|
美国证券交易委员会(Securities And Exchange Commission)没有必要审查这份文件中的信息，也没有确定它是否准确和完整。 |
|||||||||||||||||||||
| 美国证券交易委员会
华盛顿特区，20549 表格13F 表格13F信息表 |
|
||||||||||||||||||||
| 第1栏 | 第2栏 | 第3栏 | 第4栏 | 第5栏 | 第6栏 | 第7栏 | 第8栏 | ||||
| 价值 | 股或 | Sh/ | PUT/ | 投资 | 其他 | 投票权机关 | |||||
| 发行人名称 | 班级名称 | CUSIP | (x$1000) | PRN金额 | PRN | 看涨 | 酌处权 | 经理 | 鞋底 | 共享 | 无 |
| 阿尔塔设备集团有限公司 | 普通股 | 02128L106 | 74,478 | 5,087,263 | SH | DFND | 1 | 5,087,263 | 0 | 0 | |
| 阿波罗COML房地产金融 | NOTE 4.750% 8/2 | 03762UAB1 | 43 | 43,000 | SH | DFND | 1 | 43,000 | 0 | 0 | |
| B莱利主体150合并 | UNIT 99/99/9999 | 05601V202 | 5,517 | 520,000 | SH | DFND | 520,000 | 0 | 0 | ||
| B Riley Prin 250合并公司 | UNIT 04/06/2026 | 05602L203 | 5,934 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
| Babcock&Wilcox企业 | COM | 05614L209 | 123,705 | 13,714,574 | SH | DFND | 13,714,574 | 0 | 0 | ||
| Babcock&Wilcox企业 | COM | 05614L209 | 102,207 | 11,331,099 | SH | DFND | 1 | 11,331,099 | 0 | 0 | |
| 认知治疗公司 | COM | 19243B102 | 195 | 30,904 | SH | DFND | 1 | 30,904 | 0 | 0 | |
| 哥伦比亚收购公司 | CL A | 19533H108 | 387 | 40,106 | SH | DFND | 1 | 40,106 | 0 | 0 | |
| 哥伦比亚收购公司 | *W EXP 99/99/999 | 19533H116 | 72 | 136,281 | SH | DFND | 1 | 136,281 | 0 | 0 | |
| COMPOSECURE Inc. | COM CL A | 20459V105 | 2,697 | 328,477 | SH | DFND | 1 | 328,477 | 0 | 0 | |
| DCP中游LP | COM UT有限公司PTN | 23311P100 | 1,374 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| Direxion SHS ETF树 | 每日SM CP熊 | 25460E232 | 35,015 | 1,294,920 | SH | DFND | 1 | 1,294,920 | 0 | 0 | |
| DoubleDown交互式CO LT | 广告 | 25862B109 | 57,441 | 3,705,877 | SH | DFND | 3,705,877 | 0 | 0 | ||
| DoubleDown交互式CO LT | 广告 | 25862B109 | 1,211 | 78,159 | SH | DFND | 1 | 78,159 | 0 | 0 | |
| EOS能源企业公司 | COM CL A | 29415C101 | 40,381 | 5,369,778 | SH | DFND | 5,369,778 | 0 | 0 | ||
| EOS能源企业公司 | *W EXP 05/06/202 | 29415C119 | 926 | 325,000 | SH | DFND | 325,000 | 0 | 0 | ||
| Exela Technologies Inc. | COM新闻 | 30162V409 | 5,159 | 5,879,941 | SH | DFND | 1 | 5,879,941 | 0 | 0 | |
| 特许经营集团公司 | COM | 35180X105 | 39,526 | 757,775 | SH | DFND | 1 | 757,775 | 0 | 0 | |
| 加勒特运动公司 | PFD转换SER A | 366505204 | 376 | 44,895 | SH | DFND | 1 | 44,895 | 0 | 0 | |
| IMedia Brands Inc. | COM CL A | 452465206 | 551 | 91,911 | SH | DFND | 1 | 91,911 | 0 | 0 | |
| IN8BIO公司 | COM | 45674E109 | 1,130 | 257,378 | SH | DFND | 1 | 257,378 | 0 | 0 | |
| 灵感来自ENTMT Inc. | COM | 45782N108 | 7,358 | 567,772 | SH | DFND | 567,772 | 0 | 0 | ||
| 创新公司 | COM | 45784J105 | 10,069 | 2,721,425 | SH | DFND | 2,721,425 | 0 | 0 | ||
| 创新公司 | COM | 45784J105 | 9 | 2,517 | SH | DFND | 1 | 2,517 | 0 | 0 | |
| 爱奇艺公司 | NOTE 2.000% 4/0 | 46267XAD0 | 36 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| IShares树 | 罗素2000 ETF | 464287655 | 160,164 | 720,000 | SH | DFND | 1 | 720,000 | 0 | 0 | |
| 旅行医疗公司 | COM | 48115J109 | 4,652 | 864,695 | SH | DFND | 1 | 864,695 | 0 | 0 | |
| KVH INDS Inc. | COM | 482738101 | 401 | 43,631 | SH | DFND | 1 | 43,631 | 0 | 0 | |
| 兰德西家居公司 | COM | 51509P103 | 164 | 22,409 | SH | DFND | 1 | 22,409 | 0 | 0 | |
| Lazyday Hldgs Inc. | COM | 52110H100 | 15,052 | 698,791 | SH | DFND | 698,791 | 0 | 0 | ||
| LIFEMD Inc. | COM | 53216B104 | 4,416 | 1,141,101 | SH | DFND | 1 | 1,141,101 | 0 | 0 | |
| Marchex Inc. | CL B | 56624R108 | 7,226 | 2,913,793 | SH | DFND | 2,913,793 | 0 | 0 | ||
| Marchex Inc. | CL B | 56624R108 | 144 | 58,118 | SH | DFND | 1 | 58,118 | 0 | 0 | |
| Meta Material Inc. | COM | 59134N104 | 2,050 | 833,333 | SH | DFND | 1 | 833,333 | 0 | 0 | |
| Minim Inc. | COM | 60365W102 | 1,957 | 1,565,364 | SH | DFND | 1 | 1,565,364 | 0 | 0 | |
| NEXTNAV Inc. | 普通股 | 65345N106 | 88 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| 180度CAP公司 | COM新闻 | 68235B208 | 300 | 40,855 | SH | DFND | 1 | 40,855 | 0 | 0 | |
| 佩佩图亚资源公司 | COM | 714266103 | 15,547 | 2,734,122 | SH | DFND | 1 | 2,734,122 | 0 | 0 | |
| ProShares树 | UltraPro SHT QQQ | 74347G861 | 29,700 | 5,000,000 | SH | DFND | 1 | 5,000,000 | 0 | 0 | |
| 证据采集公司I | UNIT 99/99/9999 | 74349W203 | 106 | 10,623 | SH | DFND | 1 | 10,623 | 0 | 0 | |
| 物业解决方案获取 | UNIT 03/01/2026 | 74350A207 | 916 | 92,654 | SH | DFND | 1 | 92,654 | 0 | 0 | |
| 量子公司 | COM新闻 | 747906501 | 21,638 | 3,919,866 | SH | DFND | 3,919,866 | 0 | 0 | ||
| 量子公司 | COM新闻 | 747906501 | 5,520 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
| 据点数字采矿在中国 | A类COM | 86337R103 | 430 | 33,457 | SH | DFND | 1 | 33,457 | 0 | 0 | |
| Synchronoss Technologies Inc. | COM | 87157B103 | 28,154 | 11,538,462 | SH | DFND | 1 | 11,538,462 | 0 | 0 | |
| 瓷砖商店Hldgs Inc. | COM | 88677Q109 | 15,536 | 2,179,018 | SH | DFND | 2,179,018 | 0 | 0 | ||
| 非洲黄金收购核心 | SHS CL A | G0112R108 | 2,371 | 244,907 | PRN | DFND | 1 | 244,907 | 0 | 0 | |
| 非洲黄金收购核心 | *W EXP 03/31/202 | G0112R124 | 325 | 661,700 | SH | DFND | 1 | 661,700 | 0 | 0 | |
| HPX公司 | SHS CL A | G32219100 | 99 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| Kismet收购三个核心 | *W EXP 06/30/202 | G5276C102 | 35 | 70,181 | SH | DFND | 1 | 70,181 | 0 | 0 | |
| 动力资本公司II | UNIT 99/99/9999 | G6293R122 | 1,994 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| ST能源转换I有限公司 | UNIT 99/99/9999 | G8465L123 | 1,067 | 106,600 | SH | DFND | 1 | 106,600 | 0 | 0 | |
| OTONOMO科技有限公司 | *W EXP 08/13/202 | M7571L111 | 9 | 27,401 | SH | DFND | 1 | 27,401 | 0 | 0 | |
| 环球船舶租赁公司新建 | COM CL A | Y27183600 | 52,971 | 2,312,133 | SH | DFND | 1 | 2,312,133 | 0 | 0 | |