|
美国证券交易委员会没有审查这份文件中的信息，也没有确定它是否准确和完整。 |
|||||||||||||||||||||
| 美国证券交易委员会
华盛顿特区，20549 表格13F 表格13F信息表 |
|
||||||||||||||||||||
| 第1栏 | 第2栏 | 第3栏 | 第4栏 | 第5栏 | 第6栏 | 第7栏 | 第8栏 | ||||
| 价值 | 股或 | Sh/ | PUT/ | 投资 | 其他 | 投票权机关 | |||||
| 发行人名称 | 班级名称 | CUSIP | (x$1000) | PRN金额 | PRN | 看涨 | 酌处权 | 经理 | 鞋底 | 共享 | 无 |
| 德意志银行A G | 南门AKT | D18190898 | 490 | 66,168 | SH | DFND | 1 | 66,168 | 0 | 0 | |
| 德意志银行A G | 南门AKT | D18190898 | 456 | 61,631 | SH | DFND | 61,631 | 0 | 0 | ||
| 景顺有限公司 | 自蔓延 | G491BT108 | 3,356 | 245,000 | SH | DFND | 1 | 245,000 | 0 | 0 | |
| Signet珠宝商有限公司 | 自蔓延 | G81276100 | 12,582 | 220,000 | SH | DFND | 1 | 220,000 | 0 | 0 | |
| Liberty拉丁美洲有限公司 | COM CL C | G9001E128 | 769 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| Acutus MED Inc. | COM | 005111109 | 264 | 299,995 | SH | DFND | 1 | 299,995 | 0 | 0 | |
| Kinetik控股公司 | COM新CL A | 02215L209 | 228 | 7,000 | SH | DFND | 1 | 7,000 | 0 | 0 | |
| 美国鹰服装商进军 | COM | 02553E106 | 2,627 | 270,000 | SH | DFND | 1 | 270,000 | 0 | 0 | |
| 美国伍德马克公司 | COM | 030506109 | 4,689 | 106,917 | SH | DFND | 1 | 106,917 | 0 | 0 | |
| Antero Midstream公司 | COM | 03676B102 | 193 | 21,000 | SH | DFND | 1 | 21,000 | 0 | 0 | |
| Apollo COML REAL EST FIN Inc. | COM | 03762U105 | 702 | 84,600 | SH | DFND | 1 | 84,600 | 0 | 0 | |
| Apollo COML REAL EST FIN Inc. | COM | 03762U105 | 171 | 20,554 | SH | DFND | 20,554 | 0 | 0 | ||
| Arbor房地产信托公司 | NOTE 4.750%11/0 | 038923AP3 | 4,942 | 5,000,000 | PRN | DFND | 1 | 5,000,000 | 0 | 0 | |
| 安赛乐米塔尔公司卢森堡 | 纽约州注册表SH | 03938L203 | 2,655 | 133,333 | SH | DFND | 1 | 133,333 | 0 | 0 | |
| 阿灵顿资产投资公司 | CL A新 | 041356205 | 1,736 | 638,342 | SH | DFND | 1 | 638,342 | 0 | 0 | |
| 阿灵顿资产投资公司 | CL A新 | 041356205 | 1,307 | 480,506 | SH | DFND | 480,506 | 0 | 0 | ||
| AUDACY公司 | CL A | 05070N103 | 91 | 235,834 | SH | DFND | 1 | 235,834 | 0 | 0 | |
| Augmedix Inc. | COM | 05105P107 | 725 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| BM科技公司 | CL A COM | 05591L107 | 343 | 51,262 | SH | DFND | 1 | 51,262 | 0 | 0 | |
| 巴克莱银行 | adr | 06738E204 | 1,286 | 201,000 | SH | DFND | 1 | 201,000 | 0 | 0 | |
| 巴克莱银行 | adr | 06738E204 | 1,107 | 173,000 | SH | DFND | 173,000 | 0 | 0 | ||
| BioLife Solutions Inc. | COM新闻 | 09062W204 | 599 | 26,316 | SH | DFND | 1 | 26,316 | 0 | 0 | |
| Blackstone抵押贷款信托基金 | NOTE 4.750% 3/1 | 09257WAC4 | 1,466 | 1,500,000 | PRN | DFND | 1 | 1,500,000 | 0 | 0 | |
| Blackstone抵押贷款信托基金 | NOTE 4.750% 3/1 | 09257WAC4 | 489 | 500,000 | PRN | DFND | 500,000 | 0 | 0 | ||
| 蓝水疫苗公司 | COM | 09610B108 | 781 | 456,911 | SH | DFND | 1 | 456,911 | 0 | 0 | |
| BrightHouse FINL Inc. | COM | 10922N103 | 450 | 10,363 | SH | DFND | 1 | 10,363 | 0 | 0 | |
| BrightHouse FINL Inc. | COM | 10922N103 | 43 | 999 | SH | DFND | 999 | 0 | 0 | ||
| 百时美施贵宝公司 | COM | 110122108 | 2,133 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| 百时美施贵宝公司 | COM | 110122108 | 2,133 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
| 国会联邦储备银行FINL Inc. | COM | 14057J101 | 299 | 36,000 | SH | DFND | 1 | 36,000 | 0 | 0 | |
| 花旗集团 | COM新闻 | 172967424 | 12,834 | 308,000 | SH | DFND | 1 | 308,000 | 0 | 0 | |
| 花旗集团 | COM新闻 | 172967424 | 292 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
| Clipper RLTY Inc. | COM | 18885T306 | 2,593 | 372,044 | SH | DFND | 1 | 372,044 | 0 | 0 | |
| 认知治疗公司 | COM | 19243B102 | 389 | 205,000 | SH | DFND | 1 | 205,000 | 0 | 0 | |
| 康卡斯特新 | CL A | 20030N101 | 6,071 | 207,000 | SH | DFND | 1 | 207,000 | 0 | 0 | |
| 康菲石油 | COM | 20825C104 | 716 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
| 联合通信Hldgs Inc. | COM | 209034107 | 2,466 | 592,877 | SH | DFND | 592,877 | 0 | 0 | ||
| Crestwood Equity Partners LP | 单位有限公司合作伙伴 | 226344208 | 375 | 13,500 | SH | DFND | 1 | 13,500 | 0 | 0 | |
| CROSSAMERICA合伙人有限责任公司 | UT LTD PTN INT | 22758A105 | 215 | 11,500 | SH | DFND | 1 | 11,500 | 0 | 0 | |
| 好奇流公司 | COM CL A | 23130Q107 | 41 | 27,932 | SH | DFND | 1 | 27,932 | 0 | 0 | |
| DCP中游LP | COM UT有限公司PTN | 23311P100 | 376 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| DT Midstream Inc. | 普通股 | 23345M107 | 259 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
| DIGITALBRIDGE集团公司 | CL A新 | 25401T603 | 746 | 59,628 | SH | DFND | 1 | 59,628 | 0 | 0 | |
| DIGITALBRIDGE集团公司 | CL A新 | 25401T603 | 54 | 4,308 | SH | DFND | 4,308 | 0 | 0 | ||
| DISH网络公司 | CL A | 25470M109 | 415 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| 艾灵顿金融公司 | COM | 28852N109 | 786 | 69,166 | SH | DFND | 1 | 69,166 | 0 | 0 | |
| 艾灵顿金融公司 | COM | 28852N109 | 351 | 30,834 | SH | DFND | 30,834 | 0 | 0 | ||
| ELOXX制药公司 | COM | 29014R103 | 252 | 1,480,000 | SH | DFND | 1 | 1,480,000 | 0 | 0 | |
| 能量传递L P | COM UT有限公司PTN | 29273V100 | 3,613 | 327,520 | SH | DFND | 1 | 327,520 | 0 | 0 | |
| 能量传递L P | COM UT有限公司PTN | 29273V100 | 853 | 77,376 | SH | DFND | 77,376 | 0 | 0 | ||
| 企业产品合作伙伴L | COM | 293792107 | 5,886 | 247,500 | SH | DFND | 1 | 247,500 | 0 | 0 | |
| 英杰华公司 | COM | 29415B103 | 601 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| EOS能源企业公司 | COM CL A | 29415C101 | 1,002 | 599,775 | SH | DFND | 1 | 599,775 | 0 | 0 | |
| EQUITRANS中游公司 | COM | 294600101 | 187 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
| 特许经营集团公司 | COM | 35180X105 | 16,673 | 686,115 | SH | DFND | 1 | 686,115 | 0 | 0 | |
| 富兰克林资源公司 | COM | 354613101 | 1,368 | 63,550 | SH | DFND | 1 | 63,550 | 0 | 0 | |
| 富兰克林资源公司 | COM | 354613101 | 1,197 | 55,600 | SH | DFND | 55,600 | 0 | 0 | ||
| Full HSE Resorts Inc. | COM | 359678109 | 199 | 35,331 | SH | DFND | 1 | 35,331 | 0 | 0 | |
| 通用MTRS公司 | COM | 37045V100 | 4,362 | 135,920 | SH | DFND | 1 | 135,920 | 0 | 0 | |
| 通用MTRS公司 | COM | 37045V100 | 1,735 | 54,080 | SH | DFND | 54,080 | 0 | 0 | ||
| 花岗岩PT MTG tr Inc. | COM STK | 38741L107 | 253 | 39,231 | SH | DFND | 1 | 39,231 | 0 | 0 | |
| 花岗岩PT MTG tr Inc. | COM STK | 38741L107 | 269 | 41,790 | SH | DFND | 41,790 | 0 | 0 | ||
| Gray TV Inc. | COM | 389375106 | 8,145 | 568,797 | SH | DFND | 1 | 568,797 | 0 | 0 | |
| Gray TV Inc. | COM | 389375106 | 2,456 | 171,500 | SH | DFND | 171,500 | 0 | 0 | ||
| 赫斯中游LP | CL A SHS | 428103105 | 510 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
| IHeartMedia Inc. | COM CL A | 45174J509 | 3,570 | 487,091 | SH | DFND | 1 | 487,091 | 0 | 0 | |
| 旅行医疗公司 | COM | 48115J109 | 443 | 180,000 | SH | DFND | 1 | 180,000 | 0 | 0 | |
| 凯恩·安德森能源公司 | COM | 486606106 | 3,986 | 492,098 | SH | DFND | 1 | 492,098 | 0 | 0 | |
| 凯洛格公司 | COM | 487836108 | 2,706 | 38,850 | SH | DFND | 1 | 38,850 | 0 | 0 | |
| Keros治疗公司 | COM | 492327101 | 380 | 10,105 | SH | DFND | 1 | 10,105 | 0 | 0 | |
| 科尔斯公司 | COM | 500255104 | 8,299 | 330,000 | SH | DFND | 1 | 330,000 | 0 | 0 | |
| 卡夫亨氏公司 | COM | 500754106 | 3,668 | 110,000 | SH | DFND | 1 | 110,000 | 0 | 0 | |
| LCNB公司 | COM | 50181P100 | 1,458 | 91,920 | SH | DFND | 1 | 91,920 | 0 | 0 | |
| LCNB公司 | COM | 50181P100 | 26 | 1,662 | SH | DFND | 1,662 | 0 | 0 | ||
| LIFEMD Inc. | COM | 53216B104 | 670 | 340,000 | SH | DFND | 1 | 340,000 | 0 | 0 | |
| MFA FINL公司 | NOTE 6.250% 6/1 | 55272XAA0 | 6,747 | 7,559,000 | PRN | DFND | 1 | 7,559,000 | 0 | 0 | |
| MFA FINL公司 | NOTE 6.250% 6/1 | 55272XAA0 | 3,570 | 4,000,000 | PRN | DFND | 4,000,000 | 0 | 0 | ||
| MPLX LP | COM单位代表有限公司 | 55336V100 | 675 | 22,500 | SH | DFND | 1 | 22,500 | 0 | 0 | |
| 麦哲伦中游PRTNRS LP | COM单元RP LP | 559080106 | 736 | 15,500 | SH | DFND | 1 | 15,500 | 0 | 0 | |
| Molson Coors饮料公司 | CL B | 60871R209 | 1,200 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
| Monneylion Inc. | CL A | 60938K106 | 990 | 1,109,495 | SH | DFND | 1 | 1,109,495 | 0 | 0 | |
| 纽约Cmnty银行公司 | COM | 649445103 | 2,986 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
| Nexstar传媒集团 | 普通股 | 65336K103 | 38,356 | 229,882 | SH | DFND | 1 | 229,882 | 0 | 0 | |
| Nexstar传媒集团 | 普通股 | 65336K103 | 2,102 | 12,600 | SH | DFND | 12,600 | 0 | 0 | ||
| NEXTNAV Inc. | 普通股 | 65345N106 | 1,345 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| NuSTAR Energy LP | 单位通信 | 67058H102 | 135 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| Omeros公司 | COM | 682143102 | 202 | 64,113 | SH | DFND | 1 | 64,113 | 0 | 0 | |
| ONEOK Inc.新 | COM | 682680103 | 717 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | |
| PennyMac公司 | NOTE 5.500%11/0 | 70932AAD5 | 6,458 | 7,000,000 | PRN | DFND | 1 | 7,000,000 | 0 | 0 | |
| 非尼西芬公司 | COM | 71742W103 | 1,884 | 54,003 | SH | DFND | 1 | 54,003 | 0 | 0 | |
| 非尼西芬公司 | COM | 71742W103 | 360 | 10,324 | SH | DFND | 10,324 | 0 | 0 | ||
| 菲利普斯66 | COM | 718546104 | 505 | 6,250 | SH | DFND | 1 | 6,250 | 0 | 0 | |
| Plains All AMERN管道L | 单位有限公司PARTN | 726503105 | 4,340 | 412,500 | SH | DFND | 1 | 412,500 | 0 | 0 | |
| Potbelly公司 | COM | 73754Y100 | 136 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| Potbelly公司 | COM | 73754Y100 | 317 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
| Ready Capital公司 | COM | 75574U101 | 2,516 | 248,085 | SH | DFND | 1 | 248,085 | 0 | 0 | |
| Ready Capital公司 | COM | 75574U101 | 1,400 | 138,035 | SH | DFND | 138,035 | 0 | 0 | ||
| 壳牌PLC | 海绵美国存托股份 | 780259305 | 722 | 14,500 | SH | DFND | 14,500 | 0 | 0 | ||
| 精选能源SVCS Inc. | CL A COM | 81617J301 | 1,923 | 275,899 | SH | DFND | 1 | 275,899 | 0 | 0 | |
| 辛克莱广播集团公司 | CL A | 829226109 | 7,272 | 401,999 | SH | DFND | 1 | 401,999 | 0 | 0 | |
| SPECTRUM BRANES Hldgs Inc NE | COM | 84790A105 | 9,149 | 234,411 | SH | DFND | 1 | 234,411 | 0 | 0 | |
| Sunoco LP/Sunoco Fin Corp | COM UT代表LP | 86765K109 | 604 | 15,500 | SH | DFND | 1 | 15,500 | 0 | 0 | |
| Tapestry Inc. | COM | 876030107 | 8,813 | 310,000 | SH | DFND | 1 | 310,000 | 0 | 0 | |
| Tapestry Inc. | COM | 876030107 | 426 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
| TEGNA Inc. | COM | 87901J105 | 1,448 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
| TEGNA Inc. | COM | 87901J105 | 620 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
| Telos公司MD | COM | 87969B101 | 1,889 | 212,500 | SH | DFND | 1 | 212,500 | 0 | 0 | |
| 乌龟能源基础设施公司 | COM | 89147L886 | 3,780 | 126,225 | SH | DFND | 1 | 126,225 | 0 | 0 | |
| 乌龟能源基础设施公司 | COM | 89147L886 | 390 | 13,019 | SH | DFND | 13,019 | 0 | 0 | ||
| 两个港口发货公司 | NOTE 6.250% 1/1 | 90187BAB7 | 3,396 | 4,000,000 | PRN | DFND | 1 | 4,000,000 | 0 | 0 | |
| 两个港口发货公司 | NOTE 6.250% 1/1 | 90187BAB7 | 1,698 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | ||
| 两家HBRS INVT公司 | COM新闻 | 90187B408 | 1,300 | 391,542 | SH | DFND | 1 | 391,542 | 0 | 0 | |
| 两家HBRS INVT公司 | COM新闻 | 90187B408 | 584 | 175,823 | SH | DFND | 175,823 | 0 | 0 | ||
| 美国压缩合作伙伴LP | 通信单元LTDPAR | 90290N109 | 348 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
| 美国压缩合作伙伴LP | 通信单元LTDPAR | 90290N109 | 194 | 11,150 | SH | DFND | 11,150 | 0 | 0 | ||
| VIATRIS Inc. | COM | 92556V106 | 426 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| VIATRIS Inc. | COM | 92556V106 | 426 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| 华纳兄弟探索公司 | COM SER A | 934423104 | 7,264 | 631,665 | SH | DFND | 1 | 631,665 | 0 | 0 | |
| 华纳兄弟探索公司 | COM SER A | 934423104 | 345 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
| 西部中游合作伙伴L | COM单元LP INT | 958669103 | 516 | 20,500 | SH | DFND | 1 | 20,500 | 0 | 0 | |
| XPERI控股公司 | COM | 98390M103 | 6,401 | 452,677 | SH | DFND | 1 | 452,677 | 0 | 0 | |