6% | | | | | | 1,654,623 | | | | | | 1.7% | | |
董事和高管业务后合并:
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Sam Altman(2)(5)
|
| | | | 3,151,379 | | | | | | 2.6% | | | | | | 3,151,379 | | | | | | 2.7% | | | | | | 3,151,379 | | | | | | 2.8% | | | | | | 3,151,379 | | | | | | 3.0% | | | | | | 3,151,379 | | | | | | 3.3% | | |
雅各布·德维特(13岁)
|
| | | | 11,190,452 | | | | | | 9.2% | | | | | | 11,190,452 | | | | | | 9.8% | | | | | | 11,190,452 | | | | | | 11.6% | | | | | | 11,190,452 | | | | | | 9.6% | | | | | | 11,190,452 | | | | | | 10.7% | | |
卡罗琳·科克伦(14)
|
| | | | 10,911,600 | | | | | | 8.9% | | | | | | 10,911,600 | | | | | | 9.3% | | | | | | 10,911,600 | | | | | | 9.5% | | | | | | 10,911,600 | | | | | | 10.4% | | | | | | 10,911,600 | | | | | | 11.3% | | |
Michael Klein(3)
|
| | | | 13,950,000(4) | | | | | | 11.4% | | | | | | 13,950,000(4) | | | | | | 11.9% | | | | | | 13,950,000(4) | | | | | | 12.2% | | | | | | 13,950,000(4) | | | | | | 13.3% | | | | | | 12,700,000(4) | | | | | | 13.1% | | |
理查德·W·金兹利
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
R. Craig Bealdam
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
中将(代表)约翰·詹森
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
克里斯·赖特
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
关闭后公司全体董事和高管(8名个人)
|
| | | | 39,203,431 | | | | | | 32.1% | | | | | | 39,203,431 | | | | | | 34.2% | | | | | | 37,953,431 | | | | | | 39.3% | | | | | | 39,203,431 | | | | | | 33.5% | | | | | | 39,203,431 | | | | | | 37.3% | | |
企业合并后持股5%的股东
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
ALTC赞助商有限责任公司
|
| | | | 13,950,000(4) | | | | | | 11.4% | | | | | | 13,950,000(4) | | | | | | 11.9% | | | | | | 13,950,000(4) | | | | | | 12.2% | | | | | | 13,950,000(4) | | | | | | 13.3% | | | | | | 12,700,000(4) | | | | | | 13.1% | | |
数据收集IV,L.P.(15)
|
| | | | 6,920,804 | | | | | | 5.7% | | | | | | 6,920,804 | | | | | | 5.9% | | | | | | 6,920,804 | | | | | | 6.0% | | | | | | 6,920,804 | | | | | | 6.6% | | | | | | 6,920,804 | | | | | | 7.2% | | |
米特里尔II,L.P.(16)
|
| | | | 6,510,297 | | | | | | 5.3% | | | | | | 6,510,297 | | | | | | 5.6% | | | | | | 6,510,297 | | | | | | 5.7% | | | | | | 6,510,297 | | | | | | 6.2% | | | | | | 6,510,297 | | | | | | 6.7% | | |
| | |
创始人
个共享 |
| |
私人
安置 个共享 |
| ||||||
萨姆·奥特曼
|
| | | | 6,035,600 | | | | | | 700,100 | | |
艾莉森·格林
|
| | | | 214,400 | | | | | | 24,900 | | |
彼得·拉特曼
|
| | | | 128,600 | | | | | | 14,900 | | |
弗朗西斯·弗雷
|
| | | | 128,600 | | | | | | 14,900 | | |
约翰·桑顿
|
| | | | 257,300 | | | | | | 29,800 | | |
杰伊·塔拉金
|
| | | | 5,000 | | | | | | — | | |
| | |
第
页
|
| |||
Oklo Inc.
经审计的合并财务报表 |
| | | | | | |
独立注册会计师事务所报告(PCAOB ID号:688)
|
| | | | F-2 | | |
截至2022年12月31日及2023年12月31日的合并资产负债表
|
| | | | F-3 | | |
截至2009年12月31日年度的综合经营报表和全面亏损报表
2022年和2023 |
| | | | F-4 | | |
截至2022年12月31日及2023年12月31日止年度可转换优先股及股东亏损综合报表
|
| | | | F-5 | | |
截至二零二二年及二零二三年十二月三十一日止年度之综合现金流量表
|
| | | | F-6 | | |
合并财务报表附注
|
| | | | F-7 | | |
|
ALTC收购公司
经审计的合并财务报表 |
| | | |
|
独立注册会计师事务所报告(PCAOB ID号:688)
|
| |
F-23
|
|
|
截至2023年12月31日和2022年12月31日的资产负债表
|
| |
F-25
|
|
|
截至2023年、2023年和2022年12月31日止年度的营业报表
|
| |
F-26
|
|
|
截至2023年、2023年和2022年12月31日止年度股东赤字变动表
|
| |
F-27
|
|
|
截至2023年、2023年和2022年12月31日止年度的现金流量表
|
| |
F-28
|
|
|
财务报表附注
|
| |
F-29
|
|
| | |
截至2012年12月31日
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
资产 | | | | | | | | | | | | | |
流动资产: | | | | | | | | | | | | | |
现金和现金等价物
|
| | | $ | 9,867,588 | | | | | $ | 9,653,528 | | |
预付及其他流动资产
|
| | | | 4,330,465 | | | | | | 834,724 | | |
流动资产总额
|
| | | | 14,198,053 | | | | | | 10,488,252 | | |
财产和设备,净额
|
| | | | 577,671 | | | | | | 177,298 | | |
经营性租赁使用权资产
|
| | | | 82,677 | | | | | | 270,605 | | |
其他资产
|
| | | | 25,361 | | | | | | 51,270 | | |
总资产
|
| | | $ | 14,883,762 | | | | | $ | 10,987,425 | | |
负债、可赎回可转换优先股和股东亏损 | | | | | | | | | | | | | |
流动负债: | | | | | | | | | | | | | |
应付账款
|
| | | $ | 2,273,823 | | | | | $ | 336,621 | | |
其他应计费用
|
| | | | 835,541 | | | | | | 87,169 | | |
经营租赁负债
|
| | | | 93,935 | | | | | | 210,246 | | |
流动负债总额
|
| | | | 3,203,299 | | | | | | 634,036 | | |
经营性租赁负债,扣除当期部分
|
| | | | — | | | | | | 93,935 | | |
未来股权的简单协议
|
| | | | 46,042,000 | | | | | | 13,340,000 | | |
总负债
|
| | | | 49,245,299 | | | | | | 14,067,971 | | |
承付款和或有事项(附注12) | | | | | | | | | | | | | |
可赎回可转换优先股: | | | | | | | | | | | | | |
可赎回可转换优先股,面值0.0001美元
|
| | | | 25,030,520 | | | | | | 25,030,520 | | |
股东亏损: | | | | | | | | | | | | | |
普通股,面值0.0001美元 - 14,000,000股授权;
截至12月31日已发行和发行的股票为4,836,577股和4,771,025股, 分别为2023年和2022年 |
| | | | 484 | | | | | | 477 | | |
新增实收资本
|
| | | | 2,100,903 | | | | | | 1,209,244 | | |
累计亏损
|
| | | | (61,493,444) | | | | | | (29,320,787) | | |
股东亏损总额
|
| | | | (59,392,057) | | | | | | (28,111,066) | | |
总负债、可赎回可转换优先股和股东亏损
|
| | | $ | 14,883,762 | | | | | $ | 10,987,425 | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
运营费用 | | | | | | | | | | | | | |
研发
|
| | | $ | 9,763,333 | | | | | $ | 6,024,267 | | |
一般和行政
|
| | | | 8,872,684 | | | | | | 4,000,544 | | |
总运营费用
|
| | | | 18,636,017 | | | | | | 10,024,811 | | |
运营亏损
|
| | | | (18,636,017) | | | | | | (10,024,811) | | |
其他收入(亏损) | | | | | | | | | | | | | |
未来股权简单协议的公允价值变动
|
| | | | (13,717,000) | | | | | | — | | |
利息收入
|
| | | | 180,360 | | | | | | 920 | | |
其他收入(亏损)合计
|
| | | | (13,536,640) | | | | | | 920 | | |
所得税前亏损
|
| | | | (32,172,657) | | | | | | (10,023,891) | | |
所得税
|
| | | | — | | | | | | — | | |
净亏损
|
| | | $ | (32,172,657) | | | | | $ | (10,023,891) | | |
每股普通股基本和摊薄净亏损
|
| | | $ | (6.73) | | | | | $ | (2.16) | | |
已发行普通股加权平均数 - 基本股和稀释股
|
| | | | 4,778,685 | | | | | | 4,638,505 | | |
| | |
可赎回可兑换
优先股 |
| | |
普通股
|
| |
额外的
实收 大写 |
| |
累计
赤字 |
| |
合计
股东的 赤字 |
| |||||||||||||||||||||||||||
| | |
个共享
|
| |
金额
|
| | |
个共享
|
| |
面值
|
| ||||||||||||||||||||||||||||||
2022年1月1日的余额
|
| | | | 6,585,881 | | | | | $ | 25,030,520 | | | | | | | 4,626,094 | | | | | $ | 463 | | | | | $ | 565,821 | | | | | $ | (19,296,896) | | | | | $ | (18,730,612) | | |
行使股票期权
|
| | | | — | | | | | | — | | | | | | | 144,931 | | | | | | 14 | | | | | | 355,175 | | | | | | — | | | | | | 355,189 | | |
股票薪酬
|
| | | | — | | | | | | — | | | | | | | — | | | | | | — | | | | | | 288,248 | | | | | | — | | | | | | 288,248 | | |
净亏损
|
| | | | — | | | | | | — | | | | | | | — | | | | | | — | | | | | | — | | | | | | (10,023,891) | | | | | | (10,023,891) | | |
2022年12月31日的余额
|
| | | | 6,585,881 | | | | | $ | 25,030,520 | | | | | | | 4,771,025 | | | | | $ | 477 | | | | | $ | 1,209,244 | | | | | $ | (29,320,787) | | | | | $ | (28,111,066) | | |
行使股票期权
|
| | | | — | | | | | | — | | | | | | | 65,552 | | | | | | 7 | | | | | | 114,256 | | | | | | — | | | | | | 114,263 | | |
股票薪酬
|
| | | | — | | | | | | — | | | | | | | — | | | | | | — | | | | | | 777,403 | | | | | | — | | | | | | 777,403 | | |
净亏损
|
| | | | — | | | | | | — | | | | | | | — | | | | | | — | | | | | | — | | | | | | (32,172,657) | | | | | | (32,172,657) | | |
2023年12月31日余额
|
| | | | 6,585,881 | | | | | $ | 25,030,520 | | | | | | | 4,836,577 | | | | | $ | 484 | | | | | $ | 2,100,903 | | | | | $ | (61,493,444) | | | | | $ | (59,392,057) | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
经营活动产生的现金流 | | | | | | | | | | | | | |
净亏损
|
| | | $ | (32,172,657) | | | | | $ | (10,023,891) | | |
将净亏损与经营活动中使用的现金净额进行调整: | | | | | | | | | | | | | |
折旧及摊销
|
| | | | 75,247 | | | | | | 29,532 | | |
未来股权简单协议的公允价值变动
|
| | | | 13,717,000 | | | | | | — | | |
股票薪酬
|
| | | | 777,403 | | | | | | 288,248 | | |
经营性资产和负债变动:
|
| | | | | | | | | | | | |
预付及其他流动资产
|
| | | | (126,199) | | | | | | (320,639) | | |
其他资产
|
| | | | 25,909 | | | | | | 34,189 | | |
应付账款
|
| | | | 1,344,013 | | | | | | 75,834 | | |
其他应计费用
|
| | | | 383,907 | | | | | | (59,949) | | |
经营租赁负债
|
| | | | (22,318) | | | | | | (15,849) | | |
经营活动中使用的净现金
|
| | | | (15,997,695) | | | | | | (9,992,525) | | |
投资活动产生的现金流 | | | | | | | | | | | | | |
购置房产和设备
|
| | | | (83,155) | | | | | | (149,560) | | |
投资活动中使用的净现金
|
| | | | (83,155) | | | | | | (149,560) | | |
融资活动产生的现金流 | | | | | | | | | | | | | |
行使股票期权的收益
|
| | | | 114,263 | | | | | | 355,189 | | |
未来股权的简单协议收益
|
| | | | 19,325,000 | | | | | | 9,000,000 | | |
延期发行成本的支付
|
| | | | (3,144,353) | | | | | | (3,477) | | |
融资活动提供的现金净额
|
| | | | 16,294,910 | | | | | | 9,351,712 | | |
现金和现金等价物净减少
|
| | | | 214,060 | | | | | | (790,373) | | |
年初现金和现金等价物 -
|
| | | | 9,653,528 | | | | | | 10,443,901 | | |
现金和现金等价物 - 年终
|
| | | $ | 9,867,588 | | | | | $ | 9,653,528 | | |
补充披露现金流量信息 | | | | | | | | | | | | | |
支付利息的现金
|
| | | $ | — | | | | | $ | — | | |
缴纳所得税的现金
|
| | | | — | | | | | | — | | |
补充性非现金投融资活动 | | | | | | | | | | | | | |
应付账款计入延期发行成本
|
| | | $ | 443,189 | | | | | $ | 160,881 | | |
递延发行成本包括在应计费用和其他中
|
| | | | 122,000 | | | | | | — | | |
在应收账款和应计费用等方面购买计算机软件
|
| | | | 392,465 | | | | | | — | | |
签发未来股权简易协议
|
| | | | — | | | | | | 4,000,000 | | |
订阅未来股权的简单协议
|
| | | | — | | | | | | 340,000 | | |
| 家具和固定装置 | | | 7年 | |
| 计算机 | | | 3到7年 | |
| 软件 | | | 3年 | |
| 租赁改进 | | |
资产的租赁期限或预计使用寿命较短
|
|
| | |
截至2012年12月31日
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
预付费用
|
| | | $ | 369,881 | | | | | $ | 279,366 | | |
延期发行成本
|
| | | | 3,709,542 | | | | | | 164,358 | | |
成本分摊应收账款
|
| | | | 126,042 | | | | | | 51,000 | | |
未来股权应收账款的简单协议
|
| | | | — | | | | | | 340,000 | | |
可退还押金
|
| | | | 125,000 | | | | | | — | | |
预付总资产和其他流动资产
|
| | | $ | 4,330,465 | | | | | $ | 834,724 | | |
| | |
截至2012年12月31日
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
计算机
|
| | | $ | 196,882 | | | | | $ | 113,727 | | |
家具和固定装置
|
| | | | 64,912 | | | | | | 64,912 | | |
软件
|
| | | | 392,465 | | | | | | — | | |
租赁改进
|
| | | | 30,762 | | | | | | 30,762 | | |
总财产和设备,总值
|
| | | | 685,021 | | | | | | 209,401 | | |
减去累计折旧和摊销
|
| | | | (107,350) | | | | | | (32,103) | | |
总财产和设备,净额
|
| | | $ | 577,671 | | | | | $ | 177,298 | | |
| | |
截至2012年12月31日
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
应计费用
|
| | | $ | 482,984 | | | | | $ | — | | |
应计工资和奖金
|
| | | | 196,900 | | | | | | 29,267 | | |
信用卡负债
|
| | | | 155,407 | | | | | | 57,902 | | |
其他
|
| | | | 250 | | | | | | — | | |
应计费用和其他费用合计
|
| | | $ | 835,541 | | | | | $ | 87,169 | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
本年度的经营租赁成本
|
| | | $ | 340,303 | | | | | $ | 321,238 | | |
年度经营租赁负债计量中计入的现金付款
年 |
| | | $ | 224,616 | | | | | $ | 218,148 | | |
加权-截至年底的平均剩余租期(以年计)
|
| | | | 0.42 | | | | | | 1.42 | | |
本年度加权平均贴现率
|
| | | | 6.85% | | | | | | 6.85% | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
研发
|
| | | $ | 210,189 | | | | | $ | 190,047 | | |
一般和行政
|
| | | | 130,114 | | | | | | 131,191 | | |
总运营租赁成本(1)
|
| | | $ | 340,303 | | | | | $ | 321,238 | | |
| 截至2013年12月31日的一年 | | | | | | | |
|
2024
|
| | | | 95,550 | | |
|
最低租赁费
|
| | | | 95,550 | | |
|
扣除的利息
|
| | | | (1,615) | | |
|
经营租赁负债现值,即经营租赁的当期部分
责任 |
| | | $ | 93,935 | | |
|
资产波动性(1)
|
| |
85.8%
|
|
|
无风险费率(2)
|
| |
3.8%
|
|
|
预期期限(3)
|
| |
60个月
|
|
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
期初余额
|
| | | $ | 13,340,000 | | | | | $ | — | | |
年内发行的安全票据
|
| | | | 18,985,000 | | | | | | 13,340,000 | | |
年内公允价值变化
|
| | | | 13,717,000 | | | | | | — | | |
期末余额
|
| | | $ | 46,042,000 | | | | | $ | 13,340,000 | | |
优先股系列
|
| |
已发行股份
和 出色的 |
| |
原创
发行价格 每股 |
| |
携带
值(1) |
| |
清算
金额 |
| ||||||||||||
系列A-1
|
| | | | 4,526,703 | | | | | $ | 4.6557 | | | | | $ | 20,983,596 | | | | | $ | 21,074,971 | | |
系列A-2
|
| | | | 55,135 | | | | | | 3.6274 | | | | | | 192,134 | | | | | | 199,997 | | |
系列A-3
|
| | | | 2,004,043 | | | | | | 1.9236 | | | | | | 3,854,790 | | | | | | 3,854,977 | | |
合计
|
| | | | 6,585,881 | | | | | | | | | | | $ | 25,030,520 | | | | | $ | 25,129,945 | | |
| | |
截至2013年12月31日的年度
|
| |||
| | |
2023
|
| |
2022
|
|
预期波动率
|
| |
75.63% – 78.47%
|
| |
46.50% – 47.20%
|
|
预期股息收益率
|
| |
0.00%
|
| |
0.00%
|
|
无风险利率
|
| |
3.64% – 4.87%
|
| |
1.50% – 3.90%
|
|
预期期限
|
| |
6.3年
|
| |
6.2
|
|
| | |
数量:
个共享 |
| |
加权
平均 行使价 |
| |
加权
平均 剩余 合同 寿命(以年为单位) |
| |||||||||
截至2022年1月1日未偿还的股票期权奖励
|
| | | | 1,189,477 | | | | | $ | 2.08 | | | | | | 8.22 | | |
锻炼
|
| | | | (65,552) | | | | | | 1.74 | | | | | | | | |
被没收/取消
|
| | | | (62,100) | | | | | | 1.75 | | | | | | | | |
已批准
|
| | | | 823,140 | | | | | | 19.28 | | | | | | | | |
于2023年12月31日尚未行使的股票期权奖励
|
| | | | 1,884,965 | | | | | | 9.62 | | | | | | 8.47 | | |
股票期权奖励可于2023年12月31日行使
|
| | | | 522,319 | | | | | | 1.94 | | | | | | 6.56 | | |
股票期权奖励于2023年12月31日尚未归属
|
| | | | 1,362,646 | | | | | | | | | | | | | | |
2023年12月31日可供未来授予的股票期权奖励
|
| | | | 70,577 | | | | | | | | | | | | | | |
行使价
|
| |
杰出奖
(股票) |
| |
已归属
奖项 (股票) |
| ||||||
$0.44
|
| | | | 6,820 | | | | | | 6,820 | | |
$1.75
|
| | | | 608,190 | | | | | | 406,927 | | |
$2.48
|
| | | | 238,500 | | | | | | 33,740 | | |
$2.87
|
| | | | 208,315 | | | | | | 74,832 | | |
$19.28
|
| | | | 823,140 | | | | | | — | | |
| | | | | 1,884,965 | | | | | | 522,319 | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
研发
|
| | | $ | 397,909 | | | | | $ | 123,376 | | |
一般事务和管理
|
| | | | 379,494 | | | | | | 164,872 | | |
计入运营的总成本
|
| | | $ | 777,403 | | | | | $ | 288,248 | | |
| | |
截至2012年12月31日
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
递延税金资产: | | | | | | | | | | | | | |
净营业亏损
|
| | | $ | 2,320,297 | | | | | $ | 1,909,930 | | |
研发积分
|
| | | | 1,423,821 | | | | | | 819,406 | | |
资本化研发费用
|
| | | | 2,647,013 | | | | | | 1,115,268 | | |
资本化的启动费用
|
| | | | 4,652,045 | | | | | | 2,899,830 | | |
股票薪酬
|
| | | | 79,658 | | | | | | 24,235 | | |
折旧及摊销
|
| | | | 17,045 | | | | | | 1,098 | | |
应计费用和其他
|
| | | | 43,871 | | | | | | 7,101 | | |
递延税金资产总额
|
| | | | 11,183,750 | | | | | | 6,776,868 | | |
估值免税额
|
| | | | (11,183,750) | | | | | | (6,776,868) | | |
递延税金净额
|
| | | $ | — | | | | | $ | — | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
按法定税率缴纳的联邦税
|
| | | | 21.0% | | | | | | 21.0% | | |
扣除联邦福利后的州税和地方税
|
| | | | 0.2% | | | | | | 0.0% | | |
已生成纳税抵免结转
|
| | | | 1.9% | | | | | | 3.8% | | |
估值免税额
|
| | | | (13.7)% | | | | | | (23.8)% | | |
外管局公允价值中不可扣除的变动
|
| | | | (9.0)% | | | | | | (0.0)% | | |
永久性差异
|
| | | | (0.4)% | | | | | | (1.0)% | | |
实际所得税率
|
| | | | 0.0% | | | | | | 0.0% | | |
| | |
12月31日
2023 |
| |
12月31日
2022 |
| ||||||
资产 | | | | | | | | | |||||
流动资产 | | | | | | | | | | | | | |
现金
|
| | | $ | 1,628,692 | | | | | $ | 3,577,359 | | |
预付费用
|
| | | | 430,720 | | | | | | 420,828 | | |
流动资产总额
|
| | | | 2,059,412 | | | | | | 3,998,187 | | |
信托账户中持有的有价证券
|
| | | | 303,560,538 | | | | | | 506,140,080 | | |
总资产
|
| | | $ | 305,619,950 | | | | | $ | 510,138,267 | | |
负债和股东亏损 | | | | | | | | | | | | | |
流动负债: | | | | | | | | | | | | | |
应计费用
|
| | | $ | 526,952 | | | | | $ | 303,257 | | |
消费税责任
|
| | | | 2,159,147 | | | | | | — | | |
应付所得税
|
| | | | 805,086 | | | | | | 1,180,272 | | |
流动负债总额
|
| | | | 3,491,185 | | | | | | 1,483,529 | | |
递延纳税义务
|
| | | | — | | | | | | 294,084 | | |
延期支付律师费
|
| | | | 92,441 | | | | | | 118,715 | | |
应付延期承销费
|
| | | | 7,000,000 | | | | | | 17,500,000 | | |
总负债
|
| | | | 10,583,626 | | | | | | 19,396,328 | | |
承付款和或有事项 | | | | | | | | | | | | | |
可能赎回的A类普通股,2023年12月31日和2022年12月31日分别有29,150,521股和50,000,000股,赎回价值约为10.41美元和10.09美元
|
| | | | 303,415,774 | | | | | | 504,544,687 | | |
股东亏损 | | | | | | | | | | | | | |
优先股,面值0.0001美元;授权1,000,000股;未发行
且于2023年12月31日和2022年12月31日未偿还, 分别为 和 |
| | | | — | | | | | | — | | |
A类普通股,面值0.0001美元; 500,000,000股授权股票;分别于2023年12月31日和2022年12月31日发行和发行1,450,000股股票(不包括29,150,521股和50,000,000股可能赎回的股票)
|
| | | | 145 | | | | | | 145 | | |
B类普通股,面值0.0001美元;授权100,000,000股;分别于2023年12月31日和2022年12月31日发行和发行12,500,000股股票
|
| | | | 1,250 | | | | | | 1,250 | | |
新增实收资本
|
| | | | 7,939,799 | | | | | | — | | |
累计亏损
|
| | | | (16,320,644) | | | | | | (13,804,143) | | |
股东亏损总额
|
| | | | (8,379,450) | | | | | | (13,802,748) | | |
总负债和股东赤字
|
| | | $ | 305,619,950 | | | | | $ | 510,138,267 | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
组建和运营成本
|
| | | $ | 4,270,713 | | | | | $ | 1,809,484 | | |
运营亏损
|
| | | | (4,270,713) | | | | | | (1,809,484) | | |
其他收入(费用): | | | | | | | | | | | | | |
信托账户中持有的有价证券赚取的利息
|
| | | | 22,231,067 | | | | | | 7,277,660 | | |
信托账户中持有的有价证券的未实现亏损
|
| | | | — | | | | | | (68,050) | | |
其他收入,净额
|
| | | | 22,231,067 | | | | | | 7,209,610 | | |
未计提所得税准备的收入
|
| | | | 17,960,354 | | | | | | 5,400,126 | | |
所得税拨备
|
| | | | (6,092,149) | | | | | | (1,474,356) | | |
净收入
|
| | | $ | 11,868,205 | | | | | $ | 3,925,770 | | |
基本和稀释后的加权平均流通股,需要赎回的股份
|
| | | | 45,417,697 | | | | | | 50,000,000 | | |
每股基本和稀释后净收益,需赎回的股票
|
| | | $ | 0.20 | | | | | $ | 0.06 | | |
基本和稀释后的加权平均流通股,不需赎回的股份
|
| | | | 13,950,000 | | | | | | 13,950,000 | | |
每股基本和稀释净利润,无需赎回的股份
|
| | | $ | 0.20 | | | | | $ | 0.06 | | |
| | |
A类
普通股 |
| |
B类
普通股 |
| |
额外的
实收 大写 |
| |
累计
赤字 |
| |
合计
股东的 赤字 |
| |||||||||||||||||||||||||||
| | |
个共享
|
| |
金额
|
| |
个共享
|
| |
金额
|
| ||||||||||||||||||||||||||||||
Balance - 2021年12月31日
|
| | | | 1,450,000 | | | | | | 145 | | | | | | 12,500,000 | | | | | | 1,250 | | | | | | — | | | | | | (13,185,226) | | | | | | (13,183,831) | | |
A类普通股到赎回金额的重新计量
|
| | | | — | | | | | | — | | | | |
|
—
|
| | | |
|
—
|
| | | | | — | | | | | | (4,544,687) | | | | | | (4,544,687) | | |
净收入
|
| | | | — | | | | | | — | | | | |
|
—
|
| | | |
|
—
|
| | | | | — | | | | | | 3,925,770 | | | | | | 3,925,770 | | |
Balance - 2022年12月31日
|
| | | | 1,450,000 | | | | | | 145 | | | | | | 12,500,000 | | | | | | 1,250 | | | | | | — | | | | | | (13,804,143) | | | | | | (13,802,748) | | |
A类普通股到赎回金额的重新计量
|
| | | | — | | | | | | — | | | | |
|
—
|
| | | |
|
—
|
| | | | | (2,560,201) | | | | | | (12,225,559) | | | | | | (14,785,760) | | |
承保人费用豁免
|
| | | | — | | | | | | — | | | | |
|
—
|
| | | |
|
—
|
| | | | | 10,500,000 | | | | | | — | | | | | | 10,500,000 | | |
消费税责任
|
| | | | — | | | | | | — | | | | |
|
—
|
| | | |
|
—
|
| | | | | — | | | | | | (2,159,147) | | | | | | (2,159,147) | | |
净收入
|
| | | | — | | | | | | — | | | | |
|
—
|
| | | |
|
—
|
| | | | | — | | | | | | 11,868,205 | | | | | | 11,868,205 | | |
余额—2023年12月31日
|
| | | | 1,450,000 | | | | | $ | 145 | | | | | | 12,500,000 | | | | | $ | 1,250 | | | | | $ | 7,939,799 | | | | | $ | (16,320,644) | | | | | $ | (8,379,450) | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
经营活动现金流: | | | | | | | | | | | | | |
净收入
|
| | | $ | 11,868,205 | | | | | $ | 3,925,770 | | |
将净收入与经营活动中使用的净现金进行调整:
|
| | | | | | | | | | | | |
信托账户中持有的有价证券赚取的利息
|
| | | | (22,231,067) | | | | | | (7,277,660) | | |
信托账户中持有的有价证券的未实现亏损
|
| | | | — | | | | | | 68,050 | | |
递延税款(福利)准备金
|
| | | | (294,084) | | | | | | 294,084 | | |
经营性资产和负债变动:
|
| | | | | | | | | | | | |
预付费用
|
| | | | (9,892) | | | | | | 835,706 | | |
应计费用
|
| | | | 197,421 | | | | | | 21,503 | | |
应付所得税
|
| | | | (375,186) | | | | | | 1,177,856 | | |
经营活动中使用的净现金
|
| | | | (10,844,603) | | | | | | (954,691) | | |
投资活动现金流: | | | | | | | | | | | | | |
从信托账户提取的现金用于支付特许经营税和所得税
|
| | | | 7,895,936 | | | | | | 195,000 | | |
从信托账户提取的现金用于营运资金用途
|
| | | | 1,000,000 | | | | | | 1,000,000 | | |
赎回时从信托账户中提取的现金
|
| | | | 215,914,673 | | | | | | — | | |
投资活动提供的现金净额
|
| | | | 224,810,609 | | | | | | 1,195,000 | | |
融资活动的现金流: | | | | | | | | | | | | | |
普通股赎回
|
| | | | (215,914,673) | | | | | | — | | |
用于融资活动的现金净额
|
| | | | (215,914,673) | | | | | | — | | |
现金净变化
|
| | | | (1,948,667) | | | | | | 240,309 | | |
Cash - 期初
|
| | | | 3,577,359 | | | | | | 3,337,050 | | |
Cash - 期末
|
| | | $ | 1,628,692 | | | | | $ | 3,577,359 | | |
补充现金流信息: | | | | | | | | | | | | | |
缴纳所得税的现金
|
| | | $ | 6,761,419 | | | | | $ | 3,128 | | |
非现金投融资活动: | | | | | | | | | | | | | |
A类普通股到赎回金额的重新计量
|
| | | $ | 14,785,760 | | | | | $ | — | | |
应付延期承销费
|
| | | $ | 10,500,000 | | | | | $ | — | | |
普通股赎回应计的消费税负债
|
| | | $ | 2,159,147 | | | | | $ | — | | |
|
毛收入
|
| | | $ | 500,000,000 | | |
| 少: | | | | | | | |
|
A类普通股发行成本
|
| | | | (26,652,125) | | |
| 加号: | | | | | | | |
|
账面价值到赎回价值的重新计量
|
| | | | 31,196,812 | | |
|
可能赎回的A类普通股,2022年12月31日
|
| | | | 504,544,687 | | |
| 少: | | | | | | | |
|
赎回
|
| | | | (215,914,673) | | |
| 加号: | | | | | | | |
|
账面价值到赎回价值的重新计量
|
| | | | 14,785,760 | | |
|
可能赎回的A类普通股,2023年12月31日
|
| | | $ | 303,415,774 | | |
| | |
截至2013年12月31日的年度
|
| | | |||||||||||||||||||||||||
| | |
2023
|
| |
2022
|
| | | | | | | ||||||||||||||||||
| | |
可赎回的
|
| |
不可赎回
|
| |
可赎回的
|
| |
不可赎回
|
| | | ||||||||||||||||
普通股基本和稀释后净收益
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | ||||
分子: | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||
调整后的净收入分配
|
| | | $ | 9,079,458 | | | | | $ | 2,788,747 | | | | | $ | 3,069,406 | | | | | $ | 856,364 | | | | | ||||
分母: | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||
基本和稀释后加权平均流通股
|
| | | | 45,417,697 | | | | | | 13,950,000 | | | | | | 50,000,000 | | | | | | 13,950,000 | | | | | ||||
普通股基本和稀释后净收益
|
| | | $ | 0.20 | | | | | $ | 0.20 | | | | | $ | 0.06 | | | | | $ | 0.06 | | | | |
| | |
12月31日
2023 |
| |
12月31日
2022 |
| ||||||
递延税项资产(负债) | | | | | | | | | | | | | |
启动组织费用
|
| | | $ | 1,558,190 | | | | | $ | 562,030 | | |
有价证券未实现收益
|
| | | | — | | | | | | (294,084) | | |
递延税金资产总额
|
| | | | 1,558,190 | | | | | | 267,946 | | |
估值免税额
|
| | | | (1,558,190) | | | | | | (562,030) | | |
递延税项资产(负债),扣除估值备抵
|
| | | $ | — | | | | | $ | (294,084) | | |
| | |
12月31日
2023 |
| |
12月31日
2022 |
| ||||||
联邦政府 | | | | | | | | | | | | | |
当前
|
| | | $ | 4,523,401 | | | | | $ | 1,180,272 | | |
延期
|
| | | | (486,685) | | | | | | (44,129) | | |
州和地方 | | | | | | | | | | | | | |
当前
|
| | | | 1,862,831 | | | | | | — | | |
延期
|
| | | | (803,558) | | | | | | — | | |
估值免税额变动
|
| | | | 996,160 | | | | | | 338,213 | | |
所得税拨备
|
| | | $ | 6,092,149 | | | | | $ | 1,474,356 | | |
| | |
12月31日
2023 |
| |
12月31日
2022 |
| ||||||
法定联邦所得税税率
|
| | | | 21.00% | | | | | | 21.00% | | |
州税,扣除联邦税收优惠后的净额
|
| | | | 4.66% | | | | | | 0.00% | | |
业务合并费用
|
| | | | 2.71% | | | | | | 0.00% | | |
估值免税额
|
| | | | 5.55% | | | | | | 6.30% | | |
所得税拨备
|
| | | | 33.92% | | | | | | 27.30% | | |
说明
|
| |
级别
|
| |
12月31日
2023 |
| |
12月31日
2022 |
| |||||||||
资产: | | | | | | | | | | | | | | | | | | | |
信托账户中持有的有价证券
|
| | | | 1 | | | | | | — | | | | | $ | 506,140,080 | | |
| | |
P年龄
|
| |||
第一条
|
| | | | | | |
某些定义
|
| | | | A-8 | | |
第1.01节。
定义
|
| | | | A-8 | | |
第1.02节。
施工
|
| | | | A-19 | | |
第1.03节。
知识
|
| | | | A-20 | | |
第1.04节。
公平调整
|
| | | | A-20 | | |
第二条
|
| | | | | | |
合并
|
| | | | A-20 | | |
第2.01节。
合并
|
| | | | A-20 | | |
第2.02节。
有效时间
|
| | | | A-20 | | |
第2.03节。
合并的效果
|
| | | | A-21 | | |
第2.04节。
管理文件;注册权协议
|
| | | | A-21 | | |
第2.05节。
尚存实体的董事和高级职员
|
| | | | A-21 | | |
第2.06节。
进一步保证
|
| | | | A-21 | | |
第三条
|
| | | | | | |
合并考虑;证券转换
|
| | | | A-21 | | |
第3.01节。
转换公司优先股和公司保险箱
|
| | | | A-21 | | |
第3.02节。
合并对公司股票的影响
|
| | | | A-21 | | |
第3.03节。
公司股权奖励的处理方式
|
| | | | A-22 | | |
第3.04节。
持不同意见的股份
|
| | | | A-22 | | |
第3.05节。
分红
|
| | | | A-23 | | |
第3.06节。
交换池
|
| | | | A-23 | | |
第3.07节。
扣押权
|
| | | | A-24 | | |
第四条
|
| | | | | | |
结束语;结束语
|
| | | | A-24 | | |
第4.01节。
关闭
|
| | | | A-24 | | |
第4.02节。
SPAC结束语
|
| | | | A-24 | | |
第4.03节。
公司结算书
|
| | | | A-25 | | |
第五条
|
| | | | | | |
公司的陈述和保修
|
| | | | A-25 | | |
第5.01节。
公司法人机构
|
| | | | A-25 | | |
第5.02节。
子公司
|
| | | | A-25 | | |
第5.03节。
到期授权
|
| | | | A-26 | | |
第5.04节。
无冲突
|
| | | | A-26 | | |
第5.05节。
政府当局;异议
|
| | | | A-26 | | |
第5.06节。
当前市值
|
| | | | A-27 | | |
第5.07节。
子公司资本化
|
| | | | A-27 | | |
第5.08节。
财务报表
|
| | | | A-28 | | |
第5.09节。
未披露的负债
|
| | | | A-28 | | |
第5.10节。
诉讼和诉讼程序
|
| | | | A-28 | | |
| | |
P年龄
|
| |||
第5.11节。
遵纪守法
|
| | | | A-28 | | |
第5.12节。
合同;无默认设置
|
| | | | A-29 | | |
第5.13节。
公司福利计划
|
| | | | A-30 | | |
第5.14节。
劳工事务
|
| | | | A-31 | | |
第5.15节。
税费
|
| | | | A-32 | | |
第5.16节。
保险
|
| | | | A-34 | | |
第5.17节。
许可证
|
| | | | A-34 | | |
第5.18节。
机器、设备和其他有形财产
|
| | | | A-34 | | |
第5.19节。
不动产
|
| | | | A-34 | | |
第5.20节。
知识产权和数据安全
|
| | | | A-35 | | |
第5.21节。
美国核管理事务
|
| | | | A-37 | | |
第5.22节。
反贿赂、反腐败、反洗钱
|
| | | | A-38 | | |
第5.23节。
制裁、进口和出口管制
|
| | | | A-38 | | |
第5.24节。
环境问题
|
| | | | A-38 | | |
第5.25节。
没有更改
|
| | | | A-39 | | |
第5.26节。
中介费
|
| | | | A-39 | | |
第5.27节。
关联方交易
|
| | | | A-39 | | |
第5.28节。
注册声明和代理声明
|
| | | | A-39 | | |
第六条
|
| | | | | | |
SPAC各方的陈述和担保
|
| | | | A-39 | | |
第6.01节。
企业组织
|
| | | | A-40 | | |
第6.02节。
到期授权
|
| | | | A-40 | | |
第6.03节。
无冲突
|
| | | | A-41 | | |
第6.04节。
遵纪守法
|
| | | | A-41 | | |
第6.05节。
诉讼和诉讼程序
|
| | | | A-41 | | |
第6.06节。
政府当局;异议
|
| | | | A-41 | | |
第6.07节。
财务能力;信托账户
|
| | | | A-41 | | |
第6.08节。
中介费
|
| | | | A-42 | | |
第6.09节。
美国证券交易委员会报告;财务报表;萨班斯-奥克斯利法案;未披露
负债
|
| | | | A-42 | | |
第6.10节。
业务活动
|
| | | | A-43 | | |
第6.11节。
税务问题
|
| | | | A-44 | | |
第6.12节。
员工
|
| | | | A-45 | | |
第6.13节。
大写
|
| | | | A-45 | | |
第6.14节。
纽约证券交易所上市
|
| | | | A-46 | | |
第6.15节。
赞助商协议
|
| | | | A-46 | | |
第6.16节。
关联方交易
|
| | | | A-46 | | |
第6.17节。
《投资公司法》
|
| | | | A-46 | | |
第6.18节。
SPAC股东
|
| | | | A-46 | | |
第6.19节。
注册声明和代理声明
|
| | | | A-46 | | |
第6.20节。
财务顾问的意见
|
| | | | A-47 | | |
| | |
P年龄
|
| |||
第七条
|
| | | | | | |
公司契诺
|
| | | | A-47 | | |
第7.01节。
开展业务
|
| | | | A-47 | | |
第7.02节。
检查
|
| | | | A-49 | | |
第7.03节。
高铁法案和审批;NRC通信
|
| | | | A-50 | | |
第7.04节。
没有向信托帐户索赔
|
| | | | A-51 | | |
第7.05节。
代理征集;其他操作
|
| | | | A-51 | | |
第7.06节。
某些交易协议
|
| | | | A-51 | | |
第7.07节。
FIRPTA
|
| | | | A-52 | | |
第7.08节。
终止某些协议
|
| | | | A-52 | | |
第八条
|
| | | | | | |
空间契约
|
| | | | A-52 | | |
第8.01节。
高铁法案和监管审批
|
| | | | A-52 | | |
第8.02节。
赔偿和保险
|
| | | | A-53 | | |
第8.03节。
在过渡期间进行SPAC
|
| | | | A-54 | | |
第8.04节。
某些交易协议
|
| | | | A-55 | | |
第8.05节。
检查
|
| | | | A-55 | | |
第8.06节。
SPAC证券交易所上市
|
| | | | A-55 | | |
第8.07节。
SPAC公开申报文件
|
| | | | A-56 | | |
第8.08节。
第16节事项
|
| | | | A-56 | | |
第8.09节。
扩展名
|
| | | | A-56 | | |
第8.10节。
SPAC董事会
|
| | | | A-56 | | |
第8.11节。
空间管理
|
| | | | A-56 | | |
第8.12节。
股权计划
|
| | | | A-57 | | |
第8.13节。
新兴成长型公司资格
|
| | | | A-57 | | |
第8.14节。
SPAC章程和章程
|
| | | | A-57 | | |
第九条
|
| | | | | | |
联合公约
|
| | | | A-57 | | |
第9.01节。
交易支持
|
| | | | A-57 | | |
第9.02节。
注册声明;代理声明;SPAC特别会议
|
| | | | A-57 | | |
第9.03节。
排他性
|
| | | | A-60 | | |
第9.04节。
税务问题
|
| | | | A-60 | | |
第9.05节。
保密;公开性
|
| | | | A-61 | | |
第9.06节。
收盘后合作;进一步保证
|
| | | | A-61 | | |
第9.07节。
股东诉讼
|
| | | | A-61 | | |
第10条
|
| | | | | | |
义务的条件
|
| | | | A-62 | | |
第10.01节。
各方义务的条件
|
| | | | A-62 | | |
第10.02节。
SPAC缔约方义务的附加条件
|
| | | | A-62 | | |
第10.03节。
公司义务的附加条件
|
| | | | A-63 | | |
第10.04节。
条件的挫败感
|
| | | | A-64 | | |
| | |
P年龄
|
| |||
第11条
|
| | | | | | |
终止/生效
|
| | | | A-64 | | |
第11.01节。
终止
|
| | | | A-64 | | |
第11.02节。
终止的效果
|
| | | | A-65 | | |
第12条
|
| | | | | | |
其他
|
| | | | A-65 | | |
第12.01节。
免责声明
|
| | | | A-65 | | |
第12.02节。
通知
|
| | | | A-65 | | |
第12.03节。
作业
|
| | | | A-66 | | |
第12.04节。
第三方的权利
|
| | | | A-66 | | |
第12.05节
费用
|
| | | | A-67 | | |
第12.06节
治国理政
|
| | | | A-67 | | |
第12.07节。
标题;对应内容
|
| | | | A-67 | | |
第12.08节。
时间表和展品
|
| | | | A-67 | | |
第12.09节。
完整协议
|
| | | | A-67 | | |
第12.10节。
修改
|
| | | | A-67 | | |
第12.11节。
可分割性
|
| | | | A-67 | | |
第12.12节。
管辖权;陪审团放弃审判
|
| | | | A-68 | | |
第12.13节。
强制执行
|
| | | | A-68 | | |
第12.14节。
无追索权
|
| | | | A-68 | | |
第12.15节。
声明、保证和契约不再有效
|
| | | | A-69 | | |
第12.16节。
确认
|
| | | | A-69 | | |
| | |
第
页
|
| |||
第一篇 股东
|
| | | | C-4 | | |
1.1
会议地点
|
| | | | C-4 | | |
1.2
年会
|
| | | | C-4 | | |
1.3
特别会议
|
| | | | C-4 | | |
1.4
会议通知
|
| | | | C-4 | | |
1.5
投票名单
|
| | | | C-4 | | |
1.6
法定人数
|
| | | | C-5 | | |
1.7
休会
|
| | | | C-5 | | |
1.8
投票和代理
|
| | | | C-5 | | |
1.9
会议上的行动
|
| | | | C-5 | | |
1.10
董事提名
|
| | | | C-6 | | |
1.11
年会上的业务通知
|
| | | | C-9 | | |
1.12
召开会议
|
| | | | C-11 | | |
文章II 导向器
|
| | | | C-12 | | |
2.1
通用权力
|
| | | | C-12 | | |
2.2
号码、选举和资格
|
| | | | C-12 | | |
2.3
董事会主席;董事会副主席
|
| | | | C-12 | | |
2.4
董事类别
|
| | | | C-12 | | |
2.5
任期
|
| | | | C-12 | | |
2.6
法定人数
|
| | | | C-13 | | |
2.7
会议上的行动
|
| | | | C-13 | | |
2.8
删除
|
| | | | C-13 | | |
2.9
职位空缺
|
| | | | C-13 | | |
2.10
辞职
|
| | | | C-13 | | |
2.11
定期会议
|
| | | | C-13 | | |
2.12
特别会议
|
| | | | C-13 | | |
2.13
特别会议通知
|
| | | | C-13 | | |
2.14
会议通信设备
|
| | | | C-13 | | |
2.15
经同意采取行动
|
| | | | C-13 | | |
2.16
委员会
|
| | | | C-14 | | |
2.17
董事薪酬
|
| | | | C-14 | | |
第三条 官员
|
| | | | C-14 | | |
3.1
标题
|
| | | | C-14 | | |
3.2
预约
|
| | | | C-14 | | |
3.3
资格认证
|
| | | | C-14 | | |
3.4
任期
|
| | | | C-14 | | |
3.5
免职;辞职
|
| | | | C-14 | | |
| | |
第
页
|
| |||
3.6
职位空缺
|
| | | | C-15 | | |
3.7
总裁;首席执行官
|
| | | | C-15 | | |
3.8
首席财务官
|
| | | | C-15 | | |
3.9
副总裁
|
| | | | C-15 | | |
3.10
秘书和助理秘书
|
| | | | C-15 | | |
3.11
工资
|
| | | | C-15 | | |
3.12
授权授权
|
| | | | C-15 | | |
3.13
合同执行情况
|
| | | | C-15 | | |
第四条 股本
|
| | | | C-16 | | |
4.1
股本;无证股票
|
| | | | C-16 | | |
4.2
转账
|
| | | | C-16 | | |
4.3
证书丢失、被盗或销毁
|
| | | | C-16 | | |
4.4
记录日期
|
| | | | C-16 | | |
4.5
法规
|
| | | | C-17 | | |
4.6
分红
|
| | | | C-17 | | |
第五条一般规定
|
| | | | C-17 | | |
5.1
财政年度
|
| | | | C-17 | | |
5.2
公司印章
|
| | | | C-17 | | |
5.3
放弃通知
|
| | | | C-17 | | |
5.4
证券投票
|
| | | | C-17 | | |
5.5
权威证明
|
| | | | C-17 | | |
5.6
公司注册证书
|
| | | | C-17 | | |
5.7
可分割性
|
| | | | C-17 | | |
5.8
代词
|
| | | | C-17 | | |
5.9
电子变速器
|
| | | | C-17 | | |
第六条修订
|
| | | | C-17 | | |
第七条赔偿和预付款
|
| | | | C-17 | | |
7.1
在公司提出或有权提出的诉讼、起诉或法律程序以外的诉讼、起诉或法律程序中作出弥偿的权力
|
| | | | C-17 | | |
7.2
在诉讼、起诉或法律程序中由
公司
|
| | | | C-18 | | |
7.3
赔偿授权
|
| | | | C-18 | | |
7.4
诚信定义
|
| | | | C-19 | | |
7.5
索赔人提起诉讼的权利
|
| | | | C-19 | | |
7.6
预付费用
|
| | | | C-19 | | |
7.7
赔偿和垫付费用的非排他性
|
| | | | C-19 | | |
7.8
保险
|
| | | | C-19 | | |
7.9
某些定义
|
| | | | C-20 | | |
7.10
赔偿和垫付费用的生存
|
| | | | C-20 | | |
7.11
赔偿限制
|
| | | | C-20 | | |
7.12
合同权利
|
| | | | C-20 | | |
发信人: |
|
发信人: |
|
发信人: |
|
发信人: |
|
发信人: |
|
| | |
方正股份*
|
| |
授予方正股份
|
| |
私募配售股份
|
| |||
ALTC赞助商有限责任公司
|
| | | | 12,500,000 | | | |
12,500,000减去没收的股份
(定义见上文第6段) |
| |
1,450,000股(前提是私募股份可根据上文第9段增加至最多1,600,000股)
|
|
萨姆·奥特曼**
|
| | | | — | | | |
—
|
| |
—
|
|
迈克尔·克莱因*
|
| | | | — | | | |
—
|
| |
—
|
|
杰伊·塔拉金
|
| | | | — | | | |
—
|
| |
—
|
|
弗朗西斯·弗雷
|
| | | | — | | | |
—
|
| |
—
|
|
艾莉森·格林
|
| | | | — | | | |
—
|
| |
—
|
|
彼得·拉特曼
|
| | | | — | | | |
—
|
| |
—
|
|
约翰·桑顿
|
| | | | — | | | |
—
|
| |
—
|
|
|
格雷格·坎帕内拉
管理董事 J.S.Hold旗下的Ocean Tomo |
| | | |
|
展品
不。 |
| |
说明
|
|
| 2.1 | | | 由ALTC Acquisition Corp.、ALTC Merge Sub,Inc.和Oklo Inc.签署的合并重组协议和计划,日期为2023年7月11日(作为委托书/招股说明书/征求同意书的附件A)。† | |
| 3.1 | | | 修改和重新注册的公司证书(通过引用与注册人于2021年7月12日提交给美国证券交易委员会的当前报告中的8-K表格一起合并的附件3.1)。† | |
| 3.2 | | | †修订后的公司注册证书(参照注册人于2023年7月11日向美国证券交易委员会提交的当前8-K表格报告中的附件3.1而合并)。 | |
| 3.3 | | | 《公司章程》(附随注册人于2021年3月15日向美国证券交易委员会提交的《S-1注册表》中的注册说明书附件33.4合并)。† | |
| 3.4 | | | 第二次修订和重新签署的公司注册证书格式(作为委托书/招股说明书/征求同意书附件B)。† | |
| 3.5 | | | 修订和重新修订的章程格式(作为委托书/招股说明书/征求同意书的附件C)。† | |
| 4.1 | | | A类普通股股票样本(通过引用注册人2021年5月7日向美国证券交易委员会提交的S-1表格注册说明书附件4.1并入)。† | |
| 4.2 | | | OKLO Inc.未来股权简单协议表格。† | |
| 4.3 | | | Oklo Inc.形式的综合修正案未来股权的简单协议。* | |
| 5.1 | | | Weil,Gotshal & Manges LLP的法律意见。ð | |
| 10.1 | | | 阿尔特克收购公司、阿尔特克收购公司的某些股东和奥克洛公司的某些股东之间修订和重新签署的注册权协议的格式(包括在委托书/招股说明书/征求同意书的附件D中)。† | |
| 10.2 | | | 2021年7月7日签署的注册权协议(注册人于2021年7月12日提交的当前8-K表格报告中引用附件10.3)。† | |
| 10.3 | | | 修订和重新签署的信函协议,日期为2023年7月11日,由ALTC收购公司、ALTC保荐人有限责任公司和某些其他各方签署(作为委托书/招股说明书/征求同意书的附件E)。† | |
| 10.4 | | | 阿尔托收购公司和阿尔塔保荐人有限责任公司之间的私募购股协议,日期为2021年7月7日(通过引用附件10.4并入注册人于2021年7月12日提交给美国证券交易委员会的当前8-K表格报告中)。† | |
| 10.5 | | | 投资管理信托协议,日期为2021年7月7日,由阿尔特克收购公司和大陆股票转让信托公司作为受托人签署(通过参考注册人于2021年7月12日提交给美国证券交易委员会的8-K表格当前报告第10.2号附件纳入)。† | |
| 10.6 | | | 阿尔特克收购公司和大陆股票转让信托公司作为受托人对投资管理信托协议的修正案,日期为2023年7月5日。† | |
| 10.7 | | | ALTC Acquisition Corp.与ALTC赞助商有限责任公司的一家附属公司之间的行政服务协议,日期为2021年7月7日(通过引用注册人于2022年3月31日提交给美国证券交易委员会的Form 10-K年度报告附件10.6并入)。† | |
| 10.8 | | | ALTC与其每名高级管理人员和董事之间的赔偿协议格式(通过引用附件10.5并入注册人于2021年7月12日提交给美国证券交易委员会的当前报告Form 8-K中)。† | |
|
展品
不。 |
| |
说明
|
|
| 10.9 | | |
Oklo Inc. 2016年股票激励计划及其项下的股权协议形式。ð
|
|
| 10.10 | | | 2024年收盘后公司股权激励计划及其项下的股权协议形式(包含在委托书/招股说明书/征求同意书的附件F中)。ð | |
| 10.11 | | | 关闭后公司2024年员工股票购买计划(包含在委托书/招股说明书/征求同意书的附件G中)。ð | |
| 10.12 | | | ALTC、OKLO和某些OKLO股东之间的投票和支持协议格式。† | |
| 10.13 | | | Oklo Inc.投资者权利协议,日期为2018年11月8日,由Oklo Inc.及其各方签署。† | |
| 10.14 | | | 雇佣协议,日期为2024年3月30日,由Oklo Inc.和雅各布·德威特。ð | |
| 10.15 | | | 雇佣协议,日期为2024年3月30日,由Oklo Inc.和卡罗琳·科克伦。ð | |
| 10.16 | | |
Oklo Inc.和R.Craig Bealmear之间的邀请函,日期为2023年8月1日。†
|
|
| 10.17 | | |
OKLO Inc.赔偿协议格式。†
|
|
| 10.18 | | |
帕西奥,Inc.和Oklo Inc.†之间于2021年9月10日转租
|
|
| 10.19 | | |
Equinix,Inc.签署的保密电力购买意向书,日期为2024年2月16日和Oklo Inc.#*
|
|
| 23.1 | | | Weil,Gotshal & Manges LLP的同意(将包含在附件5.1中)。ð | |
| 23.2 | | | 独立注册会计师事务所Marcum LLP同意ALTC收购公司* | |
| 23.3 | | |
独立注册会计师事务所Marcum LLP同意Oklo Inc.*
|
|
| 24.1 | | | 授权书(作为本注册声明初始提交的签名页的一部分)。† | |
| 99.1 | | |
雅各布·德维特同意被提名为董事提名人。†
|
|
| 99.2 | | |
卡罗琳·科克伦同意被提名为董事提名人。†
|
|
| 99.3 | | | Richard W的同意。金兹利将被提名为导演提名人。ð | |
| 99.4 | | | 陆军中将的同意(退役)约翰·詹森(John Jansen)被任命为导演提名人。ð | |
| 99.5 | | | 克里斯·赖特同意被任命为导演提名人。ð | |
| 99.6 | | |
J.S.†的一部分Ocean Tomo的同意
|
|
| 99.7 | | | AltC Acquisition Corp.代理卡格式ð | |
| 101.INS | | | XBRL实例文档† | |
| 101.SCH | | | XBRL分类扩展架构文档† | |
| 101.校准 | | | XBRL分类扩展计算链接库文档† | |
| 101.DEF | | | XBRL分类扩展定义链接库文档† | |
| 101.实验室 | | | XBRL分类扩展标签Linkbase Document† | |
| 104 | | | 封面交互数据文件(嵌入到内联XBRL文档中)† | |
| 107 | | | 备案费表。ð | |
|
签名
|
| |
标题
|
| |
日期
|
|
|
*
萨姆·奥特曼
|
| |
首席执行官兼董事
(首席执行官) |
| |
2024年4月15日
|
|
|
/S/Jay Taragin
Jay Taragin
|
| |
首席财务官
(首席财务会计官) |
| |
2024年4月15日
|
|
|
*
迈克尔·克莱恩
|
| |
董事会主席和
董事 |
| |
2024年4月15日
|
|
|
*
Frances Frei
|
| |
董事
|
| |
2024年4月15日
|
|
|
*
艾莉森·格林
|
| |
董事
|
| |
2024年4月15日
|
|
|
*
彼得·拉特曼
|
| |
董事
|
| |
2024年4月15日
|
|
|
*
John L. Thornton
|
| |
董事
|
| |
2024年4月15日
|
|
|
发信人:
/s/Jay Taragin
杰伊·塔拉金
事实律师 |
| | | |