CUSIP No. | G2352K108 |
1 | 报告PERSONSI.R.S.标识编号名称。以上人员(仅限实体) | ||||
美国银行 56-0906609 | |||||
2 |
如果是A组的成员,请勾选相应的框(参见说明) |
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(a) □ | |||||
(b) ⌧ | |||||
3 | 仅限美国证券交易委员会使用 | ||||
4 | 公民身份或组织地点 | ||||
特拉华州 | |||||
每个报告人实益拥有的股份数量: | 5 | 唯一投票权 | |||
0 | |||||
6 | 共享投票权 | ||||
52,738,740 | |||||
7 | 唯一处分权 | ||||
0 | |||||
8 | 共享处置权 | ||||
52,738,740 | |||||
9 | 每个报告人实益拥有的合计金额 | ||||
52,738,740 | |||||
10 | 检查第(9)行的合计金额是否不包括某些份额(参见说明) | ||||
□ | |||||
11 | 按第(9)行金额表示的班级百分比 | ||||
4.9 % | |||||
12 | 报告人类型(见说明书) | ||||
HC | |||||
脚注 | |||||
安全CUSIP对应于普通股的泛华金控INCS CUSIP国际编号系统(CINS)。 |
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(a)
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Name of Issuer
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FANHUA INC.
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(b)
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Address of Issuer’s Principal Executive Offices
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27/F, PEARL RIVER TOWER
天河区珠江西路15号 GUANGZHOU, F4 510623 |
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(a)
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Name of Person Filing
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美国银行
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(b)
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Address of Principal Business Office or, if none, Residence
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美国银行企业中心
Tryon街北段100号 北卡罗来纳州夏洛特市28255 |
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(c)
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Citizenship
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Delaware
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(d)
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Title of Class of Securities
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Common Stock
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(e)
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CUSIP Number
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G2352K108
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a:
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(a)
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□
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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□
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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□
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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□
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e)
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□
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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□
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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⌧
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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□
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《联邦存款保险法》(《美国联邦法典》第12编,1813年)第3(B)节所界定的储蓄协会;
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(i)
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□
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根据1940年《投资公司法》(《美国法典》第15编第80A-3节)第3(C)(14)条被排除在投资公司定义之外的教会计划;
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(j)
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□
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).
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(k)
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□
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根据§240.13d-1(B)(1)(Ii)(K)的一组。如果根据§240.13d-1(B)(1)(Ii)(J)申请作为非美国机构,请注明机构类型:
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Item
4.
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Ownership.
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(a)
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Amount beneficially owned:
52,738,740
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(b)
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Percent of class: 4.9 %
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote:
0
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(ii)
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Shared power to vote or to direct the vote:
52,738,740
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(iii)
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Sole power to dispose or to direct the disposition of:
0
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(iv)
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Shared power to dispose or to direct the disposition of:
52,738,740
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Item 5.
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Ownership of Five Percent or Less of a Class
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Item 6.
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代表他人拥有超过5%的所有权。
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Item 7.
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母公司报告的取得证券的子公司的身份和分类
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Item 8.
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集团成员的识别和分类
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Item 9.
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Notice of Dissolution of Group
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Item 10.
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Certification
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通过在下面签名,我证明,就我所知和所信,上述证券是在正常业务过程中收购和持有的,不是为了改变或影响证券发行人的控制权或为了改变或影响对证券发行人的控制而收购和持有的,也不是与具有该目的或效果的任何交易相关或作为交易参与者持有的,但仅与第240.14a-11条规定的提名有关的活动除外。 |
美国银行 | |||
Date:
February 10, 2023
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By:
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/s/ Andres Ortiz | |
Andres Ortiz | |||
Title: Authorized Signatory | |||
Footnotes:
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Attention:
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故意错误陈述或遗漏事实构成联邦犯罪(见《美国法典》第18编第1001条)
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