| | | | | | 页面 | | |
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招股说明书副刊
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关于本招股说明书副刊
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| | | | S-1 | | |
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招股说明书补充摘要
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| | | | S-2 | | |
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产品
|
| | | | S-4 | | |
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费用和开支
|
| | | | S-6 | | |
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有关前瞻性陈述的特别说明
|
| | | | S-9 | | |
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收益使用情况
|
| | | | S-11 | | |
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大写
|
| | | | S-12 | | |
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普通股及分销价格区间
|
| | | | S-12 | | |
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配送计划
|
| | | | S-13 | | |
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法律事务
|
| | | | S-15 | | |
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引用合并
|
| | | | S-16 | | |
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页面
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| | |
|
招股说明书
|
| | | | | | |
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招股说明书摘要
|
| | | | 1 | | |
|
产品
|
| | | | 9 | | |
|
费用和开支
|
| | | | 13 | | |
|
选定的财务数据
|
| | | | 16 | | |
|
风险因素
|
| | | | 17 | | |
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有关前瞻性陈述的特别说明
|
| | | | 47 | | |
|
收益使用情况
|
| | | | 48 | | |
|
普通股和分销价格区间
|
| | | | 49 | | |
|
管理层对财务状况和经营成果的讨论和分析
|
| | | | 53 | | |
|
高级证券
|
| | | | 73 | | |
|
公司
|
| | | | 75 | | |
|
投资组合公司
|
| | | | 88 | | |
|
管理
|
| | | | 99 | | |
|
管理协议
|
| | | | 109 | | |
|
关联方交易和某些关系
|
| | | | 119 | | |
|
控制人和主要股东
|
| | | | 121 | | |
|
资产净值的确定
|
| | | | 123 | | |
|
出售资产净值以下的普通股
|
| | | | 126 | | |
|
股息再投资计划
|
| | | | 131 | | |
|
某些美国联邦所得税考虑因素
|
| | | | 133 | | |
|
我们的普通股说明
|
| | | | 140 | | |
|
我们的优先股说明
|
| | | | 146 | | |
|
我们的认购权说明
|
| | | | 147 | | |
|
我们的债务证券说明
|
| | | | 148 | | |
|
我们的授权书说明
|
| | | | 161 | | |
|
条例
|
| | | | 163 | | |
|
配送计划
|
| | | | 168 | | |
|
托管人、转让人和股息支付代理兼登记员
|
| | | | 169 | | |
|
经纪业务分配和其他做法
|
| | | | 169 | | |
|
法律事务
|
| | | | 169 | | |
|
独立注册会计师事务所
|
| | | | 169 | | |
|
可用信息
|
| | | | 170 | | |
|
财务报表索引
|
| | | | F-1 | | |
| 股东交易费用: | | | | | | | |
|
销售负荷(占发行价的百分比)
|
| | | | 1.50%(1) | | |
|
发售费用(占发行价的百分比)
|
| | | | 0.46%(2) | | |
|
股息再投资计划费用
|
| | | | —%(3) | | |
|
股东交易总费用(占发行价的百分比)
|
| | | | 1.96% | | |
| 年度费用(占普通股净资产的百分比)(4): | | | | | | | |
|
基础管理费
|
| | | | 5.12%(5) | | |
|
投资咨询协议规定的奖励费用
|
| | | | 2.94%(6) | | |
|
借款付息
|
| | | | 6.32%(7) | | |
|
其他费用
|
| | | | 2.09%(8) | | |
|
年度总费用
|
| | | | 16.47% | | |
| | |
1年
|
| |
3年
|
| |
5年
|
| |
10年
|
| ||||||||||||
您需要为1,000美元的投资支付以下费用,
假设年回报率为5%(均不受 资本利得奖励费用) |
| | | | 130 | | | | | | 356 | | | | | | 546 | | | | | | 896 | | |
| | |
1年
|
| |
3年
|
| |
5年
|
| |
10年
|
| ||||||||||||
您需要为1,000美元的投资支付以下费用,
假设年回报率为5%(所有这些都要缴纳 资本利得奖励费用) |
| | | | 155 | | | | | | 414 | | | | | | 618 | | | | | | 953 | | |
(千美元,每股数据除外)
|
| |
09月30日
2021 (未审核) |
| |
调整后的
(未审核) |
| ||||||
资产 | | | | | | | | | | | | | |
现金和现金等价物
|
| | | $ | 37,754 | | | | | $ | 37,754 | | |
非控制、非关联投资,按公允价值计算
|
| | | | 785,699 | | | | | | 785,699 | | |
其他资产
|
| | | | 3,566 | | | | | | 3,566 | | |
总资产
|
| | | $ | 827,019 | | | | | $ | 827,019 | | |
负债 | | | | | | | | | | | | | |
SBA债券
|
| | | $ | 244,329 | | | | | $ | 244,329 | | |
应付票据
|
| | | | 97,990 | | | | | | 97,990 | | |
应付信贷
|
| | | | 187,879 | | | | | | 138,859 | | |
其他负债
|
| | | | 21,176 | | | | | | 21,176 | | |
总负债
|
| | | $ | 551,374 | | | | | $ | 502,354 | | |
净资产 | | | | | | | | | | | | | |
普通股,每股票面价值0.001美元(经本次发行调整,截至2021年9月30日,已发行和已发行股票100,000,000股,已发行和已发行股票19,486,003股,已发行和已发行股票22,958,225股)
|
| | | | 19 | | | | | | 23 | | |
实收资本
|
| | | | 276,027 | | | | | | 324,661 | | |
累计未分配赤字
|
| | | | (401) | | | | | | (401) | | |
净资产总额
|
| | | | 275,645 | | | | | | 324,665 | | |
总负债和净资产
|
| | | $ | 827,019 | | | | | $ | 827,015 | | |
每股普通股资产净值
|
| | | $ | 14.15 | | | | | $ | 14.14 | | |
|
招股说明书摘要
|
| | | | 1 | | |
|
产品
|
| | | | 9 | | |
|
费用和开支
|
| | | | 13 | | |
|
选定的财务数据
|
| | | | 16 | | |
|
风险因素
|
| | | | 17 | | |
|
有关前瞻性陈述的特别说明
|
| | | | 47 | | |
|
收益使用情况
|
| | | | 48 | | |
|
普通股和分销价格区间
|
| | | | 49 | | |
|
管理层对财务状况和经营成果的讨论和分析
|
| | | | 53 | | |
|
高级证券
|
| | | | 73 | | |
|
公司
|
| | | | 75 | | |
|
投资组合公司
|
| | | | 88 | | |
|
管理
|
| | | | 99 | | |
|
管理协议
|
| | | | 109 | | |
|
关联方交易和某些关系
|
| | | | 119 | | |
|
控制人和主要股东
|
| | | | 121 | | |
|
资产净值的确定
|
| | | | 123 | | |
|
出售资产净值以下的普通股
|
| | | | 126 | | |
|
股息再投资计划
|
| | | | 131 | | |
|
某些美国联邦所得税考虑因素
|
| | | | 133 | | |
|
我们的普通股说明
|
| | | | 140 | | |
|
我们的优先股说明
|
| | | | 146 | | |
|
我们的认购权说明
|
| | | | 147 | | |
|
我们的债务证券说明
|
| | | | 148 | | |
|
我们的授权书说明
|
| | | | 161 | | |
|
条例
|
| | | | 163 | | |
|
配送计划
|
| | | | 168 | | |
|
托管人、转让人和股息支付代理兼登记员
|
| | | | 169 | | |
|
经纪业务分配和其他做法
|
| | | | 169 | | |
|
法律事务
|
| | | | 169 | | |
|
独立注册会计师事务所
|
| | | | 169 | | |
|
可用信息
|
| | | | 170 | | |
|
财务报表索引
|
| | | | F-1 | | |
| | |
截至2019年3月31日
|
| |||
| | |
(百万美元)
|
| |||
投资组合公司的投资数量
|
| | | | 55 | | |
公允价值(A)
|
| | | $ | 517.4 | | |
成本
|
| | | $ | 520.1 | | |
按公允价值计算的投资组合的% - 第一留置权债务(B)
|
| | | | 61% | | |
按公允价值计算的投资组合的% - 第二留置权债务
|
| | | | 28% | | |
按公允价值计算的投资组合百分比 - 无担保债务
|
| | | | 5% | | |
按公允价值计算的投资组合百分比 - 权益
|
| | | | 6% | | |
加权平均年收益率(C)
|
| | | | 10.7% | | |
声明
|
| |
除股息
日期 |
| |
记录
日期 |
| |
付款
日期 |
| |
金额
每股 |
| ||||||||||||
4/11/2019
|
| | | | 4/29/2019 | | | | | | 4/30/2019 | | | | | | 5/15/2019 | | | | | $ | 0.1133 | | |
4/11/2019
|
| | | | 5/30/2019 | | | | | | 5/31/2019 | | | | | | 6/14/2019 | | | | | $ | 0.1133 | | |
4/11/2019
|
| | | | 6/27/2019 | | | | | | 6/28/2019 | | | | | | 7/15/2019 | | | | | $ | 0.1133 | | |
| 股东交易费用: | | | | | | | |
|
销售负荷(占发行价的百分比)
|
| | | | —%(1) | | |
|
发售费用(占发行价的百分比)
|
| | | | —%(2) | | |
|
股息再投资计划费用
|
| | | | —(3) | | |
|
股东交易总费用(占发行价的百分比)
|
| | | | —%(4) | | |
| 年度费用(占普通股净资产的百分比): | | | | | | | |
|
基础管理费
|
| | | | 3.32%(5) | | |
|
投资咨询协议规定的奖励费用
|
| | | | 2.05%(6) | | |
|
借款付息
|
| | | | 4.76%(7) | | |
|
其他费用
|
| | | | 2.13%(8) | | |
|
年度总费用
|
| | | | 12.26% | | |
| | |
1年
|
| |
3年
|
| |
5年
|
| |
10年
|
| ||||||||||||
假设1,000美元的投资,您将支付以下费用
5%的年回报率(均不计入资本利得) 奖励费用) |
| | | $ | 99 | | | | | $ | 282 | | | | | $ | 447 | | | | | $ | 789 | | |
| | |
1年
|
| |
3年
|
| |
5年
|
| |
10年
|
| ||||||||||||
假设1,000美元的投资,您将支付以下费用
5%的年回报率(所有这些都受到资本利得激励的影响) 费用) |
| | | $ | 118 | | | | | $ | 330 | | | | | $ | 511 | | | | | $ | 862 | | |
作业说明书数据
|
| |
这三个
个月 已结束 3月31日 2019 |
| |
这三个
个月 已结束 3月31日 2018 |
| |
本年度
已结束 12月31日 2018 |
| |
本年度
已结束 12月31日 2017 |
| |
本年度
已结束 12月31日 2016 |
| |
本年度
已结束 12月31日 2015 |
| |
本年度
已结束 12月31日 2014 |
| |||||||||||||||||||||
总投资收益
|
| | | $ | 13,834,929 | | | | | $ | 10,911,781 | | | | | $ | 53,266,338 | | | | | $ | 39,648,193 | | | | | $ | 39,490,197 | | | | | $ | 35,158,559 | | | | | $ | 32,324,847 | | |
扣除免费额后的总费用
|
| | | $ | 9,501,270 | | | | | $ | 6,436,402 | | | | | $ | 30,629,801 | | | | | $ | 21,677,433 | | | | | $ | 22,177,996 | | | | | $ | 18,611,431 | | | | | $ | 15,812,750 | | |
净投资收益
|
| | | $ | 4,333,659 | | | | | $ | 4,475,379 | | | | | $ | 22,636,537 | | | | | $ | 17,970,760 | | | | | $ | 17,312,201 | | | | | $ | 16,547,128 | | | | | $ | 16,512,097 | | |
运营净资产净增长
|
| | | $ | 10,142,443 | | | | | $ | 7,343,929 | | | | | $ | 26,194,578 | | | | | $ | 22,613,257 | | | | | $ | 23,199,062 | | | | | $ | 7,670,536 | | | | | $ | 10,179,142 | | |
每股数据: | | | | | | | | | |||||||||||||||||||||||||||||||||||
资产净值
|
| | | $ | 14.32 | | | | | $ | 13.81 | | | | | $ | 14.09 | | | | | $ | 13.81 | | | | | $ | 13.69 | | | | | $ | 13.19 | | | | | $ | 13.94 | | |
净投资收益
|
| | | $ | 0.27 | | | | | $ | 0.28 | | | | | $ | 1.42 | | | | | $ | 1.21 | | | | | $ | 1.39 | | | | | $ | 1.33 | | | | | $ | 1.34 | | |
运营净资产净增长
|
| | | $ | 0.62 | | | | | $ | 0.46 | | | | | $ | 1.64 | | | | | $ | 1.52 | | | | | $ | 1.86 | | | | | $ | 0.61 | | | | | $ | 0.83 | | |
声明的分发
|
| | | $ | 0.34 | | | | | $ | 0.34 | | | | | $ | 1.36 | | | | | $ | 1.36 | | | | | $ | 1.36 | | | | | $ | 1.36 | | | | | $ | 1.36 | | |
资产负债表数据
|
| |
截至
3月31日 2019 |
| |
截至
3月31日 2018 |
| |
截至
12月31日 2018 |
| |
截至
12月31日 2017 |
| |
截至
12月31日 2016 |
| |
截至
12月31日 2015 |
| |
截至
12月31日 2014 |
| |||||||||||||||||||||
按公允价值投资
|
| | | $ | 517,411,814 | | | | | $ | 431,299,720 | | | | | $ | 504,483,668 | | | | | $ | 371,839,772 | | | | | $ | 365,625,891 | | | | | $ | 349,017,697 | | | | | $ | 315,965,434 | | |
现金和现金等价物
|
| | | $ | 23,843,646 | | | | | $ | 45,494,363 | | | | | $ | 17,467,146 | | | | | $ | 25,110,718 | | | | | $ | 9,194,129 | | | | | $ | 10,875,790 | | | | | $ | 2,046,563 | | |
总资产(2)
|
| | | $ | 545,201,890 | | | | | $ | 480,943,867 | | | | | $ | 526,287,251 | | | | | $ | 400,260,855 | | | | | $ | 379,878,729 | | | | | $ | 365,368,412 | | | | | $ | 323,776,402 | | |
总负债(2)
|
| | | $ | 277,402,646 | | | | | $ | 258,680,735 | | | | | $ | 301,442,244 | | | | | $ | 180,013,613 | | | | | $ | 208,996,944 | | | | | $ | 200,717,308 | | | | | $ | 149,826,950 | | |
净资产总额
|
| | | $ | 267,799,244 | | | | | $ | 222,263,132 | | | | | $ | 224,845,007 | | | | | $ | 220,247,242 | | | | | $ | 170,881,785 | | | | | $ | 164,651,104 | | | | | $ | 173,949,452 | | |
其他数据: | | | | | | | | | |||||||||||||||||||||||||||||||||||
期末投资组合公司数量
|
| | | | 55 | | | | | | 52 | | | | | | 57 | | | | | | 48 | | | | | | 45 | | | | | | 39 | | | | | | 32 | | |
期末债务投资加权平均收益率(1)(3)
|
| | | | 10.7% | | | | | | 11.1 | | | | | | 10.9% | | | | | | 10.8% | | | | | | 11.0% | | | | | | 10.6% | | | | | | 10.9% | | |
| | |
-10.0%
|
| |
-5.0%
|
| |
0.0%
|
| |
5.0%
|
| |
10.0%
|
| |||||||||||||||
普通股对应净收益
|
| | | | -25.0% | | | | | | -14.6% | | | | | | -4.5% | | | | | | 5.6% | | | | | | 16.0% | | |
| | |
售前
导航下方 |
| |
后续销售
导航下方 |
| |
百分比
更改 |
| |||||||||
降至净资产净值 | | | | | | | | | | | | | | | | | | | |
未偿还股份总数
|
| | | | 16,000,000 | | | | | | 17,600,000 | | | | | | 10% | | |
每股资产净值
|
| | | $ | 13.75 | | | | | $ | 13.63 | | | | | | -0.9% | | |
对现有股东的摊薄 | | | | | | | | | | | | | | | | | | | |
股东A持有的股份
|
| | | | 160,000 | | | | | | 160,000(1) | | | | | | 0.0% | | |
股东A持有的百分比
|
| | | | 1.00% | | | | | | 0.91% | | | | | | -9.0% | | |
股东A在资产净值中的总权益
|
| | | $ | 2,200,000 | | | | | $ | 2,180,000 | | | | | | -0.9% | | |
| | | | | | | | |
收盘价(2)
|
| |
高级版或
折扣 销量高 |
| |
高级版或
折扣 销售额低至 |
| |||||||||||||||
截止的财政年度
|
| |
每股资产净值(1)
|
| |
高
|
| |
低
|
| |
至NAV(3)
|
| |
导航(3)
|
| |||||||||||||||
2019年12月31日 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
第二季度(截至2019年6月19日
|
| | | | * | | | | | $ | 14.58 | | | | | $ | 13.49 | | | | | | * | | | | | | * | | |
第一季度
|
| | | $ | 14.32 | | | | | $ | 15.20 | | | | | $ | 13.27 | | | | | | 6.15% | | | | | | -7.33% | | |
2018年12月31日 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
第四季度
|
| | | $ | 14.09 | | | | | $ | 13.65 | | | | | $ | 11.91 | | | | | | -3.12% | | | | | | -15.47% | | |
第三季度
|
| | | $ | 14.29 | | | | | $ | 13.98 | | | | | $ | 12.79 | | | | | | -2.17% | | | | | | -10.50% | | |
第二季度
|
| | | $ | 14.07 | | | | | $ | 13.60 | | | | | $ | 11.56 | | | | | | -3.34% | | | | | | -17.84% | | |
第一季度
|
| | | $ | 13.93 | | | | | $ | 13.00 | | | | | $ | 11.34 | | | | | | -6.67% | | | | | | -18.59% | | |
2017年12月31日 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
第四季度
|
| | | $ | 13.81 | | | | | $ | 14.29 | | | | | $ | 12.19 | | | | | | 3.48% | | | | | | -11.73% | | |
第三季度
|
| | | $ | 13.85 | | | | | $ | 13.85 | | | | | $ | 13.30 | | | | | | — | | | | | | -3.97% | | |
第二季度
|
| | | $ | 13.84 | | | | | $ | 14.55 | | | | | $ | 13.25 | | | | | | 5.13% | | | | | | -4.26% | | |
第一季度
|
| | | $ | 13.84 | | | | | $ | 14.57 | | | | | $ | 12.09 | | | | | | 5.27% | | | | | | -12.64% | | |
声明日期
|
| |
记录日期
|
| |
付款日期
|
| |
每股
|
| |||
2012财年 | | | | | | | | | | | | | |
2012年12月7日
|
| |
2012年12月21日
|
| |
2012年12月27日
|
| | | $ | 0.1812 | | |
2013财年 | | | | | | | | | | | | | |
2013年3月7日
|
| |
2013年3月21日
|
| |
2013年3月28日
|
| | | $ | 0.3400 | | |
2013年6月7日
|
| |
2013年6月21日
|
| |
2013年6月28日
|
| | | $ | 0.3400 | | |
2013年8月21日
|
| |
2013年9月5日
|
| |
2013年9月27日
|
| | | $ | 0.3400 | | |
2013年11月22日
|
| |
2013年12月9日
|
| |
2013年12月23日
|
| | | $ | 0.3400 | | |
2014财年 | | | | | | | | | | | | | |
2013年12月27日
|
| |
2014年1月15日
|
| |
2014年1月24日
|
| | | $ | 0.0650 | | |
2014年1月20日
|
| |
2014年1月31日
|
| |
2014年2月14日
|
| | | $ | 0.1133 | | |
2014年1月20日
|
| |
2014年2月28日
|
| |
2014年3月14日
|
| | | $ | 0.1133 | | |
2014年1月20日
|
| |
2014年3月31日
|
| |
2014年4月15日
|
| | | $ | 0.1133 | | |
2014年4月17日
|
| |
2014年4月30日
|
| |
2014年5月15日
|
| | | $ | 0.1133 | | |
2014年4月17日
|
| |
2014年5月30日
|
| |
2014年6月16日
|
| | | $ | 0.1133 | | |
2014年4月17日
|
| |
2014年6月30日
|
| |
2014年7月15日
|
| | | $ | 0.1133 | | |
2014年7月7日
|
| |
2014年7月31日
|
| |
2014年8月15日
|
| | | $ | 0.1133 | | |
2014年7月7日
|
| |
2014年8月29日
|
| |
2014年9月15日
|
| | | $ | 0.1133 | | |
2014年7月7日
|
| |
2014年9月30日
|
| |
2014年10月15日
|
| | | $ | 0.1133 | | |
声明日期
|
| |
记录日期
|
| |
付款日期
|
| |
每股
|
| |||
2014年10月15日
|
| |
2014年10月31日
|
| |
2014年11月14日
|
| | | $ | 0.1133 | | |
2014年10月15日
|
| |
2014年11月28日
|
| |
2014年12月15日
|
| | | $ | 0.1133 | | |
2014年10月15日
|
| |
2014年12月31日
|
| |
2015年1月15日
|
| | | $ | 0.1133 | | |
2015财年 | | | | | | | | | | | | | |
2015年1月22日
|
| |
2015年2月2日
|
| |
2015年2月13日
|
| | | $ | 0.1133 | | |
2015年1月22日
|
| |
2015年2月27日
|
| |
2015年3月13日
|
| | | $ | 0.1133 | | |
2015年1月22日
|
| |
2015年3月31日
|
| |
2015年4月15日
|
| | | $ | 0.1133 | | |
2015年4月15日
|
| |
2015年4月30日
|
| |
2015年5月15日
|
| | | $ | 0.1133 | | |
2015年4月15日
|
| |
2015年5月29日
|
| |
2015年6月15日
|
| | | $ | 0.1133 | | |
2015年4月15日
|
| |
2015年6月30日
|
| |
2015年7月15日
|
| | | $ | 0.1133 | | |
2015年7月8日
|
| |
2015年7月31日
|
| |
2015年8月14日
|
| | | $ | 0.1133 | | |
2015年7月8日
|
| |
2015年8月31日
|
| |
2015年9月15日
|
| | | $ | 0.1133 | | |
2015年7月8日
|
| |
2015年9月20日
|
| |
2015年10月15日
|
| | | $ | 0.1133 | | |
2015年10月14日
|
| |
2015年10月30日
|
| |
2015年11月13日
|
| | | $ | 0.1133 | | |
2015年10月14日
|
| |
2015年11月30日
|
| |
2015年12月15日
|
| | | $ | 0.1133 | | |
2015年10月14日
|
| |
2015年12月31日
|
| |
2016年1月15日
|
| | | $ | 0.1133 | | |
2016财年 | | | | | | | | | | | | | |
2016年1月13日
|
| |
2016年1月29日
|
| |
2016年2月15日
|
| | | $ | 0.1133 | | |
2016年1月13日
|
| |
2016年2月29日
|
| |
2016年3月15日
|
| | | $ | 0.1133 | | |
2016年1月13日
|
| |
2016年3月31日
|
| |
2016年4月15日
|
| | | $ | 0.1133 | | |
2016年4月15日
|
| |
2016年4月29日
|
| |
2016年5月13日
|
| | | $ | 0.1133 | | |
2016年4月15日
|
| |
2016年5月31日
|
| |
2016年6月15日
|
| | | $ | 0.1133 | | |
2016年4月15日
|
| |
2016年6月30日
|
| |
2016年7月15日
|
| | | $ | 0.1133 | | |
2016年7月7日
|
| |
2016年7月29日
|
| |
2016年8月15日
|
| | | $ | 0.1133 | | |
2016年7月7日
|
| |
2016年8月31日
|
| |
2016年9月15日
|
| | | $ | 0.1133 | | |
2016年7月7日
|
| |
2016年9月30日
|
| |
2016年10月14日
|
| | | $ | 0.1133 | | |
2016年10月7日
|
| |
2016年10月31日
|
| |
2016年11月15日
|
| | | $ | 0.1133 | | |
2016年10月7日
|
| |
2016年11月30日
|
| |
2016年12月15日
|
| | | $ | 0.1133 | | |
2016年10月7日
|
| |
2016年12月30日
|
| |
2017年1月13日
|
| | | $ | 0.1133 | | |
2017财年 | | | | | | | | | | | | | |
2017年1月13日
|
| |
2017年1月31日
|
| |
2017年2月15日
|
| | | $ | 0.1133 | | |
2017年1月13日
|
| |
2017年2月28日
|
| |
2017年3月15日
|
| | | $ | 0.1133 | | |
2017年1月13日
|
| |
2017年3月31日
|
| |
2017年04月14日
|
| | | $ | 0.1133 | | |
2017年04月14日
|
| |
2017年4月28日
|
| |
2017年5月15日
|
| | | $ | 0.1133 | | |
2017年04月14日
|
| |
2017年5月31日
|
| |
2017年6月15日
|
| | | $ | 0.1133 | | |
2017年04月14日
|
| |
2017年6月30日
|
| |
2017年7月14日
|
| | | $ | 0.1133 | | |
2017年7月7日
|
| |
2017年7月31日
|
| |
2017年8月15日
|
| | | $ | 0.1133 | | |
2017年7月7日
|
| |
2017年8月31日
|
| |
2017年9月15日
|
| | | $ | 0.1133 | | |
2017年7月7日
|
| |
2017年9月29日
|
| |
2017年10月13日
|
| | | $ | 0.1133 | | |
2017年10月12日
|
| |
2017年10月31日
|
| |
2017年11月15日
|
| | | $ | 0.1133 | | |
2017年10月12日
|
| |
2017年11月30日
|
| |
2017年12月15日
|
| | | $ | 0.1133 | | |
2017年10月12日
|
| |
2017年12月29日
|
| |
2018年1月12日
|
| | | $ | 0.1133 | | |
声明日期
|
| |
记录日期
|
| |
付款日期
|
| |
每股
|
| |||
2018财年 | | | | | | | | | | | | | |
2018年1月11日
|
| |
2018年1月31日
|
| |
2018年2月15日
|
| | | $ | 0.1133 | | |
2018年1月11日
|
| |
2018年2月28日
|
| |
2018年3月15日
|
| | | $ | 0.1133 | | |
2018年1月11日
|
| |
2018年3月29日
|
| |
2018年4月13日
|
| | | $ | 0.1133 | | |
2018年4月16日
|
| |
2018年4月30日
|
| |
2018年5月15日
|
| | | $ | 0.1133 | | |
2018年4月16日
|
| |
2018年5月31日
|
| |
2018年6月15日
|
| | | $ | 0.1133 | | |
2018年4月16日
|
| |
2018年6月29日
|
| |
2018年7月13日
|
| | | $ | 0.1133 | | |
2018年7月12日
|
| |
2018年7月31日
|
| |
2018年8月15日
|
| | | $ | 0.1133 | | |
2018年7月12日
|
| |
2018年8月31日
|
| |
2018年9月14日
|
| | | $ | 0.1133 | | |
2018年7月12日
|
| |
2018年9月28日
|
| |
2018年10月15日
|
| | | $ | 0.1133 | | |
2018年10月16日
|
| |
2018年10月31日
|
| |
2018年11月15日
|
| | | $ | 0.1133 | | |
2018年10月16日
|
| |
2018年11月29日
|
| |
2018年12月14日
|
| | | $ | 0.1133 | | |
2018年10月16日
|
| |
2018年12月31日
|
| |
2019年1月15日
|
| | | $ | 0.1133 | | |
2019财年 | | | | | | | | | | | | | |
2019年1月11日
|
| |
2019年1月31日
|
| |
2019年2月15日
|
| | | $ | 0.1133 | | |
2019年1月11日
|
| |
2019年2月28日
|
| |
2019年3月15日
|
| | | $ | 0.1133 | | |
2019年1月11日
|
| |
2019年3月29日
|
| |
2019年4月15日
|
| | | $ | 0.1133 | | |
合计
|
| | | | | | | | | $ | 8.7441 | | |
|
| | |
成本
|
| |
公允价值
|
| ||||||
高级担保 - 第一留置权(1)
|
| | | $ | 320,540,652 | | | | | $ | 316,224,837 | | |
高级担保 - 第二留置权
|
| | | | 150,615,271 | | | | | | 145,516,935 | | |
无担保债务
|
| | | | 25,465,784 | | | | | | 24,035,792 | | |
股权
|
| | | | 23,474,801 | | | | | | 31,634,250 | | |
总投资
|
| | | $ | 520,096,508 | | | | | $ | 517,411,814 | | |
| | |
成本
|
| |
公允价值
|
| ||||||
高级担保 - 第一留置权(1)
|
| | | $ | 297,965,589 | | | | | $ | 292,004,982 | | |
高级担保 - 第二留置权
|
| | | | 155,382,612 | | | | | | 149,661,220 | | |
无担保债务
|
| | | | 25,436,237 | | | | | | 23,697,466 | | |
股权
|
| | | | 23,959,211 | | | | | | 39,120,000 | | |
总投资
|
| | | $ | 502,743,649 | | | | | $ | 504,483,668 | | |
| | |
成本
|
| |
公允价值
|
| |
占总数的%
投资 |
| |||||||||
德克萨斯州
|
| | | $ | 95,355,705 | | | | | $ | 93,793,005 | | | | | | 18.13% | | |
加利福尼亚州
|
| | | | 86,591,903 | | | | | | 86,746,128 | | | | | | 16.76% | | |
俄亥俄州
|
| | | | 49,121,053 | | | | | | 49,102,562 | | | | | | 9.49% | | |
新泽西州
|
| | | | 43,537,848 | | | | | | 42,088,073 | | | | | | 8.13% | | |
伊利诺伊州
|
| | | | 25,910,136 | | | | | | 28,864,384 | | | | | | 5.58% | | |
加拿大
|
| | | | 27,934,284 | | | | | | 27,951,845 | | | | | | 5.40% | | |
纽约
|
| | | | 20,370,804 | | | | | | 20,564,386 | | | | | | 3.97% | | |
南卡罗来纳州
|
| | | | 20,795,636 | | | | | | 20,305,800 | | | | | | 3.92% | | |
田纳西州
|
| | | | 20,216,470 | | | | | | 19,862,755 | | | | | | 3.84% | | |
亚利桑那州
|
| | | | 18,547,055 | | | | | | 19,121,504 | | | | | | 3.70% | | |
宾夕法尼亚州
|
| | | | 17,744,549 | | | | | | 17,320,937 | | | | | | 3.35% | | |
马里兰州
|
| | | | 17,203,751 | | | | | | 17,194,406 | | | | | | 3.32% | | |
阿肯色州
|
| | | | 17,483,172 | | | | | | 17,118,695 | | | | | | 3.31% | | |
印第安纳州
|
| | | | 14,149,517 | | | | | | 14,109,903 | | | | | | 2.73% | | |
威斯康星州
|
| | | | 11,419,373 | | | | | | 11,126,640 | | | | | | 2.15% | | |
科罗拉多州
|
| | | | 10,786,446 | | | | | | 10,800,000 | | | | | | 2.09% | | |
佐治亚州
|
| | | | 5,991,283 | | | | | | 10,170,000 | | | | | | 1.97% | | |
波多黎各
|
| | | | 8,736,384 | | | | | | 4,975,732 | | | | | | 0.96% | | |
北卡罗来纳州
|
| | | | 4,950,253 | | | | | | 4,450,000 | | | | | | 0.86% | | |
马萨诸塞州
|
| | | | 1,317,406 | | | | | | 1,050,000 | | | | | | 0.20% | | |
密苏里州
|
| | | | 139,656 | | | | | | 610,000 | | | | | | 0.12% | | |
犹他州
|
| | | | 1,551,520 | | | | | | 85,059 | | | | | | 0.02% | | |
佛罗里达州
|
| | | | 242,304 | | | | | | — | | | | | | —% | | |
| | | | $ | 520,096,508 | | | | | $ | 517,411,814 | | | | | | 100.00% | | |
| | |
成本
|
| |
公允价值
|
| |
占总数的%
投资于 公允价值 |
| |||||||||
德克萨斯州
|
| | | | 100,229,354 | | | | | | 97,474,226 | | | | | | 19.32% | | |
加利福尼亚州
|
| | | | 86,550,134 | | | | | | 85,880,918 | | | | | | 17.03% | | |
新泽西州
|
| | | | 43,513,698 | | | | | | 41,473,072 | | | | | | 8.22% | | |
俄亥俄州
|
| | | | 36,209,514 | | | | | | 36,273,224 | | | | | | 7.19% | | |
伊利诺伊州
|
| | | | 19,941,053 | | | | | | 29,880,018 | | | | | | 5.92% | | |
加拿大
|
| | | | 27,902,537 | | | | | | 27,935,931 | | | | | | 5.54% | | |
亚利桑那州
|
| | | | 21,682,522 | | | | | | 21,603,741 | | | | | | 4.28% | | |
南卡罗来纳州
|
| | | | 20,871,587 | | | | | | 20,385,325 | | | | | | 4.04% | | |
纽约
|
| | | | 20,446,690 | | | | | | 20,287,086 | | | | | | 4.02% | | |
田纳西州
|
| | | | 20,117,218 | | | | | | 19,381,134 | | | | | | 3.84% | | |
阿肯色州
|
| | | | 17,696,537 | | | | | | 18,013,941 | | | | | | 3.57% | | |
宾夕法尼亚州
|
| | | | 17,732,831 | | | | | | 17,824,372 | | | | | | 3.53% | | |
马里兰州
|
| | | | 17,237,500 | | | | | | 17,237,500 | | | | | | 3.42% | | |
威斯康星州
|
| | | | 11,437,711 | | | | | | 10,869,000 | | | | | | 2.15% | | |
科罗拉多州
|
| | | | 10,777,822 | | | | | | 10,777,822 | | | | | | 2.14% | | |
佐治亚州
|
| | | | 5,988,728 | | | | | | 9,820,000 | | | | | | 1.95% | | |
印第安纳州
|
| | | | 7,363,628 | | | | | | 7,087,500 | | | | | | 1.40% | | |
波多黎各
|
| | | | 8,797,954 | | | | | | 5,029,913 | | | | | | 1.00% | | |
北卡罗来纳州
|
| | | | 4,946,554 | | | | | | 4,425,000 | | | | | | 0.88% | | |
马萨诸塞州
|
| | | | 1,317,406 | | | | | | 1,670,000 | | | | | | 0.33% | | |
密苏里州
|
| | | | 139,656 | | | | | | 670,000 | | | | | | 0.13% | | |
弗吉尼亚州
|
| | | | 50,001 | | | | | | 280,000 | | | | | | 0.06% | | |
佛罗里达州
|
| | | | 242,304 | | | | | | 110,000 | | | | | | 0.02% | | |
犹他州
|
| | | | 1,550,710 | | | | | | 93,945 | | | | | | 0.02% | | |
| | | | $ | 502,743,649 | | | | | $ | 504,483,668 | | | | | | 100.00% | | |
| | |
成本
|
| |
公允价值
|
| |
占总数的%
投资 |
| |||||||||
服务:业务
|
| | | $ | 80,946,932 | | | | | $ | 85,314,207 | | | | | | 16.49% | | |
医疗和制药
|
| | | | 65,937,917 | | | | | | 62,667,439 | | | | | | 12.11% | | |
消费品:耐用
|
| | | | 44,001,754 | | | | | | 43,320,561 | | | | | | 8.37% | | |
软件
|
| | | | 37,457,057 | | | | | | 37,907,500 | | | | | | 7.35% | | |
媒体:开播订阅
|
| | | | 37,750,446 | | | | | | 37,479,039 | | | | | | 7.24% | | |
财务
|
| | | | 34,210,113 | | | | | | 35,245,000 | | | | | | 6.81% | | |
零售业
|
| | | | 28,688,270 | | | | | | 27,446,373 | | | | | | 5.30% | | |
教育
|
| | | | 26,583,113 | | | | | | 25,680,000 | | | | | | 4.96% | | |
高科技产业
|
| | | | 21,119,990 | | | | | | 21,110,106 | | | | | | 4.08% | | |
饮料、食品和烟草
|
| | | | 20,724,762 | | | | | | 18,512,559 | | | | | | 3.58% | | |
服务:消费者
|
| | | | 17,986,658 | | | | | | 17,710,053 | | | | | | 3.42% | | |
汽车
|
| | | | 17,473,510 | | | | | | 17,427,187 | | | | | | 3.37% | | |
能源:石油天然气
|
| | | | 13,685,273 | | | | | | 15,371,981 | | | | | | 2.97% | | |
消费品:不耐用
|
| | | | 14,975,198 | | | | | | 14,770,938 | | | | | | 2.85% | | |
化学品、塑料和橡胶
|
| | | | 11,846,022 | | | | | | 11,611,088 | | | | | | 2.24% | | |
容器、包装和玻璃
|
| | | | 11,419,373 | | | | | | 11,126,640 | | | | | | 2.15% | | |
建筑施工
|
| | | | 10,382,830 | | | | | | 10,440,000 | | | | | | 2.02% | | |
公用事业:石油天然气
|
| | | | 9,856,955 | | | | | | 9,400,000 | | | | | | 1.82% | | |
基建设备
|
| | | | 6,789,917 | | | | | | 6,849,404 | | | | | | 1.32% | | |
运输:货物
|
| | | | 6,814,294 | | | | | | 6,841,739 | | | | | | 1.32% | | |
保险
|
| | | | 500,000 | | | | | | 560,000 | | | | | | 0.11% | | |
酒店、游戏和休闲
|
| | | | — | | | | | | 340,000 | | | | | | 0.07% | | |
环境产业
|
| | | | 946,124 | | | | | | 280,000 | | | | | | 0.05% | | |
| | | | $ | 520,096,508 | | | | | $ | 517,411,814 | | | | | | 100.00% | | |
| | |
成本
|
| |
公允价值
|
| |
占总数的%
投资 |
| |||||||||
服务:业务
|
| | | $ | 60,784,467 | | | | | $ | 63,810,643 | | | | | | 12.65% | | |
医疗和制药
|
| | | | 58,682,811 | | | | | | 54,785,327 | | | | | | 10.86% | | |
消费品:耐用
|
| | | | 44,218,515 | | | | | | 44,049,052 | | | | | | 8.73% | | |
财务
|
| | | | 34,208,412 | | | | | | 41,910,000 | | | | | | 8.30% | | |
软件
|
| | | | 37,427,547 | | | | | | 38,026,250 | | | | | | 7.54% | | |
媒体:开播订阅
|
| | | | 38,137,844 | | | | | | 37,733,004 | | | | | | 7.48% | | |
零售业
|
| | | | 28,764,221 | | | | | | 27,525,897 | | | | | | 5.45% | | |
教育
|
| | | | 26,562,249 | | | | | | 25,325,000 | | | | | | 5.02% | | |
高科技产业
|
| | | | 21,094,192 | | | | | | 21,094,192 | | | | | | 4.18% | | |
饮料、食品和烟草
|
| | | | 20,709,134 | | | | | | 18,213,945 | | | | | | 3.61% | | |
服务:消费者
|
| | | | 17,952,663 | | | | | | 17,640,255 | | | | | | 3.50% | | |
汽车
|
| | | | 17,457,259 | | | | | | 17,282,187 | | | | | | 3.43% | | |
能源:石油天然气
|
| | | | 14,312,328 | | | | | | 15,542,102 | | | | | | 3.08% | | |
消费品:不耐用
|
| | | | 14,994,980 | | | | | | 14,579,375 | | | | | | 2.89% | | |
化学品、塑料和橡胶
|
| | | | 11,835,100 | | | | | | 11,707,835 | | | | | | 2.32% | | |
容器、包装和玻璃
|
| | | | 11,437,711 | | | | | | 10,869,000 | | | | | | 2.15% | | |
建筑施工
|
| | | | 10,374,827 | | | | | | 10,280,000 | | | | | | 2.04% | | |
公用事业:石油天然气
|
| | | | 9,853,435 | | | | | | 9,853,435 | | | | | | 1.95% | | |
基建设备
|
| | | | 7,535,876 | | | | | | 7,929,775 | | | | | | 1.57% | | |
运输:货物
|
| | | | 6,808,345 | | | | | | 6,841,739 | | | | | | 1.36% | | |
保险
|
| | | | 5,425,301 | | | | | | 5,460,000 | | | | | | 1.08% | | |
酒店、游戏和休闲
|
| | | | 3,170,307 | | | | | | 3,414,655 | | | | | | 0.68% | | |
环境产业
|
| | | | 946,124 | | | | | | 330,000 | | | | | | 0.07% | | |
服务:政府
|
| | | | 50,001 | | | | | | 280,000 | | | | | | 0.06% | | |
| | | | $ | 502,743,649 | | | | | | 504,483,668 | | | | | | 100.00% | | |
| | |
截至2019年3月31日
|
| |
截至2018年12月31日
|
| ||||||||||||||||||||||||||||||
| | |
(百万美元)
|
| |
(百万美元)
|
| ||||||||||||||||||||||||||||||
投资类别
|
| |
公允价值
|
| |
占总数的%
公文包 |
| |
数量
公文包 公司(1) |
| |
公允价值
|
| |
占总数的%
公文包 |
| |
数量
公文包 公司(1) |
| ||||||||||||||||||
1
|
| | | $ | 102.8 | | | | | | 20% | | | | | | 12 | | | | | $ | 92.5 | | | | | | 18% | | | | | | 13 | | |
2
|
| | | | 353.4 | | | | | | 68% | | | | | | 34 | | | | | | 372.3 | | | | | | 74% | | | | | | 37 | | |
3
|
| | | | 53.1 | | | | | | 10% | | | | | | 7 | | | | | | 26.8 | | | | | | 5% | | | | | | 3 | | |
4
|
| | | | 8.0 | | | | | | 2% | | | | | | 2 | | | | | | 12.8 | | | | | | 3% | | | | | | 4 | | |
5
|
| | | | 0.1 | | | | | | —% | | | | | | 1 | | | | | | 0.1 | | | | | | —% | | | | | | 1 | | |
合计
|
| | | $ | 517.4 | | | | | | 100% | | | | | | 56 | | | | | $ | 504.5 | | | | | | 100% | | | | | | 58 | | |
| | |
三个半月
已结束 2019年3月31日 |
| |
三个半月
已结束 2018年3月31日 |
| ||||||
利息收入(1)
|
| | | $ | 13.6 | | | | | $ | 10.5 | | |
PIK利息
|
| | | | — | | | | | | 0.2 | | |
杂费(1)
|
| | | | 0.2 | | | | | | 0.2 | | |
合计
|
| | | $ | 13.8 | | | | | $ | 10.9 | | |
| | |
三个半月
已结束 2019年3月31日 |
| |
三个半月
已结束 2018年3月31日 |
| ||||||
运营费用 | | | | | | | | | | | | | |
管理费
|
| | | $ | 2.2 | | | | | $ | 1.7 | | |
估价费用
|
| | | | 0.1 | | | | | | 0.1 | | |
行政服务费
|
| | | | 0.4 | | | | | | 0.3 | | |
收入奖励费用支出
|
| | | | 1.4 | | | | | | 1.0 | | |
资本利得奖励费用支出
|
| | | | 1.2 | | | | | | — | | |
专业费
|
| | | | 0.3 | | | | | | 0.5 | | |
董事费用
|
| | | | 0.1 | | | | | | 0.1 | | |
保险费
|
| | | | 0.1 | | | | | | 0.1 | | |
利息费用和其他费用
|
| | | | 3.7 | | | | | | 2.5 | | |
其他一般和行政
|
| | | | — | | | | | | 0.1 | | |
总运营费用
|
| | | $ | 9.5 | | | | | $ | 6.4 | | |
| | |
年终
12月31日 2018 |
| |
年终
12月31日 2017 |
| |
年终
12月31日 2016 |
| |||||||||
利息收入(1)
|
| | | $ | 49.6 | | | | | $ | 37.6 | | | | | $ | 38.0 | | |
PIK收入
|
| | | | 1.9 | | | | | | 0.5 | | | | | | 0.2 | | |
杂费(1)
|
| | | | 1.8 | | | | | | 1.6 | | | | | | 1.3 | | |
合计
|
| | | $ | 53.3 | | | | | $ | 39.7 | | | | | $ | 39.5 | | |
| | |
年终
2018年12月31日 |
| |
年终
2017年12月31日 |
| |
年终
2016年12月31日 |
| |||||||||
运营费用 | | | | | | | | | | | | | | | | | | | |
管理费
|
| | | $ | 8.2 | | | | | $ | 6.3 | | | | | $ | 6.3 | | |
估价费用
|
| | | | 0.3 | | | | | | 0.3 | | | | | | 0.4 | | |
行政服务费
|
| | | | 1.4 | | | | | | 1.3 | | | | | | 1.0 | | |
收入奖励费用
|
| | | | 5.5 | | | | | | 2.9 | | | | | | 4.3 | | |
资本利得奖励费用
|
| | | | 0.1 | | | | | | — | | | | | | — | | |
专业费
|
| | | | 1.2 | | | | | | 1.3 | | | | | | 0.7 | | |
董事费用
|
| | | | 0.3 | | | | | | 0.3 | | | | | | 0.3 | | |
保险费
|
| | | | 0.3 | | | | | | 0.4 | | | | | | 0.5 | | |
利息费用和其他费用
|
| | | | 12.3 | | | | | | 7.9 | | | | | | 8.0 | | |
所得税费用
|
| | | | 0.3 | | | | | | — | | | | | | — | | |
延期发售成本
|
| | | | — | | | | | | — | | | | | | 0.3 | | |
其他一般和行政
|
| | | | 0.7 | | | | | | 0.6 | | | | | | 0.4 | | |
总运营费用
|
| | | $ | 30.6 | | | | | $ | 21.3 | | | | | $ | 22.2 | | |
债务清偿损失
|
| | | | — | | | | | | 0.4 | | | | | | — | | |
总费用
|
| | | $ | 30.6 | | | | | $ | 21.7 | | | | | $ | 22.2 | | |
| | |
截至的三个月
|
| |||||||||
| | |
3月31日
2019 |
| |
3月31日
2018 |
| ||||||
利息支出
|
| | | $ | 1.3 | | | | | $ | 0.7 | | |
贷款费用摊销
|
| | | | 0.1 | | | | | | 0.1 | | |
未使用部分承诺费
|
| | | | 0.1 | | | | | | 0.1 | | |
利息和融资费用合计
|
| | | $ | 1.5 | | | | | $ | 0.9 | | |
加权平均利率
|
| | | | 5.1% | | | | | | 4.4% | | |
实际利率
|
| | | | 6.0% | | | | | | 5.6% | | |
平均未偿债务
|
| | | $ | 100.0 | | | | | $ | 68.2 | | |
支付利息和未使用费用的现金
|
| | | $ | 1.2 | | | | | $ | 0.6 | | |
| | |
截至的三个月
|
| |||||||||
| | |
3月31日
2019 |
| |
3月31日
2018 |
| ||||||
利息支出
|
| | | $ | 1.3 | | | | | $ | 0.6 | | |
债权费摊销
|
| | | | 0.1 | | | | | | 0.1 | | |
利息和融资费用合计
|
| | | $ | 1.4 | | | | | $ | 0.7 | | |
加权平均利率
|
| | | | 3.4% | | | | | | 2.9% | | |
实际利率
|
| | | | 3.8% | | | | | | 3.3% | | |
平均未偿债务
|
| | | $ | 150.0 | | | | | $ | 90.0 | | |
付息现金
|
| | | $ | 2.4 | | | | | $ | 1.2 | | |
| | |
截至的三个月
|
| |||||||||
| | |
3月31日
2019 |
| |
3月31日
2018 |
| ||||||
利息支出
|
| | | $ | 0.7 | | | | | $ | 0.7 | | |
延期融资成本
|
| | | | 0.1 | | | | | | 0.1 | | |
利息和融资费用合计
|
| | | $ | 0.8 | | | | | $ | 0.8 | | |
加权平均利率
|
| | | | 5.8% | | | | | | 5.8% | | |
实际利率
|
| | | | 6.5% | | | | | | 6.5% | | |
平均未偿债务
|
| | | $ | 48.9 | | | | | $ | 48.9 | | |
付息现金
|
| | | $ | 0.7 | | | | | $ | 0.7 | | |
声明
|
| |
除股息日期
|
| |
记录
日期 |
| |
付款
日期 |
| |
金额
每股 |
| ||||||||||||
4/11/2019
|
| | | | 4/29/2019 | | | | | | 4/30/2019 | | | | | | 5/15/2019 | | | | | $ | 0.1133 | | |
4/11/2019
|
| | | | 5/30/2019 | | | | | | 5/31/2019 | | | | | | 6/14/2019 | | | | | $ | 0.1133 | | |
4/11/2019
|
| | | | 6/27/2019 | | | | | | 6/28/2019 | | | | | | 7/15/2019 | | | | | $ | 0.1133 | | |
(百万美元)
|
| ||||||||||||||||||
基点变化
|
| |
利息
收入 |
| |
利息
费用 |
| |
净利息
收入(1) |
| |||||||||
上涨300个基点
|
| | | $ | 13.6 | | | | | $ | (2.3) | | | | | $ | 11.3 | | |
上涨200个基点
|
| | | | 9.0 | | | | | | (1.5) | | | | | | 7.5 | | |
上涨100个基点
|
| | | | 4.5 | | | | | | (0.8) | | | | | | 3.7 | | |
下跌300个基点
|
| | | | (4.1) | | | | | | 0.8 | | | | | | (3.3) | | |
下跌200个基点
|
| | | | (6.7) | | | | | | 1.5 | | | | | | (5.2) | | |
下跌100个基点
|
| | | | (7.7) | | | | | | 2.3 | | | | | | (5.4) | | |
班级和年级
|
| |
总额
出色的 不包括 金库 证券(1) |
| |
资产
覆盖范围 每台(2) |
| |
非自愿
清算中 首选项 每台(3) |
| |
平均
市场 值 每台(4) |
| ||||||||||||
| | |
(美元,单位:
千) |
| | | | ||||||||||||||||||
SBA债券 | | | | | | | | | | | | | | | | | | | | | | | | | |
2014财年
|
| | | $ | 16,250 | | | | | | 不适用(6) | | | | | | — | | | | | | 不适用 | | |
2015财年
|
| | | | 65,000 | | | | | | 不适用(6) | | | | | | — | | | | | | 不适用 | | |
2016财年
|
| | | | 65,000 | | | | | | 不适用(6) | | | | | | — | | | | | | 不适用 | | |
2017财年
|
| | | $ | 90,000 | | | | | | 不适用(6) | | | | | | — | | | | | | 不适用 | | |
2018财年
|
| | | $ | 150,000 | | | | | | 不适用(6) | | | | | | — | | | | | | 不适用 | | |
2019财年(截至2019年3月31日)(未经审计)
|
| | | $ | 150,000 | | | | | | 不适用(6) | | | | | | — | | | | | | 不适用 | | |
原始信贷安排(7) | | | | | | | | | | | | | | | | | | | | | | | | | |
2012财年
|
| | | $ | 38,000 | | | | | $ | 3,090 | | | | | | — | | | | | | 不适用 | | |
2013财年
|
| | | | 110,000 | | | | | | 2,470 | | | | | | — | | | | | | 不适用 | | |
2014财年
|
| | | | 106,500 | | | | | | 2,320(6) | | | | | | — | | | | | | 不适用 | | |
2015财年
|
| | | | 109,500 | | | | | | 2,220(6) | | | | | | — | | | | | | 不适用 | | |
2016财年
|
| | | $ | 116,000 | | | | | $ | 2,210(6) | | | | | | — | | | | | | 不适用 | | |
信贷安排 | | | | | | | | | | | | | | | | | | | | | | | | | |
2017财年
|
| | | $ | 40,750 | | | | | $ | 3,460(6) | | | | | | — | | | | | | 不适用 | | |
2018财年
|
| | | $ | 99,550 | | | | | $ | 2,520(6) | | | | | | — | | | | | | 不适用 | | |
2019财年(截至2019年3月31日)(未经审计)
|
| | | $ | 76,050 | | | | | $ | 3,140 | | | | | | — | | | | | | 不适用 | | |
2022年到期的5.75%债券 | | | | | | | | | | | | | | | | | | | | | | | | | |
2017财年
|
| | | $ | 48,875 | | | | | $ | 3,460(6) | | | | | | — | | | | | $ | 25.34 | | |
2018财年
|
| | | $ | 48,875 | | | | | $ | 2,520(6) | | | | | | — | | | | | $ | 25.23 | | |
2019财年(截至2019年3月31日)(未经审计)
|
| | | $ | 48,875 | | | | | $ | 3,140 | | | | | | — | | | | | $ | 25.24 | | |
2019年到期的6.50%债券(7) | | | | | | | | | | | | | | | | | | | | | | | | | |
2014财年
|
| | | $ | 25,000 | | | | | $ | 2,320(6) | | | | | | — | | | | | $ | 25.41 | | |
2015财年
|
| | | | 25,000 | | | | | | 2,220(6) | | | | | | — | | | | | | 25.27 | | |
2016财年
|
| | | | 25,000 | | | | | | 2,210(6) | | | | | | — | | | | | $ | 25.11 | | |
短期贷款(5) | | | | | | | | | | | | | | | | | | | | | | | | | |
2012财年
|
| | | $ | 45,000 | | | | | $ | 3,090 | | | | | | — | | | | | | 不适用 | | |
2013财年
|
| | | $ | 9,000 | | | | | $ | 2,470 | | | | | | — | | | | | | 不适用 | | |
| | |
截至
3月31日 2019 |
| |||
| | |
(百万美元)
|
| |||
投资组合公司的投资数量
|
| | | | 55 | | |
公允价值(A)
|
| | | $ | 517.4 | | |
成本
|
| | | $ | 520.1 | | |
按公允价值计算的投资组合的% - 第一留置权债务(B)
|
| | | | 61% | | |
按公允价值计算的投资组合的% - 第二留置权债务
|
| | | | 28% | | |
按公允价值计算的投资组合百分比 - 无担保债务
|
| | | | 5.0% | | |
按公允价值计算的投资组合百分比 - 权益
|
| | | | 6% | | |
加权平均年收益率(C)
|
| | | | 10.7% | | |
说明
|
| |
行业
|
| |
类型
投资 |
| |
利息(1)
|
| |
到期
|
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值 |
| |
%的
全部 稀释 股权 持有 |
| |||||||||
非受控、非关联
投资 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
磨料产品&
设备、有限责任公司等 302 Deerwood Glen博士, 德尔帕克,德克萨斯州77536 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
化学品、塑料和橡胶
|
| |
第二留置权(2)(12)
|
| |
L+10.50%,Libor下限为1.00%
|
| |
3/5/2021
|
| |
$5,325,237
|
| | | $ | 5,300,968 | | | | | $ | 4,766,088 | | | | | | | | |
Ape Holdings,LLC
|
| | | | |
A类公共单元(4)
|
| | | | | | | |
375,000
个单位 |
| | | | 375,000 | | | | | | 20,000 | | | | | | 0.52% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 5,675,968 | | | | | | 4,786,088 | | | | | | | | |
亚当斯出版
集团,有限责任公司(3) 103西夏 圣格林维尔 TN 37743 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
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媒体:开播订阅
|
| |
第一留置权(12)
|
| |
L+7.50%,Libor下限为1.00%
|
| |
6/30/2023
|
| |
6,782,783
|
| | | | 6,722,539 | | | | | | 6,613,213 | | | | | | | | |
高级屏障
挤出,有限责任公司(8) 4390安德烈 莱茵兰德博士, WI 54501 |
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定期贷款(SBIC)
|
| |
容器、包装和玻璃
|
| |
第一留置权(2)(12)
|
| |
L+5.75%,Libor下限为1.00%
|
| |
8/8/2023
|
| |
11,371,500
|
| | | | 11,169,373 | | | | | | 10,916,640 | | | | | | | | |
GP ABX控股
合伙人,L.P. |
| | | | |
普通股(4)
|
| | | | | | | |
250,000
个共享 |
| | | | 250,000 | | | | | | 210,000 | | | | | | 0.61% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 11,419,373 | | | | | | 11,126,640 | | | | | | | | |
顶点环境
资源控股有限责任公司 11县公路套房78 邮政信箱157, 俄亥俄州阿姆斯特丹43903 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
顶点环境
资源控股有限责任公司 |
| |
环境产业
|
| |
常用部件(4)
|
| | | | | | | |
945台
|
| | | | 945 | | | | | | 0 | | | | | | | | |
顶点环境
资源控股有限责任公司 |
| | | | |
首选部件(4)
|
| | | | | | | |
945台
|
| | | | 945,179 | | | | | | 280,000 | | | | | | 1.24% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 946,124 | | | | | | 280,000 | | | | |||||
APG中级产品
子公司2公司 伍德兰大道4348号, 200号城堡石套房 CO 80104 |
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定期贷款
|
| |
服务:
业务 |
| |
第一留置权(13)(22)
|
| |
L+6.00%,Libor下限为1.00%
|
| |
11/30/2023
|
| |
$10,000,000
|
| | | | 9,786,446 | | | | | | 9,800,000 | | | | | | | | |
说明
|
| |
行业
|
| |
类型
投资 |
| |
利息(1)
|
| |
到期
|
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值 |
| |
%的
全部 稀释 股权 持有 |
| |||||||||
APG Holdings,LLC
|
| | | | |
A类首选单元(4)
|
| | | | | | | |
100万台
|
| | | $ | 1,000,000 | | | | | $ | 1,000,000 | | | | | | 1.61% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 10,786,446 | | | | | | 10,800,000 | | | | | | | | |
大气聚合器
控股II,LP 2个十字路口 贝德明斯特乡博士 新泽西州07921 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
大气聚合器
控股II,LP |
| |
服务:业务
|
| |
常用部件(4)
|
| | | | | | | |
254250个单位
|
| | | | 254,250 | | | | | | 1,280,000 | | | | | | | | |
大气聚合器
控股,LP |
| |
常见
台(4) |
| | | | | | | | | | |
75万台
|
| | | | 750,000 | | | | | | 3,770,000 | | | | | | 0.31% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 1,004,250 | | | | | | 5,050,000 | | | | | | | | |
ASC通信,
有限责任公司(7) 35 E上瓦克DR, 伊利诺伊州芝加哥60601 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
医疗保健和
药品 |
| |
第一个
留置权(2)(12) |
| |
L+6.25%,Libor下限为1.00%
|
| |
6/29/2023
|
| |
4,753,086
|
| | | | 4,719,928 | | | | | | 4,719,928 | | | | | | | | |
定期贷款
|
| | | | |
第一留置权(12)
|
| |
L+6.25%,Libor下限为1.00%
|
| |
6/29/2023
|
| |
8,080,247
|
| | | | 7,982,475 | | | | | | 7,982,475 | | | | | | | | |
ASC通信
控股有限责任公司(SBIC) |
| | | | |
A类首选机组(2)(4)
|
| | | | | | | |
73,529个单位
|
| | | | 120,642 | | | | | | 610,000 | | | | | | 0.60% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 12,823,045 | | | | | | 13,312,403 | | | | | | | | |
Beneplace Holdings,LLC
研究大道9420号 梯队III套件100, 德克萨斯州奥斯汀,邮编:78759 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Beneplace Holdings,LLC
|
| |
火灾:保险
|
| |
首选部件(4)
|
| | | | | | | |
50万台
|
| | | | 500,000 | | | | | | 560,000 | | | | | | 0.83% | | |
BFC Solmetex,LLC(23)
One Vantage Way 纳什维尔D-2210套房 TN 37228 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
转盘
|
| |
服务:业务
|
| |
第一个
连(12)(19) |
| |
L+6.25%,Libor下限为1.00%
|
| |
9/26/2023
|
| |
764,059
|
| | | | 764,059 | | | | | | 741,137 | | | | | | | | |
定期贷款(SBIC)
|
| | | | |
第一个
留置权(2)(12) |
| |
L+6.25%,Libor下限为1.00%
|
| |
9/26/2023
|
| |
11,681,479
|
| | | | 11,531,656 | | | | | | 11,331,035 | | | | | | | | |
粘结过滤器有限公司
定期贷款(SBIC) |
| | | | |
第一个
留置权(2)(12) |
| |
L+6.25%,Libor下限为1.00%
|
| |
9/26/2023
|
| |
$1,213,784
|
| | | | 1,198,216 | | | | | | 1,177,370 | | | | | | | | |
合计
|
| | | | | | | | | | | | | | | | | | | 13,493,931 | | | | | | 13,249,542 | | | | | | | | |
BW DME收购,有限责任公司
大学东路2130号 亚利桑那州坦佩85281 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
医疗保健和
药品 |
| |
第一个
连(2)(13)(22) |
| |
L+6.00%,Libor下限为1.00%
|
| |
8/24/2022
|
| |
16,695,804
|
| | | | 16,320,178 | | | | | | 16,361,888 | | | | | | | | |
BW DME Holdings,LLC
定期贷款 |
| | | | |
不安全(6)
|
| |
17.50%
|
| |
12/31/2019
|
| |
289,616
|
| | | | 289,616 | | | | | | 289,616 | | | | | | | | |
BW DME Holdings,LLC
|
| | | | |
A-1类首选单元(4)
|
| | | | | | | |
100万台
|
| | | | 1,000,000 | | | | | | 1,100,000 | | | | | | | | |
说明
|
| |
行业
|
| |
类型
投资 |
| |
利息(1)
|
| |
到期
|
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值 |
| |
%的
全部 稀释 股权 持有 |
| |||||||||
BW DME Holdings,LLC
|
| | | | |
A-2类首选单元(4)
|
| | | | | | | |
937,261个单位
|
| | | $ | 937,261 | | | | | $ | 1,030,000 | | | | | | 2.14% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 18,547,055 | | | | | | 18,781,504 | | | | | | | | |
C.A.R.S.Protection Plus,Inc.
4431 William Penn Hwy#1, 宾夕法尼亚州默里斯维尔15668 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
汽车
|
| |
第一留置权(12)
|
| |
L+8.50%,下限0.50%
|
| |
12/31/2020
|
| |
98,746
|
| | | | 97,946 | | | | | | 98,746 | | | | | | | | |
定期贷款(SBIC)
|
| | | | |
第一个
留置权(2)(12) |
| |
L+8.50%,下限0.50%
|
| |
12/31/2020
|
| |
7,702,191
|
| | | | 7,639,820 | | | | | | 7,702,191 | | | | | | | | |
CPP控股有限责任公司
|
| | | | |
A类公共单元(4)
|
| | | | | | | |
149,828个单位
|
| | | | 149,828 | | | | | | 120,000 | | | | | | 1.01% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 7,887,594 | | | | | | 7,920,937 | | | | | | | | |
Catapult Learning,Inc.
水族馆大道2号, 卡姆登100号套房 新泽西州08103 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
教育
|
| |
第一个
连(13)(22) |
| |
L+6.35%,Libor下限为1.00%
|
| |
4/24/2023
|
| |
20,856,549
|
| | | | 20,489,409 | | | | | | 20,126,570 | | | | | | | | |
延迟取款
定期贷款 |
| | | | |
第一个
连(13)(22) |
| |
L+6.35%,Libor下限为1.00%
|
| |
4/24/2023
|
| |
1,143,451
|
| | | | 1,143,451 | | | | | | 1,103,430 | | | | | | | | |
合计
|
| | | | | | | | | | | | | | | | | | | 21,632,860 | | | | | | 21,230,000 | | | | | | | | |
科尔福德资本
控股有限责任公司 纽约第56街156号, 纽约10019 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Colford Capital Holdings,
有限责任公司#ref! |
| |
首选
单元(4)(5) |
| | | | | | | | | | |
38893个单位
|
| | | | 235,371 | | | | | | 60,000 | | | | | | 1.00% | | |
秃鹰借款人,有限责任公司
布罗德街1255号 新泽西州克利夫顿,邮编:07013 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
服务:业务
|
| |
秒
留置权(12) |
| |
L+8.75%,Libor下限为1.00%
|
| |
4/7/2025
|
| |
$13,750,000
|
| | | | 13,512,353 | | | | | | 13,337,500 | | | | | | | | |
秃鹰Top Holdco
有限 |
| | | | |
可转换优先股(4)
|
| | | | | | | |
50万股
|
| | | | 442,197 | | | | | | 340,000 | | | | | | | | |
秃鹰控股有限公司
|
| | | | |
B类优先股(4)
|
| | | | | | | |
50万股
|
| | | | 57,804 | | | | | | 40,000 | | | | | | 0.24% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 14,012,354 | | | | | | 13,717,500 | | | | | | | | |
融合技术,
公司 5875城堡溪公园大道 North Drive Suite 320 印第安纳波利斯,46250 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
服务:业务
|
| |
第一个
留置权(2)(12) |
| |
L+6.75%,Libor下限为1.50%
|
| |
8/30/2024
|
| |
7,107,143
|
| | | | 6,975,814 | | | | | | 6,975,814 | | | | | | | | |
定期贷款
|
| | | | |
第一留置权(12)
|
| |
L+6.75%,Libor下限为1.50%
|
| |
8/30/2024
|
| |
1,428,571
|
| | | | 1,400,339 | | | | | | 1,400,339 | | | | | | | | |
延期支取定期贷款
|
| | | | |
第一留置权(12)
|
| |
L+6.75%,Libor下限为1.50%
|
| |
8/30/2024
|
| |
5,343,750
|
| | | | 5,343,750 | | | | | | 5,343,750 | | | | | | | | |
说明
|
| |
行业
|
| |
类型
投资 |
| |
利息(1)
|
| |
到期
|
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值 |
| |
%的
全部 稀释 股权 持有 |
| |||||||||
Tailwind Core Investor,LLC
|
| | | | |
A类首选单元(4)
|
| | | | | | | |
4275个单位
|
| | | $ | 429,614 | | | | | $ | 390,000 | | | | | | 0.71% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 14,149,517 | | | | | | 14,109,903 | | | | | | | | |
LP道格拉斯产品集团
汉密尔顿大道400号, 帕洛阿尔托230套房 CA 34301 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
道格拉斯产品
组,LP |
| |
化学品、塑料和橡胶
|
| |
A类公共单元(4)
|
| | | | | | | |
322台
|
| | | | 139,656 | | | | | | 610,000 | | | | | | 0.50% | | |
Dream II Holdings,LLC
会议大道6501号 博卡拉顿300套房 FL 33487 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Dream II Holdings,LLC
|
| |
服务:消费者
|
| |
A类公共单元(4)
|
| | | | | | | |
25万台
|
| | | | 242,304 | | | | | | 0 | | | | | | 0.28% | | |
DTE企业,有限责任公司(18)
95财政大臣 伊利诺伊州罗泽尔,邮编:60172 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
能源:石油天然气
|
| |
第一留置权(12)
|
| |
L+7.50%,Libor下限为1.50%
|
| |
4/13/2023
|
| |
11,991,941
|
| | | | 11,790,639 | | | | | | 11,931,981 | | | | | | | | |
DTE持有
有限责任公司 |
| | | | |
A-2类普通股(4)
|
| | | | | | | |
776,316股
|
| | | | 572,768 | | | | | | 1,490,000 | | | | | | | | |
DTE持有
有限责任公司 |
| | | | |
AA类优先股(4)
|
| | | | | | | |
723,684股
|
| | | | 723,684 | | | | | | 1,380,000 | | | | | | 1.69% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 13,087,091 | | | | | | 14,801,981 | | | | | | | | |
Empirix Inc.
科技园大道600号, 比勒里卡100号套房 MA 01821 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Empirix Holdings I,Inc.
|
| |
软件
|
| |
A类普通股(4)
|
| | | | | | | |
1,304股
|
| | | | 1,304,232 | | | | | | 1,040,000 | | | | | | 1.48% | | |
Empirix Holdings I,Inc.
|
| | | | |
B类普通股(4)
|
| | | | | | | |
1,317,406股
|
| | | | 13,174 | | | | | | 10,000 | | | | | | | | |
合计
|
| | | | | | | | | | | | | | | | | | | 1,317,406 | | | | | | 1,050,000 | | | | | | | | |
Energy Labs,Inc.
8850互换大道, 德克萨斯州休斯顿77054 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
能源实验室控股公司
|
| |
能源:油气
|
| |
普通股(4)
|
| | | | | | | |
598股
|
| | | | 598,182 | | | | | | 570,000 | | | | | | 0.76% | | |
专业土地测量师,
有限责任公司(14)(20) 2132 E 9,310套房, 俄亥俄州克利夫兰44115 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
服务:业务
|
| |
第一个
留置权(2)(12) |
| |
L+5.75%,Libor下限为1.50%
|
| |
2/8/2024
|
| |
12,250,000
|
| | | | 12,011,605 | | | | | | 12,011,605 | | | | | | | | |
SP ELS Holdings LLC
|
| | | | |
A类公共单元(4)
|
| | | | | | | |
904250台
|
| | | | 904,250 | | | | | | 904,250 | | | | | | 2.70% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 12,915,855 | | | | | | 12,915,855 | | | | | | | | |
|
说明
|
| |
行业
|
| |
类型
投资 |
| |
利息(1)
|
| |
到期
|
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值 |
| |
%的
全部 稀释 股权 持有 |
| |||||||||
EOS Fitness OPCO Holdings,
有限责任公司 15445 Metcalf, KS 66223,Overland Park |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
EOS健身控股有限公司
|
| |
酒店、游戏和休闲
|
| |
A类首选单元(4)
|
| | | | | | | |
118台
|
| | | $ | 0 | | | | | $ | 330,000 | | | | | | 0.27% | | |
EOS健身控股有限公司
|
| | | | |
B类通用单位(4)
|
| | | | | | | |
3017台
|
| | | | 0 | | | | | | 10,000 | | | | | | | | |
合计
|
| | | | | | | | | | | | | | | | | | | 0 | | | | | | 340,000 | | | | | | | | |
快速生长树,有限责任公司(16)
旧国道2621号 南卡罗来纳州堡垒磨坊,邮编:29715 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
零售业
|
| |
第一个
留置权(2)(12) |
| |
L+7.75%,Libor下限为1.00%
|
| |
2/5/2023
|
| |
20,120,000
|
| | | | 19,795,636 | | | | | | 19,415,800 | | | | | | | | |
SP FGT Holdings,LLC
|
| | | | |
A类普通股(4)
|
| | | | | | | |
100万股
|
| | | | 1,000,000 | | | | | | 890,000 | | | | | | 1.73% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 20,795,636 | | | | | | 20,305,800 | | | | | | | | |
家具厂直销店,有限责任公司
珍妮·林德路6500号。 阿肯色州史密斯堡72908 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
消费品:
耐用 |
| |
第一留置权(12)
|
| |
L+8.00%,Libor下限为0.50%
|
| |
6/10/2021
|
| |
$14,922,485
|
| | | | 14,741,372 | | | | | | 14,549,423 | | | | | | | | |
转盘
|
| | | | |
第一留置权(12)
|
| |
L+8.00%,Libor下限为0.50%
|
| |
6/10/2021
|
| |
2,500,000
|
| | | | 2,500,000 | | | | | | 2,437,500 | | | | | | | | |
家具厂
控股有限责任公司 定期贷款 |
| | | | |
不安全(6)
|
| |
11.00%
|
| |
2/3/2021
|
| |
147,231
|
| | | | 147,231 | | | | | | 131,772 | | | | | | | | |
家具厂
旗舰控股,LP |
| | | | |
常用部件(4)
|
| | | | | | | |
13,445股
|
| | | | 94,569 | | | | | | 0 | | | | | | 1.25% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 17,483,172 | | | | | | 17,118,695 | | | | | | | | |
GK控股有限公司
9000摄政大道 400套件,Cary, NC 27518-8520 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
服务:教育
|
| |
秒
留置权(12) |
| |
L+10.25%,Libor下限为1.00%
|
| |
1/30/2022
|
| |
5,000,000
|
| | | | 4,950,253 | | | | | | 4,450,000 | | | | | | | | |
通用LED OPCO,LLC
1074 Arion Circle套间116 德克萨斯州圣安东尼奥,邮编:78216 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
服务:业务
|
| |
秒
留置权(12) |
| |
L+9.00%,Libor下限为1.50%
|
| |
11/1/2023
|
| |
4,500,000
|
| | | | 4,421,740 | | | | | | 4,252,500 | | | | | | | | |
Good Source Solutions,Inc.
3115 Melrose Drive Suite A160, 加利福尼亚州卡尔斯巴德92010 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
饮料、食品、
&烟草 |
| |
第一个
连(13)(22) |
| |
L+6.00%,Libor下限为1.00%
|
| |
6/29/2023
|
| |
18,500,000
|
| | | | 18,173,242 | | | | | | 17,667,500 | | | | | | | | |
高压GS收购,有限责任公司
|
| | | | |
A类首选单元(4)
|
| | | | | | | |
1,000股
|
| | | | 1,000,000 | | | | | | 760,000 | | | | | | | | |
说明
|
| |
行业
|
| |
类型
投资 |
| |
利息(1)
|
| |
到期
|
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值 |
| |
%的
全部 稀释 股权 持有 |
| |||||||||
高压GS收购,有限责任公司
|
| | | | |
B类通用单位(4)
|
| | | | | | | |
28,125股
|
| | | $ | 0 | | | | | $ | 0 | | | | | | 2.27% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 19,173,242 | | | | | | 18,427,500 | | | | | | | | |
Grupo Hima San Pablo,
Inc.等人 Pablo,Inc.邮政信箱4980, 卡瓜斯,PR 00726 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
医疗保健和
药品 |
| |
第一留置权(12)
|
| |
L+7.00%,Libor下限为1.50%
|
| |
1/31/2018
|
| |
4,626,860
|
| | | | 4,626,860 | | | | | | 4,071,637 | | | | | | | | |
定期贷款
|
| | | | |
秒
留置权(15) |
| |
13.75%
|
| |
7/31/2018
|
| |
4,109,524
|
| | | | 4,109,524 | | | | | | 904,095 | | | | | | | | |
合计
|
| | | | | | | | | | | | | | | | | | | 8,736,384 | | | | | | 4,975,732 | | | | | | | | |
ICD中级
Holdco 2,LLC 加利福尼亚州大街580号 1335套房, 加利福尼亚州旧金山,邮编:94104 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
财务
|
| |
秒
连带(2)(5)(12) |
| |
L+9.00%,Libor下限为1.00%
|
| |
7/1/2024
|
| |
$10,000,000
|
| | | | 9,828,760 | | | | | | 10,000,000 | | | | | | | | |
ICD Holdings,LLC
|
| | | | |
A类
首选(4)(5) |
| | | | | | | |
9962股
|
| | | | 496,405 | | | | | | 880,000 | | | | | | 0.32% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 10,325,165 | | | | | | 10,880,000 | | | | | | | | |
J.R.Watkins,LLC
观澜街101号 旧金山1900套房 CA 94105 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
转盘
|
| |
消费品:
不耐用 |
| |
第一留置权(12)
|
| |
L+6.50%,Libor下限为1.25%
|
| |
12/22/2022
|
| |
1,750,000
|
| | | | 1,750,000 | | | | | | 1,697,500 | | | | | | | | |
定期贷款(SBIC)
|
| | | | |
第一留置权(2)(12)
|
| |
L+6.50%,Libor下限为1.25%
|
| |
12/22/2022
|
| |
12,343,750
|
| | | | 12,149,440 | | | | | | 11,973,438 | | | | | | | | |
J.R.沃特金斯控股公司
|
| | | | |
A级优先(4)
|
| | | | | | | |
1076股
|
| | | | 1,075,758 | | | | | | 1,100,000 | | | | | | 1.69% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 14,975,198 | | | | | | 14,770,938 | | | | | | | | |
侏罗系中层
控股公司 34 Loveton Circle Suite 100, 马里兰州斯帕克斯21152 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
消费者
货物:耐用 |
| |
第一留置权(12)
|
| |
L+5.50%
|
| |
11/15/2024
|
| |
17,456,250
|
| | | | 17,203,751 | | | | | | 17,194,406 | | | | | | | | |
凯莱美瑞控股有限公司
北加州大道1331号 核桃溪150套房 CA 94596 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
汽车
|
| |
第一个
连(2)(13)(22) |
| |
L+7.50%,Libor下限为1.00%
|
| |
3/30/2023
|
| |
9,750,000
|
| | | | 9,585,916 | | | | | | 9,506,250 | | | | | | | | |
Keais Records Service,LLC
拉马尔大街1010号1800, 德克萨斯州休斯顿77002 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Keais Holdings,LLC
|
| |
服务:业务
|
| |
A类单位(4)
|
| | | | | | | |
148,335个单位
|
| | | | 735,198 | | | | | | 910,000 | | | | | | 0.83% | | |
|
说明
|
| |
行业
|
| |
类型
投资 |
| |
利息(1)
|
| |
到期
|
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值 |
| |
%的
全部 稀释 股权 持有 |
| |||||||||
KidKraft,Inc.
奥林路4630号 德克萨斯州达拉斯75244 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
消费者
货物:耐用 |
| |
秒
留置权(6) |
| |
12.00%现金,
1.00%PIK |
| |
3/30/2022
|
| |
9,431,895
|
| | | $ | 9,314,831 | | | | | $ | 9,007,460 | | | | | | | | |
利文斯顿国际公司
国际股份有限公司 405 The West Mill, 多伦多400套房 加拿大安大略省 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
运输:货物
|
| |
秒
留置权(5)(12) |
| |
L+8.25%,Libor下限为1.25%
|
| |
4/18/2020
|
| |
6,841,739
|
| | | | 6,814,294 | | | | | | 6,841,739 | | | | | | | | |
麦迪逊逻辑公司
公园大道257号 南5楼 纽约,NY 10016 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
媒体:
广播和 订阅 |
| |
第一个
留置权(2)(12) |
| |
L+8.00%,Libor下限0.50%
|
| |
11/30/2021
|
| |
$4,698,998
|
| | | | 4,671,411 | | | | | | 4,698,998 | | | | | | | | |
麦迪逊逻辑
控股公司(SBIC) |
| | | | |
普通股(2)(4)
|
| | | | | | | |
5000股
|
| | | | 50,000 | | | | | | 50,000 | | | | | | | | |
麦迪逊逻辑
控股公司(SBIC) |
| | | | |
A系列优先股(2)(4)
|
| | | | | | | |
4500股
|
| | | | 450,000 | | | | | | 420,000 | | | | | | 0.81% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 5,171,411 | | | | | | 5,168,998 | | | | | | | | |
Magdata Intermediate
控股有限责任公司 会议大道515号, 德克萨斯州奥斯汀1510Suite1510号,邮编:78701 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
软件
|
| |
秒
留置权(12) |
| |
L+9.50%,Libor下限为1.00%
|
| |
4/16/2024
|
| |
14,750,000
|
| | | | 14,499,743 | | | | | | 14,307,500 | | | | | | | | |
Mobileum,Inc.
2880湖畔大道 圣克拉拉135号套房 CA 95054 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
软件
|
| |
秒
留置权(12) |
| |
L+10.25%,Libor下限0.75%
|
| |
5/1/2022
|
| |
21,500,000
|
| | | | 21,184,523 | | | | | | 21,500,000 | | | | | | | | |
移动收购
控股,LP |
| | | | |
A-2类通用单元(4)
|
| | | | | | | |
750台
|
| | | | 455,385 | | | | | | 1,050,000 | | | | | | 0.84% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 21,639,908 | | | | | | 22,550,000 | | | | | | | | |
国家战壕安全,
有限责任公司等 260北萨姆·休斯顿 Pkwy E#200,休斯顿 TX 77060 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
建筑施工
|
| |
秒
留置权(2) |
| |
11.50%
|
| |
3/31/2022
|
| |
10,000,000
|
| | | | 9,882,830 | | | | | | 9,800,000 | | | | | | | | |
NTS投资者,LP
|
| | | | |
A类公共单元(4)
|
| | | | | | | |
2335个单位
|
| | | | 500,000 | | | | | | 390,000 | | | | | | 0.53% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 10,382,830 | | | | | | 10,190,000 | | | | | | | | |
|
说明
|
| |
行业
|
| |
类型
投资 |
| |
利息(1)
|
| |
到期
|
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值 |
| |
%的
全部 稀释 股权 持有 |
| |||||||||
NGS US Finco,LLC
海港大道290号, 斯坦福德5楼 CT 06902 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
公用事业:石油天然气
|
| |
秒
留置权(2)(12) |
| |
L+8.50%,Libor下限为1.00%
|
| |
4/1/2026
|
| |
10,000,000
|
| | | $ | 9,856,955 | | | | | $ | 9,400,000 | | | | | | | | |
营养药品,
有限责任公司(24) 东富兰克林大街806号 俄亥俄州森特维尔,邮编:45459 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
医疗保健和
药品 |
| |
第一留置权(12)
|
| |
L+6.00%,Libor下限为1.00%
|
| |
11/15/2023
|
| |
$15,461,250
|
| | | | 15,173,200 | | | | | | 14,842,800 | | | | | | | | |
功能聚合器,
有限责任公司 |
| | | | |
常用部件(4)
|
| | | | | | | |
12500个单位
|
| | | | 1,250,000 | | | | | | 1,370,000 | | | | | | 2.63% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 16,423,200 | | | | | | 16,212,800 | | | | | | | | |
PCP MT聚合器
控股公司,L.P. 2001春路 橡树溪700号套房 IL 60523 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
PCP MT聚合器
控股公司,L.P. |
| |
财务
|
| |
普通LP
台(4) |
| | | | | | | |
75万台
|
| | | | 0 | | | | | | 750,000 | | | | | | 7.85% | | |
Premiere Digital
服务公司(10) 威尔希尔大道5900号, 洛杉矶17楼 CA 90036 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
媒体:开播订阅
|
| |
第一个
连(2)(13)(22) |
| |
L+5.50%,Libor下限为1.50%
|
| |
10/18/2023
|
| |
8,250,000
|
| | | | 8,028,817 | | | | | | 7,796,250 | | | | | | | | |
定期贷款
|
| | | | |
第一个
连(13)(22) |
| |
L+5.50%,Libor下限为1.50%
|
| |
10/18/2023
|
| |
2,428,772
|
| | | | 2,363,657 | | | | | | 2,295,190 | | | | | | | | |
Premiere Digital Holdings,
公司 |
| | | | |
普通股(4)
|
| | | | | | | |
5000股
|
| | | | 50,000 | | | | | | 50,000 | | | | | | | | |
Premiere Digital Holdings,
公司 |
| | | | |
优先股(4)
|
| | | | | | | |
4500股
|
| | | | 450,000 | | | | | | 470,000 | | | | | | 1.13% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 10,892,474 | | | | | | 10,611,440 | | | | | | | | |
利润价格,有限责任公司(17)
花园大道6140号 克利夫兰200套房 OH 44124 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
服务:业务
|
| |
第一个
留置权(2)(12) |
| |
L+6.50%,Libor下限为1.00%
|
| |
1/31/2023
|
| |
8,818,907
|
| | | | 8,677,641 | | | | | | 8,818,907 | | | | | | | | |
I2P Holdings,LLC
|
| | | | |
A系列首选(4)
|
| | | | | | | |
75万股
|
| | | | 750,000 | | | | | | 1,490,000 | | | | | | 1.63% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 9,427,641 | | | | | | 10,308,907 | | | | | | | | |
保护美国公司
快山路3800号 德克萨斯州奥斯汀,邮编:78728 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
服务:消费者
|
| |
秒
连带(2)(6)(12) |
| |
L+7.75%,Libor下限为1.00%
|
| |
10/30/2020
|
| |
17,979,749
|
| | | | 17,744,354 | | | | | | 17,710,053 | | | | | | | | |
|
说明
|
| |
行业
|
| |
类型
投资 |
| |
利息(1)
|
| |
到期
|
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值 |
| |
%的
全部 稀释 股权 持有 |
| |||||||||
Refac光学集团等
1 Harmon Drive Blackwood, 新泽西州08012 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
转盘
|
| |
零售业
|
| |
第一个
连(9)(11)(12) |
| |
L+8.00%
|
| |
9/30/2018
|
| |
$880,000
|
| | | $ | 880,000 | | | | | $ | 880,000 | | | | | | | | |
A期贷款
|
| | | | |
第一个
连(9)(12) |
| |
L+8.00%
|
| |
9/30/2018
|
| |
472,968
|
| | | | 472,968 | | | | | | 472,968 | | | | | | | | |
B期贷款
|
| | | | |
第一个
连(6)(9)(12) |
| |
L+10.75%
|
| |
9/30/2018
|
| |
6,539,666
|
| | | | 6,539,666 | | | | | | 5,787,604 | | | | | | | | |
合计
|
| | | | | | | | | | | | | | | | | | | 7,892,634 | | | | | | 7,140,572 | | | | | | | | |
Skopos Financial,LLC
欧文市143454号邮政信箱 TX 75014-1867年 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
财务
|
| |
不安全(5)
|
| |
12.00%
|
| |
1/31/2020
|
| |
17,500,000
|
| | | | 17,500,000 | | | | | | 17,325,000 | | | | | | | | |
Skopos Financial
集团有限责任公司 |
| | | | |
A类
单元(4)(5) |
| | | | | | | |
1120684个单位
|
| | | | 1,162,544 | | | | | | 1,110,000 | | | | | | 0.75% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 18,662,544 | | | | | | 18,435,000 | | | | | | | | |
指定空气解决方案有限责任公司
威廉街1250号 布法罗44号邮政信箱 纽约14240-0044 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
指定空气
有限责任公司解决方案 |
| |
建筑施工
|
| |
A类公共单元(4)
|
| | | | | | | |
3846台
|
| | | | 0 | | | | | | 250,000 | | | | | | 0.69% | | |
SQAD,LLC
303 S.百老汇,130套房, 纽约州塔里敦邮编:10591 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
媒体:开播订阅
|
| |
第一个
留置权(2)(12) |
| |
L+6.50,带
1.00%Libor 楼层 |
| |
12/22/2022
|
| |
14,807,500
|
| | | | 14,745,536 | | | | | | 14,585,388 | | | | | | | | |
SQAD Holdco,Inc.(SBIC)
|
| | | | |
优先股,系列A(2)(4)
|
| | | | | | | |
5624股
|
| | | | 156,001 | | | | | | 450,000 | | | | | | 1.95% | | |
SQAD Holdco,Inc.(SBIC)
|
| | | | |
普通股(2)(4)
|
| | | | | | | |
5800股
|
| | | | 62,485 | | | | | | 50,000 | | | | | | | | |
合计
|
| | | | | | | | | | | | | | | | | | | 14,964,022 | | | | | | 15,085,388 | | | | | | | | |
TechInsights,Inc.
罗伯逊路1891号 渥太华500套房 加拿大K2H 5B7上的 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
高科技产业
|
| |
第一个
连(5)(13)(22) |
| |
L+6.00%,Libor下限为1.00%
|
| |
10/2/2023
|
| |
21,540,925
|
| | | | 21,119,990 | | | | | | 21,110,107 | | | | | | | | |
制造时间
收购,有限责任公司 帝国硬盘7601 韦科市20368号邮政信箱 TX 76702-0368 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
基建设备
|
| |
不安全(6)
|
| |
11.5%现金;0.75%PIK
|
| |
8/3/2023
|
| |
6,385,182
|
| | | | 6,289,917 | | | | | | 6,289,404 | | | | | | | | |
制造时间
投资有限责任公司 |
| | | | |
A类公共单元(4)
|
| | | | | | | |
5000台
|
| | | | 500,000 | | | | | | 560,000 | | | | | | 0.55% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 6,789,917 | | | | | | 6,849,404 | | | | | | | | |
TFH可靠性,有限责任公司
4405导向器行, 德克萨斯州休斯顿77092 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
化学品、塑料和橡胶
|
| |
秒
留置权(2)(12) |
| |
L+10.75%,Libor下限0.50%
|
| |
4/21/2022
|
| |
5,875,000
|
| | | | 5,798,877 | | | | | | 5,875,000 | | | | | | | | |
说明
|
| |
行业
|
| |
类型
投资 |
| |
利息(1)
|
| |
到期
|
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值 |
| |
%的
全部 稀释 股权 持有 |
| |||||||||
TFH可靠性
集团有限责任公司 |
| | | | |
A类公共单元(4)
|
| | | | | | | |
25万台
|
| | | $ | 231,521 | | | | | $ | 340,000 | | | | | | 0.43% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 6,030,398 | | | | | | 6,215,000 | | | | | | | | |
美国汽车销售公司
等人 大学大道2875号 佐治亚州劳伦斯维尔30043 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
财务
|
| |
秒
留置权(5)(12) |
| |
L+10.50%,Libor下限为1.00%
|
| |
6/8/2020
|
| |
4,500,000
|
| | | | 4,487,033 | | | | | | 4,500,000 | | | | | | | | |
USASF Blocker II,
有限责任公司 |
| | | | |
常用单元(4)(5)
|
| | | | | | | |
441台
|
| | | | 441,000 | | | | | | 550,000 | | | | | | 0.45% | | |
USASF Blocker III,
有限责任公司 |
| | | | |
C系列首选机组(4)(5)
|
| | | | | | | |
50个单位
|
| | | | 50,000 | | | | | | 60,000 | | | | | | | | |
USASF Blocker LLC
|
| | | | |
常用单元(4)(5)
|
| | | | | | | |
9000台
|
| | | | 9,000 | | | | | | 10,000 | | | | | | | | |
合计
|
| | | | | | | | | | | | | | | | | | | 4,987,033 | | | | | | 5,120,000 | | | | | | | | |
VRI中级
控股有限责任公司 1400商务 中心车道, 俄亥俄州富兰克林45005 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
医疗保健和
药品 |
| |
秒
留置权(2)(12) |
| |
L+9.25%,Libor下限为1.00%
|
| |
10/31/2020
|
| |
9,000,000
|
| | | | 8,908,233 | | | | | | 8,865,000 | | | | | | | | |
VRI旗舰版
控股有限责任公司 |
| | | | |
A类首选单元(4)
|
| | | | | | | |
326,797个单位
|
| | | | 500,000 | | | | | | 520,000 | | | | | | 0.45% | | |
合计
|
| | | | | | | | | | | | | | | | | | | 9,408,233 | | | | | | 9,385,000 | | | | | | | | |
Wise Holding
公司 加州大道3676号 盐湖城B100 UT 84104 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
饮料,
食品和烟草 |
| |
不安全(12)(20)
|
| |
L+11.00%,Libor下限为1.00%
|
| |
12/31/2021
|
| |
1,250,000
|
| | | | 1,239,020 | | | | | | 0 | | | | | | | | |
延迟取款
定期贷款 |
| | | | |
第一个
连(12)(21) |
| |
P+7.50%,
2.00%下限 |
| |
6/30/2021
|
| |
253,906
|
| | | | 253,906 | | | | | | 85,059 | | | | | | | | |
睿智母公司,
有限责任公司 |
| | | | |
会员
台(4) |
| | | | | | | |
1台
|
| | | | 58,594 | | | | | | 0 | | | | | | | | |
合计
|
| | | | | | | | | | | | | | | | | | | 1,551,520 | | | | | | 85,059 | | | | | | | | |
合计非受控,
非关联 投资 |
| | | | | | | | | | | | | | | | | |
$
|
520,096,508
|
| | | |
$
|
517,411,814
|
| | | | | | | |
总投资
|
| | | | | | | | | | | | | | | | | | $ | 520,096,508 | | | | | $ | 517,411,814 | | | | | | | | |
|
名称
|
| |
年
出生 |
| |
职位
|
| |
导演
自 以来 |
| |
术语
过期 |
|
感兴趣的董事 | | | | | | | | | | | | | |
罗伯特·T·拉德 | | |
1956
|
| |
董事长、首席执行官兼总裁
|
| |
2012
|
| |
2021
|
|
院长D‘Angelo | | |
1967
|
| | 导演 | | |
2012
|
| |
2019
|
|
约书亚·T·戴维斯 | | |
1972
|
| | 导演 | | |
2012
|
| |
2020
|
|
独立董事 | | | | | | | | | | | | | |
J.蒂姆·阿努尔特 | | |
1949
|
| | 导演 | | |
2012
|
| |
2021
|
|
布鲁斯·R·比尔格 | | |
1952
|
| | 导演 | | |
2012
|
| |
2020
|
|
保罗·凯格列维奇 | | |
1954
|
| | 导演 | | |
2012
|
| |
2021
|
|
威廉·C·雷普科 | | |
1949
|
| | 导演 | | |
2012
|
| |
2019
|
|
名称
|
| |
年
出生 |
| |
职位
|
|
W.托德·赫金森 | | |
1964
|
| | 首席财务官、首席合规官、财务主管兼秘书 | |
名称
|
| |
聚合现金
来自 的补偿 Stellus Capital 投资公司(1) |
| |
来自
的总薪酬
Stellus Capital 投资公司 支付给董事(1) |
| ||||||
感兴趣的董事 | | | | | | | | | | | | | |
罗伯特·T·拉德
|
| | | $ | — | | | | | $ | — | | |
院长D‘Angelo
|
| | | $ | — | | | | | $ | — | | |
约书亚·T·戴维斯
|
| | | $ | — | | | | | $ | — | | |
独立董事 | | | | | | | | | | | | | |
J.蒂姆·阿努尔特
|
| | | $ | 76,500 | | | | | $ | 76,500 | | |
布鲁斯·R·比尔格
|
| | | $ | 76,500 | | | | | $ | 76,500 | | |
保罗·凯格列维奇
|
| | | $ | 84,500 | | | | | $ | 84,500 | | |
威廉·C·雷普科
|
| | | $ | 79,500 | | | | | $ | 79,500 | | |
投资组合经理/投资支持团队名称
|
| |
权益的美元范围
受益证券 拥有(1)(2)(3) |
|
罗伯特·T·拉德
|
| |
100多万美元
|
|
约书亚·T·戴维斯
|
| |
100多万美元
|
|
院长D‘Angelo
|
| |
100多万美元
|
|
W.托德·赫金森
|
| |
$100,001 – $500,000
|
|
托德·A·奥弗伯根
|
| |
$100,001 – $500,000
|
|
受益人姓名和地址
|
| |
数量
个共享 拥有 受益(1) |
| |
百分比
类的 |
| | | | ||||||
感兴趣的董事 | | | | | | | | | | | | | | | | |
罗伯特·T·拉德
|
| | | | 478,776 | | | | | | 2.53% | | | | | |
约书亚·T·戴维斯
|
| | | | 232,549 | | | | | | 1.23% | | | | | |
院长D‘Angelo
|
| | | | 156,546 | | | | | | 0.83% | | | | | |
独立董事 | | | | | | | | | | | | | | | | |
J.蒂姆·阿努尔特
|
| | | | 10,870 | | | | | | * | | | | | |
布鲁斯·R·比尔格
|
| | | | 92,327 | | | | | | * | | | | | |
保罗·凯格列维奇
|
| | | | 8,579 | | | | | | * | | | | | |
威廉·C·雷普科
|
| | | | 10,000 | | | | | | * | | | | | |
执行主任 | | | | | | | | | | | | | | | | |
W.托德·赫金森
|
| | | | 22,058 | | | | | | * | | | | | |
高管和董事作为一个群体
|
| | | | 1,011,705 | | | | | | 5.35% | | | | | |
5%的持有者
|
| | | | | | | | | | | | | | | |
无
|
| | | | — | | | | | | — | | | | | |
名称
|
| |
权益的美元范围
受益证券 拥有(1)(2)(3) |
|
感兴趣的导演: | | | | |
罗伯特·T·拉德
|
| |
100,000美元以上
|
|
院长D‘Angelo
|
| |
100,000美元以上
|
|
约书亚·T·戴维斯
|
| |
100,000美元以上
|
|
独立董事: | | | | |
J.蒂姆·阿努尔特
|
| |
100,000美元以上
|
|
布鲁斯·R·比尔格
|
| |
100,000美元以上
|
|
保罗·凯格列维奇
|
| |
100,000美元以上
|
|
威廉·C·雷普科
|
| |
100,000美元以上
|
|
高管: | | | | |
W.托德·赫金森
|
| |
100,000美元以上
|
|
| | |
售前
导航下方 每股 |
| |
示例1 - 10%
10%的优惠 折扣 |
| |
示例2 - 25%
优惠价格为15% 折扣 |
| |
示例3 - 25%
100%优惠 折扣 |
| ||||||||||||||||||||||||||||||
| | |
跟随
销售 |
| |
百分比
更改 |
| |
跟随
销售 |
| |
百分比
更改 |
| | | | | | | |
百分比
更改 |
| |||||||||||||||||||||
发行价 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
每股公开价格
|
| | | | — | | | | | | 13.03 | | | | | | — | | | | | | 12.30 | | | | | | — | | | | | | 0.00 | | | | | | — | | |
每股净收益为
发行商 |
| | | | — | | | | | | 12.38 | | | | | | — | | | | | | 11.69 | | | | | | — | | | | | | 0.00 | | | | | | — | | |
股票增加,每股资产净值减少
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
未偿还股份总数
|
| | | | 16,000,000 | | | | | | 17,600,000 | | | | | | 10% | | | | | | 20,000,000 | | | | | | 25% | | | | | | 20,000,000 | | | | | | 25% | | |
每股资产净值
|
| | | $ | 13.75 | | | | | $ | 13.63 | | | | | | -0.91% | | | | | $ | 13.34 | | | | | | -3.00% | | | | | $ | 11.00 | | | | | | -20.00% | | |
对非参与股东A的摊薄
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
股份稀释 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
股东A持有的股份
|
| | | | 160,000 | | | | | | 160,000 | | | | | | — | | | | | | 160,000 | | | | | | — | | | | | | 160,000 | | | | | | — | | |
股东A持有的股份百分比
|
| | | | 1% | | | | | | 0.91% | | | | | | 9.0% | | | | | | 0.80% | | | | | | 20.0% | | | | | | 0.80% | | | | | | 20.0% | | |
资产净值稀释 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
股东A持有的资产净值合计
|
| | | $ | 2,200,000 | | | | | $ | 2,180,000 | | | | | | -0.91% | | | | | $ | 2,134,000 | | | | | | -5.00% | | | | | $ | 1,760,000 | | | | | | -20.00% | | |
股东总投资
A(假设每 $13.60 共享) |
| | | $ | 2,200,000 | | | | | $ | 2,200,000 | | | | | | — | | | | | $ | 2,200,000 | | | | | | — | | | | | $ | 2,200,000 | | | | | | — | | |
股东A的总摊薄
(持有的总资产净值变化 按股东) |
| | | | — | | | | | -$ | 20,000 | | | | | | — | | | | | -$ | 66,000 | | | | | | — | | | | | -$ | 440,000 | | | | | | — | | |
| | |
售前
导航下方 每股 |
| |
示例1 - 10%
10%的优惠 折扣 |
| |
示例2 - 25%
优惠价格为15% 折扣 |
| |
示例3 - 25%
100%优惠 折扣 |
| ||||||||||||||||||||||||||||||
| | |
跟随
销售 |
| |
百分比
更改 |
| |
跟随
销售 |
| |
百分比
更改 |
| | | | | | | |
百分比
更改 |
| |||||||||||||||||||||
每股资产净值稀释 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
股东A持有的每股资产净值
|
| | | | — | | | | | $ | 13.63 | | | | | | — | | | | | $ | 13.34 | | | | | | — | | | | | $ | 11.00 | | | | | | — | | |
股东A持有的每股投资
|
| | | | 13.75 | | | | | $ | 13.75 | | | | | | — | | | | | $ | 13.75 | | | | | | — | | | | | $ | 13.75 | | | | | | — | | |
每股资产净值稀释
股东A经历的 (每股资产净值减去 每股投资) |
| | | | — | | | | | -$ | 0.13 | | | | | | | | | | | -$ | 0.41 | | | | | | | | | | | -$ | 2.75 | | | | | | | | |
资产净值稀释百分比
股东A经历的 (每股资产净值稀释 除以每个 的投资额 共享) |
| | | | — | | | | | | — | | | | | | -0.91% | | | | | | — | | | | | | -3.00% | | | | | | — | | | | | | -20.00% | | |
| | |
售前
导航下方 |
| |
50%参与度
|
| |
150%参与率
|
| |||||||||||||||||||||
| | |
跟随
销售 |
| |
百分比
更改 |
| |
跟随
销售 |
| |
百分比
更改 |
| ||||||||||||||||||
发行价 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
每股公开价格
|
| | | | — | | | | | $ | 12.30 | | | | | | — | | | | | $ | 12.30 | | | | | | — | | |
发行人每股净收益
|
| | | | — | | | | | $ | 11.69 | | | | | | — | | | | | $ | 11.69 | | | | | | — | | |
股票增加,资产净值减少 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
未偿还股份总数
|
| | | | 16,000,000 | | | | | | 20,000,000 | | | | | | 25% | | | | | | 20,000,000 | | | | | | 25% | | |
每股资产净值
|
| | | | 13.75 | | | | | | 13.34 | | | | | | -3.00% | | | | | | 13.34 | | | | | | -3.00% | | |
对参股股东A的稀释/增值 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
股份稀释/增值
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
股东A持有的股份
|
| | | | 160,000 | | | | | | 180,000 | | | | | | — | | | | | | 220,000 | | | | | | — | | |
持有的股份百分比
股东A |
| | | | 1% | | | | | | 0.90% | | | | | | — | | | | | | 1.10% | | | | | | — | | |
资产净值稀释/吸积
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
股东A持有的资产净值合计
|
| | | | 2,200,000 | | | | | $ | 2,400,750 | | | | | | 9.13% | | | | | | 2,934,250 | | | | | | 33.38% | | |
股东A总投资
(假设每股收益为13.75美元) 先持有后销售) |
| | | | 2,200,000 | | | | | $ | 2,446,053 | | | | | | — | | | | | $ | 2,938,158 | | | | | | — | | |
股东A的总稀释/增持(总资产净值减去总投资)
|
| | | | — | | | | | $ | -45,303 | | | | | | — | | | | | $ | -3,908 | | | | | | — | | |
每股资产净值稀释/增值
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
股东A持有的每股资产净值
|
| | | | — | | | | | | 13.34 | | | | | | — | | | | | | 13.34 | | | | | | — | | |
股东A持有的每股投资
(假设股票每股13.75美元 先持有后销售) |
| | | | 14.43 | | | | | | 13.59 | | | | | | — | | | | | | 13.36 | | | | | | — | | |
股东A经历的每股资产净值稀释/增值(每股资产净值减去每股投资)
|
| | | | — | | | | | | -0.25 | | | | | | | | | | | | -0.02 | | | | | | | | |
股东A经历的资产净值稀释/增值百分比(每股资产净值稀释/增值除以每股投资)
|
| | | | — | | | | | | — | | | | | | -1.85% | | | | | | — | | | | | | -0.13% | | |
| | |
售前
导航下方 |
| |
示例1
提供10%的优惠,价格为 九折优惠 |
| |
示例2
提供25%的优惠,价格为 15%折扣 |
| |
示例3
提供25%的优惠,价格为 100%折扣 |
| ||||||||||||||||||||||||||||||
| | |
跟随
销售 |
| |
百分比
更改 |
| |
跟随
销售 |
| |
百分比
更改 |
| |
跟随
销售 |
| |
百分比
更改 |
| ||||||||||||||||||||||||
发行价 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
每股公开价格
|
| | | | — | | | | | | 13.03 | | | | | | — | | | | | | 12.30 | | | | | | — | | | | | | 0.00 | | | | | | — | | |
发行人每股净收益
|
| | | | — | | | | | | 12.38 | | | | | | — | | | | | | 11.69 | | | | | | — | | | | | | 0.00 | | | | | | — | | |
股票增加,资产净值减少
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
未偿还股份总数
|
| | | | 16,000,000 | | | | | | 17,600,000 | | | | | | 10% | | | | | | 20,000,000 | | | | | | 25% | | | | | | 20,000,000 | | | | | | 25% | | |
每股资产净值
|
| | | | 13.75 | | | | | | 13.63 | | | | | | -0.91% | | | | | | 13.34 | | | | | | -3.00% | | | | | | 11.00 | | | | | | -20.00% | | |
对参与投资者A的稀释/增值
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
股份稀释/增值
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
投资者A持有的股票
|
| | | | 0 | | | | | | 16,000 | | | | | | — | | | | | | 40,000 | | | | | | — | | | | | | 40,000 | | | | | | — | | |
投资者A持有的股份百分比
|
| | | | 0.00% | | | | | | 0.09% | | | | | | — | | | | | | 0.20% | | | | | | — | | | | | | 0.20% | | | | | | — | | |
资产净值稀释/吸积
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
投资者A持有的总资产净值
|
| | | | 0 | | | | | | 218,000 | | | | | | — | | | | | | 533,500 | | | | | | — | | | | | | 440,000 | | | | | | — | | |
投资者A的总投资(按公开价格计算)
|
| | | | 0 | | | | | | 208,421 | | | | | | — | | | | | | 492,105 | | | | | | — | | | | | | 0 | | | | | | — | | |
投资者A的总稀释/增值(总资产净值减去总投资)
|
| | | | — | | | | | | 9,579 | | | | | | — | | | | | | 41,395 | | | | | | — | | | | | | 440,000 | | | | | | — | | |
每股资产净值稀释/增值
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
投资者A持有的每股资产净值
|
| | | | — | | | | | | 13.63 | | | | | | — | | | | | | 13.34 | | | | | | — | | | | | | 11.00 | | | | | | — | | |
投资者A持有的每股投资
|
| | | | — | | | | | | 13.03 | | | | | | — | | | | | | 12.30 | | | | | | — | | | | | | 0.00 | | | | | | — | | |
投资者A经历的每股资产净值稀释(每股资产净值减去每股投资)
|
| | | | — | | | | | | 0.60 | | | | | | | | | | | | 1.03 | | | | | | | | | | | | 11.00 | | | | | | | | |
投资者A经历的资产净值摊薄百分比(每股资产净值摊薄除以每股投资)
|
| | | | — | | | | | | — | | | | | | 4.60% | | | | | | — | | | | | | 8.41% | | | | | | — | | | | | | — | | |
(1)
班级标题 |
| |
(2)
金额 授权 |
| |
(3)
持有金额 我们或我们的 帐户 |
| |
(4)
金额 出色的 不包括 显示的金额 在第3栏下 |
| |||||||||
普通股
|
| | | | 100,000,000 | | | | | | — | | | | | | 18,703,810 | | |
| | |
第
页
|
| |||
未经审计的财务报表 | | | | | | | |
截至2019年3月31日(未经审计)和2018年12月31日的合并资产负债表
|
| | | | F-2 | | |
截至2019年3月31日和2018年3月31日止三个月的合并经营报表(未经审计)
|
| | | | F-3 | | |
截至2019年3月31日和2018年3月31日止三个月净资产变动表(未经审计)
|
| | | | F-4 | | |
截至2019年3月31日和2018年3月31日止三个月合并现金流量表(未经审计)
|
| | | | F-5 | | |
截至2019年3月31日(未经审计)和2018年12月31日的投资合并时间表
|
| | | | F-6 | | |
未经审计财务报表附注
|
| | | | F-24 | | |
经审计的财务报表 | | | | | | | |
独立注册会计师事务所报告
|
| | | | F-57 | | |
截至2018年12月31日和2017年12月31日的资产负债表
|
| | | | F-59 | | |
截至2018年12月31日、2017年12月31日和2016年12月31日的三个年度的营业报表
|
| | | | F-60 | | |
截至2018年12月31日、2017年12月31日和2016年12月31日的三个年度净资产变动表
|
| | | | F-61 | | |
截至2018年12月31日、2017年12月31日和2016年12月31日的年度现金流量表
|
| | | | F-62 | | |
截至2018年12月31日和2017年12月31日的投资日程表
|
| | | | F-63 | | |
财务报表附注
|
| | | | F-80 | | |
| | |
3月31日
2019 (未审核) |
| |
12月31日
2018 |
| ||||||
资产 | | | | | | | | | | | | | |
非受控附属投资,按公允价值计算(摊销成本为0美元
和52,185美元) |
| | | $ | — | | | | | $ | 50,000 | | |
非控制、非附属投资,按公允价值计算(摊销成本分别为520,096,508美元和502,691,464美元)
|
| | | | 517,411,814 | | | | | | 504,433,668 | | |
现金和现金等价物
|
| | | | 23,843,646 | | | | | | 17,467,146 | | |
销售和偿还投资的应收账款
|
| | | | 212,822 | | | | | | 99,213 | | |
应收利息
|
| | | | 3,317,929 | | | | | | 3,788,684 | | |
其他应收账款
|
| | | | 61,551 | | | | | | 85,246 | | |
延期发售成本
|
| | | | 7,609 | | | | | | 18,673 | | |
预付费用
|
| | | | 346,519 | | | | | | 344,621 | | |
总资产
|
| | | $ | 545,201,890 | | | | | $ | 526,287,251 | | |
负债 | | | | | | | | | | | | | |
应付票据
|
| | | $ | 47,723,760 | | | | | $ | 47,641,797 | | |
应付信贷便利
|
| | | | 74,861,034 | | | | | | 98,237,227 | | |
SBA担保债券
|
| | | | 146,536,821 | | | | | | 146,387,802 | | |
应付股息
|
| | | | 2,119,145 | | | | | | 1,807,570 | | |
应付管理费
|
| | | | 972,645 | | | | | | 2,183,975 | | |
应付收入奖励费用
|
| | | | 1,634,588 | | | | | | 1,936,538 | | |
应付资本利得奖励费用
|
| | | | 1,242,795 | | | | | | 81,038 | | |
应付利息
|
| | | | 866,559 | | | | | | 1,863,566 | | |
未赚取收入
|
| | | | 394,746 | | | | | | 410,593 | | |
应付行政服务
|
| | | | 442,132 | | | | | | 392,191 | | |
递延纳税义务
|
| | | | 80,554 | | | | | | 67,953 | | |
应付所得税
|
| | | | 51,034 | | | | | | 316,092 | | |
其他应计费用和负债
|
| | | | 476,833 | | | | | | 115,902 | | |
总负债
|
| | | $ | 277,402,646 | | | | | $ | 301,442,244 | | |
承付款和或有事项(注7) | | | | | | | | | | | | | |
净资产
|
| | | $ | 267,799,244 | | | | | $ | 224,845,007 | | |
净资产 | | | | | | | | | | | | | |
普通股,每股票面价值0.001美元(授权发行200,000,000股;已发行和已发行股票分别为18,703,810股和15,953,810股)
|
| | | $ | 18,704 | | | | | $ | 15,954 | | |
实收资本
|
| | | | 266,703,785 | | | | | | 228,160,491 | | |
可分配收益
|
| | | | 1,076,755 | | | | | | (3,331,438) | | |
净资产
|
| | | $ | 267,799,244 | | | | | $ | 224,845,007 | | |
总负债和净资产
|
| | | $ | 545,201,890 | | | | | $ | 526,287,251 | | |
每股资产净值
|
| | | $ | 14.32 | | | | | $ | 14.09 | | |
| | |
这三个
个月截止 3月31日 2019 |
| |
这三个
个月截止 3月31日 2018 |
| ||||||
投资收益 | | | | | | | | | | | | | |
利息收入
|
| | | $ | 13,625,399 | | | | | $ | 10,730,748 | | |
其他收入
|
| | | | 209,530 | | | | | | 181,033 | | |
总投资收益
|
| | | $ | 13,834,929 | | | | | $ | 10,911,781 | | |
运营费用 | | | | | | | | | | | | | |
管理费
|
| | | $ | 2,222,645 | | | | | $ | 1,748,896 | | |
估价费用
|
| | | | 107,322 | | | | | | 134,410 | | |
行政服务费
|
| | | | 405,399 | | | | | | 351,229 | | |
收入奖励费用
|
| | | | 1,373,854 | | | | | | 968,826 | | |
资本利得奖励费用
|
| | | | 1,161,757 | | | | | | — | | |
专业费
|
| | | | 344,340 | | | | | | 469,138 | | |
董事费用
|
| | | | 104,000 | | | | | | 92,000 | | |
保险费
|
| | | | 85,697 | | | | | | 85,697 | | |
利息费用和其他费用
|
| | | | 3,674,787 | | | | | | 2,464,980 | | |
所得税费用
|
| | | | 12,744 | | | | | | — | | |
其他一般和行政费用
|
| | | | 8,725 | | | | | | 121,226 | | |
总运营费用
|
| | | $ | 9,501,270 | | | | | $ | 6,436,402 | | |
净投资收益
|
| | | $ | 4,333,659 | | | | | $ | 4,475,379 | | |
非控制、非关联投资和现金等价物的已实现净收益
|
| | | $ | 10,246,098 | | | | | $ | 1,335,269 | | |
非控制、非关联投资和现金等价物未实现增值(折旧)净变化
|
| | | $ | (4,426,898) | | | | | $ | 1,466,614 | | |
非控制、关联投资和现金等价物未实现增值净变化
|
| | | | 2,185 | | | | | | 66,667 | | |
投资未实现净收益计提税款拨备
|
| | | $ | (12,601) | | | | | $ | — | | |
运营净资产净增长
|
| | | $ | 10,142,443 | | | | | $ | 7,343,929 | | |
每股净投资收益
|
| | | $ | 0.27 | | | | | $ | 0.28 | | |
每股运营净资产净增长
|
| | | $ | 0.62 | | | | | $ | 0.46 | | |
未偿还普通股加权平均股份
|
| | | | 16,351,032 | | | | | | 15,952,841 | | |
每股分配
|
| | | $ | 0.34 | | | | | $ | 0.34 | | |
| | |
这三个
个月截止 3月31日 2019 |
| |
这三个
个月截止 3月31日 2018 |
| ||||||
运营净资产增加 | | | | | | | | | | | | | |
净投资收益
|
| | | $ | 4,333,659 | | | | | $ | 4,475,379 | | |
投资和现金等价物已实现净收益
|
| | | | 10,246,098 | | | | | | 1,335,269 | | |
非控制、非关联投资和现金等价物未实现增值(折旧)净变化
|
| | | | (4,426,898) | | | | | | 1,466,614 | | |
非控制、关联投资和现金等价物未实现增值净变化
|
| | | | 2,185 | | | | | | 66,667 | | |
投资未实现增值计提税金
|
| | | | (12,601) | | | | | | — | | |
运营净资产净增长
|
| | | $ | 10,142,443 | | | | | $ | 7,343,929 | | |
股东分配
|
| | | $ | (5,734,250) | | | | | $ | (5,422,500) | | |
股本交易 | | | | | | | | | | | | | |
普通股发行
|
| | | $ | 39,682,500 | | | | | $ | 94,788 | | |
销售额
|
| | | | (935,000) | | | | | | — | | |
报价成本
|
| | | | (202,891) | | | | | | — | | |
部分股份交易
|
| | | | 1,435 | | | | | | (327) | | |
股本交易净资产增加
|
| | | $ | 38,546,044 | | | | | $ | 94,461 | | |
净资产合计增长
|
| | | $ | 42,954,237 | | | | | $ | 2,015,890 | | |
期初净资产
|
| | | $ | 224,845,007 | | | | | $ | 220,247,242 | | |
期末净资产
|
| | | $ | 267,799,244 | | | | | $ | 222,263,132 | | |
| | |
这三个
个月截止 3月31日 2019 |
| |
这三个
个月截止 3月31日 2018 |
| ||||||
经营活动的现金流 | | | | | | | | | | | | | |
运营净资产净增长
|
| | | $ | 10,142,443 | | | | | $ | 7,343,929 | | |
调整以对因运营导致的净资产净增长调整为
经营活动提供(使用)的净现金: |
| | | | | | | | | | | | |
购买投资
|
| | | | (28,573,192) | | | | | | (71,713,787) | | |
销售和偿还投资的收益
|
| | | | 21,794,726 | | | | | | 15,618,134 | | |
投资未实现折旧(增值)净变化
|
| | | | 4,424,713 | | | | | | (1,533,281) | | |
PIK带来的投资增加
|
| | | | (41,841) | | | | | | (152,006) | | |
摊销保费和递增折扣,净额
|
| | | | (400,064) | | | | | | (343,739) | | |
递延税金拨备
|
| | | | 12,601 | | | | | | — | | |
贷款结构费摊销
|
| | | | 123,807 | | | | | | 66,223 | | |
递延融资成本摊销
|
| | | | 81,963 | | | | | | 83,196 | | |
SBA担保债券的贷款费用摊销
|
| | | | 149,019 | | | | | | 100,668 | | |
投资实现净收益
|
| | | | (10,246,098) | | | | | | (1,335,269) | | |
其他资产和负债变动
|
| | | | | | | | | | | | |
应收利息减少(增加)
|
| | | | 470,755 | | | | | | (864,856) | | |
其他应收账款减少(增加)
|
| | | | 23,695 | | | | | | (37,647) | | |
预付费用减少(增加)
|
| | | | (1,898) | | | | | | 63,084 | | |
增加应付管理费
|
| | | | (1,211,330) | | | | | | (46,226) | | |
增加(减少)应付奖励费用
|
| | | | (301,950) | | | | | | 793,088 | | |
增加应付资本利得奖励费用
|
| | | | 1,161,757 | | | | | | — | | |
应付行政服务增加
|
| | | | 49,941 | | | | | | 34,694 | | |
应付利息减少
|
| | | | (997,007) | | | | | | (337,193) | | |
未赚取收入增加(减少)
|
| | | | (15,847) | | | | | | 36,685 | | |
应缴所得税减少
|
| | | | (265,058) | | | | | | — | | |
其他应计费用和负债增加
|
| | | | 360,932 | | | | | | 385,087 | | |
经营活动中使用的净现金
|
| | | $ | (3,257,933) | | | | | $ | (51,839,216) | | |
融资活动产生的现金流 | | | | | | | | | | | | | |
普通股发行收益
|
| | | $ | 39,682,500 | | | | | $ | — | | |
普通股发行销售额
|
| | | | (935,000) | | | | | | — | | |
普通股发行成本
|
| | | | (191,827) | | | | | | — | | |
已支付股东分红
|
| | | | (5,422,675) | | | | | | (5,327,712) | | |
信贷安排下的借款
|
| | | | 22,250,000 | | | | | | 86,550,000 | | |
偿还信贷安排
|
| | | | (45,750,000) | | | | | | (9,000,000) | | |
部分股份交易
|
| | | | 1,435 | | | | | | (327) | | |
融资活动提供的净现金
|
| | | $ | 9,634,433 | | | | | $ | 72,221,961 | | |
现金和现金等价物净增长
|
| | | $ | 6,376,500 | | | | | $ | 20,382,745 | | |
期初现金和现金等价物余额
|
| | | | 17,467,146 | | | | | | 25,110,718 | | |
期末现金及现金等价物余额
|
| | | $ | 23,843,646 | | | | | $ | 45,493,463 | | |
补充和非现金活动 | | | | | | | | | | | | | |
利息支出支付的现金
|
| | | $ | 4,317,004 | | | | | $ | 2,512,086 | | |
已缴纳消费税
|
| | | | 280,000 | | | | | | 27,717 | | |
根据股息再投资计划发行的股票
|
| | | | — | | | | | | 94,788 | | |
应付分配增加
|
| | | | 311,575 | | | | | | 899 | | |
延期发行成本降低
|
| | | | (11,064) | | | | | | — | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公允价值(1)
|
| |
%的
净额 资产 |
| |||||||||||||||||||||
非控制、非关联投资
|
| |
(2)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
磨料产品和设备有限责任公司等
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
鹿园
TX |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)(20)
|
| |
秒
留置权 |
| |
3M
L+10.50% |
| | | | 1.00% | | | | | | 13.11% | | | | | | | | | 9/5/2014 | | | | | | 3/5/2021 | | | |
化学品,
塑料,& 橡胶 |
| |
$5,325,237
|
| | | $ | 5,300,968 | | | | | $ | 4,766,088 | | | | | | 1.78% | | |
Ape Holdings,LLC Class A Common Units
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 9/5/2014 | | | | | | | | | | | | |
375,000
个单位 |
| | | | 375,000 | | | | | | 20,000 | | | | | | 0.01% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 5,675,968 | | | | | | 4,786,088 | | | | | | 1.79% | | |
亚当斯出版集团有限责任公司
|
| |
(3)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
格林维尔,
TN |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+7.50% |
| | | | 1.00% | | | | | | 10.30% | | | | | | | | | 8/3/2018 | | | | | | 6/30/2023 | | | |
媒体:
广播& 订阅 |
| |
6,782,783
|
| | | | 6,722,539 | | | | | | 6,613,213 | | | | | | 2.47% | | |
高级屏障挤出,有限责任公司
|
| |
(8)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
莱茵兰德,
WI |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+5.75% |
| | | | 1.00% | | | | | | 8.36% | | | | | | | | | 8/8/2018 | | | | | | 8/8/2023 | | | |
容器,
包装& 玻璃 |
| |
11,371,500
|
| | | | 11,169,373 | | | | | | 10,916,640 | | | | | | 4.08% | | |
GP ABX Holdings Partnership,L.P.普通股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 8/8/2018 | | | | | | | | | | | | |
250,000
个单位 |
| | | | 250,000 | | | | | | 210,000 | | | | | | 0.08% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 11,419,373 | | | | | | 11,126,640 | | | | | | 4.16% | | |
顶点环境
资源控股有限责任公司 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
阿姆斯特丹,
OH |
| | | | | | | | | | | | | | | | | | | | | |
常用部件
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/30/2015 | | | | | | | | | |
环境
行业 |
| |
945股
|
| | | | 945 | | | | | | 0 | | | | | | 0.00% | | |
首选部件
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
945股
|
| | | | 945,179 | | | | | | 280,000 | | | | | | 0.10% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | 10/30/2015 | | | | | | | | | | | | | | | | | | 946,124 | | | | | | 280,000 | | | | | | 0.10% | | |
APG Intermediate Sub 2 Corp.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
城堡
岩石, CO |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(13)(22)
|
| |
第一留置权
|
| |
1M
L+6.00% |
| | | | 1.00% | | | | | | 9.80% | | | | | | | | | 11/30/2018 | | | | | | 11/30/2023 | | | |
服务:
业务 |
| |
10,000,000
|
| | | | 9,786,446 | | | | | | 9,800,000 | | | | | | 3.66% | | |
APG Holdings,LLC A类首选单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/30/2018 | | | | | | | | | | | | |
1,000,000
个单位 |
| | | | 1,000,000 | | | | | | 1,000,000 | | | | | | 0.37% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,786,446 | | | | | | 10,800,000 | | | | | | 4.03% | | |
大气聚合器控股II,LP
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
佐治亚州亚特兰大
|
| | | | | | | | | | | | | | | | | | | | | |
常用部件
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/30/2015 | | | | | | | | | |
服务:
业务 |
| |
254,250
个单位 |
| | | | 254,250 | | | | | | 1,280,000 | | | | | | 0.48% | | |
大气聚合器
控股,LP Common 个单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/30/2015 | | | | | | | | | | | | |
750,000
个单位 |
| | | | 750,000 | | | | | | 3,770,000 | | | | | | 1.41% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,004,250 | | | | | | 5,050,000 | | | | | | 1.89% | | |
ASC Communications,LLC
|
| |
(7)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伊利诺伊州芝加哥
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
1M
L+6.25% |
| | | | 1.00% | | | | | | 8.75% | | | | | | | | | 6/29/2017 | | | | | | 6/29/2023 | | | |
医疗保健和
药品 |
| |
4,753,086
|
| | | | 4,719,928 | | | | | | 4,719,928 | | | | | | 1.76% | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
1M
L+6.25% |
| | | | 1.00% | | | | | | 8.75% | | | | | | | | | 2/4/2019 | | | | | | 6/29/2023 | | | | | | |
8,080,247
|
| | | | 7,982,475 | | | | | | 7,982,475 | | | | | | 2.98% | | |
ASC Communications Holdings,LLC A类首选单元(SBIC)
|
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/29/2017 | | | | | | | | | | | | |
73,529
个共享 |
| | | | 120,642 | | | | | | 610,000 | | | | | | 0.23% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 12,823,045 | | | | | | 13,312,403 | | | | | | 4.97% | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公允价值(1)
|
| |
%的
净额 资产 |
| ||||||||||||||||||||||||
Beneplace Holdings,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
奥斯汀TX
|
| | | | | | | | | | | | | | | | | | | | | |
首选部件
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 3/27/2017 | | | | | | | | | |
火灾:
保险 |
| |
500,000
个单位 |
| | | $ | 500,000 | | | | | $ | 560,000 | | | | | | 0.21% | | |
BFC Solmetex,LLC
|
| |
(23)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
田纳西州纳什维尔
|
| | | | | | | | | | | | | | | | | | | | | |
转盘
|
| |
(12)(19)
|
| |
第一留置权
|
| |
3M
L+6.25%
|
| | | | 1.00% | | | | | | 8.86% | | | | | | | | | | | | 4/2/2018 | | | | | | 9/26/2023 | | | |
服务:
业务 |
| |
$764,059
|
| | | | 764,059 | | | | | | 741,137 | | | | | | 0.28% | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.25% |
| | | | 1.00% | | | | | | 8.86% | | | | | | | | | | | | 4/2/2018 | | | | | | 9/26/2023 | | | | | | |
11,681,479
|
| | | | 11,531,656 | | | | | | 11,331,035 | | | | | | 4.23% | | |
保税过滤器有限责任公司,定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.25% |
| | | | 1.00% | | | | | | 8.86% | | | | | | | | | | | | 4/2/2018 | | | | | | 9/26/2023 | | | | | | |
1,213,784
|
| | | | 1,198,216 | | | | | | 1,177,370 | | | | | | 0.44% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 13,493,931 | | | | | | 13,249,542 | | | | | | 4.95% | | |
BW DME收购,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
亚利桑那州坦佩
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.00% |
| | | | 1.00% | | | | | | 10.29% | | | | | | | | | | | | 8/24/2017 | | | | | | 8/24/2022 | | | |
医疗保健和
药品 |
| |
16,695,804
|
| | | | 16,320,178 | | | | | | 16,361,888 | | | | | | 6.11% | | |
BW DME Holdings,LLC,
定期贷款 |
| |
(6)
|
| |
不安全
|
| |
17.50%
|
| | | | | | | | | | | | | | | | 17.50% | | | | | | 6/1/2018 | | | | | | 12/31/2019 | | | | | | |
289,616
|
| | | | 289,616 | | | | | | 289,616 | | | | | | 0.11% | | |
BW DME Holdings,LLC
首选A-1级 个单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 8/24/2017 | | | | | | | | | | | | |
1,000,000
个共享 |
| | | | 1,000,000 | | | | | | 1,100,000 | | | | | | 0.41% | | |
BW DME Holdings,LLC
首选A-2级 个单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 1/26/2018 | | | | | | | | | | | | |
937,261
个共享 |
| | | | 937,261 | | | | | | 1,030,000 | | | | | | 0.38% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 18,547,055 | | | | | | 18,781,504 | | | | | | 7.01% | | |
C.A.R.S.Protection Plus,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
宾夕法尼亚州默里斯维尔
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
1M
L+8.50% |
| | | | 0.50% | | | | | | 11.00% | | | | | | | | | | | | 12/31/2015 | | | | | | 12/31/2020 | | | |
汽车
|
| |
98,746
|
| | | | 97,946 | | | | | | 98,746 | | | | | | 0.04% | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
1M
L+8.50% |
| | | | 0.50% | | | | | | 11.00% | | | | | | | | | | | | 12/31/2015 | | | | | | 12/31/2020 | | | | | | |
7,702,191
|
| | | | 7,639,820 | | | | | | 7,702,191 | | | | | | 2.88% | | |
CPP控股有限责任公司A类公用单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 12/31/2015 | | | | | | | | | | | | |
149,828
个共享 |
| | | | 149,828 | | | | | | 120,000 | | | | | | 0.04% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 7,887,594 | | | | | | 7,920,937 | | | | | | 2.96% | | |
Catapult Learning,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
新泽西州卡姆登
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.35% |
| | | | 1.00% | | | | | | 11.28% | | | | | | | | | | | | 6/27/2018 | | | | | | 4/24/2023 | | | |
教育
|
| |
20,856,549
|
| | | | 20,489,409 | | | | | | 20,126,570 | | | | | | 7.52% | | |
延期支取定期贷款
|
| |
(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.35% |
| | | | 1.00% | | | | | | 11.32% | | | | | | | | | | | | 6/27/2018 | | | | | | 4/24/2023 | | | | | | |
1,143,451
|
| | | | 1,143,451 | | | | | | 1,103,430 | | | | | | 0.41 | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 21,632,860 | | | | | | 21,230,000 | | | | | | 7.93% | | |
Colford Capital Holdings,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约州纽约市
|
| | | | | | | | | | | | | | | | | | | | | |
首选部件
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 8/20/2015 | | | | | | | | | |
财务
|
| |
38,893
个单位 |
| | | | 235,371 | | | | | | 60,000 | | | | | | 0.02% | | |
秃鹰借款人,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
新泽西州克利夫顿
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第二留置权
|
| |
3M
L+8.75% |
| | | | 1.00% | | | | | | 11.49% | | | | | | | | | | | | 10/27/2017 | | | | | | 4/27/2025 | | | |
服务:
业务 |
| |
13,750,000
|
| | | | 13,512,353 | | | | | | 13,337,500 | | | | | | 4.98% | | |
秃鹰Top Holdco Limited可转换优先股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/27/2017 | | | | | | | | | | | | |
500,000
个共享 |
| | | | 442,197 | | | | | | 340,000 | | | | | | 0.13% | | |
秃鹰控股有限公司
优先股,B类 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/27/2017 | | | | | | | | | | | | |
500,000
个共享 |
| | | | 57,804 | | | | | | 40,000 | | | | | | 0.01% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 14,012,354 | | | | | | 13,717,500 | | | | | | 5.12% | | |
融合技术,
公司 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
印第安纳波利斯,在
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.75% |
| | | | 1.50% | | | | | | 9.36% | | | | | | | | | | | | 8/31/2018 | | | | | | 8/30/2024 | | | |
服务:
业务 |
| |
7,107,143
|
| | | | 6,975,814 | | | | | | 6,975,814 | | | | | | 2.60% | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+6.75% |
| | | | 1.50% | | | | | | 9.36% | | | | | | | | | | | | 2/28/2019 | | | | | | 8/30/2024 | | | | | | |
1,428,571
|
| | | | 1,400,339 | | | | | | 1,400,339 | | | | | | 0.52% | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公允价值(1)
|
| |
%的
净额 资产 |
| |||||||||||||||||||||
延期支取定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+6.75% |
| | | | 1.50% | | | | | | 9.36% | | | | | | | | | 8/31/2018 | | | | | | 8/30/2024 | | | | | | |
5,343,750
|
| | | $ | 5,343,750 | | | | | $ | 5,343,750 | | | | | | 2.00% | | |
Tailwind Core Investor,
首选有限责任公司A类 个单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 8/31/2018 | | | | | | | | | | | | |
4,275
个单位 |
| | | | 429,614 | | | | | | 390,000 | | | | | | 0.15% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 14,149,517 | | | | | | 14,109,903 | | | | | | 5.27% | | |
LP道格拉斯产品集团
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
自由,生产任务单
|
| | | | | | | | | | | | | | | | | | | | | |
A类公共单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/27/2018 | | | | | | | | | |
化学品,
塑料,& 橡胶 |
| |
322股
|
| | | | 139,656 | | | | | | 610,000 | | | | | | 0.23% | | |
Dream II Holdings,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
佛罗里达州博卡拉顿
|
| | | | | | | | | | | | | | | | | | | | | |
A类公共单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/20/2014 | | | | | | | | | |
服务:
消费者 |
| |
250,000
个单位 |
| | | | 242,304 | | | | | | 0 | | | | | | 0.00% | | |
DTE Enterprise,LLC
|
| |
(18)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伊利诺伊州罗泽尔
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
1M
L+7.50% |
| | | | 1.50% | | | | | | 10.00% | | | | | | | | | 4/13/2018 | | | | | | 4/13/2023 | | | |
能源:
石油天然气 |
| |
11,991,941
|
| | | | 11,790,639 | | | | | | 11,931,981 | | | | | | 4.46% | | |
DTE控股公司,
有限责任公司普通股, A-2类 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 4/13/2018 | | | | | | | | | | | | |
776,316
个共享 |
| | | | 572,768 | | | | | | 1,490,000 | | | | | | 0.56% | | |
DTE控股公司,
有限责任公司优先股, AA级 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 4/13/2018 | | | | | | | | | | | | |
723,684
个共享 |
| | | | 723,684 | | | | | | 1,380,000 | | | | | | 0.52% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 13,087,091 | | | | | | 14,801,981 | | | | | | 5.54% | | |
Empirix Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
马萨诸塞州比勒里卡
|
| | | | | | | | | | | | | | | | | | | | | |
Empirix Holdings I,Inc.
普通股, A类 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/1/2013 | | | | | | | | | |
软件
|
| |
1,304
个共享 |
| | | | 1,304,232 | | | | | | 1,040,000 | | | | | | 0.39% | | |
Empirix Holdings I,Inc.
普通股, B类 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/1/2013 | | | | | | | | | | | | |
1,317,406
个共享 |
| | | | 13,174 | | | | | | 10,000 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,317,406 | | | | | | 1,050,000 | | | | | | 0.39% | | |
能源实验室公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | |
能源实验室控股
公司普通股 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 9/29/2016 | | | | | | | | | |
能源:
石油天然气 |
| |
598
个共享 |
| | | | 598,182 | | | | | | 570,000 | | | | | | 0.21% | | |
有限责任公司的Exacta土地测量师
|
| |
(14)(25)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
俄亥俄州克利夫兰
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+5.75% |
| | | | 1.50% | | | | | | 8.36% | | | | | | | | | 2/8/2019 | | | | | | 2/8/2024 | | | |
服务:
业务 |
| |
12,250,000
|
| | | | 12,011,605 | | | | | | 12,011,605 | | | | | | 4.49% | | |
SP ELS Holdings LLC,
A类常见 个单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 2/8/2019 | | | | | | | | | | | | |
904,250
个共享 |
| | | | 904,250 | | | | | | 904,250 | | | | | | 0.34% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 12,915,855 | | | | | | 12,915,855 | | | | | | 4.83% | | |
EOS Fitness OPCO Holdings,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
亚利桑那州凤凰城
|
| | | | | | | | | | | | | | | | | | | | | |
EOS健身控股公司,
首选有限责任公司A类 个单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/30/2014 | | | | | | | | | |
酒店,
游戏,& 休闲 |
| |
118
个共享 |
| | | | 0 | | | | | | 330,000 | | | | | | 0.12% | | |
EOS健身控股公司,
有限责任公司B类普通 个单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/30/2014 | | | | | | | | | | | | |
3,017
个共享 |
| | | | 0 | | | | | | 10,000 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 0 | | | | | | 340,000 | | | | | | 0.12 | | |
快速生长树有限责任公司
|
| |
(16)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
南卡罗来纳州Fort Mill
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+7.75% |
| | | | 1.00% | | | | | | 10.36% | | | | | | | | | 2/5/2018 | | | | | | 02/05/23 | | | |
零售业
|
| |
20,120,000
|
| | | | 19,795,636 | | | | | | 19,415,800 | | | | | | 7.25% | | |
SP FGT Holdings,LLC,
A类常见 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 2/5/2018 | | | | | | | | | | | | |
1,000,000
个共享 |
| | | | 1,000,000 | | | | | | 890,000 | | | | | | 0.33% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 20,795,636 | | | | | | 20,305,800 | | | | | | 7.58% | | |
|
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公允价值(1)
|
| |
%的
净额 资产 |
| ||||||||||||||||||||||||
家具厂直销店,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
史密斯堡
AR |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+8.00% |
| | | | 0.50% | | | | | | 10.61% | | | | | | | | | | | | 6/10/2016 | | | | | | 6/10/2021 | | | |
消费者
货物: 耐用 |
| |
$14,922,485
|
| | | $ | 14,741,372 | | | | | $ | 14,549,423 | | | | | | 5.43% | | |
转盘
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+8.00% |
| | | | 0.50% | | | | | | 10.61% | | | | | | | | | | | | 12/17/2018 | | | | | | 6/10/2021 | | | | | | |
2,500,000
|
| | | | 2,500,000 | | | | | | 2,437,500 | | | | | | 0.91% | | |
家具厂控股有限责任公司定期贷款
|
| |
(6)
|
| |
不安全
|
| |
11.00%
|
| | | | | | | | | | | | | | | | 11.00% | | | | | | 6/10/2016 | | | | | | 2/3/2021 | | | | | | |
147,231
|
| | | | 147,231 | | | | | | 131,772 | | | | | | 0.05% | | |
家具厂
旗舰控股,LP 常用部件 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/10/2016 | | | | | | | | | | | | |
13,445
个共享 |
| | | | 94,569 | | | | | | 0 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 17,483,172 | | | | | | 17,118,695 | | | | | | 6.39% | | |
GK控股有限公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
北卡罗来纳州卡里
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+10.25% |
| | | | 1.00% | | | | | | 12.85% | | | | | | | | | | | | 2/6/2015 | | | | | | 1/30/2022 | | | |
教育
|
| |
5,000,000
|
| | | | 4,950,253 | | | | | | 4,450,000 | | | | | | 1.66% | | |
通用LED OPCO,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
SAN
德克萨斯州安东尼奥 |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+9.00% |
| | | | 1.50% | | | | | | 11.61% | | | | | | | | | | | | 5/1/2018 | | | | | | 11/1/2023 | | | |
服务:
业务 |
| |
4,500,000
|
| | | | 4,421,740 | | | | | | 4,252,500 | | | | | | 1.59% | | |
Good Source Solutions,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
加利福尼亚州卡尔斯巴德
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.00% |
| | | | 1.00% | | | | | | 10.88% | | | | | | | | | | | | 6/29/2018 | | | | | | 6/29/2023 | | | |
饮料,
食物,& 烟草 |
| |
18,500,000
|
| | | | 18,173,242 | | | | | | 17,667,500 | | | | | | 6.60% | | |
高压GS收购,
首选有限责任公司A类 个单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/29/2018 | | | | | | | | | | | | |
1,000
个共享 |
| | | | 1,000,000 | | | | | | 760,000 | | | | | | 0.28% | | |
高压GS收购,
有限责任公司B类普通 个单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/29/2018 | | | | | | | | | | | | |
28,125
个共享 |
| | | | 0 | | | | | | 0 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 19,173,242 | | | | | | 18,427,500 | | | | | | 6.88% | | |
Grupo Hima San Pablo,Inc.等人
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
PR圣胡安
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+7.00% |
| | | | 1.50% | | | | | | 9.75% | | | | | | | | | | | | 2/1/2013 | | | | | | 1/31/2018 | | | |
医疗保健和
药品 |
| |
4,626,860
|
| | | | 4,626,860 | | | | | | 4,071,637 | | | | | | 1.52% | | |
定期贷款
|
| |
(15)
|
| |
秒
留置权 |
| |
13.75%
|
| | | | | | | | | | 0.00% | | | | | | | | | | | | 2/1/2013 | | | | | | 7/31/2018 | | | | | | |
4,109,524
|
| | | | 4,109,524 | | | | | | 904,095 | | | | | | 0.34% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 8,736,384 | | | | | | 4,975,732 | | | | | | 1.86% | | |
ICD Intermediate Holdco第2号,
有限责任公司 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
SAN
加利福尼亚州弗朗西斯科 |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(5)(12)
|
| |
秒
留置权 |
| |
3M
L+9.00% |
| | | | 1.00% | | | | | | 11.61% | | | | | | | | | | | | 1/2/2018 | | | | | | 7/1/2024 | | | |
财务
|
| |
10,000,000
|
| | | | 9,828,760 | | | | | | 10,000,000 | | | | | | 3.73% | | |
ICD Holdings,LLC,A类优先
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 1/2/2018 | | | | | | | | | | | | |
9,962
个共享 |
| | | | 496,405 | | | | | | 880,000 | | | | | | 0.33% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,325,165 | | | | | | 10,880,000 | | | | | | 4.06% | | |
J.R.Watkins,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
旧金山
CA |
| | | | | | | | | | | | | | | | | | | | | |
转盘
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+6.50% |
| | | | 1.25% | | | | | | 9.11% | | | | | | | | | | | | 12/22/2017 | | | | | | 12/22/2022 | | | |
消费者
货物: 不耐用 |
| |
1,750,000
|
| | | | 1,750,000 | | | | | | 1,697,500 | | | | | | 0.63% | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.50% |
| | | | 1.25% | | | | | | 9.11% | | | | | | | | | | | | 12/22/2017 | | | | | | 12/22/2022 | | | | | | |
12,343,750
|
| | | | 12,149,440 | | | | | | 11,973,438 | | | | | | 4.47% | | |
J.R.Watkins Holdings,
公司A类首选 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 12/22/2017 | | | | | | | | | | | | |
1,076
个共享 |
| | | | 1,075,758 | | | | | | 1,100,000 | | | | | | 0.41% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 14,975,198 | | | | | | 14,770,938 | | | | | | 5.51% | | |
侏罗纪中级控股公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
马里兰州斯帕克斯
|
| | | | | | | | | | | | | | | | | | | | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公允价值(1)
|
| |
%的
净额 资产 |
| |||||||||||||||||||||
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+5.50% |
| | | | 0.00% | | | | | | 8.19% | | | | | | | | | 12/28/2018 | | | | | | 11/15/2024 | | | |
消费者
货物: 耐用 |
| |
17,456,250
|
| | | $ | 17,203,751 | | | | | $ | 17,194,406 | | | | | | 6.42 | | |
凯莱美瑞控股有限公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
核桃
加利福尼亚州克里克市 |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(13)(22)
|
| |
第一留置权
|
| |
3M
L+7.50% |
| | | | 1.00% | | | | | | 10.78% | | | | | | | | | 3/30/2018 | | | | | | 3/30/2023 | | | |
汽车
|
| |
$9,750,000
|
| | | | 9,585,916 | | | | | | 9,506,250 | | | | | | 3.55% | | |
Keais Records Service,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | |
Keais Holdings,LLC A类单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/22/2016 | | | | | | | | | |
服务:
业务 |
| |
148,335
个单位 |
| | | | 735,198 | | | | | | 910,000 | | | | | | 0.34% | | |
KidKraft,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州达拉斯
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(6)
|
| |
秒
留置权 |
| |
12.00%
|
| | | | 11.00% | | | | | | 1.00% | | | | | | | | | 9/30/2016 | | | | | | 3/30/2022 | | | |
消费者
货物: 耐用 |
| |
9,431,895
|
| | | | 9,314,831 | | | | | | 9,007,460 | | | | | | 3.36% | | |
利文斯顿国际公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
多伦多
安大略省 |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(5)(12)
|
| |
秒
留置权 |
| |
1M
L+8.25% |
| | | | 1.25% | | | | | | 10.75% | | | | | | | | | 4/23/2013 | | | | | | 4/18/2020 | | | |
运输:
货物 |
| |
6,841,739
|
| | | | 6,814,294 | | | | | | 6,841,739 | | | | | | 2.55% | | |
麦迪逊逻辑公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约州纽约市
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
1M
L+8.00% |
| | | | 0.50% | | | | | | 10.50% | | | | | | | | | 11/30/2016 | | | | | | 11/30/2021 | | | |
媒体:
广播& 订阅 |
| |
4,698,998
|
| | | | 4,671,411 | | | | | | 4,698,998 | | | | | | 1.75% | | |
麦迪逊逻辑控股公司普通股(SBIC)
|
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/30/2016 | | | | | | | | | | | | |
5,000
个共享 |
| | | | 50,000 | | | | | | 50,000 | | | | | | 0.02% | | |
麦迪逊逻辑控股公司A系列优先股(SBIC)
|
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/30/2016 | | | | | | | | | | | | |
4,500
个共享 |
| | | | 450,000 | | | | | | 420,000 | | | | | | 0.16% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 5,171,411 | | | | | | 5,168,998 | | | | | | 1.93% | | |
Magdata Intermediate Holdings,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
奥斯汀TX
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第二留置权
|
| |
3M
L+9.50% |
| | | | 1.00% | | | | | | 12.11% | | | | | | | | | 10/16/2017 | | | | | | 4/16/2024 | | | |
软件
|
| |
14,750,000
|
| | | | 14,499,743 | | | | | | 14,307,500 | | | | | | 5.34% | | |
Mobileum,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
圣克拉拉,
CA |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第二留置权
|
| |
3M
L+10.25% |
| | | | 0.75% | | | | | | 12.86% | | | | | | | | | 11/1/2016 | | | | | | 5/1/2022 | | | |
软件
|
| |
21,500,000
|
| | | | 21,184,523 | | | | | | 21,500,000 | | | | | | 8.03% | | |
Mobile Acquisition Holdings,LP Class A-2 Common Units
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/1/2016 | | | | | | | | | | | | |
750台
|
| | | | 455,385 | | | | | | 1,050,000 | | | | | | 0.39% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 21,639,908 | | | | | | 22,550,000 | | | | | | 8.42% | | |
国家沟渠安全有限责任公司等
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)
|
| |
第二留置权
|
| |
11.50%
|
| | | | | | | | | | 11.50% | | | | | | | | | 3/31/2017 | | | | | | 3/31/2022 | | | |
建筑&
大楼 |
| |
10,000,000
|
| | | | 9,882,830 | | | | | | 9,800,000 | | | | | | 3.66% | | |
NTS Investors,LP Class和A Common Unit
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 3/31/2017 | | | | | | | | | | | | |
2335台
|
| | | | 500,000 | | | | | | 390,000 | | | | | | 0.15% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,382,830 | | | | | | 10,190,000 | | | | | | 3.81% | | |
NGS US Finco,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
宾夕法尼亚州布拉德福德
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
1M
L+8.50% |
| | | | 1.00% | | | | | | 11.00% | | | | | | | | | 10/4/2018 | | | | | | 4/1/2026 | | | |
实用程序:
石油天然气 |
| |
10,000,000
|
| | | | 9,856,955 | | | | | | 9,400,000 | | | | | | 3.51% | | |
营养药品有限责任公司
|
| |
(24)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
中央镇,
OH |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+6.00% |
| | | | 1.00% | | | | | | 8.61% | | | | | | | | | 11/15/2018 | | | | | | 11/15/2023 | | | |
医疗保健和
药品 |
| |
15,461,250
|
| | | | 15,173,200 | | | | | | 14,842,800 | | | | | | 5.54% | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公允价值(1)
|
| |
%的
净额 资产 |
| ||||||||||||||||||||||||
功能聚合器,LLC通用单元
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 11/15/2018 | | | | | | | | | | | | |
12,500
个共享 |
| | | $ | 1,250,000 | | | | | $ | 1,370,000 | | | | | | 0.51% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 16,423,200 | | | | | | 16,212,800 | | | | | | 6.05% | | |
PCP MT Aggregator Holdings,L.P.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伊利诺伊州橡树溪
|
| | | | | | | | | | | | | | | | | | | | | |
常用LP单元
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 3/29/2019 | | | | | | | | | |
财务
|
| |
750,000
个共享 |
| | | | 0 | | | | | | 750,000 | | | | | | 0.28% | | |
Premiere Digital Services,Inc.
|
| |
(10)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
洛杉矶,
CA |
| | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(13)(22)
|
| |
第一留置权
|
| |
3M
L+5.50% |
| | | | 1.50% | | | | | | 9.39% | | | | | | | | | | | | 10/18/2018 | | | | | | 10/18/2023 | | | |
媒体:
广播& 订阅 |
| |
$8,250,000
|
| | | | 8,028,817 | | | | | | 7,796,250 | | | | | | 2.91% | | |
定期贷款
|
| |
(13)(22)
|
| |
第一留置权
|
| |
3M
L+5.50% |
| | | | 1.50% | | | | | | 9.39% | | | | | | | | | | | | 10/18/2018 | | | | | | 10/18/2023 | | | | | | |
2,428,772
|
| | | | 2,363,657 | | | | | | 2,295,190 | | | | | | 0.86% | | |
Premiere Digital Holdings,
股份有限公司,普通股 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/18/2018 | | | | | | | | | | | | |
5,000
个共享 |
| | | | 50,000 | | | | | | 50,000 | | | | | | 0.02% | | |
Premiere Digital Holdings,
公司,优先股 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/18/2018 | | | | | | | | | | | | |
4,500
个共享 |
| | | | 450,000 | | | | | | 470,000 | | | | | | 0.18% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,892,474 | | | | | | 10,611,440 | | | | | | 3.97% | | |
利润价格有限责任公司
|
| |
(17)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
俄亥俄州克利夫兰
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.50% |
| | | | 1.00% | | | | | | 9.11% | | | | | | | | | | | | 1/31/2018 | | | | | | 1/31/2023 | | | |
服务:
业务 |
| |
8,818,907
|
| | | | 8,677,641 | | | | | | 8,818,907 | | | | | | 3.29% | | |
I2P Holdings,LLC,A系列首选
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 1/31/2018 | | | | | | | | | | | | |
750,000
个共享 |
| | | | 750,000 | | | | | | 1,490,000 | | | | | | 0.56% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 9,427,641 | | | | | | 10,308,907 | | | | | | 3.85% | | |
保护美国公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
奥斯汀TX
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(6)(12)
|
| |
秒
留置权 |
| |
3M
L+7.75% |
| | | | 1.00% | | | | | | 10.38% | | | | | | 0.00% | | | | | | 8/30/2017 | | | | | | 10/30/2020 | | | |
服务:
消费者 |
| |
17,979,749
|
| | | | 17,744,354 | | | | | | 17,710,053 | | | | | | 6.61% | | |
Refac光学集团等
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
新泽西州布莱克伍德
|
| | | | | | | | | | | | | | | | | | | | | |
转盘
|
| |
(9)(11)(12)
|
| |
第一留置权
|
| |
1M
L+8.00% |
| | | | | | | | | | 0.00% | | | | | | | | | | | | 11/7/2012 | | | | | | 9/30/2018 | | | |
零售业
|
| |
880,000
|
| | | | 880,000 | | | | | | 880,000 | | | | | | 0.33% | | |
A期贷款
|
| |
(9)(12)
|
| |
第一留置权
|
| |
1M
L+8.00% |
| | | | | | | | | | 0.00% | | | | | | | | | | | | 11/7/2012 | | | | | | 9/30/2018 | | | | | | |
472,968
|
| | | | 472,968 | | | | | | 472,968 | | | | | | 0.18% | | |
B期贷款
|
| |
(6)(9)(12)
|
| |
第一留置权
|
| |
1M
L+10.75% |
| | | | | | | | | | 0.00% | | | | | | 0.00% | | | | | | 11/7/2012 | | | | | | 9/30/2018 | | | | | | |
6,539,666
|
| | | | 6,539,666 | | | | | | 5,787,604 | | | | | | 2.16% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 7,892,634 | | | | | | 7,140,572 | | | | | | 2.67 | | |
Skopos Financial,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州欧文
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(5)
|
| |
不安全
|
| |
12.00%
|
| | | | | | | | | | 12.00% | | | | | | | | | | | | 1/31/2014 | | | | | | 1/31/2020 | | | |
财务
|
| |
17,500,000
|
| | | | 17,500,000 | | | | | | 17,325,000 | | | | | | 6.47% | | |
Skopos金融集团有限责任公司A类单位
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 1/31/2014 | | | | | | | | | | | | |
1,120,684
个单位 |
| | | | 1,162,544 | | | | | | 1,110,000 | | | | | | 0.41% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 18,662,544 | | | | | | 18,435,000 | | | | | | 6.88% | | |
指定空气解决方案有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约州布法罗
|
| | | | | | | | | | | | | | | | | | | | | |
A类公共单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/30/2017 | | | | | | | | | |
建筑&
大楼 |
| |
3,846
个共享 |
| | | | 0 | | | | | | 250,000 | | | | | | 0.09% | | |
SQAD,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
塔里敦,
纽约 |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.50 |
| | | | 1.00% | | | | | | 9.10% | | | | | | | | | | | | 12/22/2017 | | | | | | 12/22/2022 | | | |
媒体:
广播& 订阅 |
| |
14,807,500
|
| | | | 14,745,536 | | | | | | 14,585,388 | | | | | | 5.45% | | |
SQAD Holdco,Inc.优先股,A系列(SBIC)
|
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/31/2013 | | | | | | | | | | | | |
5,624
个共享 |
| | | | 156,001 | | | | | | 450,000 | | | | | | 0.17% | | |
SQAD Holdco,Inc.
普通股(SBIC) |
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/31/2013 | | | | | | | | | | | | |
5,800
个共享 |
| | | | 62,485 | | | | | | 50,000 | | | | | | 0.02% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 14,964,022 | | | | | | 15,085,388 | | | | | | 5.64% | | |
TechInsights,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
渥太华
安大略省 |
| | | | | | | | | | | | | | | | | | | | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公允价值(1)
|
| |
%的
净额 资产 |
| ||||||||||||||||||||||||
定期贷款
|
| |
(5)(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.00% |
| | | | 1.00% | | | | | | 10.11% | | | | | | | | | | | | 8/16/2017 | | | | | | 10/2/2023 | | | |
高科技
行业 |
| |
21,540,925
|
| | | $ | 21,119,990 | | | | | $ | 21,110,107 | | | | | | 7.88% | | |
时间制造收购,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州韦科
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(6)
|
| |
不安全
|
| |
11.50%
|
| | | | 10.75% | | | | | | 0.75% | | | | | | | | | | | | 2/3/2017 | | | | | | 8/3/2023 | | | |
大写
设备 |
| |
6,385,182
|
| | | | 6,289,917 | | | | | | 6,289,404 | | | | | | 2.35% | | |
时代制造投资有限责任公司A类公用单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 2/3/2017 | | | | | | | | | | | | |
5000台
|
| | | | 500,000 | | | | | | 560,000 | | | | | | 0.21% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 6,789,917 | | | | | | 6,849,404 | | | | | | 2.56% | | |
TFH可靠性,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
休斯顿
TX |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
3M
L+10.75% |
| | | | 0.50% | | | | | | 13.36% | | | | | | | | | | | | 10/21/2016 | | | | | | 4/21/2022 | | | |
化学品,
塑料,& 橡胶 |
| |
5,875,000
|
| | | | 5,798,877 | | | | | | 5,875,000 | | | | | | 2.19% | | |
TFH可靠性小组,有限责任公司A类公用部件
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/21/2016 | | | | | | | | | | | | |
250,000
个共享 |
| | | | 231,521 | | | | | | 340,000 | | | | | | 0.13% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 6,030,398 | | | | | | 6,215,000 | | | | | | 2.32% | | |
美国汽车销售公司等人
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
劳伦斯维尔,
GA |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(5)(12)
|
| |
秒
留置权 |
| |
1M
L+10.50% |
| | | | 1.00% | | | | | | 12.99% | | | | | | | | | | | | 6/8/2015 | | | | | | 6/8/2020 | | | |
财务
|
| |
4,500,000
|
| | | | 4,487,033 | | | | | | 4,500,000 | | | | | | 1.68% | | |
USASF Blocker II,LLC通用部件
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/8/2015 | | | | | | | | | | | | |
441
个单位 |
| | | | 441,000 | | | | | | 550,000 | | | | | | 0.21% | | |
USASF Blocker III,LLC
C系列首选设备 |
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 2/13/2018 | | | | | | | | | | | | |
50个单位
|
| | | | 50,000 | | | | | | 60,000 | | | | | | 0.02 | | |
USASF Blocker LLC通用部件
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/8/2015 | | | | | | | | | | | | |
9,000
个单位 |
| | | | 9,000 | | | | | | 10,000 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 4,987,033 | | | | | | 5,120,000 | | | | | | 1.91% | | |
VRI Intermediate Holdings,
有限责任公司 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
富兰克林,
OH |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
3M
L+9.25% |
| | | | 1.00% | | | | | | 11.86 | | | | | | % | | | | | | 5/31/2017 | | | | | | 10/31/2020 | | | |
医疗保健和
药品 |
| |
9,000,000
|
| | | | 8,908,233 | | | | | | 8,865,000 | | | | | | 3.31% | | |
VRI旗舰控股有限责任公司A类首选单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 5/31/2017 | | | | | | | | | | | | |
326,797
个共享 |
| | | | 500,000 | | | | | | 520,000 | | | | | | 0.19% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 9,408,233 | | | | | | 9,385,000 | | | | | | 3.50% | | |
Wise Holding Corporation
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
盐湖
德克萨斯州城市 |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)(20)
|
| |
不安全
|
| |
3M
L+11.00% |
| | | | 1.00% | | | | | | 0.00% | | | | | | | | | | | | 6/30/2016 | | | | | | 12/31/2021 | | | |
饮料,
食物,& 烟草 |
| |
1,250,000
|
| | | | 1,239,020 | | | | | | 0 | | | | | | 0.00% | | |
延期支取定期贷款
|
| |
(12)(21)
|
| |
第一留置权
|
| |
P+7.5%
|
| | | | 2.00% | | | | | | 0.00% | | | | | | | | | | | | 8/27/2018 | | | | | | 6/30/2021 | | | | | | |
253,906
|
| | | | 253,906 | | | | | | 85,059 | | | | | | 0.03% | | |
睿智母公司,
有限责任公司会员单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 8/27/2018 | | | | | | | | | | | | |
1
个单位 |
| | | | 58,594 | | | | | | 0 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,551,520 | | | | | | 85,059 | | | | | | 0.03% | | |
合计非受控,
非关联投资 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 520,096,508 | | | | | $ | 517,411,814 | | | | | | 193.21% | | |
净投资
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 520,096,508 | | | | | | 517,411,814 | | | | | | 193.21% | | |
负债超过其他资产
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
(249,612,570)
|
| | | |
|
(93.21)%
|
| |
净资产
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 267,799,244 | | | | | | 100.00% | | |
|
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公允价值(1)
|
| |
%的
净额 资产 |
| | |||||||||||||||||||||||
非控制的关联投资
|
| |
(2)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||
格洛里能源生产有限公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | | | ||
格洛里能源生产有限责任公司A类公用单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 2/1/2017 | | | | | | | | | |
能源:石油和
煤气 |
| |
1,000
个共享 |
| | | $ | 52,185 | | | | | $ | 50,000 | | | | | | 0.02% | | | | ||
非控制关联投资小计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 52,185 | | | | | | 50,000 | | | | | | 0.02% | | | | ||
非控制、非关联投资
|
| |
(2)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||
磨料产品与设备有限责任公司等
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州鹿园
|
| | | | | | | | | | | | | | | | | | | | | | | ||
定期贷款(SBIC)
|
| |
(2)(12)(20)
|
| |
秒
留置权 |
| |
3M
L+10.50% |
| | | | 1.00% | | | | | | 0.00% | | | | | | | | | 9/5/2014 | | | | | | 3/5/2020 | | | |
化学品,
塑料,& 橡胶 |
| |
5,325,237
|
| | | | 5,294,907 | | | | | | 4,712,835 | | | | | | 2.10% | | | | ||
Ape Holdings,LLC Class A Common Units
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 9/5/2014 | | | | | | | | | | | | |
375,000
个单位 |
| | | | 375,000 | | | | | | 0 | | | | | | 0.00% | | | | ||
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 5,669,907 | | | | | | 4,712,835 | | | | | | 2.10% | | | | ||
亚当斯出版集团,
有限责任公司 |
| |
(3)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
田纳西州格林维尔
|
| | | | | | |||||||||||||||||||
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+7.50% |
| | | | 1.00% | | | | | | 9.93% | | | | | | | | | 8/3/2018 | | | | | | 6/30/2023 | | | |
媒体:
广播& 订阅 |
| |
7,125,000
|
| | | | 7,058,675 | | | | | | 6,875,625 | | | | | | 3.06% | | | | ||
高级屏障挤出,有限责任公司
|
| |
(8)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
莱茵兰德,
WI |
| | | | | | | | | | | | | | | | | | | | | | | ||
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+5.75% |
| | | | 1.00% | | | | | | 8.56% | | | | | | | | | 8/8/2018 | | | | | | 8/8/2023 | | | |
容器,
包装& 玻璃 |
| |
11,400,000
|
| | | | 11,187,711 | | | | | | 10,659,000 | | | | | | 4.74% | | | | ||
GP ABX Holdings Partnership,L.P.普通股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 8/8/2018 | | | | | | | | | | | | |
250,000
个单位 |
| | | | 250,000 | | | | | | 210,000 | | | | | | 0.09% | | | | ||
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 11,437,711 | | | | | | 10,869,000 | | | | | | 4.83% | | | | ||
Apex环境资源控股有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
俄亥俄州阿姆斯特丹
|
| | | | | | | | | | | | | | | | | | | | | | | ||
常用部件
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/30/2015 | | | | | | | | | |
环境
行业 |
| |
945
个共享 |
| | | | 945 | | | | | | 0 | | | | | | 0.00% | | | | ||
首选部件
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
945
个共享 |
| | | | 945,179 | | | | | | 330,000 | | | | | | 0.15% | | | | ||
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | 10/30/2015 | | | | | | | | | | | | | | | | | | 946,124 | | | | | | 330,000 | | | | | | 0.15% | | | | ||
APG Intermediate Sub 2 Corp.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
城堡岩,
CO |
| | | | | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.00% |
| | | | 1.00% | | | | | | 10.05% | | | | | | | | | 11/30/2018 | | | | | | 11/30/2023 | | | |
服务:
业务 |
| |
10,000,000
|
| | | | 9,777,822 | | | | | | 9,777,822 | | | | | | 4.35% | | | | ||
APG Holdings,LLC A类首选单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/30/2018 | | | | | | | | | | | | |
1,000,000
个单位 |
| | | | 1,000,000 | | | | | | 1,000,000 | | | | | | 0.44% | | | | ||
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,777,822 | | | | | | 10,777,822 | | | | | | 4.79% | | | | ||
大气聚合器控股II,LP
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
佐治亚州亚特兰大
|
| | | | | | | | | | | | | | | | | | | | | | | ||
常用部件
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/30/2015 | | | | | | | | | |
服务:
业务 |
| |
254,250
个单位 |
| | | | 254,250 | | | | | | 1,190,000 | | | | | | 0.53% | | | | ||
大气聚合器
控股,LP 常用部件 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/30/2015 | | | | | | | | | | | | |
750,000
个单位 |
| | | | 750,000 | | | | | | 3,510,000 | | | | | | 1.56% | | | | ||
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,004,250 | | | | | | 4,700,000 | | | | | | 2.09% | | | | ||
ASC Communications,LLC
|
| |
(7)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伊利诺伊州芝加哥
|
| | | | | | | | | | | | | | | | | | | | | | | ||
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
1M
L+5.75% |
| | | | 1.00% | | | | | | 8.27% | | | | | | | | | 6/29/2017 | | | | | | 6/29/2022 | | | |
医疗保健和
药品 |
| |
$5,083,335
|
| | | $ | 5,045,552 | | | | | $ | 5,057,916 | | | | | | 2.25% | | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公允价值(1)
|
| |
%的
净额 资产 |
| ||||||||||||||||||||||||
ASC通信
控股有限责任公司 首选A级 个单位(SBIC) |
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/29/2017 | | | | | | | | | | | | |
73,529
个共享 |
| | | $ | 483,540 | | | | | $ | 800,000 | | | | | | 0.36% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 5,529,092 | | | | | | 5,857,916 | | | | | | 2.61% | | |
Beneplace,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
奥斯汀TX
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
3M
L+10.00% |
| | | | 1.00% | | | | | | 12.81% | | | | | | | | | | | | 3/27/2017 | | | | | | 9/27/2022 | | | |
火灾:
保险 |
| |
5,000,000
|
| | | | 4,925,301 | | | | | | 4,950,000 | | | | | | 2.20% | | |
Beneplace Holdings,
有限责任公司首选单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 3/27/2017 | | | | | | | | | | | | |
500,000
个单位 |
| | | | 500,000 | | | | | | 510,000 | | | | | | 0.23% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 5,425,301 | | | | | | 5,460,000 | | | | | | 2.43% | | |
BFC Solmetex,LLC
|
| |
(23)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
田纳西州纳什维尔
|
| | | | | | | | | | | | | | | | | | | | | |
转盘
|
| |
(12)(19)
|
| |
第一留置权
|
| |
3M
L+6.25% |
| | | | 1.00% | | | | | | 9.06% | | | | | | | | | | | | 4/2/2018 | | | | | | 9/26/2023 | | | |
服务:
业务 |
| |
305,623
|
| | | | 305,623 | | | | | | 288,814 | | | | | | 0.13% | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.25% |
| | | | 1.00% | | | | | | 9.06% | | | | | | | | | | | | 4/2/2018 | | | | | | 9/26/2023 | | | | | | |
11,711,033
|
| | | | 11,552,684 | | | | | | 11,066,926 | | | | | | 4.92% | | |
保税过滤器有限责任公司,
定期贷款(SBIC) |
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.25% |
| | | | 1.00% | | | | | | 9.06% | | | | | | | | | | | | 4/2/2018 | | | | | | 9/26/2023 | | | | | | |
1,216,687
|
| | | | 1,200,236 | | | | | | 1,149,769 | | | | | | 0.51% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 13,058,543 | | | | | | 12,505,509 | | | | | | 5.56% | | |
BW DME收购,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
亚利桑那州坦佩
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.00% |
| | | | 1.00% | | | | | | 10.50% | | | | | | | | | | | | 8/24/2017 | | | | | | 8/24/2022 | | | |
医疗保健和
药品 |
| |
16,695,804
|
| | | | 16,297,319 | | | | | | 16,111,451 | | | | | | 7.17% | | |
BW DME Holdings,LLC,定期贷款(SBIC)
|
| |
(6)
|
| |
不安全
|
| |
17.50%
|
| | | | | | | | | | | | | | | | 17.50% | | | | | | 6/1/2018 | | | | | | 12/31/2019 | | | | | | |
277,635
|
| | | | 277,635 | | | | | | 277,635 | | | | | | 0.12% | | |
BW DME Holdings,LLC Class A-1首选单元
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 8/24/2017 | | | | | | | | | | | | |
1,000,000
个共享 |
| | | | 1,000,000 | | | | | | 930,000 | | | | | | 0.41% | | |
BW DME Holdings,LLC Class A-2首选单元
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 1/26/2018 | | | | | | | | | | | | |
937,261
个共享 |
| | | | 937,261 | | | | | | 870,000 | | | | | | 0.39% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 18,512,215 | | | | | | 18,189,086 | | | | | | 8.09% | | |
C.A.R.S.Protect Plus,
公司 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
宾夕法尼亚州默里斯维尔
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+8.50% |
| | | | 0.50% | | | | | | 11.21% | | | | | | | | | | | | 12/31/2015 | | | | | | 12/31/2020 | | | |
汽车
|
| |
98,746
|
| | | | 97,843 | | | | | | 98,746 | | | | | | 0.04% | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+8.50% |
| | | | 0.50% | | | | | | 11.21% | | | | | | | | | | | | 12/31/2015 | | | | | | 12/31/2020 | | | | | | |
7,702,191
|
| | | | 7,631,725 | | | | | | 7,702,191 | | | | | | 3.43% | | |
CPP控股有限责任公司A类公用单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 12/31/2015 | | | | | | | | | | | | |
149,828
个共享 |
| | | | 149,828 | | | | | | 170,000 | | | | | | 0.08% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 7,879,396 | | | | | | 7,970,937 | | | | | | 3.55% | | |
Catapult Learning,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
新泽西州卡姆登
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.35% |
| | | | 1.00% | | | | | | 11.08% | | | | | | | | | | | | 6/27/2018 | | | | | | 4/24/2023 | | | |
教育
|
| |
20,856,549
|
| | | | 20,472,244 | | | | | | 19,813,722 | | | | | | 8.81% | | |
延期支取定期贷款
|
| |
(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.35% |
| | | | 1.00% | | | | | | 11.22% | | | | | | | | | | | | 6/27/2018 | | | | | | 4/24/2023 | | | | | | |
1,143,451
|
| | | | 1,143,451 | | | | | | 1,086,278 | | | | | | 0.48 | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 21,615,695 | | | | | | 20,900,000 | | | | | | 9.29% | | |
Colford Capital Holdings,
有限责任公司 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约州纽约市
|
| | | | | | | | | | | | | | | | | | | | | |
首选部件
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 8/20/2015 | | | | | | | | | |
财务
|
| |
38,893
个单位 |
| | | | 247,815 | | | | | | 60,000 | | | | | | 0.03% | | |
秃鹰借款人,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
新泽西州克利夫顿
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+8.75% |
| | | | 1.00% | | | | | | 11.28% | | | | | | | | | | | | 10/27/2017 | | | | | | 4/27/2025 | | | |
服务:
业务 |
| |
13,750,000
|
| | | | 13,505,368 | | | | | | 13,062,500 | | | | | | 5.81% | | |
秃鹰Top Holdco
限量可兑换 优先股 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/27/2017 | | | | | | | | | | | | |
500,000
个共享 |
| | | | 442,197 | | | | | | 330,000 | | | | | | 0.15% | | |
秃鹰控股有限公司B类优先股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/27/2017 | | | | | | | | | | | | |
500,000
个共享 |
| | | | 57,804 | | | | | | 40,000 | | | | | | 0.02% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 14,005,369 | | | | | | 13,432,500 | | | | | | 5.98% | | |
|
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公允价值(1)
|
| |
%的
净额 资产 |
| |||||||||||||||||||||
融合技术,
公司 |
| |
(14)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
印第安纳波利斯,在
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.75% |
| | | | 1.50% | | | | | | 9.56% | | | | | | | | | 8/31/2018 | | | | | | 8/30/2024 | | | |
服务:
业务 |
| |
7,125,000
|
| | | $ | 6,988,628 | | | | | $ | 6,697,500 | | | | | | 2.98% | | |
Tailwind Core Investor,
有限责任公司A类 首选部件 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 8/31/2018 | | | | | | | | | | | | |
3,750
个单位 |
| | | | 375,000 | | | | | | 390,000 | | | | | | 0.17% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 7,363,628 | | | | | | 7,087,500 | | | | | | 3.15% | | |
LP道格拉斯产品集团
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
自由,生产任务单
|
| | | | | | | | | | | | | | | | | | | | | |
A类公共单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/27/2018 | | | | | | | | | |
化学品,
塑料,& 橡胶 |
| |
322
个共享 |
| | | | 139,656 | | | | | | 670,000 | | | | | | 0.30% | | |
Dream II Holdings,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
佛罗里达州博卡拉顿
|
| | | | | | | | | | | | | | | | | | | | | |
A类公共单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/20/2014 | | | | | | | | | |
服务:
消费者 |
| |
250,000
个单位 |
| | | | 242,304 | | | | | | 110,000 | | | | | | 0.05% | | |
DTE Enterprise,LLC
|
| |
(18)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伊利诺伊州罗泽尔
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+7.50% |
| | | | 1.50% | | | | | | 10.12% | | | | | | | | | 4/13/2018 | | | | | | 4/13/2023 | | | |
能源:石油和
煤气 |
| |
12,491,941
|
| | | | 12,271,851 | | | | | | 12,242,102 | | | | | | 5.44% | | |
DTE控股公司,LLC普通股,A-2类
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 4/13/2018 | | | | | | | | | | | | |
776,316
个共享 |
| | | | 776,316 | | | | | | 1,410,000 | | | | | | 0.63% | | |
DTE控股公司,LLC优先股,AA类
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 4/13/2018 | | | | | | | | | | | | |
723,684
个共享 |
| | | | 613,794 | | | | | | 1,320,000 | | | | | | 0.59% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 13,661,961 | | | | | | 14,972,102 | | | | | | 6.66% | | |
Empirix Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
马萨诸塞州比勒里卡
|
| | | | | | | | | | | | | | | | | | | | | |
Empirix Holdings I,
Inc.普通股, A类 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/1/2013 | | | | | | | | | |
软件
|
| |
1,304
个共享 |
| | | | 1,304,232 | | | | | | 1,650,000 | | | | | | 0.73% | | |
Empirix Holdings I,
Inc.普通股, B类 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/1/2013 | | | | | | | | | | | | |
1,317,406
个共享 |
| | | | 13,174 | | | | | | 20,000 | | | | | | 0.01% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,317,406 | | | | | | 1,670,000 | | | | | | 0.74% | | |
能源实验室公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | |
能源实验室控股公司普通股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 9/29/2016 | | | | | | | | | |
能源:石油和
煤气 |
| |
598
个共享 |
| | | | 598,182 | | | | | | 520,000 | | | | | | 0.23% | | |
EOS Fitness OPCO Holdings,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
亚利桑那州凤凰城
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
1M
L+8.25% |
| | | | 0.75% | | | | | | 10.60% | | | | | | | | | 12/30/2014 | | | | | | 12/30/2019 | | | |
酒店、游戏、
&休闲 |
| |
3,064,655
|
| | | | 3,049,620 | | | | | | 3,064,655 | | | | | | 1.36% | | |
EOS健身控股公司,
有限责任公司A类 首选部件 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/30/2014 | | | | | | | | | | | | |
118
个共享 |
| | | | 117,670 | | | | | | 340,000 | | | | | | 0.15% | | |
EOS健身控股公司,
有限责任公司B类 常用部件 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/30/2014 | | | | | | | | | | | | |
3,017
个共享 |
| | | | 3,017 | | | | | | 10,000 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 3,170,307 | | | | | | 3,414,655 | | | | | | 1.51 | | |
快速生长树有限责任公司
|
| |
(16)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
南卡罗来纳州Fort Mill
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+7.75% |
| | | | 1.00% | | | | | | 10.56% | | | | | | | | | 2/5/2018 | | | | | | 02/05/23 | | | |
零售业
|
| |
$20,215,000
|
| | | | 19,871,587 | | | | | | 19,305,325 | | | | | | 8.59% | | |
SP FGT Holdings,LLC,A类普通股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 2/5/2018 | | | | | | | | | | | | |
1,000,000
个共享 |
| | | | 1,000,000 | | | | | | 1,080,000 | | | | | | 0.48% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 20,871,587 | | | | | | 20,385,325 | | | | | | 9.07% | | |
家具厂门店,
有限责任公司 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
阿肯色州史密斯堡
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+8.00% |
| | | | 0.50% | | | | | | 10.81% | | | | | | | | | 6/10/2016 | | | | | | 6/10/2021 | | | |
消费者
货物:耐用 |
| |
15,163,885
|
| | | | 14,961,912 | | | | | | 15,163,885 | | | | | | 6.74% | | |
转盘
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+8.00% |
| | | | 0.50% | | | | | | 10.81% | | | | | | | | | 12/17/2018 | | | | | | 6/10/2021 | | | | | | |
2,500,000
|
| | | | 2,500,000 | | | | | | 2,500,000 | | | | | | 1.11% | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公允价值(1)
|
| |
%的
净额 资产 |
| | ||||||||||||||||||||||||||
家具厂
控股,有限责任公司期限 借款 |
| |
(6)
|
| |
不安全
|
| |
11.00%
|
| | | | | | | | | | | | | | | | 11.00% | | | | | | 6/10/2016 | | | | | | 2/3/2021 | | | | | | |
140,056
|
| | | $ | 140,056 | | | | | $ | 140,056 | | | | | | 0.06% | | | | ||
家具厂旗舰控股、LP公用单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/10/2016 | | | | | | | | | | | | |
13,445
个共享 |
| | | | 94,569 | | | | | | 210,000 | | | | | | 0.09% | | | | ||
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 17,696,537 | | | | | | 18,013,941 | | | | | | 8.00% | | | | ||
GK控股有限公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
北卡罗来纳州卡里
|
| | | | | | | | | | | | | | | | | | | | | | | ||
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+10.25% |
| | | | 1.00% | | | | | | 13.05% | | | | | | | | | | | | 2/6/2015 | | | | | | 1/30/2022 | | | |
教育
|
| |
5,000,000
|
| | | | 4,946,554 | | | | | | 4,425,000 | | | | | | 1.97% | | | | ||
通用LED OPCO,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
圣安东尼奥
TX |
| | | | | | | | | | | | | | | | | | | | | | | ||
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+9.00% |
| | | | 1.50% | | | | | | 11.81% | | | | | | | | | | | | 5/1/2018 | | | | | | 11/1/2023 | | | |
服务:
业务 |
| |
4,500,000
|
| | | | 4,418,420 | | | | | | 4,252,500 | | | | | | 1.89% | | | | ||
Good Source Solutions,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
加利福尼亚州卡尔斯巴德
|
| | | | | | | | | | | | | | | | | | | | | | | ||
定期贷款
|
| |
(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.00% |
| | | | 1.00% | | | | | | 11.13% | | | | | | | | | | | | 6/29/2018 | | | | | | 6/29/2023 | | | |
饮料,
食物,& 烟草 |
| |
18,500,000
|
| | | | 18,158,424 | | | | | | 17,390,000 | | | | | | 7.73% | | | | ||
高压GS收购,LLC A类首选单元
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/29/2018 | | | | | | | | | | | | |
1,000
个共享 |
| | | | 1,000,000 | | | | | | 730,000 | | | | | | 0.32% | | | | ||
高压GS收购,有限责任公司B类通用设备
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/29/2018 | | | | | | | | | | | | |
28,125
个共享 |
| | | | 0 | | | | | | 0 | | | | | | 0.00% | | | | ||
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 19,158,424 | | | | | | 18,120,000 | | | | | | 8.05% | | | | ||
Grupo Hima San Pablo,
Inc.等人 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
PR圣胡安
|
| | | | | | | | | | | | | | | | | | | | | | | ||
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+7.00% |
| | | | 1.50% | | | | | | 9.54% | | | | | | | | | | | | 2/1/2013 | | | | | | 1/31/2018 | | | |
医疗保健和
药品 |
| |
4,688,430
|
| | | | 4,688,430 | | | | | | 4,125,818 | | | | | | 1.83% | | | | ||
定期贷款
|
| |
(15)
|
| |
秒
留置权 |
| |
13.75%
|
| | | | | | | | | | 0.00% | | | | | | | | | | | | 2/1/2013 | | | | | | 7/31/2018 | | | | | | |
4,109,524
|
| | | | 4,109,524 | | | | | | 904,095 | | | | | | 0.40% | | | | ||
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 8,797,954 | | | | | | 5,029,913 | | | | | | 2.23% | | | | ||
ICD Intermediate Holdco
2,有限责任公司 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
旧金山
CA |
| | | | | | | | | | | | | | | | | | | | | | | ||
定期贷款(SBIC)
|
| |
(2)(5)(12)
|
| |
秒
留置权 |
| |
3M
L+9.00% |
| | | | 1.00% | | | | | | 11.81% | | | | | | | | | | | | 1/2/2018 | | | | | | 7/1/2024 | | | |
财务
|
| |
10,000,000
|
| | | | 9,822,706 | | | | | | 9,900,000 | | | | | | 4.40% | | | | ||
ICD Holdings,LLC,A类优先
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 1/2/2018 | | | | | | | | | | | | |
9,962
个共享 |
| | | | 496,409 | | | | | | 820,000 | | | | | | 0.36% | | | | ||
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,319,115 | | | | | | 10,720,000 | | | | | | 4.76% | | | | ||
J.R.Watkins,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
旧金山
CA |
| | | | | | | | | | | | | | | | | | | | | | | | |
转盘
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+6.50% |
| | | | 1.25% | | | | | | 9.31% | | | | | | | | | | | | 12/22/2017 | | | | | | 12/22/2022 | | | |
消费者
货物: 不耐用 |
| |
1,750,000
|
| | | | 1,750,000 | | | | | | 1,671,250 | | | | | | 0.74% | | | | ||
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.50% |
| | | | 1.25% | | | | | | 9.31% | | | | | | | | | | | | 12/22/2017 | | | | | | 12/22/2022 | | | | | | |
12,375,000
|
| | | | 12,169,222 | | | | | | 11,818,125 | | | | | | 5.26% | | | | ||
J.R.Watkins Holdings,
Inc.A类 首选 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 12/22/2017 | | | | | | | | | | | | |
1,076
个共享 |
| | | | 1,075,758 | | | | | | 1,090,000 | | | | | | 0.48% | | | | ||
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 14,994,980 | | | | | | 14,579,375 | | | | | | 6.48% | | | | ||
侏罗纪中级控股公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
马里兰州斯帕克斯
|
| | | | | | | | | | | | | | | | | | | | | | | ||
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+5.50% |
| | | | 0.00% | | | | | | 8.14% | | | | | | | | | | | | 12/28/2018 | | | | | | 11/15/2024 | | | |
消费者
货物:耐用 |
| |
17,500,000
|
| | | | 17,237,500 | | | | | | 17,237,500 | | | | | | 7.67% | | | | ||
凯莱美瑞控股有限公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
核桃溪,
CA |
| | | | | | | | | | | | | | | | | | | | | | | ||
定期贷款(SBIC)
|
| |
(2)(13)(22)
|
| |
第一留置权
|
| |
3M
L+7.50% |
| | | | 1.50% | | | | | | 10.98% | | | | | | | | | | | | 3/30/2018 | | | | | | 3/30/2023 | | | |
汽车
|
| |
9,750,000
|
| | | | 9,577,863 | | | | | | 9,311,250 | | | | | | 4.14% | | | | ||
Keais Records Service,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | | | ||
Keais Holdings,LLC A类单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/30/2016 | | | | | | | | | | | | |
148,335个单位
|
| | | | 736,595 | | | | | | 820,000 | | | | | | 0.36% | | | | ||
KidKraft,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州达拉斯
|
| | | | | | | | | | | | | | | | | | | | | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公允价值(1)
|
| |
%的
净额 资产 |
| ||||||||||||||||||||||||
定期贷款
|
| |
(6)
|
| |
秒
留置权 |
| |
12.00%
|
| | | | | | | | | | 11.00% | | | | | | 1.00% | | | | | | 9/30/2016 | | | | | | 3/30/2022 | | | |
消费者
货物:耐用 |
| |
9,409,210
|
| | | $ | 9,284,478 | | | | | $ | 8,797,611 | | | | | | 3.91% | | |
利文斯顿国际公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
多伦多
安大略省 |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(5)(12)
|
| |
秒
留置权 |
| |
3M
L+8.25% |
| | | | 1.25% | | | | | | 11.05% | | | | | | | | | | | | 4/23/2013 | | | | | | 4/18/2020 | | | |
运输:
货物 |
| |
6,841,739
|
| | | | 6,808,345 | | | | | | 6,841,739 | | | | | | 3.04% | | |
麦迪逊逻辑公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约州纽约市
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
1M
L+8.00% |
| | | | 0.50% | | | | | | 10.51% | | | | | | | | | | | | 11/30/2016 | | | | | | 11/30/2021 | | | |
媒体:
广播& 订阅 |
| |
4,730,117
|
| | | | 4,700,059 | | | | | | 4,706,466 | | | | | | 2.09% | | |
麦迪逊逻辑控股公司普通股(SBIC)
|
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 11/30/2016 | | | | | | | | | | | | |
5,000
个共享 |
| | | | 50,000 | | | | | | 50,000 | | | | | | 0.02% | | |
麦迪逊逻辑控股公司A系列优先股(SBIC)
|
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 11/30/2016 | | | | | | | | | | | | |
4,500
个共享 |
| | | | 450,000 | | | | | | 470,000 | | | | | | 0.21% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 5,200,059 | | | | | | 5,226,466 | | | | | | 2.32% | | |
Magdata Intermediate Holdings,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
奥斯汀TX
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+9.50% |
| | | | 1.00% | | | | | | 12.31% | | | | | | | | | | | | 10/16/2017 | | | | | | 4/16/2024 | | | |
软件
|
| |
14,750,000
|
| | | | 14,490,683 | | | | | | 14,086,250 | | | | | | 6.26% | | |
Mobileum,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
圣克拉拉,
CA |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+10.25% |
| | | | 0.75% | | | | | | 13.06% | | | | | | | | | | | | 11/1/2016 | | | | | | 5/1/2022 | | | |
软件
|
| |
21,500,000
|
| | | | 21,164,073 | | | | | | 21,500,000 | | | | | | 9.56% | | |
Mobile Acquisition Holdings,LP Class A-2 Common Units
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 11/1/2016 | | | | | | | | | | | | |
750台
|
| | | | 455,385 | | | | | | 770,000 | | | | | | 0.34% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 21,619,458 | | | | | | 22,270,000 | | | | | | 9.90% | | |
MTC母公司,L.P.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伊利诺伊州橡树溪
|
| | | | | | | | | | | | | | | | | | | | | |
A-2类通用单元
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 12/1/2015 | | | | | | | | | |
财务
|
| |
750,000
个共享 |
| | | | 0 | | | | | | 7,750,000 | | | | | | 3.45% | | |
国家沟渠安全有限责任公司等
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)
|
| |
秒
留置权 |
| |
11.50%
|
| | | | | | | | | | 11.50% | | | | | | | | | | | | 3/31/2017 | | | | | | 3/31/2022 | | | |
建筑&
大楼 |
| |
10,000,000
|
| | | | 9,874,827 | | | | | | 9,650,000 | | | | | | 4.29% | | |
NTS Investors,LP Class和A Common Unit
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 3/31/2017 | | | | | | | | | | | | |
2335个单位
|
| | | | 500,000 | | | | | | 380,000 | | | | | | 0.17% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,374,827 | | | | | | 10,030,000 | | | | | | 4.46% | | |
NGS US Finco,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
宾夕法尼亚州布拉德福德
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
1M
L+8.50% |
| | | | 1.00% | | | | | | 10.88% | | | | | | | | | | | | 10/4/2018 | | | | | | 4/1/2026 | | | |
公用事业:石油和
煤气 |
| |
10,000,000
|
| | | | 9,853,435 | | | | | | 9,853,435 | | | | | | 4.38% | | |
营养药品有限责任公司
|
| |
(24)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
俄亥俄州森特维尔
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+6.00% |
| | | | 1.00% | | | | | | 8.81% | | | | | | | | | | | | 11/15/2018 | | | | | | 11/15/2023 | | | |
医疗保健和
药品 |
| |
$15,500,000
|
| | | | 15,198,412 | | | | | | 15,198,412 | | | | | | 6.76% | | |
功能聚合器,
有限责任公司通用单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 11/15/2018 | | | | | | | | | | | | |
12,500
个共享 |
| | | | 1,250,000 | | | | | | 1,250,000 | | | | | | 0.56% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 16,448,412 | | | | | | 16,448,412 | | | | | | 7.32% | | |
OGS控股公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Chantilly,
弗吉尼亚州 |
| | | | | | | | | | | | | | | | | | | | | |
A系列可转换优先股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 4/22/2014 | | | | | | | | | |
服务:
政府 |
| |
11,521
个共享 |
| | | | 50,001 | | | | | | 280,000 | | | | | | 0.12% | | |
首屈一指的数字服务,
公司 |
| |
(10)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
洛杉矶,
CA |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(13)(22)
|
| |
第一留置权
|
| |
3M
L+5.50% |
| | | | 1.50% | | | | | | 9.60% | | | | | | | | | | | | 10/18/2018 | | | | | | 10/18/2023 | | | |
媒体:
广播& 订阅 |
| |
8,250,000
|
| | | | 8,019,407 | | | | | | 8,019,407 | | | | | | 3.57% | | |
定期贷款
|
| |
(13)(22)
|
| |
第一留置权
|
| |
3M
L+5.50% |
| | | | 1.50% | | | | | | 9.60% | | | | | | | | | | | | 10/18/2018 | | | | | | 10/18/2023 | | | | | | |
2,428,772
|
| | | | 2,360,887 | | | | | | 2,360,887 | | | | | | 1.05% | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公允价值(1)
|
| |
%的
净额 资产 |
| ||||||||||||||||||||||||
Premiere Digital Holdings,Inc.,普通股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/18/2018 | | | | | | | | | | | | |
5,000
个共享 |
| | | $ | 50,000 | | | | | $ | 50,000 | | | | | | 0.02% | | |
Premiere Digital Holdings,Inc.,优先股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/18/2018 | | | | | | | | | | | | |
4,500
个共享 |
| | | | 450,000 | | | | | | 450,000 | | | | | | 0.20% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,880,294 | | | | | | 10,880,294 | | | | | | 4.84% | | |
利润价格有限责任公司
|
| |
(17)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
俄亥俄州克利夫兰
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.50% |
| | | | 1.00% | | | | | | 9.31% | | | | | | | | | | | | 1/31/2018 | | | | | | 1/31/2023 | | | |
服务:
业务 |
| |
8,818,907
|
| | | | 8,669,840 | | | | | | 8,774,812 | | | | | | 3.90% | | |
I2P Holdings,LLC,A系列首选
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 1/31/2018 | | | | | | | | | | | | |
750,000
个共享 |
| | | | 750,000 | | | | | | 1,460,000 | | | | | | 0.65% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 9,419,840 | | | | | | 10,234,812 | | | | | | 4.55% | | |
保护美国公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
奥斯汀TX
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(6)(12)
|
| |
秒
留置权 |
| |
3M
L+9.75% |
| | | | 1.00% | | | | | | 10.56% | | | | | | 2.00% | | | | | | 8/30/2017 | | | | | | 10/30/2020 | | | |
服务:
消费者 |
| |
17,979,749
|
| | | | 17,710,359 | | | | | | 17,530,255 | | | | | | 7.80% | | |
Refac光学集团,
等人 |
| |
(11)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
新泽西州布莱克伍德
|
| | | | | | | | | | | | | | | | | | | | | |
转盘
|
| |
(9)(10)(12)
|
| |
第一留置权
|
| |
1M
L+8.00% |
| | | | | | | | | | 0.00% | | | | | | | | | | | | 11/7/2012 | | | | | | 9/30/2018 | | | |
零售业
|
| |
880,000
|
| | | | 880,000 | | | | | | 880,000 | | | | | | 0.39% | | |
A期贷款
|
| |
(9)(12)
|
| |
第一留置权
|
| |
1M
L+8.00% |
| | | | | | | | | | 0.00% | | | | | | | | | | | | 11/7/2012 | | | | | | 9/30/2018 | | | | | | |
472,968
|
| | | | 472,968 | | | | | | 472,968 | | | | | | 0.21% | | |
B期贷款
|
| |
(6)(9)(12)
|
| |
第一留置权
|
| |
1M
L+10.75% |
| | | | | | | | | | 0.00% | | | | | | 0.00% | | | | | | 11/7/2012 | | | | | | 9/30/2018 | | | | | | |
6,539,666
|
| | | | 6,539,666 | | | | | | 5,787,604 | | | | | | 2.57% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 7,892,634 | | | | | | 7,140,572 | | | | | | 3.17 | | |
Resolute Industrial,
有限责任公司 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伊利诺伊州惠灵
|
| | | | | | | | | | | | | | | | | | | | | |
Resolute Industrial Holdings,LLC A类首选单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 7/26/2017 | | | | | | | | | |
大写
设备 |
| |
601台
|
| | | | 750,000 | | | | | | 1,300,000 | | | | | | 0.58% | | |
总计%
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
罗伯茨-戈登,
有限责任公司 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约州布法罗
|
| | | | | | | | | | | | | | | | | | | | | |
指定的空气解决方案,
有限责任公司A类 常用部件 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/30/2017 | | | | | | | | | |
施工成本&
大楼 |
| |
3846股
|
| | | | 0 | | | | | | 250,000 | | | | | | 0.11% | | |
Skopos Financial,
有限责任公司 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州欧文
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(5)
|
| |
不安全
|
| |
12.00%
|
| | | | | | | | | | 12.00% | | | | | | | | | | | | 1/31/2014 | | | | | | 1/31/2020 | | | |
财务
|
| |
17,500,000
|
| | | | 17,494,460 | | | | | | 17,150,000 | | | | | | 7.63% | | |
Skopos Financial
A类有限责任公司集团 个单位 |
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 1/31/2014 | | | | | | | | | | | | |
1,120,684
个单位 |
| | | | 1,162,544 | | | | | | 1,110,000 | | | | | | 0.49% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 18,657,004 | | | | | | 18,260,000 | | | | | | 8.12% | | |
SQAD,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约州塔里敦
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)
|
| |
第一留置权
|
| |
3M
L+6.50 |
| | | | 1.00% | | | | | | 9.30% | | | | | | | | | | | | 12/22/2017 | | | | | | 12/22/2022 | | | |
媒体:
广播& 订阅 |
| |
$14,846,000
|
| | | | 14,780,330 | | | | | | 14,400,620 | | | | | | 6.40% | | |
SQAD Holdco,Inc.优先股,A系列(SBIC)
|
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/31/2013 | | | | | | | | | | | | |
5624股
|
| | | | 156,001 | | | | | | 310,000 | | | | | | 0.14% | | |
SQAD Holdco,Inc.普通股(SBIC)
|
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/31/2013 | | | | | | | | | | | | |
5800股
|
| | | | 62,485 | | | | | | 40,000 | | | | | | 0.02% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 14,998,816 | | | | | | 14,750,620 | | | | | | 6.56% | | |
TechInsights,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
安大略省渥太华
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(5)(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.00% |
| | | | 1.00% | | | | | | 10.32% | | | | | | | | | | | | 8/16/2017 | | | | | | 10/2/2023 | | | |
高科技
行业 |
| |
21,540,923
|
| | | | 21,094,192 | | | | | | 21,094,192 | | | | | | 9.38% | | |
时间制造收购,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州韦科
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(6)
|
| |
不安全
|
| |
11.50%
|
| | | | | | | | | | 10.75% | | | | | | 0.75% | | | | | | 2/3/2017 | | | | | | 8/3/2023 | | | |
大写
设备 |
| |
6,385,182
|
| | | | 6,285,876 | | | | | | 6,129,775 | | | | | | 2.73% | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公允价值(1)
|
| |
%的
净额 资产 |
| |||||||||||||||||||||
时代制造投资有限责任公司A类公用单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 2/3/2017 | | | | | | | | | | | | |
5,000
个单位 |
| | | $ | 500,000 | | | | | $ | 500,000 | | | | | | 0.22% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 6,785,876 | | | | | | 6,629,775 | | | | | | 2.95% | | |
TFH可靠性,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
3M
L+10.75% |
| | | | 0.50% | | | | | | 13.56% | | | | | | | | | 10/21/2016 | | | | | | 4/21/2022 | | | |
化学品,
塑料,& 橡胶 |
| |
5,875,000
|
| | | | 5,794,016 | | | | | | 5,875,000 | | | | | | 2.61% | | |
TFH可靠性小组,
有限责任公司A类 常用部件 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/21/2016 | | | | | | | | | | | | |
250,000
个共享 |
| | | | 231,521 | | | | | | 450,000 | | | | | | 0.20% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 6,025,537 | | | | | | 6,325,000 | | | | | | 2.81% | | |
美国汽车销售公司等人
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
劳伦斯维尔,
GA |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(5)(12)
|
| |
秒
留置权 |
| |
1M
L+10.50% |
| | | | 1.00% | | | | | | 12.85% | | | | | | | | | 6/8/2015 | | | | | | 6/8/2020 | | | |
财务
|
| |
4,500,000
|
| | | | 4,484,478 | | | | | | 4,500,000 | | | | | | 2.00% | | |
USASF Blocker II,
有限责任公司通用单位 |
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/8/2015 | | | | | | | | | | | | |
441台
|
| | | | 441,000 | | | | | | 550,000 | | | | | | 0.24% | | |
USASF Blocker III,LLC系列C首选设备
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 2/13/2018 | | | | | | | | | | | | |
50亿台
|
| | | | 50,000 | | | | | | 60,000 | | | | | | 0.03 | | |
USASF Blocker LLC通用部件
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/8/2015 | | | | | | | | | | | | |
9,000
个单位 |
| | | | 9,000 | | | | | | 10,000 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 4,984,478 | | | | | | 5,120,000 | | | | | | 2.27% | | |
VRI Intermediate Holdings,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
俄亥俄州富兰克林
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
3M
L+9.25% |
| | | | 1.00% | | | | | | 12.06% | | | | | | | | | 5/31/2017 | | | | | | 10/31/2020 | | | |
医疗保健和
药品 |
| |
9,000,000
|
| | | | 8,895,138 | | | | | | 8,820,000 | | | | | | 3.92% | | |
VRI旗舰控股,
有限责任公司A类 首选部件 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 5/31/2017 | | | | | | | | | | | | |
326,797
个共享 |
| | | | 500,000 | | | | | | 440,000 | | | | | | 0.20% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 9,395,138 | | | | | | 9,260,000 | | | | | | 4.12% | | |
Wise Holding Corporation
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
盐湖城
UT |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)(20)
|
| |
不安全
|
| |
3M
L+11.00% |
| | | | 1.00% | | | | | | 0.00% | | | | | | | | | 6/30/2016 | | | | | | 12/31/2021 | | | |
饮料,
食物,& 烟草 |
| |
1,250,000
|
| | | | 1,238,210 | | | | | | 0 | | | | | | 0.00% | | |
延期支取定期贷款
|
| |
(12)(21)
|
| |
第一留置权
|
| |
1M
L+6.5% |
| | | | 1.00% | | | | | | 0.00% | | | | | | | | | 8/27/2018 | | | | | | 6/30/2021 | | | | | | |
253,906
|
| | | | 253,906 | | | | | | 93,945 | | | | | | 0.04% | | |
睿智母公司,
有限责任公司会员 个单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/30/2016 | | | | | | | | | | | | |
1个单位
|
| | | | 58,594 | | | | | | 0 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,550,710 | | | | | | 93,945 | | | | | | 0.04% | | |
非控制、非关联投资总额
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 502,691,464 | | | | | | 504,433,668 | | | | | | 224.35% | | |
净投资
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 502,743,649 | | | | | | 504,483,668 | | | | | | 224.37% | | |
中的负债
超出其他 资产 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
(279,638,661)
|
| | | |
|
(124.37)%
|
| |
净资产
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 224,845,007 | | | | | | 100.00% | | |
|
| | |
截至的三个月
|
| |||||||||
| | |
3月31日
2019 |
| |
3月31日
2018 |
| ||||||
贷款利息
|
| | | $ | 13,026,193 | | | | | $ | 10,101,887 | | |
PIK收入
|
| | | | 41,841 | | | | | | 152,005 | | |
费用摊销收入(1)
|
| | | | 445,910 | | | | | | 357,054 | | |
手续费收入提速(2)
|
| | | | 111,455 | | | | | | 119,802 | | |
总利息收入
|
| | | $ | 13,625,399 | | | | | $ | 10,730,748 | | |
| | |
截止三个月
3月31日 |
| |||||||||
| | |
2019
|
| |
2018
|
| ||||||
产生的投资收益奖励费用
|
| | | $ | 1,373,854 | | | | | $ | 968,826 | | |
应计资本利得奖励费用
|
| | | | 1,161,757 | | | | | | — | | |
奖励费用费用
|
| | | $ | 2,535,611 | | | | | $ | 968,826 | | |
| | |
3月31日
2019 |
| |
12月31日
2018 |
| ||||||
目前应支付的投资收益奖励费用
|
| | | $ | 1,399,232 | | | | | $ | 1,675,804 | | |
递延投资收益奖励费用
|
| | | | 235,356 | | | | | | 260,734 | | |
资本利得奖励费用延期
|
| | | | 1,242,795 | | | | | | 81,038 | | |
应付奖励费用
|
| | | $ | 2,877,383 | | | | | $ | 2,017,576 | | |
声明日期
|
| |
记录日期
|
| |
付款日期
|
| |
每股
|
| |||
2012财年 | | | | | | | | | | | | | |
2012年12月7日
|
| |
2012年12月21日
|
| |
2012年12月27日
|
| | | $ | 0.1812 | | |
2013财年 | | | | | | | | | | | | | |
2013年3月7日
|
| |
2013年3月21日
|
| |
2013年3月28日
|
| | | $ | 0.3400 | | |
2013年6月7日
|
| |
2013年6月21日
|
| |
2013年6月28日
|
| | | $ | 0.3400 | | |
2013年8月21日
|
| |
2013年9月5日
|
| |
2013年9月27日
|
| | | $ | 0.3400 | | |
2013年11月22日
|
| |
2013年12月9日
|
| |
2013年12月23日
|
| | | $ | 0.3400 | | |
2014财年 | | | | | | | | | | | | | |
2013年12月27日
|
| |
2014年1月15日
|
| |
2014年1月24日
|
| | | $ | 0.0650 | | |
2014年1月20日
|
| |
2014年1月31日
|
| |
2014年2月14日
|
| | | $ | 0.1133 | | |
2014年1月20日
|
| |
2014年2月28日
|
| |
2014年3月14日
|
| | | $ | 0.1133 | | |
2014年1月20日
|
| |
2014年3月31日
|
| |
2014年4月15日
|
| | | $ | 0.1133 | | |
2014年4月17日
|
| |
2014年4月30日
|
| |
2014年5月15日
|
| | | $ | 0.1133 | | |
2014年4月17日
|
| |
2014年5月30日
|
| |
2014年6月16日
|
| | | $ | 0.1133 | | |
2014年4月17日
|
| |
2014年6月30日
|
| |
2014年7月15日
|
| | | $ | 0.1133 | | |
2014年7月7日
|
| |
2014年7月31日
|
| |
2014年8月15日
|
| | | $ | 0.1133 | | |
2014年7月7日
|
| |
2014年8月29日
|
| |
2014年9月15日
|
| | | $ | 0.1133 | | |
2014年7月7日
|
| |
2014年9月30日
|
| |
2014年10月15日
|
| | | $ | 0.1133 | | |
2014年10月15日
|
| |
2014年10月31日
|
| |
2014年11月14日
|
| | | $ | 0.1133 | | |
2014年10月15日
|
| |
2014年11月28日
|
| |
2014年12月15日
|
| | | $ | 0.1133 | | |
2014年10月15日
|
| |
2014年12月31日
|
| |
2015年1月15日
|
| | | $ | 0.1133 | | |
2015财年 | | | | | | | | | | | | | |
2015年1月22日
|
| |
2015年2月2日
|
| |
2015年2月13日
|
| | | $ | 0.1133 | | |
2015年1月22日
|
| |
2015年2月27日
|
| |
2015年3月13日
|
| | | $ | 0.1133 | | |
2015年1月22日
|
| |
2015年3月31日
|
| |
2015年4月15日
|
| | | $ | 0.1133 | | |
2015年4月15日
|
| |
2015年4月30日
|
| |
2015年5月15日
|
| | | $ | 0.1133 | | |
2015年4月15日
|
| |
2015年5月29日
|
| |
2015年6月15日
|
| | | $ | 0.1133 | | |
声明日期
|
| |
记录日期
|
| |
付款日期
|
| |
每股
|
| |||
2015年4月15日
|
| |
2015年6月30日
|
| |
2015年7月15日
|
| | | $ | 0.1133 | | |
2015年7月8日
|
| |
2015年7月31日
|
| |
2015年8月14日
|
| | | $ | 0.1133 | | |
2015年7月8日
|
| |
2015年8月31日
|
| |
2015年9月15日
|
| | | $ | 0.1133 | | |
2015年7月8日
|
| |
2015年9月20日
|
| |
2015年10月15日
|
| | | $ | 0.1133 | | |
2015年10月14日
|
| |
2015年10月30日
|
| |
2015年11月13日
|
| | | $ | 0.1133 | | |
2015年10月14日
|
| |
2015年11月30日
|
| |
2015年12月15日
|
| | | $ | 0.1133 | | |
2015年10月14日
|
| |
2015年12月31日
|
| |
2016年1月15日
|
| | | $ | 0.1133 | | |
2016财年 | | | | | | | | | | | | | |
2016年1月13日
|
| |
2016年1月29日
|
| |
2016年2月15日
|
| | | $ | 0.1133 | | |
2016年1月13日
|
| |
2016年2月29日
|
| |
2016年3月15日
|
| | | $ | 0.1133 | | |
2016年1月13日
|
| |
2016年3月31日
|
| |
2016年4月15日
|
| | | $ | 0.1133 | | |
2016年4月15日
|
| |
2016年4月29日
|
| |
2016年5月13日
|
| | | $ | 0.1133 | | |
2016年4月15日
|
| |
2016年5月31日
|
| |
2016年6月15日
|
| | | $ | 0.1133 | | |
2016年4月15日
|
| |
2016年6月30日
|
| |
2016年7月15日
|
| | | $ | 0.1133 | | |
2016年7月7日
|
| |
2016年7月29日
|
| |
2016年8月15日
|
| | | $ | 0.1133 | | |
2016年7月7日
|
| |
2016年8月31日
|
| |
2016年9月15日
|
| | | $ | 0.1133 | | |
2016年7月7日
|
| |
2016年9月30日
|
| |
2016年10月14日
|
| | | $ | 0.1133 | | |
2016年10月7日
|
| |
2016年10月31日
|
| |
2016年11月15日
|
| | | $ | 0.1133 | | |
2016年10月7日
|
| |
2016年11月30日
|
| |
2016年12月15日
|
| | | $ | 0.1133 | | |
2016年10月7日
|
| |
2016年12月30日
|
| |
2017年1月13日
|
| | | $ | 0.1133 | | |
2017财年 | | | | | | | | | | | | | |
2017年1月13日
|
| |
2017年1月31日
|
| |
2017年2月15日
|
| | | $ | 0.1133 | | |
2017年1月13日
|
| |
2017年2月28日
|
| |
2017年3月15日
|
| | | $ | 0.1133 | | |
2017年1月13日
|
| |
2017年3月31日
|
| |
2017年04月14日
|
| | | $ | 0.1133 | | |
2017年04月14日
|
| |
2017年4月28日
|
| |
2017年5月15日
|
| | | $ | 0.1133 | | |
2017年04月14日
|
| |
2017年5月31日
|
| |
2017年6月15日
|
| | | $ | 0.1133 | | |
2017年04月14日
|
| |
2017年6月30日
|
| |
2017年7月14日
|
| | | $ | 0.1133 | | |
2017年7月7日
|
| |
2017年7月31日
|
| |
2017年8月15日
|
| | | $ | 0.1133 | | |
2017年7月7日
|
| |
2017年8月31日
|
| |
2017年9月15日
|
| | | $ | 0.1133 | | |
2017年7月7日
|
| |
2017年9月29日
|
| |
2017年10月13日
|
| | | $ | 0.1133 | | |
2017年10月12日
|
| |
2017年10月31日
|
| |
2017年11月15日
|
| | | $ | 0.1133 | | |
2017年10月12日
|
| |
2017年11月30日
|
| |
2017年12月15日
|
| | | $ | 0.1133 | | |
2017年10月12日
|
| |
2017年12月29日
|
| |
2018年1月12日
|
| | | $ | 0.1133 | | |
2018财年 | | | | | | | | | | | | | |
2018年1月11日
|
| |
2018年1月31日
|
| |
2018年2月15日
|
| | | $ | 0.1133 | | |
2018年1月11日
|
| |
2018年2月28日
|
| |
2018年3月15日
|
| | | $ | 0.1133 | | |
声明日期
|
| |
记录日期
|
| |
付款日期
|
| |
每股
|
| |||
2018年1月11日
|
| |
2018年3月29日
|
| |
2018年4月13日
|
| | | $ | 0.1133 | | |
2018年4月16日
|
| |
2018年4月30日
|
| |
2018年5月15日
|
| | | $ | 0.1133 | | |
2018年4月16日
|
| |
2018年5月31日
|
| |
2018年6月15日
|
| | | $ | 0.1133 | | |
2018年4月16日
|
| |
2018年6月29日
|
| |
2018年7月13日
|
| | | $ | 0.1133 | | |
2018年7月12日
|
| |
2018年7月31日
|
| |
2018年8月15日
|
| | | $ | 0.1133 | | |
2018年7月12日
|
| |
2018年8月31日
|
| |
2018年9月14日
|
| | | $ | 0.1133 | | |
2018年7月12日
|
| |
2018年9月28日
|
| |
2018年10月15日
|
| | | $ | 0.1133 | | |
2018年10月16日
|
| |
2018年10月31日
|
| |
2018年11月15日
|
| | | $ | 0.1133 | | |
2018年10月16日
|
| |
2018年11月29日
|
| |
2018年12月14日
|
| | | $ | 0.1133 | | |
2018年10月16日
|
| |
2018年12月31日
|
| |
2019年1月15日
|
| | | $ | 0.1133 | | |
2019财年 | | | | | | | | | | | | | |
2019年1月11日
|
| |
2019年1月31日
|
| |
2019年2月15日
|
| | | $ | 0.1133 | | |
2019年1月11日
|
| |
2019年2月28日
|
| |
2019年3月15日
|
| | | $ | 0.1133 | | |
2019年1月11日
|
| |
2019年3月29日
|
| |
2019年4月15日
|
| | | $ | 0.1133 | | |
合计
|
| | | | | | | | | $ | 8.7441 | | |
|
普通股发行
|
| |
数量
个共享 |
| |
毛收入
收益(1)(2) |
| |
承销
费用 |
| |
提供服务
费用 |
| |
净额
收益 |
| |
平均
提供服务 价格 |
| ||||||||||||||||||
截至2012年12月31日的年度
|
| | | | 12,035,023 | | | | | $ | 180,522,093 | | | | | $ | 4,959,720 | | | | | $ | 835,500 | | | | | $ | 174,726,873 | | | | | $ | 14.90 | | |
截至2013年12月31日的年度
|
| | | | 63,998 | | | | | | 899,964 | | | | | | — | | | | | | — | | | | | | 899,964 | | | | | | 14.06 | | |
截至2014年12月31日的年度
|
| | | | 380,936 | | | | | | 5,485,780 | | | | | | 75,510 | | | | | | 29,904 | | | | | | 5,380,366 | | | | | | 14.47 | | |
截至2017年12月31日的年度
|
| | | | 3,465,922 | | | | | | 48,741,406 | | | | | | 1,358,880 | | | | | | 307,021 | | | | | | 47,075,505 | | | | | | 14.06 | | |
截至2018年12月31日的年度
|
| | | | 7,931 | | | | | | 93,737 | | | | | | — | | | | | | — | | | | | | 93,737 | | | | | | 11.85 | | |
截至3月31日的季度
2019 |
| | | | 2,750,000 | | | | | | 39,683,935 | | | | | | 935,000 | | | | | | 202,891 | | | | | | 38,546,044 | | | | | | 14.43 | | |
合计
|
| | | | 18,703,810 | | | | | $ | 275,426,915 | | | | | $ | 7,329,110 | | | | | $ | 1,375,316 | | | | | $ | 266,722,489 | | | | | | | | |
| | |
截止三个月
|
| |||||||||
| | |
3月31日
2019 |
| |
3月31日
2018 |
| ||||||
运营净资产净增长
|
| | | $ | 10,142,443 | | | | | $ | 7,343,929 | | |
加权平均普通股
|
| | | | 16,351,032 | | | | | | 15,952,841 | | |
普通股基本和稀释后每股收益
|
| | | $ | 0.62 | | | | | $ | 0.46 | | |
| | |
成本
|
| |
公允价值
|
| ||||||
高级担保 - 第一留置权(1)
|
| | | $ | 320,540,652 | | | | | $ | 316,224,837 | | |
高级担保 - 第二留置权
|
| | | | 150,615,271 | | | | | | 145,516,935 | | |
无担保债务
|
| | | | 25,465,784 | | | | | | 24,035,792 | | |
股权
|
| | | | 23,474,801 | | | | | | 31,634,250 | | |
总投资
|
| | | $ | 520,096,508 | | | | | $ | 517,411,814 | | |
| | |
成本
|
| |
公允价值
|
| ||||||
高级担保 - 第一留置权(1)
|
| | | $ | 297,965,589 | | | | | $ | 292,004,982 | | |
高级担保 - 第二留置权
|
| | | | 155,382,612 | | | | | | 149,661,220 | | |
无担保债务
|
| | | | 25,436,237 | | | | | | 23,697,466 | | |
股权
|
| | | | 23,959,211 | | | | | | 39,120,000 | | |
总投资
|
| | | $ | 502,743,649 | | | | | $ | 504,483,668 | | |
| | |
报价
处于活动状态 市场 用于相同的 证券 (一级) |
| |
意义重大
其他 可观察 输入 (二级) |
| |
意义重大
看不见 输入 (三级) |
| |
合计
|
| ||||||||||||
高级担保 - 优先留置权
|
| | | $ | — | | | | | $ | — | | | | | $ | 316,224,837 | | | | | $ | 316,224,837 | | |
高级担保 - 第二留置权
|
| | | | — | | | | | | — | | | | | | 145,516,935 | | | | | | 145,516,935 | | |
无担保债务
|
| | | | — | | | | | | — | | | | | | 24,035,792 | | | | | | 24,035,792 | | |
股权
|
| | | | — | | | | | | — | | | | | | 31,634,250 | | | | | | 31,634,250 | | |
总投资
|
| | | $ | — | | | | | $ | — | | | | | $ | 517,411,814 | | | | | $ | 517,411,814 | | |
| | |
报价
处于活动状态 市场 用于相同的 证券 (一级) |
| |
意义重大
其他 可观察 输入 (二级) |
| |
意义重大
看不见 输入 (三级) |
| |
合计
|
| ||||||||||||
高级担保 - 优先留置权
|
| | | $ | — | | | | | $ | — | | | | | $ | 292,004,982 | | | | | $ | 292,004,982 | | |
高级担保 - 第二留置权
|
| | | | — | | | | | | — | | | | | | 149,661,220 | | | | | | 149,661,220 | | |
无担保债务
|
| | | | — | | | | | | — | | | | | | 23,697,466 | | | | | | 23,697,466 | | |
股权
|
| | | | — | | | | | | — | | | | | | 39,120,000 | | | | | | 39,120,000 | | |
总投资
|
| | | $ | — | | | | | $ | — | | | | | $ | 504,483,668 | | | | | $ | 504,483,668 | | |
| | |
高级安全
贷款-第一次 留置权 |
| |
高级安全
贷款-第二次 留置权 |
| |
不安全
债务 |
| |
股权
|
| |
合计
|
| |||||||||||||||
期初公允价值
|
| | | $ | 292,004,982 | | | | | $ | 149,661,220 | | | | | $ | 23,697,466 | | | | | $ | 39,120,000 | | | | | $ | 504,483,668 | | |
购买投资
|
| | | | 27,614,328 | | | | | | — | | | | | | — | | | | | | 958,864 | | | | | | 28,573,192 | | |
实物支付利息
|
| | | | — | | | | | | 22,685 | | | | | | 19,156 | | | | | | — | | | | | | 41,841 | | |
销售和赎回
|
| | | | (5,289,617) | | | | | | (4,929,347) | | | | | | — | | | | | | (11,689,372) | | | | | | (21,908,336) | | |
已实现收益
|
| | | | — | | | | | | — | | | | | | — | | | | | | 10,246,098 | | | | | | 10,246,098 | | |
未实现的变更
升值(折旧) 包含在收入中 |
| | | | 1,644,791 | | | | | | 623,056 | | | | | | 308,780 | | | | | | (7,001,340) | | | | | | (4,424,713) | | |
溢价摊销
和折扣的增加, 净额 |
| | | | 250,353 | | | | | | 139,321 | | | | | | 10,390 | | | | | | — | | | | | | 400,064 | | |
期末公允价值
|
| | | $ | 316,224,837 | | | | | $ | 145,516,935 | | | | | $ | 24,035,792 | | | | | $ | 31,634,250 | | | | | $ | 517,411,814 | | |
| | |
高级安全
贷款-第一次 留置权 |
| |
高级安全
贷款-第二次 留置权 |
| |
不安全
债务 |
| |
股权
|
| |
合计
|
| |||||||||||||||
期初公允价值
|
| | | $ | 141,006,923 | | | | | $ | 178,432,850 | | | | | $ | 27,430,000 | | | | | $ | 24,969,999 | | | | | $ | 371,839,772 | | |
购买投资
|
| | | | 224,555,549 | | | | | | 38,515,000 | | | | | | 251,180 | | | | | | 9,605,730 | | | | | | 272,927,459 | | |
实物支付利息
|
| | | | 106,314 | | | | | | 1,696,547 | | | | | | 67,044 | | | | | | — | | | | | | 1,869,905 | | |
销售和赎回
|
| | | | (68,382,321) | | | | | | (66,658,090) | | | | | | (2,903,096) | | | | | | (9,657,263) | | | | | | (147,600,770) | | |
已实现收益
|
| | | | — | | | | | | — | | | | | | — | | | | | | 5,540,518 | | | | | | 5,540,518 | | |
未实现的变更
升值(折旧) 包含在收入中 |
| | | | (6,052,424) | | | | | | (2,989,511) | | | | | | (1,265,630) | | | | | | 8,661,016 | | | | | | (1,646,549) | | |
溢价和增值摊销
折扣的 净额 |
| | | | 770,941 | | | | | | 664,424 | | | | | | 117,968 | | | | | | — | | | | | | 1,553,333 | | |
期末公允价值
|
| | | $ | 292,004,982 | | | | | $ | 149,661,220 | | | | | $ | 23,697,466 | | | | | $ | 39,120,000 | | | | | $ | 504,483,668 | | |
| | |
成本
|
| |
公允价值
|
| |
占总数的%
投资 |
| |||||||||
德克萨斯州
|
| | | $ | 95,355,705 | | | | | $ | 93,793,005 | | | | | | 18.13% | | |
加利福尼亚州
|
| | | | 86,591,903 | | | | | | 86,746,128 | | | | | | 16.76% | | |
俄亥俄州
|
| | | | 49,121,053 | | | | | | 49,102,562 | | | | | | 9.49% | | |
新泽西州
|
| | | | 43,537,848 | | | | | | 42,088,073 | | | | | | 8.13% | | |
伊利诺伊州
|
| | | | 25,910,136 | | | | | | 28,864,384 | | | | | | 5.58% | | |
加拿大
|
| | | | 27,934,284 | | | | | | 27,951,845 | | | | | | 5.40% | | |
纽约
|
| | | | 20,370,804 | | | | | | 20,564,386 | | | | | | 3.97% | | |
南卡罗来纳州
|
| | | | 20,795,636 | | | | | | 20,305,800 | | | | | | 3.92% | | |
田纳西州
|
| | | | 20,216,470 | | | | | | 19,862,755 | | | | | | 3.84% | | |
亚利桑那州
|
| | | | 18,547,055 | | | | | | 19,121,504 | | | | | | 3.70% | | |
宾夕法尼亚州
|
| | | | 17,744,549 | | | | | | 17,320,937 | | | | | | 3.35% | | |
马里兰州
|
| | | | 17,203,751 | | | | | | 17,194,406 | | | | | | 3.32% | | |
阿肯色州
|
| | | | 17,483,172 | | | | | | 17,118,695 | | | | | | 3.31% | | |
印第安纳州
|
| | | | 14,149,517 | | | | | | 14,109,903 | | | | | | 2.73% | | |
威斯康星州
|
| | | | 11,419,373 | | | | | | 11,126,640 | | | | | | 2.15% | | |
科罗拉多州
|
| | | | 10,786,446 | | | | | | 10,800,000 | | | | | | 2.09% | | |
佐治亚州
|
| | | | 5,991,283 | | | | | | 10,170,000 | | | | | | 1.97% | | |
波多黎各
|
| | | | 8,736,384 | | | | | | 4,975,732 | | | | | | 0.96% | | |
北卡罗来纳州
|
| | | | 4,950,253 | | | | | | 4,450,000 | | | | | | 0.86% | | |
马萨诸塞州
|
| | | | 1,317,406 | | | | | | 1,050,000 | | | | | | 0.20% | | |
密苏里州
|
| | | | 139,656 | | | | | | 610,000 | | | | | | 0.12% | | |
犹他州
|
| | | | 1,551,520 | | | | | | 85,059 | | | | | | 0.02% | | |
佛罗里达州
|
| | | | 242,304 | | | | | | — | | | | | | —% | | |
| | | | $ | 520,096,508 | | | | | $ | 517,411,814 | | | | | | 100.00% | | |
| | |
成本
|
| |
公允价值
|
| |
占总数的%
投资于 公允价值 |
| |||||||||
德克萨斯州
|
| | | | 100,229,354 | | | | | | 97,474,226 | | | | | | 19.32% | | |
加利福尼亚州
|
| | | | 86,550,134 | | | | | | 85,880,918 | | | | | | 17.03% | | |
新泽西州
|
| | | | 43,513,698 | | | | | | 41,473,072 | | | | | | 8.22% | | |
俄亥俄州
|
| | | | 36,209,514 | | | | | | 36,273,224 | | | | | | 7.19% | | |
伊利诺伊州
|
| | | | 19,941,053 | | | | | | 29,880,018 | | | | | | 5.92% | | |
加拿大
|
| | | | 27,902,537 | | | | | | 27,935,931 | | | | | | 5.54% | | |
亚利桑那州
|
| | | | 21,682,522 | | | | | | 21,603,741 | | | | | | 4.28% | | |
南卡罗来纳州
|
| | | | 20,871,587 | | | | | | 20,385,325 | | | | | | 4.04% | | |
纽约
|
| | | | 20,446,690 | | | | | | 20,287,086 | | | | | | 4.02% | | |
田纳西州
|
| | | | 20,117,218 | | | | | | 19,381,134 | | | | | | 3.84% | | |
阿肯色州
|
| | | | 17,696,537 | | | | | | 18,013,941 | | | | | | 3.57% | | |
宾夕法尼亚州
|
| | | | 17,732,831 | | | | | | 17,824,372 | | | | | | 3.53% | | |
马里兰州
|
| | | | 17,237,500 | | | | | | 17,237,500 | | | | | | 3.42% | | |
威斯康星州
|
| | | | 11,437,711 | | | | | | 10,869,000 | | | | | | 2.15% | | |
科罗拉多州
|
| | | | 10,777,822 | | | | | | 10,777,822 | | | | | | 2.14% | | |
佐治亚州
|
| | | | 5,988,728 | | | | | | 9,820,000 | | | | | | 1.95% | | |
印第安纳州
|
| | | | 7,363,628 | | | | | | 7,087,500 | | | | | | 1.40% | | |
波多黎各
|
| | | | 8,797,954 | | | | | | 5,029,913 | | | | | | 1.00% | | |
北卡罗来纳州
|
| | | | 4,946,554 | | | | | | 4,425,000 | | | | | | 0.88% | | |
马萨诸塞州
|
| | | | 1,317,406 | | | | | | 1,670,000 | | | | | | 0.33% | | |
密苏里州
|
| | | | 139,656 | | | | | | 670,000 | | | | | | 0.13% | | |
弗吉尼亚州
|
| | | | 50,001 | | | | | | 280,000 | | | | | | 0.06% | | |
佛罗里达州
|
| | | | 242,304 | | | | | | 110,000 | | | | | | 0.02% | | |
犹他州
|
| | | | 1,550,710 | | | | | | 93,945 | | | | | | 0.02% | | |
| | | | $ | 502,743,649 | | | | | $ | 504,483,668 | | | | | | 100.00% | | |
| | |
成本
|
| |
公允价值
|
| |
占总数的%
投资 |
| |||||||||
服务:业务
|
| | | $ | 80,946,932 | | | | | $ | 85,314,207 | | | | | | 16.49% | | |
医疗和制药
|
| | | | 65,937,917 | | | | | | 62,667,439 | | | | | | 12.11% | | |
消费品:耐用
|
| | | | 44,001,754 | | | | | | 43,320,561 | | | | | | 8.37% | | |
软件
|
| | | | 37,457,057 | | | | | | 37,907,500 | | | | | | 7.35% | | |
媒体:开播订阅
|
| | | | 37,750,446 | | | | | | 37,479,039 | | | | | | 7.24% | | |
财务
|
| | | | 34,210,113 | | | | | | 35,245,000 | | | | | | 6.81% | | |
零售业
|
| | | | 28,688,270 | | | | | | 27,446,373 | | | | | | 5.30% | | |
教育
|
| | | | 26,583,113 | | | | | | 25,680,000 | | | | | | 4.96% | | |
高科技产业
|
| | | | 21,119,990 | | | | | | 21,110,106 | | | | | | 4.08% | | |
饮料、食品和烟草
|
| | | | 20,724,762 | | | | | | 18,512,559 | | | | | | 3.58% | | |
服务:消费者
|
| | | | 17,986,658 | | | | | | 17,710,053 | | | | | | 3.42% | | |
汽车
|
| | | | 17,473,510 | | | | | | 17,427,187 | | | | | | 3.37% | | |
能源:石油天然气
|
| | | | 13,685,273 | | | | | | 15,371,981 | | | | | | 2.97% | | |
消费品:不耐用
|
| | | | 14,975,198 | | | | | | 14,770,938 | | | | | | 2.85% | | |
化学品、塑料和橡胶
|
| | | | 11,846,022 | | | | | | 11,611,088 | | | | | | 2.24% | | |
容器、包装和玻璃
|
| | | | 11,419,373 | | | | | | 11,126,640 | | | | | | 2.15% | | |
建筑施工
|
| | | | 10,382,830 | | | | | | 10,440,000 | | | | | | 2.02% | | |
公用事业:石油天然气
|
| | | | 9,856,955 | | | | | | 9,400,000 | | | | | | 1.82% | | |
基建设备
|
| | | | 6,789,917 | | | | | | 6,849,404 | | | | | | 1.32% | | |
运输:货物
|
| | | | 6,814,294 | | | | | | 6,841,739 | | | | | | 1.32% | | |
保险
|
| | | | 500,000 | | | | | | 560,000 | | | | | | 0.11% | | |
酒店、游戏和休闲
|
| | | | — | | | | | | 340,000 | | | | | | 0.07% | | |
环境产业
|
| | | | 946,124 | | | | | | 280,000 | | | | | | 0.05% | | |
| | | | $ | 520,096,508 | | | | | $ | 517,411,814 | | | | | | 100.00% | | |
| | |
成本
|
| |
公允价值
|
| |
占总数的%
投资 |
| |||||||||
服务:业务
|
| | | $ | 60,784,467 | | | | | $ | 63,810,643 | | | | | | 12.65% | | |
医疗和制药
|
| | | | 58,682,811 | | | | | | 54,785,327 | | | | | | 10.86% | | |
消费品:耐用
|
| | | | 44,218,515 | | | | | | 44,049,052 | | | | | | 8.73% | | |
财务
|
| | | | 34,208,412 | | | | | | 41,910,000 | | | | | | 8.30% | | |
软件
|
| | | | 37,427,547 | | | | | | 38,026,250 | | | | | | 7.54% | | |
媒体:开播订阅
|
| | | | 38,137,844 | | | | | | 37,733,004 | | | | | | 7.48% | | |
零售业
|
| | | | 28,764,221 | | | | | | 27,525,897 | | | | | | 5.45% | | |
教育
|
| | | | 26,562,249 | | | | | | 25,325,000 | | | | | | 5.02% | | |
高科技产业
|
| | | | 21,094,192 | | | | | | 21,094,192 | | | | | | 4.18% | | |
饮料、食品和烟草
|
| | | | 20,709,134 | | | | | | 18,213,945 | | | | | | 3.61% | | |
服务:消费者
|
| | | | 17,952,663 | | | | | | 17,640,255 | | | | | | 3.50% | | |
汽车
|
| | | | 17,457,259 | | | | | | 17,282,187 | | | | | | 3.43% | | |
能源:石油天然气
|
| | | | 14,312,328 | | | | | | 15,542,102 | | | | | | 3.08% | | |
消费品:不耐用
|
| | | | 14,994,980 | | | | | | 14,579,375 | | | | | | 2.89% | | |
化学品、塑料和橡胶
|
| | | | 11,835,100 | | | | | | 11,707,835 | | | | | | 2.32% | | |
容器、包装和玻璃
|
| | | | 11,437,711 | | | | | | 10,869,000 | | | | | | 2.15% | | |
建筑施工
|
| | | | 10,374,827 | | | | | | 10,280,000 | | | | | | 2.04% | | |
公用事业:石油天然气
|
| | | | 9,853,435 | | | | | | 9,853,435 | | | | | | 1.95% | | |
基建设备
|
| | | | 7,535,876 | | | | | | 7,929,775 | | | | | | 1.57% | | |
运输:货物
|
| | | | 6,808,345 | | | | | | 6,841,739 | | | | | | 1.36% | | |
保险
|
| | | | 5,425,301 | | | | | | 5,460,000 | | | | | | 1.08% | | |
酒店、游戏和休闲
|
| | | | 3,170,307 | | | | | | 3,414,655 | | | | | | 0.68% | | |
环境产业
|
| | | | 946,124 | | | | | | 330,000 | | | | | | 0.07% | | |
服务:政府
|
| | | | 50,001 | | | | | | 280,000 | | | | | | 0.06% | | |
| | | | $ | 502,743,649 | | | | | | 504,483,668 | | | | | | 100.00% | | |
描述:
|
| |
公允价值
|
| |
估值技术
|
| |
无法观察到的输入
|
| |
范围(平均值)(1)(3)
|
| |||
第一留置权债务
|
| | | $ | 316,224,837 | | | |
收入/市场
方法(2) |
| |
HY信用利差,
无风险费率 市盈率 |
| |
-0.67至-0.06%(-0.47%)
-0.76%至-0.26%(-0.31%) 4x至22x(10x)(4) |
|
第二留置权债务
|
| | | $ | 145,516,935 | | | |
收入/市场
方法(2) |
| |
HY信用利差,
无风险费率 市盈率 |
| |
-0.65%至-0.06%(-0.37%)
-0.33%至-0.27%(-0.29%) 2x至18x(11x)(4) |
|
无担保债务
|
| | | $ | 24,035,792 | | | |
收入/市场
方法(2) |
| |
HY信用利差,
无风险费率 市盈率 |
| |
-0.46%至-0.46%(-0.46%)
-0.29%至-0.18%(-0.23%) 1x至9x(3x)(4) |
|
股权投资
|
| | | $ | 31,634,250 | | | |
市场方法(5)
|
| |
承保多个/
EBITDA倍数 |
| |
1x至12x(9x)
|
|
长期总水平为3
投资 |
| | | $ | 517,411,814 | | | | | | | | | | | |
描述:
|
| |
公允价值
|
| |
估值技术
|
| |
无法观察到的输入
|
| |
范围(平均值)(1)(3)
|
| |||
第一留置权债务
|
| | | $ | 292,004,982 | | | |
收入/市场
方法(2) |
| |
HY信用利差,
无风险费率 市盈率 |
| |
-1.03%至2.59%(0.85%)
-5.62%至6.64%(1.64%) 4x至22x(10x)(4) |
|
第二留置权债务
|
| | | $ | 149,661,220 | | | |
收入/市场
方法(2) |
| |
HY信用利差,
无风险费率 市盈率 |
| |
-0.00%至2.66%(0.93%)
-0.14%至10.66%(1.70%) 2x至17x(11x)(4) |
|
无担保债务
|
| | | $ | 23,697,466 | | | |
收入/市场
方法(2) |
| |
HY信用利差,
无风险费率 市盈率 |
| |
-1.03%至0.57%(-0.01%)
-5.62%至0.32%(-1.27%) 2x至9x(3x)(4) |
|
股权投资
|
| | | $ | 39,120,000 | | | |
市场方法(5)
|
| |
承保多个/
EBITDA倍数 |
| |
2x至15x(10x)
|
|
长期总水平为3
投资 |
| | | $ | 504,483,668 | | | | | | | | | | | |
| | |
用于
三个半月 已结束 3月31日 2019 (未审核) |
| |
用于
三个半月 已结束 3月31日 2018 (未审核) |
| ||||||
每股数据:(1) | | | | | | | | | | | | | |
期初资产净值
|
| | | $ | 14.09 | | | | | $ | 13.81 | | |
净投资收益
|
| | | | 0.27 | | | | | | 0.28 | | |
未实现增值(折旧)变动
|
| | | | (0.26) | | | | | | 0.10 | | |
已实现净收益
|
| | | | 0.63 | | | | | | 0.08 | | |
投资运营合计
|
| | | $ | 0.64 | | | | | $ | 0.46 | | |
销售额
|
| | | | (0.06) | | | | | | — | | |
报价成本
|
| | | | (0.01) | | | | | | — | | |
股东分配来源: | | | | | | | | | | | | | |
净投资收益
|
| | | | (0.34) | | | | | | (0.34) | | |
期末资产净值
|
| | | $ | 14.32 | | | | | $ | 13.93 | | |
期末每股市值
|
| | | $ | 14.15 | | | | | $ | 11.51 | | |
基于市值的总回报(2)
|
| | | | 12.7% | | | | | | (10.6)% | | |
加权平均流通股
|
| | | | 16,351,032 | | | | | | 15,952,841 | | |
| | |
用于
三个半月 已结束 3月31日 2019 (未审核) |
| |
用于
三个半月 已结束 3月31日 2018 (未审核) |
| ||||||
比率/补充数据: | | | | | | | | | | | | | |
期末净资产
|
| | | $ | 267,799,244 | | | | | $ | 222,263,132 | | |
加权平均净资产
|
| | | $ | 225,322,276 | | | | | $ | 220,269,641 | | |
总运营费用与净资产的年化比率(5)
|
| | | | 17.11% | | | | | | 11.85% | | |
利息支出和其他费用占净资产的年化比率
|
| | | | 6.61% | | | | | | 4.54% | | |
净投资收益与净资产的年化比率(5)
|
| | | | 7.79% | | | | | | 8.24% | | |
投资组合营业额(3)
|
| | | | 4.29% | | | | | | 3.89% | | |
应付票据
|
| | | $ | 48,875,000 | | | | | $ | 48,875,000 | | |
应付信贷
|
| | | $ | 76,050,000 | | | | | $ | 118,300,000 | | |
SBA债券
|
| | | $ | 150,000,000 | | | | | $ | 90,000,000 | | |
资产覆盖率(4)
|
| | | | 3.14x | | | | | | 2.33x | | |
| | |
3月31日
2019 |
| |
12月31日
2018 |
| ||||||
应付信贷
|
| | | $ | 76,050,000 | | | | | $ | 99,550,000 | | |
预付贷款结构费
|
| | | | 1,188,966 | | | | | | 1,312,773 | | |
应付信贷额度,扣除预付贷款结构费
|
| | | $ | 74,861,034 | | | | | $ | 98,237,227 | | |
| | |
截至的三个月
|
| |||||||||
| | |
3月31日
2019 |
| |
3月31日
2018 |
| ||||||
利息支出
|
| | | $ | 1,255,045 | | | | | $ | 746,998 | | |
贷款费用摊销
|
| | | | 115,177 | | | | | | 91,667 | | |
未使用部分承诺费
|
| | | | 100,299 | | | | | | 89,747 | | |
管理费
|
| | | | 8,630 | | | | | | 14,557 | | |
利息和融资费用合计
|
| | | $ | 1,479,151 | | | | | $ | 942,969 | | |
加权平均利率
|
| | | | 5.1% | | | | | | 4.4% | | |
实际利率
|
| | | | 6.0% | | | | | | 5.6% | | |
平均未偿债务
|
| | | $ | 99,761,111 | | | | | $ | 68,202,778 | | |
支付利息和未使用费用的现金
|
| | | $ | 1,184,540 | | | | | $ | 648,017 | | |
发行日期
|
| |
到期日
|
| |
债权金额
|
| |
利率
|
| |
SBA年会
收费 |
| |||||||||
2014年10月14日
|
| |
2025年3月1日
|
| | | $ | 6,500,000 | | | | | | 2.52% | | | | | | 0.36% | | |
2014年10月17日
|
| |
2025年3月1日
|
| | | | 6,500,000 | | | | | | 2.52% | | | | | | 0.36% | | |
2014年12月24日
|
| |
2025年3月1日
|
| | | | 3,250,000 | | | | | | 2.52% | | | | | | 0.36% | | |
2015年6月29日
|
| |
2025年9月1日
|
| | | | 9,750,000 | | | | | | 2.83% | | | | | | 0.36% | | |
2015年10月22日
|
| |
2026年3月1日
|
| | | | 6,500,000 | | | | | | 2.51% | | | | | | 0.36% | | |
2015年10月22日
|
| |
2026年3月1日
|
| | | | 1,500,000 | | | | | | 2.51% | | | | | | 0.74% | | |
2015年11月10日
|
| |
2026年3月1日
|
| | | | 8,800,000 | | | | | | 2.51% | | | | | | 0.74% | | |
2015年11月18日
|
| |
2026年3月1日
|
| | | | 1,500,000 | | | | | | 2.51% | | | | | | 0.74% | | |
2015年11月25日
|
| |
2026年3月1日
|
| | | | 8,800,000 | | | | | | 2.51% | | | | | | 0.74% | | |
2015年12月16日
|
| |
2026年3月1日
|
| | | | 2,200,000 | | | | | | 2.51% | | | | | | 0.74% | | |
2015年12月29日
|
| |
2026年3月1日
|
| | | | 9,700,000 | | | | | | 2.51% | | | | | | 0.74% | | |
2017年11月28日
|
| |
2028年3月1日
|
| | | | 25,000,000 | | | | | | 3.19% | | | | | | 0.22% | | |
2018年4月27日
|
| |
2028年9月1日
|
| | | | 40,000,000 | | | | | | 3.55% | | | | | | 0.22% | | |
2018年7月30日
|
| |
2028年9月1日
|
| | | | 17,500,000 | | | | | | 3.55% | | | | | | 0.22% | | |
2018年9月25日
|
| |
2029年3月1日
|
| | | | 2,500,000 | | | | | | 3.11% | | | | | | 0.22% | | |
SBA担保债券总额
|
| | | | | | $ | 150,000,000 | | | | | | | | | | | | | | |
| | |
3月31日
2019 |
| |
12月31日
2018 |
| ||||||
SBA应付债券
|
| | | $ | 150,000,000 | | | | | $ | 150,000,000 | | |
预付借款费用
|
| | | | 3,463,179 | | | | | | 3,612,198 | | |
SBA债务,扣除预付贷款费用后的净额
|
| | | $ | 146,536,821 | | | | | $ | 146,387,802 | | |
| | |
截至的三个月
|
| |||||||||
| | |
3月31日
2019 |
| |
3月31日
2018 |
| ||||||
利息支出
|
| | | $ | 1,262,076 | | | | | $ | 635,570 | | |
债权费摊销
|
| | | | 149,020 | | | | | | 100,668 | | |
利息和融资费用合计
|
| | | $ | 1,411,096 | | | | | $ | 736,238 | | |
加权平均利率
|
| | | | 3.4% | | | | | | 2.9% | | |
实际利率
|
| | | | 3.8% | | | | | | 3.3% | | |
平均未偿债务
|
| | | $ | 150,000,000 | | | | | $ | 90,000,000 | | |
付息现金
|
| | | $ | 2,429,886 | | | | | $ | 1,161,490 | | |
| | |
截至的三个月
|
| |||||||||
| | |
3月31日
2019 |
| |
3月31日
2018 |
| ||||||
利息支出
|
| | | $ | 702,578 | | | | | $ | 702,578 | | |
延期融资成本
|
| | | | 81,963 | | | | | | 81,963 | | |
管理费
|
| | | | — | | | | | | 1,233 | | |
利息和融资费用合计
|
| | | $ | 784,541 | | | | | $ | 785,774 | | |
加权平均利率
|
| | | | 5.8% | | | | | | 5.8% | | |
实际利率
|
| | | | 6.5% | | | | | | 6.5% | | |
平均未偿债务
|
| | | $ | 48,875,000 | | | | | $ | 48,875,000 | | |
付息现金
|
| | | $ | 702,578 | | | | | $ | 702,578 | | |
| | |
3月31日
2019 |
| |
12月31日
2018 |
| ||||||
应付票据
|
| | | $ | 48,875,000 | | | | | $ | 48,875,000 | | |
延期融资成本
|
| | | | 1,151,240 | | | | | | 1,233,203 | | |
应付票据,扣除递延融资成本
|
| | | $ | 47,723,760 | | | | | $ | 47,641,797 | | |
声明
|
| |
除股息
日期 |
| |
记录
日期 |
| |
付款
日期 |
| |
每个
金额
共享 |
| ||||||||||||
4/11/2019
|
| | | | 4/29/2019 | | | | | | 4/30/2019 | | | | | | 5/15/2019 | | | | | $ | 0.1133 | | |
4/11/2019
|
| | | | 5/30/2019 | | | | | | 5/31/2019 | | | | | | 6/14/2019 | | | | | $ | 0.1133 | | |
4/11/2019
|
| | | | 6/27/2019 | | | | | | 6/28/2019 | | | | | | 7/15/2019 | | | | | $ | 0.1133 | | |
公司
|
| |
投资(1)
|
| |
12月31日
2018 公允价值 |
| |
金额
实现了 得/(失) |
| |
金额
未实现 得/(失) |
| |
金额
利息, 费用或 分红 贷方 收入(2) |
| |
毛收入
添加(3) |
| |
毛收入
降价(4) |
| |
3月31日
2019 公允价值 |
| |||||||||||||||||||||
非控制性投资 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
关联投资 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
格洛里能源生产有限公司
|
| |
A类常见
个单位 |
| | | $ | 50 | | | | | $ | — | | | | | $ | 2 | | | | | $ | — | | | | | $ | — | | | | | $ | (52) | | | | | $ | — | | |
非控股/关联投资总额
|
| | | | | | $ | 50 | | | | | $ | — | | | | | $ | 2 | | | | | $ | — | | | | | $ | — | | | | | $ | (52) | | | | | $ | — | | |
| | |
12月31日
2018 |
| |
12月31日
2017 |
| ||||||
资产 | | | | | | | | | | | | | |
非控制的附属投资,按公允价值计算(摊余成本分别为52,185美元和1,052,185美元)
|
| | | $ | 50,000 | | | | | $ | 990,000 | | |
非控制、非附属投资,按公允价值计算(摊销成本分别为502,691,464美元和367,401,021美元)
|
| | | | 504,433,668 | | | | | | 370,849,772 | | |
现金和现金等价物
|
| | | | 17,467,146 | | | | | | 25,110,718 | | |
销售和偿还投资的应收账款
|
| | | | 99,213 | | | | | | 26,891 | | |
应收利息
|
| | | | 3,788,684 | | | | | | 2,922,204 | | |
其他应收账款
|
| | | | 85,246 | | | | | | — | | |
延期发售成本
|
| | | | 18,673 | | | | | | — | | |
预付费用
|
| | | | 344,621 | | | | | | 361,270 | | |
总资产
|
| | | $ | 526,287,251 | | | | | $ | 400,260,855 | | |
负债 | | | | | | | | | | | | | |
应付票据
|
| | | $ | 47,641,797 | | | | | $ | 47,306,488 | | |
应付信贷便利
|
| | | | 98,237,227 | | | | | | 39,332,479 | | |
SBA担保债券
|
| | | | 146,387,802 | | | | | | 87,818,813 | | |
应付股息
|
| | | | 1,807,570 | | | | | | 1,806,671 | | |
应付管理费
|
| | | | 2,183,975 | | | | | | 1,621,592 | | |
应付收入奖励费用
|
| | | | 1,936,538 | | | | | | 371,647 | | |
应付资本利得奖励费用
|
| | | | 81,038 | | | | | | — | | |
应付利息
|
| | | | 1,863,566 | | | | | | 1,021,173 | | |
未赚取收入
|
| | | | 410,593 | | | | | | 139,304 | | |
应付行政服务
|
| | | | 392,191 | | | | | | 327,033 | | |
递延纳税义务
|
| | | | 67,953 | | | | | | — | | |
应付所得税
|
| | | | 316,092 | | | | | | — | | |
其他应计费用和负债
|
| | | | 115,902 | | | | | | 268,413 | | |
总负债
|
| | | $ | 301,442,244 | | | | | $ | 180,013,613 | | |
承付款和或有事项(注7) | | | | | | | | | | | | | |
净资产
|
| | | $ | 224,845,007 | | | | | $ | 220,247,242 | | |
净资产 | | | | | | | | | | | | | |
普通股,每股票面价值0.001美元(授权发行2亿股和1亿股;已发行和已发行股票分别为15,953,810股和15,945,879股)
|
| | | $ | 15,954 | | | | | $ | 15,946 | | |
实收资本
|
| | | | 228,160,491 | | | | | | 228,066,762 | | |
累计投资已实现净亏损,累计净额
分别为9,519,362美元和4,246,819美元的股息,以及税收拨备 分别实现收益267,975美元和0美元 |
| | | | (10,786,240) | | | | | | (10,786,240) | | |
累计未分配投资净收益
|
| | | | 5,782,736 | | | | | | (435,794) | | |
非控制、非关联投资的未实现净增值
和现金等价物,扣除67,953美元和0美元的税金拨备 分别为 (注13) |
| | | | 1,674,251 | | | | | | 3,448,753 | | |
非受控关联投资未实现净折旧
|
| | | | (2,185) | | | | | | (62,185) | | |
净资产
|
| | | $ | 224,845,007 | | | | | $ | 220,247,242 | | |
总负债和净资产
|
| | | $ | 526,287,251 | | | | | $ | 400,260,855 | | |
每股资产净值
|
| | | $ | 14.09 | | | | | $ | 13.81 | | |
| | |
本年度
已结束 12月31日 2018 |
| |
本年度
已结束 12月31日 2017 |
| |
本年度
已结束 12月31日 2016 |
| |||||||||
投资收益 | | | | | | | | | | | | | | | | | | | |
利息收入
|
| | | $ | 51,463,033 | | | | | $ | 38,071,449 | | | | | $ | 38,176,617 | | |
其他收入
|
| | | | 1,803,305 | | | | | | 1,576,744 | | | | | | 1,313,580 | | |
总投资收益
|
| | | $ | 53,266,338 | | | | | $ | 39,648,193 | | | | | $ | 39,490,197 | | |
运营费用 | | | | | | | | | | | | | | | | | | | |
管理费
|
| | | $ | 8,154,842 | | | | | $ | 6,255,911 | | | | | $ | 6,281,863 | | |
估价费用
|
| | | | 307,838 | | | | | | 336,300 | | | | | | 397,330 | | |
行政服务费
|
| | | | 1,390,375 | | | | | | 1,245,727 | | | | | | 1,045,648 | | |
收入奖励费用
|
| | | | 5,529,376 | | | | | | 2,911,392 | | | | | | 4,275,436 | | |
资本利得奖励费用
|
| | | | 81,038 | | | | | | — | | | | | | — | | |
专业费
|
| | | | 1,189,071 | | | | | | 1,274,066 | | | | | | 712,524 | | |
董事费用
|
| | | | 317,000 | | | | | | 331,000 | | | | | | 324,000 | | |
保险费
|
| | | | 348,500 | | | | | | 429,897 | | | | | | 471,427 | | |
利息费用和其他费用
|
| | | | 12,338,755 | | | | | | 7,855,211 | | | | | | 7,992,185 | | |
所得税费用
|
| | | | 275,106 | | | | | | — | | | | | | — | | |
延期发售成本
|
| | | | — | | | | | | — | | | | | | 261,761 | | |
其他一般和行政费用
|
| | | | 697,900 | | | | | | 621,204 | | | | | | 415,822 | | |
总运营费用
|
| | | $ | 30,629,801 | | | | | $ | 21,260,708 | | | | | $ | 22,177,996 | | |
债务清偿损失
|
| | | | — | | | | | | 416,725 | | | | | | — | | |
净投资收益
|
| | | $ | 22,636,537 | | | | | $ | 17,970,760 | | | | | $ | 17,312,201 | | |
非控制、非关联投资和现金等价物的已实现净收益(亏损)
|
| | | $ | 5,540,518 | | | | | $ | 4,655,976 | | | | | $ | (13,089,671) | | |
投资已实现收益计提税金拨备
|
| | | | (267,975) | | | | | | — | | | | | | — | | |
非控制、非关联投资和现金等价物未实现增值(折旧)净变化
|
| | | $ | (1,706,549) | | | | | $ | 40,113 | | | | | $ | 18,603,401 | | |
非控制关联投资和现金等价物未实现增值(折旧)净变化
|
| | | | 60,000 | | | | | | (62,185) | | | | | | — | | |
为
未实现净收益(亏损)计税的福利(拨备)
投资 |
| | | $ | (67,953) | | | | | $ | 8,593 | | | | | $ | 373,131 | | |
运营净资产净增长
|
| | | $ | 26,194,578 | | | | | $ | 22,613,257 | | | | | $ | 23,199,062 | | |
每股净投资收益
|
| | | $ | 1.42 | | | | | $ | 1.21 | | | | | $ | 1.39 | | |
每股运营净资产净增长
|
| | | $ | 1.64 | | | | | $ | 1.52 | | | | | $ | 1.86 | | |
未偿还普通股加权平均股份
|
| | | | 15,953,571 | | | | | | 14,870,981 | | | | | | 12,479,959 | | |
每股分配
|
| | | $ | 1.36 | | | | | $ | 1.36 | | | | | $ | 1.36 | | |
| | |
本年度
已结束 12月31日 2018 |
| |
本年度
已结束 12月31日 2017 |
| |
本年度
已结束 12月31日 2016 |
| |||||||||
运营净资产增加 | | | | | | | | | | | | | | | | | | | |
净投资收益
|
| | | $ | 22,636,537 | | | | | $ | 17,970,760 | | | | | $ | 17,312,201 | | |
投资和现金等价物已实现净收益(亏损)
|
| | | | 5,540,518 | | | | | | 4,655,976 | | | | | | (13,089,671) | | |
投资已实现收益计提税金拨备
|
| | | | (267,975) | | | | | | — | | | | | | — | | |
非控制、非关联投资和现金等价物未实现增值(折旧)净变化
|
| | | | (1,706,549) | | | | | | 40,113 | | | | | | 18,603,401 | | |
非控制关联投资和现金等价物未实现增值(折旧)净变化
|
| | | | 60,000 | | | | | | (62,185) | | | | | | — | | |
投资未实现增值税收优惠(拨备)
|
| | | | (67,953) | | | | | | 8,593 | | | | | | 373,131 | | |
运营净资产净增长
|
| | | $ | 26,194,578 | | | | | $ | 22,613,257 | | | | | $ | 23,199,062 | | |
股东分配来源: | | | | | | | | | | | | | | | | | | | |
净投资收益
|
| | | | (16,418,007) | | | | | | (17,970,760) | | | | | | (16,968,350) | | |
已实现净资本收益
|
| | | | (5,272,543) | | | | | | (2,352,545) | | | | | | — | | |
总分发
|
| | | $ | (21,690,550) | | | | | $ | (20,323,305) | | | | | $ | (16,968,350) | | |
股本交易 | | | | | | | | | | | | | | | | | | | |
普通股发行
|
| | | $ | 94,788 | | | | | $ | 48,741,549 | | | | | $ | — | | |
销售额
|
| | | | — | | | | | | (1,358,880) | | | | | | — | | |
报价成本
|
| | | | — | | | | | | (307,022) | | | | | | — | | |
部分股份赎回
|
| | | | (1,051) | | | | | | (142) | | | | | | (31) | | |
股本交易净资产净增(减)
|
| | | $ | 93,737 | | | | | $ | 47,075,505 | | | | | $ | (31) | | |
净资产合计增长
|
| | | $ | 4,597,765 | | | | | $ | 49,365,457 | | | | | $ | 6,230,681 | | |
期初净资产
|
| | | $ | 220,247,242 | | | | | $ | 170,881,785 | | | | | $ | 164,651,104 | | |
期末净资产(包括5782,736美元,(435,794美元)
和$(435,794)累计未分发净值 分别为投资收益(亏损) |
| | | $ | 224,845,007 | | | | | $ | 220,247,242 | | | | | $ | 170,881,785 | | |
| | |
本年度
已结束 12月31日 2018 |
| |
本年度
已结束 12月31日 2017 |
| |
本年度
已结束 12月31日 2016 |
| |||||||||
经营活动的现金流 | | | | | | | | | | | | | | | | | | | |
运营净资产净增长
|
| | | $ | 26,194,578 | | | | | $ | 22,613,257 | | | | | $ | 23,199,062 | | |
调整以对因运营导致的净资产净增长调整为
经营活动提供(使用)的净现金: |
| | | | | | | | | | | | | | | | | | |
购买投资
|
| | | | (272,927,459) | | | | | | (172,171,246) | | | | | | (65,661,034) | | |
销售和偿还投资的收益
|
| | | | 147,528,448 | | | | | | 172,260,541 | | | | | | 55,949,177 | | |
投资未实现折旧(增值)净变化
|
| | | | 1,646,549 | | | | | | 22,072 | | | | | | (18,603,401) | | |
PIK带来的投资增加
|
| | | | (1,869,905) | | | | | | (499,595) | | | | | | (243,766) | | |
摊销保费和递增折扣,净额
|
| | | | (1,553,333) | | | | | | (1,196,566) | | | | | | (1,128,511) | | |
递延税金拨备(优惠)
|
| | | | 67,953 | | | | | | (8,593) | | | | | | (373,130) | | |
贷款结构费摊销
|
| | | | 456,151 | | | | | | 455,893 | | | | | | 523,835 | | |
递延融资成本摊销
|
| | | | 335,309 | | | | | | 251,826 | | | | | | 326,190 | | |
SBA担保债券的贷款费用摊销
|
| | | | 623,989 | | | | | | 333,027 | | | | | | 184,783 | | |
投资已实现(收益)净亏损
|
| | | | (5,540,518) | | | | | | (4,655,976) | | | | | | 13,089,341 | | |
债务清偿损失
|
| | | | — | | | | | | 416,725 | | | | | | — | | |
延期发售成本
|
| | | | — | | | | | | — | | | | | | 261,761 | | |
其他资产和负债变动 | | | | | | | | | | | | | | | | | | | |
应收利息减少(增加)
|
| | | | (866,480) | | | | | | 1,679,538 | | | | | | 118,289 | | |
其他应收账款减少(增加)
|
| | | | (85,246) | | | | | | 748 | | | | | | 6,936 | | |
预付费用减少
|
| | | | 16,649 | | | | | | 94,949 | | | | | | 19,230 | | |
增加应付管理费
|
| | | | 562,383 | | | | | | 13,297 | | | | | | 89,516 | | |
增加(减少)应付奖励费用
|
| | | | 1,564,891 | | | | | | (981,624) | | | | | | 745,315 | | |
增加应付资本利得奖励费用
|
| | | | 81,038 | | | | | | — | | | | | | — | | |
应付行政服务增加(减少)
|
| | | | 65,158 | | | | | | 54,522 | | | | | | (125,288) | | |
增加应付利息
|
| | | | 842,393 | | | | | | 47,361 | | | | | | 403,623 | | |
未赚取收入增加(减少)
|
| | | | 271,289 | | | | | | 119,349 | | | | | | (16,922) | | |
增加应付所得税
|
| | | | 316,092 | | | | | | — | | | | | | — | | |
其他应计费用和负债增加(减少)
|
| | | | (152,511) | | | | | | 1,022 | | | | | | 71,714 | | |
经营活动提供(使用)的净现金
|
| | | $ | (102,422,582) | | | | | $ | 18,850,527 | | | | | $ | 8,836,720 | | |
融资活动产生的现金流 | | | | | | | | | | | | | | | | | | | |
普通股发行收益
|
| | | $ | — | | | | | $ | 48,741,549 | | | | | $ | — | | |
普通股发行销售额
|
| | | | — | | | | | | (1,358,880) | | | | | | — | | |
普通股发行成本
|
| | | | (18,673) | | | | | | (307,022) | | | | | | — | | |
票据发行收益
|
| | | | — | | | | | | 48,875,000 | | | | | | — | | |
发行票据支付的融资成本
|
| | | | — | | | | | | (1,688,961) | | | | | | — | | |
已发行票据的偿还情况
|
| | | | — | | | | | | (25,000,000) | | | | | | — | | |
已支付股东分红
|
| | | | (21,594,863) | | | | | | (19,930,616) | | | | | | (16,968,350) | | |
SBA债券收益
|
| | | | 60,000,000 | | | | | | 25,000,000 | | | | | | — | | |
SBA债券支付的融资成本
|
| | | | (2,055,000) | | | | | | (856,250) | | | | | | — | | |
信贷安排下的借款
|
| | | | 246,300,000 | | | | | | 194,250,000 | | | | | | 56,500,000 | | |
偿还信贷安排
|
| | | | (187,500,000) | | | | | | (269,500,000) | | | | | | (50,000,000) | | |
信贷支付的融资成本
|
| | | | (351,403) | | | | | | (1,158,616) | | | | | | (50,000) | | |
部分股份赎回
|
| | | | (1,051) | | | | | | (142) | | | | | | (31) | | |
融资活动提供(使用)的净现金
|
| | | $ | 94,779,010 | | | | | $ | (2,933,938) | | | | | $ | (10,518,381) | | |
现金和现金等价物净增(减)
|
| | | $ | (7,643,572) | | | | | $ | 15,916,589 | | | | | $ | (1,681,661) | | |
期初现金和现金等价物余额
|
| | | | 25,110,718 | | | | | | 9,194,129 | | | | | | 10,875,790 | | |
期末现金及现金等价物余额
|
| | | $ | 17,467,146 | | | | | $ | 25,110,718 | | | | | $ | 9,194,129 | | |
补充和非现金活动 | | | | | | | | | | | | | | | | | | | |
利息支出支付的现金
|
| | | $ | 10,075,913 | | | | | $ | 6,762,104 | | | | | $ | 6,548,754 | | |
已缴纳消费税
|
| | | | 27,717 | | | | | | 37,648 | | | | | | — | | |
根据股息再投资计划发行的股票
|
| | | | 94,788 | | | | | | — | | | | | | — | | |
债转股
|
| | | | — | | | | | | 864,101 | | | | | | — | | |
应付分配增加
|
| | | | 899 | | | | | | 392,689 | | | | | | — | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值(1) |
| |
%的
净额 资产 |
| |||||||||||||||||||||
非控制的关联投资
|
| |
(2)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
格洛里能源生产有限公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | |
格洛里能源生产,
有限责任公司A类公用单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 2/1/2017 | | | | | | | | | |
能源:石油和
煤气 |
| |
1,000
个共享 |
| | | $ | 52,185 | | | | | $ | 50,000 | | | | | | 0.02% | | |
非控制关联投资小计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 52,185 | | | | | | 50,000 | | | | | | 0.02% | | |
非控制、非关联投资
|
| |
(2)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
磨料产品和设备,
有限责任公司等 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州鹿园
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)(20)
|
| |
秒
留置权 |
| |
3M
L+10.50% |
| | | | 1.00% | | | | | | 0.00% | | | | | | | | | 9/5/2014 | | | | | | 3/5/2020 | | | |
化学品,
塑料,& 橡胶 |
| |
$5,325,237
|
| | | | 5,294,907 | | | | | | 4,712,835 | | | | | | 2.10% | | |
Ape Holdings,LLC Class A
常用部件 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 9/5/2014 | | | | | | | | | | | | |
375,000
个单位 |
| | | | 375,000 | | | | | | 0 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 5,669,907 | | | | | | 4,712,835 | | | | | | 2.10% | | |
亚当斯出版集团有限责任公司
|
| |
(3)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
田纳西州格林维尔
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+7.50% |
| | | | 1.00% | | | | | | 9.93% | | | | | | | | | 8/3/2018 | | | | | | 6/30/2023 | | | |
媒体:
广播& 订阅 |
| |
$7,125,000
|
| | | | 7,058,675 | | | | | | 6,875,625 | | | | | | 3.06% | | |
高级屏障挤出,有限责任公司
|
| |
(8)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
莱茵兰德,
WI |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+5.75% |
| | | | 1.00% | | | | | | 8.56% | | | | | | | | | 8/8/2018 | | | | | | 8/8/2023 | | | |
容器,
包装& 玻璃 |
| |
$11,400,000
|
| | | | 11,187,711 | | | | | | 10,659,000 | | | | | | 4.74% | | |
GP ABX Holdings Partnership,L.P.普通股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 8/8/2018 | | | | | | | | | | | | |
250,000
个单位 |
| | | | 250,000 | | | | | | 210,000 | | | | | | 0.09% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 11,437,711 | | | | | | 10,869,000 | | | | | | 4.83% | | |
Apex环境资源
控股有限责任公司 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
俄亥俄州阿姆斯特丹
|
| | | | | | | | | | | | | | | | | | | | | |
常用部件
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/30/2015 | | | | | | | | | |
环境
行业 |
| |
945
个共享 |
| | | | 945 | | | | | | 0 | | | | | | 0.00% | | |
首选部件
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
945
个共享 |
| | | | 945,179 | | | | | | 330,000 | | | | | | 0.15% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | 10/30/2015 | | | | | | | | | | | | | | | | | | 946,124 | | | | | | 330,000 | | | | | | 0.15% | | |
APG Intermediate Sub 2 Corp.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
城堡岩,
CO |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.00% |
| | | | 1.00% | | | | | | 10.05% | | | | | | | | | 11/30/2018 | | | | | | 11/30/2023 | | | |
服务:
业务 |
| |
10,000,000
|
| | | | 9,777,822 | | | | | | 9,777,822 | | | | | | 4.35% | | |
APG Holdings,LLC Class A
首选部件 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/30/2018 | | | | | | | | | | | | |
1,000,000
个单位 |
| | | | 1,000,000 | | | | | | 1,000,000 | | | | | | 0.44% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,777,822 | | | | | | 10,777,822 | | | | | | 4.79% | | |
大气聚合器控股II,LP | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
佐治亚州亚特兰大
|
| | | | | | | | | | | | | | | | | | | | | |
常用部件
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/30/2015 | | | | | | | | | |
服务:
业务 |
| |
254,250
个单位 |
| | | | 254,250 | | | | | | 1,190,000 | | | | | | 0.53% | | |
大气聚合器控股,LP通用单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/30/2015 | | | | | | | | | | | | |
750,000
个单位 |
| | | | 750,000 | | | | | | 3,510,000 | | | | | | 1.56% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,004,250 | | | | | | 4,700,000 | | | | | | 2.09% | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值(1) |
| |
%的
净额 资产 |
| ||||||||||||||||||||||||
ASC Communications,LLC
|
| |
(7)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伊利诺伊州芝加哥
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
1M
L+5.75% |
| | | | 1.00% | | | | | | 8.27% | | | | | | | | | | | | 6/29/2017 | | | | | | 6/29/2022 | | | |
医疗保健和
药品 |
| |
$5,083,335
|
| | | $ | 5,045,552 | | | | | $ | 5,057,916 | | | | | | 2.25% | | |
ASC Communications Holdings,LLC A类首选单元(SBIC)
|
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/29/2017 | | | | | | | | | | | | |
73,529
个共享 |
| | | | 483,540 | | | | | | 800,000 | | | | | | 0.36% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 5,529,092 | | | | | | 5,857,916 | | | | | | 2.61% | | |
Beneplace,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
奥斯汀TX
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
3M
L+10.00% |
| | | | 1.00% | | | | | | 12.81% | | | | | | | | | | | | 3/27/2017 | | | | | | 9/27/2022 | | | |
火灾:
保险 |
| |
$5,000,000
|
| | | | 4,925,301 | | | | | | 4,950,000 | | | | | | 2.20% | | |
Beneplace Holdings,LLC首选单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 3/27/2017 | | | | | | | | | | | | |
500,000
个单位 |
| | | | 500,000 | | | | | | 510,000 | | | | | | 0.23% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 5,425,301 | | | | | | 5,460,000 | | | | | | 2.43% | | |
BFC Solmetex,LLC
|
| |
(23)
|
| |
纳什维尔,
TN |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
转盘
|
| |
(12)(19)
|
| |
第一留置权
|
| |
3M
L+6.25% |
| | | | 1.00% | | | | | | 9.06% | | | | | | | | | | | | 4/2/2018 | | | | | | 9/26/2023 | | | |
服务:
业务 |
| |
$305,623
|
| | | | 305,623 | | | | | | 288,814 | | | | | | 0.13% | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.25% |
| | | | 1.00% | | | | | | 9.06% | | | | | | | | | | | | 4/2/2018 | | | | | | 9/26/2023 | | | | | | |
$11,711,033
|
| | | | 11,552,684 | | | | | | 11,066,926 | | | | | | 4.92% | | |
保税过滤器有限责任公司,定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.25% |
| | | | 1.00% | | | | | | 9.06% | | | | | | | | | | | | 4/2/2018 | | | | | | 9/26/2023 | | | | | | |
$1,216,687
|
| | | | 1,200,236 | | | | | | 1,149,769 | | | | | | 0.51% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 13,058,543 | | | | | | 12,505,509 | | | | | | 5.56% | | |
BW DME收购,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
亚利桑那州坦佩
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.00% |
| | | | 1.00% | | | | | | 10.50% | | | | | | | | | | | | 8/24/2017 | | | | | | 8/24/2022 | | | |
医疗保健和
药品 |
| |
$16,695,804
|
| | | | 16,297,319 | | | | | | 16,111,451 | | | | | | 7.17% | | |
BW DME Holdings,LLC,定期贷款(SBIC)
|
| |
(6)
|
| |
不安全
|
| |
17.50%
|
| | | | | | | | | | | | | | | | 17.50% | | | | | | 6/1/2018 | | | | | | 12/31/2019 | | | | | | |
$277,635
|
| | | | 277,635 | | | | | | 277,635 | | | | | | 0.12% | | |
BW DME Holdings,LLC Class A-1首选单元
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 8/24/2017 | | | | | | | | | | | | |
1,000,000
个共享 |
| | | | 1,000,000 | | | | | | 930,000 | | | | | | 0.41% | | |
BW DME Holdings,LLC Class A-2首选单元
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 1/26/2018 | | | | | | | | | | | | |
937,261股
|
| | | | 937,261 | | | | | | 870,000 | | | | | | 0.39% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 18,512,215 | | | | | | 18,189,086 | | | | | | 8.09% | | |
C.A.R.S.Protection Plus,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
宾夕法尼亚州默里斯维尔
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+8.50% |
| | | | 0.50% | | | | | | 11.21% | | | | | | | | | | | | 12/31/2015 | | | | | | 12/31/2020 | | | |
汽车
|
| |
$98,746
|
| | | | 97,843 | | | | | | 98,746 | | | | | | 0.04% | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+8.50% |
| | | | 0.50% | | | | | | 11.21% | | | | | | | | | | | | 12/31/2015 | | | | | | 12/31/2020 | | | | | | |
$7,702,191
|
| | | | 7,631,725 | | | | | | 7,702,191 | | | | | | 3.43% | | |
CPP Holdings LLC A类
常用部件 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 12/31/2015 | | | | | | | | | | | | |
149,828
个共享 |
| | | | 149,828 | | | | | | 170,000 | | | | | | 0.08% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 7,879,396 | | | | | | 7,970,937 | | | | | | 3.55% | | |
Catapult Learning,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
新泽西州卡姆登
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.35% |
| | | | 1.00% | | | | | | 11.08% | | | | | | | | | | | | 6/27/2018 | | | | | | 4/24/2023 | | | |
教育
|
| |
$20,856,549
|
| | | | 20,472,244 | | | | | | 19,813,722 | | | | | | 8.81% | | |
延期支取定期贷款
|
| |
(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.35% |
| | | | 1.00% | | | | | | 11.22% | | | | | | | | | | | | 6/27/2018 | | | | | | 4/24/2023 | | | | | | |
$1,143,451
|
| | | | 1,143,451 | | | | | | 1,086,278 | | | | | | 0.48 | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 21,615,695 | | | | | | 20,900,000 | | | | | | 9.29% | | |
Colford Capital Holdings,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约州纽约市
|
| | | | | | | | | | | | | | | | | | | | | |
首选部件
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 8/20/2015 | | | | | | | | | |
财务
|
| |
38,893
个单位 |
| | | | 247,815 | | | | | | 60,000 | | | | | | 0.03% | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值(1) |
| |
%的
净额 资产 |
| |||||||||||||||||||||
秃鹰借款人,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
新泽西州克利夫顿
|
| | | | | | | | | | | | | | | | | |||||
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+8.75% |
| | | | 1.00% | | | | | | 11.28% | | | | | | | | | 10/27/2017 | | | | | | 4/27/2025 | | | |
服务:
业务 |
| |
$13,750,000
|
| | | $ | 13,505,368 | | | | | $ | 13,062,500 | | | | | | 5.81% | | |
秃鹰Top Holdco有限公司
可转换优先股 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/27/2017 | | | | | | | | | | | | |
500,000
个共享 |
| | | | 442,197 | | | | | | 330,000 | | | | | | 0.15% | | |
秃鹰控股有限公司B类优先股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/27/2017 | | | | | | | | | | | | |
500,000
个共享 |
| | | | 57,804 | | | | | | 40,000 | | | | | | 0.02% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 14,005,369 | | | | | | 13,432,500 | | | | | | 5.98% | | |
融合技术公司
|
| |
(14)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
印第安纳波利斯,在
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.75% |
| | | | 1.50% | | | | | | 9.56% | | | | | | | | | 8/31/2018 | | | | | | 8/30/2024 | | | |
服务:
业务 |
| |
$7,125,000
|
| | | | 6,988,628 | | | | | | 6,697,500 | | | | | | 2.98% | | |
Tailwind Core Investor,LLC
A类首选单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 8/31/2018 | | | | | | | | | | | | |
3,750
个单位 |
| | | | 375,000 | | | | | | 390,000 | | | | | | 0.17% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 7,363,628 | | | | | | 7,087,500 | | | | | | 3.15% | | |
LP道格拉斯产品集团
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
自由,生产任务单
|
| | | | | | | | | | | | | | | | | | | | | |
A类公共单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/27/2018 | | | | | | | | | |
化学品,
塑料,& 橡胶 |
| |
322
个共享 |
| | | | 139,656 | | | | | | 670,000 | | | | | | 0.30% | | |
Dream II Holdings,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
佛罗里达州博卡拉顿
|
| | | | | | | | | | | | | | | | | | | | | |
A类公共单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/20/2014 | | | | | | | | | |
服务:
消费者 |
| |
250,000
个单位 |
| | | | 242,304 | | | | | | 110,000 | | | | | | 0.05% | | |
DTE Enterprise,LLC
|
| |
(18)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伊利诺伊州罗泽尔
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+7.50% |
| | | | 1.50% | | | | | | 10.12% | | | | | | | | | 4/13/2018 | | | | | | 4/13/2023 | | | |
能源:石油和
煤气 |
| |
$12,491,941
|
| | | | 12,271,851 | | | | | | 12,242,102 | | | | | | 5.44% | | |
DTE控股公司,LLC普通股,A-2类
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 4/13/2018 | | | | | | | | | | | | |
776,316
个共享 |
| | | | 776,316 | | | | | | 1,410,000 | | | | | | 0.63% | | |
DTE控股公司,LLC优先股,AA类
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 4/13/2018 | | | | | | | | | | | | |
723 ,684
个共享 |
| | | | 613,794 | | | | | | 1,320,000 | | | | | | 0.59% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 13,661,961 | | | | | | 14,972,102 | | | | | | 6.66% | | |
Empirix Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
马萨诸塞州比勒里卡
|
| | | | | | | | | | | | | | | | | | | | | |
Empirix Holdings I,Inc.普通股,A类
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/1/2013 | | | | | | | | | |
软件
|
| |
1,304
个共享 |
| | | | 1,304,232 | | | | | | 1,650,000 | | | | | | 0.73% | | |
Empirix Holdings I,Inc.普通股,B类
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/1/2013 | | | | | | | | | | | | |
1,317,406
个共享 |
| | | | 13,174 | | | | | | 20,000 | | | | | | 0.01% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,317,406 | | | | | | 1,670,000 | | | | | | 0.74% | | |
能源实验室公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | |
能源实验室控股公司
普通股 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 9/29/2016 | | | | | | | | | |
能源:石油和
煤气 |
| |
598
个共享 |
| | | | 598,182 | | | | | | 520,000 | | | | | | 0.23% | | |
EOS Fitness OPCO Holdings,
有限责任公司 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
亚利桑那州凤凰城
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
1M
L+8.25% |
| | | | 0.75% | | | | | | 10.60% | | | | | | | | | 12/30/2014 | | | | | | 12/30/2019 | | | |
酒店、游戏、
&休闲 |
| |
$3,064,655
|
| | | | 3,049,620 | | | | | | 3,064,655 | | | | | | 1.36% | | |
EOS健身控股有限公司
A类首选单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/30/2014 | | | | | | | | | | | | |
118
个共享 |
| | | | 117,670 | | | | | | 340,000 | | | | | | 0.15% | | |
EOS健身控股有限公司
B类通用单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/30/2014 | | | | | | | | | | | | |
3,017
个共享 |
| | | | 3,017 | | | | | | 10,000 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 3,170,307 | | | | | | 3,414,655 | | | | | | 1.51 | | |
|
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值(1) |
| |
%的
净额 资产 |
| ||||||||||||||||||||||||
快速生长树有限责任公司
|
| |
(16)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
南卡罗来纳州Fort Mill
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+7.75% |
| | | | 1.00% | | | | | | 10.56% | | | | | | | | | | | | 2/5/2018 | | | | | | 02/05/23 | | | |
零售业
|
| |
$20,215,000
|
| | | $ | 19,871,587 | | | | | $ | 19,305,325 | | | | | | 8.59% | | |
SP FGT Holdings,LLC,A类普通股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 2/5/2018 | | | | | | | | | | | | |
1,000,000
个共享 |
| | | | 1,000,000 | | | | | | 1,080,000 | | | | | | 0.48% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 20,871,587 | | | | | | 20,385,325 | | | | | | 9.07% | | |
家具厂直销店,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
阿肯色州史密斯堡
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+8.00% |
| | | | 0.50% | | | | | | 10.81% | | | | | | | | | | | | 6/10/2016 | | | | | | 6/10/2021 | | | |
消费者
货物:耐用 |
| |
$15,163,885
|
| | | | 14,961,912 | | | | | | 15,163,885 | | | | | | 6.74% | | |
转盘
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+8.00% |
| | | | 0.50% | | | | | | 10.81% | | | | | | | | | | | | 12/17/2018 | | | | | | 6/10/2021 | | | | | | |
$2,500,000
|
| | | | 2,500,000 | | | | | | 2,500,000 | | | | | | 1.11% | | |
家具厂控股,
有限责任公司定期贷款 |
| |
(6)
|
| |
不安全
|
| |
11.00%
|
| | | | | | | | | | | | | | | | 11.00% | | | | | | 6/10/2016 | | | | | | 2/3/2021 | | | | | | |
$140,056
|
| | | | 140,056 | | | | | | 140,056 | | | | | | 0.06% | | |
家具工厂旗舰版
控股,LP Common 个单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/10/2016 | | | | | | | | | | | | |
13,445
个共享 |
| | | | 94,569 | | | | | | 210,000 | | | | | | 0.09% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 17,696,537 | | | | | | 18,013,941 | | | | | | 8.00% | | |
GK控股有限公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
北卡罗来纳州卡里
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+10.25% |
| | | | 1.00% | | | | | | 13.05% | | | | | | | | | | | | 2/6/2015 | | | | | | 1/30/2022 | | | |
教育
|
| |
$5,000,000
|
| | | | 4,946,554 | | | | | | 4,425,000 | | | | | | 1.97% | | |
通用LED OPCO,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
圣安东尼奥
TX |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+9.00% |
| | | | 1.50% | | | | | | 11.81% | | | | | | | | | | | | 5/1/2018 | | | | | | 11/1/2023 | | | |
服务:
业务 |
| |
$4,500,000
|
| | | | 4,418,420 | | | | | | 4,252,500 | | | | | | 1.89% | | |
Good Source Solutions,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
加利福尼亚州卡尔斯巴德
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.00% |
| | | | 1.00% | | | | | | 11.13% | | | | | | | | | | | | 6/29/2018 | | | | | | 6/29/2023 | | | |
饮料,
食物,& 烟草 |
| |
$18,500,000
|
| | | | 18,158,424 | | | | | | 17,390,000 | | | | | | 7.73% | | |
高压GS收购,LLC A类首选单元
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 6/29/2018 | | | | | | |
1,000
个共享 |
| | | | 1,000,000 | | | | | | 730,000 | | | | | | 0.32% | | |
高压GS收购,有限责任公司B类通用设备
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/29/2018 | | | | | | | | | | | | |
28,125
个共享 |
| | | | 0 | | | | | | 0 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 19,158,424 | | | | | | 18,120,000 | | | | | | 8.05% | | |
Grupo Hima San Pablo,Inc.,
等人 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
PR圣胡安
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+7.00% |
| | | | 1.50% | | | | | | 9.54% | | | | | | | | | | | | 2/1/2013 | | | | | | 1/31/2018 | | | |
医疗保健和
药品 |
| |
$4,688,430
|
| | | | 4,688,430 | | | | | | 4,125,818 | | | | | | 1.83% | | |
定期贷款
|
| |
(15)
|
| |
秒
留置权 |
| |
13.75%
|
| | | | 0.00% | | | | | | | | | | | | | | | | | | 2/1/2013 | | | | | | 7/31/2018 | | | | | | |
$4,109,524
|
| | | | 4,109,524 | | | | | | 904,095 | | | | | | 0.40% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 8,797,954 | | | | | | 5,029,913 | | | | | | 2.23% | | |
ICD Intermediate Holdco 2,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
旧金山
CA |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(5)(12)
|
| |
秒
留置权 |
| |
3M
L+9.00% |
| | | | 1.00% | | | | | | 11.81% | | | | | | | | | | | | 1/2/2018 | | | | | | 7/1/2024 | | | |
财务
|
| |
$10,000,000
|
| | | | 9,822,706 | | | | | | 9,900,000 | | | | | | 4.40% | | |
ICD Holdings,LLC,A类
首选 |
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 1/2/2018 | | | | | | | | | | | | |
9,962
个共享 |
| | | | 496,409 | | | | | | 820,000 | | | | | | 0.36% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,319,115 | | | | | | 10,720,000 | | | | | | 4.76% | | |
J.R.Watkins,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
旧金山
CA |
| | | | | | | | | | | | | | | | | | | | | |
转盘
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+6.50% |
| | | | 1.25% | | | | | | 9.31% | | | | | | | | | | | | 12/22/2017 | | | | | | 12/22/2022 | | | |
消费者
货物: 不耐用 |
| |
$1,750,000
|
| | | | 1,750,000 | | | | | | 1,671,250 | | | | | | 0.74% | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值(1) |
| |
%的
净额 资产 |
| ||||||||||||||||||||||||
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.50% |
| | | | 1.25% | | | | | | 9.31% | | | | | | | | | | | | 12/22/2017 | | | | | | 12/22/2022 | | | | | | |
$12,375,000
|
| | | $ | 12,169,222 | | | | | $ | 11,818,125 | | | | | | 5.26% | | |
J.R.Watkins Holdings,Inc.A类首选
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 12/22/2017 | | | | | | | | | | | | |
1,076
个共享 |
| | | | 1,075,758 | | | | | | 1,090,000 | | | | | | 0.48% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 14,994,980 | | | | | | 14,579,375 | | | | | | 6.48% | | |
侏罗纪中质控股
公司 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
马里兰州斯帕克斯
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+5.50% |
| | | | 0.00% | | | | | | 8.14% | | | | | | | | | | | | 12/28/2018 | | | | | | 11/15/2024 | | | |
消费者
货物:耐用 |
| |
$17,500,000
|
| | | | 17,237,500 | | | | | | 17,237,500 | | | | | | 7.67% | | |
凯莱美瑞控股有限公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
核桃溪,
CA |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(13)(22)
|
| |
第一留置权
|
| |
3M
L+7.50% |
| | | | 1.50% | | | | | | 10.98% | | | | | | | | | | | | 3/30/2018 | | | | | | 3/30/2023 | | | |
汽车
|
| |
$9,750,000
|
| | | | 9,577,863 | | | | | | 9,311,250 | | | | | | 4.14% | | |
Keais Records Service,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | |
Keais Holdings,LLC A类单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/30/2016 | | | | | | | | | | | | |
148,335个单位
|
| | | | 736,595 | | | | | | 820,000 | | | | | | 0.36% | | |
KidKraft,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州达拉斯
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(6)
|
| |
秒
留置权 |
| |
12.00%
|
| | | | | | | | | | 11.00% | | | | | | 1.00% | | | | | | 9/30/2016 | | | | | | 3/30/2022 | | | |
消费者
货物:耐用 |
| |
$9,409,210
|
| | | | 9,284,478 | | | | | | 8,797,611 | | | | | | 3.91% | | |
利文斯顿国际公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
多伦多
安大略省 |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(5)(12)
|
| |
秒
留置权 |
| |
3M
L+8.25% |
| | | | 1.25% | | | | | | 11.05% | | | | | | | | | | | | 4/23/2013 | | | | | | 4/18/2020 | | | |
运输:
货物 |
| |
$6,841,739
|
| | | | 6,808,345 | | | | | | 6,841,739 | | | | | | 3.04% | | |
麦迪逊逻辑公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约州纽约市
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
1M
L+8.00% |
| | | | 0.50% | | | | | | 10.51% | | | | | | | | | | | | 11/30/2016 | | | | | | 11/30/2021 | | | |
媒体:
广播& 订阅 |
| |
$4,730,117
|
| | | | 4,700,059 | | | | | | 4,706,466 | | | | | | 2.09% | | |
麦迪逊逻辑控股公司普通股(SBIC)
|
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 11/30/2016 | | | | | | | | | | | | |
5000股
|
| | | | 50,000 | | | | | | 50,000 | | | | | | 0.02% | | |
麦迪逊逻辑控股公司
Inc.系列A优先股 (SBIC) |
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 11/30/2016 | | | | | | | | | | | | |
4500股
|
| | | | 450,000 | | | | | | 470,000 | | | | | | 0.21% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 5,200,059 | | | | | | 5,226,466 | | | | | | 2.32% | | |
Magdata Intermediate Holdings,LLC | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
奥斯汀TX
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+9.50% |
| | | | 1.00% | | | | | | 12.31% | | | | | | | | | | | | 10/16/2017 | | | | | | 4/16/2024 | | | |
软件
|
| |
$14,750,000
|
| | | | 14,490,683 | | | | | | 14,086,250 | | | | | | 6.26% | | |
Mobileum,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
圣克拉拉,
CA |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+10.25% |
| | | | 0.75% | | | | | | 13.06% | | | | | | | | | | | | 11/1/2016 | | | | | | 5/1/2022 | | | |
软件
|
| |
$21,500,000
|
| | | | 21,164,073 | | | | | | 21,500,000 | | | | | | 9.56% | | |
Mobile Acquisition Holdings,LP Class A-2 Common Units
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 11/1/2016 | | | | | | | | | | | | |
750台
|
| | | | 455,385 | | | | | | 770,000 | | | | | | 0.34% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 21,619,458 | | | | | | 22,270,000 | | | | | | 9.90% | | |
MTC母公司,L.P.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伊利诺伊州橡树溪
|
| | | | | | | | | | | | | | | | | | | | | |
A-2类通用单元
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 12/1/2015 | | | | | | | | | |
财务
|
| |
75万股
|
| | | | 0 | | | | | | 7,750,000 | | | | | | 3.45% | | |
国家沟渠安全有限责任公司等
Al |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)
|
| |
秒
留置权 |
| |
11.50%
|
| | | | | | | | | | 11.50% | | | | | | | | | | | | 3/31/2017 | | | | | | 3/31/2022 | | | |
建筑&
大楼 |
| |
$10,000,000
|
| | | | 9,874,827 | | | | | | 9,650,000 | | | | | | 4.29% | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值(1) |
| |
%的
净额 资产 |
| ||||||||||||||||||||||||
NTS Investors,LP Class和A Common Unit
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 3/31/2017 | | | | | | | | | | | | |
2335个单位
|
| | | $ | 500,000 | | | | | $ | 380,000 | | | | | | 0.17% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,374,827 | | | | | | 10,030,000 | | | | | | 4.46% | | |
NGS US Finco,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
宾夕法尼亚州布拉德福德
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
1M
L+8.50% |
| | | | 1.00% | | | | | | 10.88% | | | | | | | | | | | | 10/4/2018 | | | | | | 4/1/2026 | | | |
公用事业:石油和
煤气 |
| |
$10,000,000
|
| | | | 9,853,435 | | | | | | 9,853,435 | | | | | | 4.38% | | |
营养药品有限责任公司
|
| |
(24)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
俄亥俄州森特维尔
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+6.00% |
| | | | 1.00% | | | | | | 8.81% | | | | | | | | | | | | 11/15/2018 | | | | | | 11/15/2023 | | | |
医疗保健和
药品 |
| |
$15,500,000
|
| | | | 15,198,412 | | | | | | 15,198,412 | | | | | | 6.76% | | |
功能聚合器,LLC
常用部件 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 11/15/2018 | | | | | | | | | | | | |
12,500
个共享 |
| | | | 1,250,000 | | | | | | 1,250,000 | | | | | | 0.56% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 16,448,412 | | | | | | 16,448,412 | | | | | | 7.32% | | |
OGS控股公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Chantilly,
弗吉尼亚州 |
| | | | | | | | | | | | | | | | | | | | | |
A系列可转换优先股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 4/22/2014 | | | | | | | | | |
服务:
政府 |
| |
11,521
个共享 |
| | | | 50,001 | | | | | | 280,000 | | | | | | 0.12% | | |
Premiere Digital Services,Inc.
|
| |
(10)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
洛杉矶,
CA |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(13)(22)
|
| |
第一留置权
|
| |
3M
L+5.50% |
| | | | 1.50% | | | | | | 9.60% | | | | | | | | | | | | 10/18/2018 | | | | | | 10/18/2023 | | | |
媒体:
广播& 订阅 |
| |
$8,250,000
|
| | | | 8,019,407 | | | | | | 8,019,407 | | | | | | 3.57% | | |
定期贷款
|
| |
(13)(22)
|
| |
第一留置权
|
| |
3M
L+5.50% |
| | | | 1.50% | | | | | | 9.60% | | | | | | | | | | | | 10/18/2018 | | | | | | 10/18/2023 | | | | | | |
$2,428,772
|
| | | | 2,360,887 | | | | | | 2,360,887 | | | | | | 1.05% | | |
Premiere Digital Holdings,Inc.,普通股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/18/2018 | | | | | | | | | | | | |
5,000
个共享 |
| | | | 50,000 | | | | | | 50,000 | | | | | | 0.02% | | |
Premiere Digital Holdings,Inc.,优先股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/18/2018 | | | | | | | | | | | | |
4,500
个共享 |
| | | | 450,000 | | | | | | 450,000 | | | | | | 0.20% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,880,294 | | | | | | 10,880,294 | | | | | | 4.84% | | |
利润价格有限责任公司
|
| |
(17)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
俄亥俄州克利夫兰
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
3M
L+6.50% |
| | | | 1.00% | | | | | | 9.31% | | | | | | | | | | | | 1/31/2018 | | | | | | 1/31/2023 | | | |
服务:
业务 |
| |
$8,818,907
|
| | | | 8,669,840 | | | | | | 8,774,812 | | | | | | 3.90% | | |
I2P Holdings,LLC,A系列
首选 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 1/31/2018 | | | | | | | | | | | | |
750,000
个共享 |
| | | | 750,000 | | | | | | 1,460,000 | | | | | | 0.65% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 9,419,840 | | | | | | 10,234,812 | | | | | | 4.55% | | |
保护美国公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
奥斯汀TX
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(6)(12)
|
| |
秒
留置权 |
| |
3M
L+9.75% |
| | | | 1.00% | | | | | | 10.56% | | | | | | 2.00% | | | | | | 8/30/2017 | | | | | | 10/30/2020 | | | |
服务:
消费者 |
| |
$17,979,749
|
| | | | 17,710,359 | | | | | | 17,530,255 | | | | | | 7.80% | | |
Refac光学集团等
|
| |
(11)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
新泽西州布莱克伍德
|
| | | | | | | | | | | | | | | | | | | | | |
转盘
|
| |
(9)(10)(12)
|
| |
第一留置权
|
| |
1M
L+8.00% |
| | | | | | | | | | 0.00% | | | | | | | | | | | | 11/7/2012 | | | | | | 9/30/2018 | | | |
零售业
|
| |
$880,000
|
| | | | 880,000 | | | | | | 880,000 | | | | | | 0.39% | | |
A期贷款
|
| |
(9)(12)
|
| |
第一留置权
|
| |
1M
L+8.00% |
| | | | | | | | | | 0.00% | | | | | | | | | | | | 11/7/2012 | | | | | | 9/30/2018 | | | | | | |
$472,968
|
| | | | 472,968 | | | | | | 472,968 | | | | | | 0.21% | | |
B期贷款
|
| |
(6)(9)(12)
|
| |
第一留置权
|
| |
1M
L+10.75% |
| | | | | | | | | | 0.00% | | | | | | 0.00% | | | | | | 11/7/2012 | | | | | | 9/30/2018 | | | | | | |
$6,539,666
|
| | | | 6,539,666 | | | | | | 5,787,604 | | | | | | 2.57% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 7,892,634 | | | | | | 7,140,572 | | | | | | 3.17 | | |
Resolute Industrial,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伊利诺伊州惠灵
|
| | | | | | | | | | | | | | | | | | | | | |
Resolute Industrial Holdings,
LLC A类首选单元 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 7/26/2017 | | | | | | | | | |
大写
设备 |
| |
601台
|
| | | | 750,000 | | | | | | 1,300,000 | | | | | | 0.58% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | % | | |
罗伯茨-戈登有限责任公司 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约州布法罗
|
| | | | | | | | | | | | | | | | | | | | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值(1) |
| |
%的
净额 资产 |
| ||||||||||||||||||||||||
指定空气解决方案有限责任公司
A类公共单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/30/2017 | | | | | | | | | |
建筑&
大楼 |
| |
3846股
|
| | | $ | 0 | | | | | $ | 250,000 | | | | | | 0.11% | | |
Skopos Financial,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州欧文
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(5)
|
| |
不安全
|
| |
12.00%
|
| | | | | | | | | | 12.00% | | | | | | | | | | | | 1/31/2014 | | | | | | 1/31/2020 | | | |
财务
|
| |
$17,500,000
|
| | | | 17,494,460 | | | | | | 17,150,000 | | | | | | 7.63% | | |
Skopos金融集团有限责任公司A类单位
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 1/31/2014 | | | | | | | | | | | | |
1,120,684
个单位 |
| | | | 1,162,544 | | | | | | 1,110,000 | | | | | | 0.49% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 18,657,004 | | | | | | 18,260,000 | | | | | | 8.12% | | |
SQAD,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约州塔里敦
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)
|
| |
第一留置权
|
| |
3M
L+6.50 |
| | | | 1.00% | | | | | | 9.30% | | | | | | | | | | | | 12/22/2017 | | | | | | 12/22/2022 | | | |
媒体:
广播& 订阅 |
| |
$14,846,000
|
| | | | 14,780,330 | | | | | | 14,400,620 | | | | | | 6.40% | | |
SQAD Holdco,Inc.优先股,A系列(SBIC)
|
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/31/2013 | | | | | | | | | | | | |
5624股
|
| | | | 156,001 | | | | | | 310,000 | | | | | | 0.14% | | |
SQAD Holdco,Inc.普通股(SBIC)
|
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/31/2013 | | | | | | | | | | | | |
5800股
|
| | | | 62,485 | | | | | | 40,000 | | | | | | 0.02% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 14,998,816 | | | | | | 14,750,620 | | | | | | 6.56% | | |
TechInsights,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
安大略省渥太华
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(5)(13)(22)
|
| |
第一留置权
|
| |
3M
L+6.00% |
| | | | 1.00% | | | | | | 10.32% | | | | | | | | | | | | 8/16/2017 | | | | | | 10/2/2023 | | | |
高科技
行业 |
| |
$21,540,923
|
| | | | 21,094,192 | | | | | | 21,094,192 | | | | | | 9.38% | | |
时间制造收购,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州韦科
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(6)
|
| |
不安全
|
| |
11.50%
|
| | | | | | | | | | 10.75% | | | | | | 0.75% | | | | | | 2/3/2017 | | | | | | 8/3/2023 | | | |
大写
设备 |
| |
$6,385,182
|
| | | | 6,285,876 | | | | | | 6,129,775 | | | | | | 2.73% | | |
时代制造投资有限责任公司A类公用单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 2/3/2017 | | | | | | | | | | | | |
5000台
|
| | | | 500,000 | | | | | | 500,000 | | | | | | 0.22% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 6,785,876 | | | | | | 6,629,775 | | | | | | 2.95% | | |
TFH可靠性,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
3M
L+10.75% |
| | | | 0.50% | | | | | | 13.56% | | | | | | | | | | | | 10/21/2016 | | | | | | 4/21/2022 | | | |
化学品,
塑料,& 橡胶 |
| |
$5,875,000
|
| | | | 5,794,016 | | | | | | 5,875,000 | | | | | | 2.61% | | |
TFH可靠性小组,有限责任公司
A类公共单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 10/21/2016 | | | | | | | | | | | | |
250,000
个共享 |
| | | | 231,521 | | | | | | 450,000 | | | | | | 0.20% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 6,025,537 | | | | | | 6,325,000 | | | | | | 2.81% | | |
美国汽车销售公司
等人 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
劳伦斯维尔,
GA |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(5)(12)
|
| |
秒
留置权 |
| |
1M
L+10.50% |
| | | | 1.00% | | | | | | 12.85% | | | | | | | | | | | | 6/8/2015 | | | | | | 6/8/2020 | | | |
财务
|
| |
$4,500,000
|
| | | | 4,484,478 | | | | | | 4,500,000 | | | | | | 2.00% | | |
USASF Blocker II,LLC通用部件
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/8/2015 | | | | | | | | | | | | |
441台
|
| | | | 441,000 | | | | | | 550,000 | | | | | | 0.24% | | |
USASF Blocker III,LLC系列C首选设备
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 2/13/2018 | | | | | | | | | | | | |
50亿台
|
| | | | 50,000 | | | | | | 60,000 | | | | | | 0.03 | | |
USASF Blocker LLC通用部件
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 6/8/2015 | | | | | | | | | | | | |
9000台
|
| | | | 9,000 | | | | | | 10,000 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 4,984,478 | | | | | | 5,120,000 | | | | | | 2.27% | | |
VRI Intermediate Holdings,LLC | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
俄亥俄州富兰克林
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
3M
L+9.25% |
| | | | 1.00% | | | | | | 12.06% | | | | | | | | | | | | 5/31/2017 | | | | | | 10/31/2020 | | | |
医疗保健和
药品 |
| |
$9,000,000
|
| | | | 8,895,138 | | | | | | 8,820,000 | | | | | | 3.92% | | |
VRI旗舰控股,
LLC A类首选单元 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | | | | 5/31/2017 | | | | | | | | | | | | |
326,797
个共享 |
| | | | 500,000 | | | | | | 440,000 | | | | | | 0.20% | | |
|
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
投资
日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值(1) |
| |
%的
净额 资产 |
| |||||||||||||||||||||
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 9,395,138 | | | | | $ | 9,260,000 | | | | | | 4.12% | | |
Wise Holding Corporation
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
盐湖城
UT |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)(20)
|
| |
不安全
|
| |
3M
L+11.00% |
| | | | 1.00% | | | | | | 0.00% | | | | | | | | | 6/30/2016 | | | | | | 12/31/2021 | | | |
饮料,
食物,& 烟草 |
| |
$1,250,000
|
| | | | 1,238,210 | | | | | | 0 | | | | | | 0.00% | | |
延期支取定期贷款
|
| |
(12)(21)
|
| |
第一留置权
|
| |
1M
L+6.5% |
| | | | 1.00% | | | | | | 0.00% | | | | | | | | | 8/27/2018 | | | | | | 6/30/2021 | | | | | | |
$253,906
|
| | | | 253,906 | | | | | | 93,945 | | | | | | 0.04% | | |
睿智母公司有限责任公司
会员单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/30/2016 | | | | | | | | | | | | |
1个单位
|
| | | | 58,594 | | | | | | 0 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,550,710 | | | | | | 93,945 | | | | | | 0.04% | | |
非控制、非关联投资总额
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 502,691,464 | | | | | | 504,433,668 | | | | | | 224.35% | | |
净投资
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 502,743,649 | | | | | | 504,483,668 | | | | | | 224.37% | | |
负债超过
其他资产 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (279,638,661) | | | | | | (124.37)% | | |
净资产
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 224,845,007 | | | | | | 100.00% | | |
|
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
首字母
投资 日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值(1) |
| |
%的
净额 资产 |
| |||||||||||||||||||||
非控制的关联投资
|
| |
(2)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
格洛里能源生产有限公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | |
格洛里能源
有限责任公司生产 A类常见 个单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 2/1/2017 | | | | | | | | | |
能源:
石油& 煤气 |
| |
1,000
个共享 |
| | | $ | 1,052,185 | | | | | $ | 990,000 | | | | | | 0.45% | | |
非控制关联投资小计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,052,185 | | | | | | 990,000 | | | | | | 0.45% | | |
非控制、非关联投资
|
| |
(2)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
磨料产品与设备有限责任公司等 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州鹿园
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
3M
L+10.50% |
| | | | 1.00% | | | | | | 12.20% | | | | | | | | | 9/5/2014 | | | | | | 3/5/2020 | | | |
化学品,
塑料,& 橡胶 |
| |
$5,325,237
|
| | | | 5,272,397 | | | | | | 5,220,000 | | | | | | 2.37% | | |
Ape Holdings,LLC
A类常见 个单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 9/5/2014 | | | | | | | | | | | | |
375,000
个单位 |
| | | | 375,000 | | | | | | 180,000 | | | | | | 0.08% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 5,647,397 | | | | | | 5,400,000 | | | | | | 2.45% | | |
Apex环境资源控股有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
阿姆斯特丹,
OH |
| | | | | | | | | | | | | | | | | | | | | |
常用部件
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/30/2015 | | | | | | | | | |
环境
行业 |
| |
766股
|
| | | | 766 | | | | | | 579 | | | | | | 0.00% | | |
首选部件
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/30/2015 | | | | | | | | | | | | |
766股
|
| | | | 765,676 | | | | | | 579,421 | | | | | | 0.26% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 766,442 | | | | | | 580,000 | | | | | | 0.26% | | |
大气聚合器控股II,LP | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
佐治亚州亚特兰大
|
| | | | | | | | | | | | | | | | | | | | | |
常用部件
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/30/2015 | | | | | | | | | |
服务:
业务 |
| |
254,250
个单位 |
| | | | 254,250 | | | | | | 820,284 | | | | | | 0.37% | | |
大气聚合器控股,LP
常用部件 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/30/2015 | | | | | | | | | | | | |
75万台
|
| | | | 750,000 | | | | | | 2,419,714 | | | | | | 1.10% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,004,250 | | | | | | 3,239,998 | | | | | | 1.47% | | |
ASC Communications,LLC
|
| |
(7)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伊利诺伊州芝加哥
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一个
留置权 |
| |
3M
L+6.25% |
| | | | 1.00% | | | | | | 7.94% | | | | | | | | | 6/29/2017 | | | | | | 6/29/2022 | | | |
医疗保健和
药品 |
| |
$6,879,167
|
| | | | 6,816,044 | | | | | | 6,879,167 | | | | | | 3.12% | | |
ASC Communications Holdings,LLC
A类首选单元(SBIC) |
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/29/2017 | | | | | | | | | | | | |
73,529股
|
| | | | 500,000 | | | | | | 620,000 | | | | | | 0.28% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 7,316,044 | | | | | | 7,499,167 | | | | | | 3.40% | | |
Beneplace,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
奥斯汀TX
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
3M
L+10.00% |
| | | | 1.00% | | | | | | 11.70% | | | | | | | | | 3/27/2017 | | | | | | 9/27/2022 | | | |
保险
|
| |
$5,000,000
|
| | | | 4,910,226 | | | | | | 5,000,000 | | | | | | 2.27% | | |
Beneplace Holdings,LLC
首选部件 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 3/27/2017 | | | | | | | | | | | | |
50万台
|
| | | | 500,000 | | | | | | 500,000 | | | | | | 0.23% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 5,410,226 | | | | | | 5,500,000 | | | | | | 2.50% | | |
活页夹和活页夹全国社会保障残疾人倡导者有限责任公司
|
| |
(8)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约州哈帕克市
|
| | | | | | | | | | | | | | | | | | | | | |
期限内的剩余索取权
借款 |
| |
(4)
|
| |
不安全
|
| | | | | | | | | | | | | | | | | | | | | | 11/7/2012 | | | | | | | | | |
服务:
消费者 |
| |
$400,000
|
| | | | 400,000 | | | | | | 380,000 | | | | | | 0.17% | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
首字母
投资 日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值(1) |
| |
%的
净额 资产 |
| |||||||||||||||||||||
BW DME收购,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
亚利桑那州坦佩
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)(13)(17)
|
| |
第一个
留置权 |
| |
3M
L+6.00% |
| | | | 1.00% | | | | | | 9.43% | | | | | | | | | 8/24/2017 | | | | | | 8/24/2022 | | | |
医疗保健和
药品 |
| |
$9,550,000
|
| | | $ | 9,281,016 | | | | | $ | 9,310,000 | | | | | | 4.23% | | |
BW DME Holdings,LLC
A类首选单位 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 8/24/2017 | | | | | | | | | | | | |
1,000,000
个共享 |
| | | | 1,000,000 | | | | | | 1,110,000 | | | | | | 0.50% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,281,016 | | | | | | 10,420,000 | | | | | | 4.73% | | |
C.A.R.S.Protection Plus,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
默里斯维尔
PA |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一个
留置权 |
| |
3M
L+8.50% |
| | | | 0.50% | | | | | | 9.74% | | | | | | | | | 12/23/2015 | | | | | | 12/31/2020 | | | |
汽车
|
| |
$98,746
|
| | | | 97,451 | | | | | | 98,746 | | | | | | 0.04% | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一个
留置权 |
| |
3M
L+8.50% |
| | | | 0.50% | | | | | | 9.74% | | | | | | | | | 12/23/2015 | | | | | | 12/31/2020 | | | | | | |
$7,702,191
|
| | | | 7,601,191 | | | | | | 7,700,000 | | | | | | 3.50% | | |
CPP控股有限责任公司A类公用单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/23/2015 | | | | | | | | | | | | |
149,828
个共享 |
| | | | 149,828 | | | | | | 260,000 | | | | | | 0.12% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 7,848,470 | | | | | | 8,058,746 | | | | | | 3.66% | | |
有限责任公司Catapult Learning
等人 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
新泽西州卡姆登
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(13)(17)
|
| |
第一个
留置权 |
| |
3M
L+6.50% |
| | | | 1.00% | | | | | | 9.30% | | | | | | | | | 8/6/2015 | | | | | | 7/16/2020 | | | |
教育
|
| |
$12,335,526
|
| | | | 12,264,670 | | | | | | 12,335,526 | | | | | | 5.60% | | |
Colford Capital Holdings,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约,
纽约 |
| | | | | | | | | | | | | | | | | | | | | |
首选部件
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 8/20/2015 | | | | | | | | | |
财务
|
| |
38,893
个单位 |
| | | | 497,388 | | | | | | 470,000 | | | | | | 0.21% | | |
秃鹰借款人,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
新泽西州克利夫顿
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+8.75% |
| | | | 1.00% | | | | | | 10.12% | | | | | | | | | 10/27/2017 | | | | | | 4/27/2025 | | | |
服务:
业务 |
| |
$13,750,000
|
| | | | 13,479,122 | | | | | | 13,480,000 | | | | | | 6.12% | | |
秃鹰Top Holdco Limited可转换优先股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/27/2017 | | | | | | | | | | | | |
500,000
个共享 |
| | | | 442,197 | | | | | | 442,197 | | | | | | 0.20% | | |
秃鹰控股有限公司
优先股,B类 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/27/2017 | | | | | | | | | | | | |
500,000
个共享 |
| | | | 57,804 | | | | | | 57,804 | | | | | | 0.03% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 13,979,123 | | | | | | 13,980,001 | | | | | | 6.35% | | |
道格拉斯产品包装公司有限责任公司 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
自由,生产任务单
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
3M
L+10.50% |
| | | | 0.50% | | | | | | 12.20% | | | | | | | | | 6/30/2015 | | | | | | 12/31/2020 | | | |
化学品,
塑料,& 橡胶 |
| |
$9,000,000
|
| | | | 8,902,087 | | | | | | 9,000,000 | | | | | | 4.09% | | |
熏蒸控股公司A类普通股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/30/2015 | | | | | | | | | | | | |
250股
|
| | | | 250,000 | | | | | | 530,000 | | | | | | 0.24% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 9,152,087 | | | | | | 9,530,000 | | | | | | 4.33% | | |
Dream II Holdings,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
博卡拉顿,
FL |
| | | | | | | | | | | | | | | | | | | | | |
A类公共单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/20/2014 | | | | | | | | | |
服务:
消费者 |
| |
250,000
个单位 |
| | | | 242,304 | | | | | | 420,000 | | | | | | 0.19% | | |
Empirix Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
比勒里卡,
MA |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+9.50% |
| | | | 1.00% | | | | | | 10.88% | | | | | | | | | 11/1/2013 | | | | | | 5/1/2020 | | | |
软件
|
| |
$11,657,850
|
| | | | 11,554,734 | | | | | | 11,657,850 | | | | | | 5.29% | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
3M
L+9.50% |
| | | | 1.00% | | | | | | 10.88% | | | | | | | | | 5/14/2013 | | | | | | 5/1/2020 | | | | | | |
$9,750,000
|
| | | | 9,662,051 | | | | | | 9,750,000 | | | | | | 4.43% | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
首字母
投资 日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值(1) |
| |
%的
净额 资产 |
| |||||||||||||||||||||
Empirix Holdings I,Inc.
普通股,A类 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/1/2013 | | | | | | | | | | | | |
1,304
个共享 |
| | | $ | 1,304,232 | | | | | $ | 831,600 | | | | | | 0.38% | | |
Empirix Holdings I,Inc.
普通股,B类 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/1/2013 | | | | | | | | | | | | |
1,317,406
个共享 |
| | | | 13,174 | | | | | | 8,400 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 22,534,191 | | | | | | 22,247,850 | | | | | | 10.10% | | |
能源实验室公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
休斯顿
TX |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(13)(17)
|
| |
第一留置权
|
| |
3M
L+7.00% |
| | | | 0.50% | | | | | | 11.58% | | | | | | | | | 9/29/2016 | | | | | | 9/29/2021 | | | |
能源:
石油& 煤气 |
| |
$5,300,000
|
| | | | 5,214,783 | | | | | | 5,300,000 | | | | | | 2.41% | | |
能源实验室控股公司普通股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 9/29/2016 | | | | | | | | | | | | |
500
个共享 |
| | | | 500,000 | | | | | | 410,000 | | | | | | 0.19% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 5,714,783 | | | | | | 5,710,000 | | | | | | 2.60% | | |
EOS Fitness OPCO Holdings,LLC | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
亚利桑那州凤凰城
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
1M
L+8.25% |
| | | | 0.75% | | | | | | 9.62% | | | | | | | | | 12/30/2014 | | | | | | 12/30/2019 | | | |
酒店、游戏、
&休闲 |
| |
$3,193,890
|
| | | | 3,164,255 | | | | | | 3,190,000 | | | | | | 1.45% | | |
EOS健身控股有限责任公司A类首选单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/30/2014 | | | | | | | | | | | | |
118
个共享 |
| | | | 117,670 | | | | | | 224,250 | | | | | | 0.10% | | |
EOS健身控股有限责任公司B类公用单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/30/2014 | | | | | | | | | | | | |
3017股
|
| | | | 3,017 | | | | | | 5,750 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 3,284,942 | | | | | | 3,420,000 | | | | | | 1.55% | | |
家具厂直销店,有限责任公司 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
阿肯色州史密斯堡
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+9.00% |
| | | | 0.50% | | | | | | 10.70% | | | | | | | | | 6/10/2016 | | | | | | 6/10/2021 | | | |
消费者
货物: 耐用 |
| |
$7,288,484
|
| | | | 7,180,489 | | | | | | 7,288,484 | | | | | | 3.31% | | |
家具厂控股有限责任公司定期贷款
|
| |
(11)
|
| |
不安全
|
| |
11.00%
|
| | | | | | | | | | | | | | | | | | | 6/10/2016 | | | | | | 2/3/2021 | | | | | | |
$122,823
|
| | | | 122,823 | | | | | | 120,000 | | | | | | 0.05% | | |
Sun家具厂,LP公用单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/10/2016 | | | | | | | | | | | | |
13,445股
|
| | | | 94,569 | | | | | | 210,000 | | | | | | 0.10% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 7,397,881 | | | | | | 7,618,484 | | | | | | 3.46% | | |
GK控股有限公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
北卡罗来纳州卡里
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+10.25% |
| | | | 1.00% | | | | | | 11.94% | | | | | | | | | 2/6/2015 | | | | | | 1/30/2022 | | | |
教育
|
| |
$5,000,000
|
| | | | 4,932,726 | | | | | | 5,000,000 | | | | | | 2.27% | | |
Good Source Solutions,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
加利福尼亚州卡尔斯巴德
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(13)(17)
|
| |
第一个
留置权 |
| |
3M
L+7.25% |
| | | | 0.50% | | | | | | 11.96% | | | | | | | | | 7/15/2016 | | | | | | 7/15/2021 | | | |
饮料,
食物,& 烟草 |
| |
$1,350,000
|
| | | | 1,329,398 | | | | | | 1,350,000 | | | | | | 0.61% | | |
定期贷款(SBIC)
|
| |
(2)(13)(17)
|
| |
第一个
留置权 |
| |
3M
L+7.25% |
| | | | 0.50% | | | | | | 11.96% | | | | | | | | | 7/15/2016 | | | | | | 7/15/2021 | | | | | | |
$1,200,000
|
| | | | 1,181,687 | | | | | | 1,200,000 | | | | | | 0.54% | | |
Good Source Holdings,LLC A类首选单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 7/15/2016 | | | | | | | | | | | | |
159股
|
| | | | 159,375 | | | | | | 150,000 | | | | | | 0.07% | | |
Good Source Holdings,LLC Class B Common Units
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 7/15/2016 | | | | | | | | | | | | |
4482股
|
| | | | 0 | | | | | | 0 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 2,670,460 | | | | | | 2,700,000 | | | | | | 1.22% | | |
|
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
首字母
投资 日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值(1) |
| |
%的
净额 资产 |
| |||||||||||||||||||||
Grupo Hima San Pablo,Inc.等人 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
PR圣胡安
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(3)
|
| |
第一个
留置权 |
| |
3M
L+7.00% |
| | | | 1.50% | | | | | | 8.50% | | | | | | | | | 2/1/2013 | | | | | | 1/31/2018 | | | |
医疗保健和
药品 |
| |
$4,750,000
|
| | | $ | 4,748,168 | | | | | $ | 4,180,000 | | | | | | 1.90% | | |
定期贷款
|
| |
(15)
|
| |
秒
留置权 |
| |
13.75%
|
| | | | 0.00% | | | | | | | | | | | | | | | 2/1/2013 | | | | | | 7/31/2018 | | | | | | |
$4,109,524
|
| | | | 4,079,696 | | | | | | 900,000 | | | | | | 0.41% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 8,827,864 | | | | | | 5,080,000 | | | | | | 2.31% | | |
Hostway公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伊利诺伊州芝加哥
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+10.00% |
| | | | 1.25% | | | | | | 5.94% | | | | | | | | | 12/27/2013 | | | | | | 12/13/2020 | | | |
高科技
行业 |
| |
$6,750,000
|
| | | | 6,680,080 | | | | | | 5,910,000 | | | | | | 2.68% | | |
J.R.Watkins,LLC
|
| |
(9)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
旧金山
CA |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一个
留置权 |
| |
3M
L+6.50% |
| | | | 1.25% | | | | | | 8.16% | | | | | | | | | 12/22/2017 | | | | | | 12/22/2022 | | | |
消费者
货物: 不耐用 |
| |
$12,500,000
|
| | | | 12,250,000 | | | | | | 12,250,000 | | | | | | 5.56% | | |
J.R.Watkins Holdings,Inc.A类首选
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/22/2017 | | | | | | | | | | | | |
1,000股
|
| | | | 1,000,000 | | | | | | 1,000,000 | | | | | | 0.45% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 13,250,000 | | | | | | 13,250,000 | | | | | | 6.01% | | |
Keais Records Service,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+10.50% |
| | | | 0.50% | | | | | | 12.20% | | | | | | | | | 6/30/2016 | | | | | | 6/30/2022 | | | |
服务:
业务 |
| |
$7,750,000
|
| | | | 7,637,741 | | | | | | 7,750,000 | | | | | | 3.52% | | |
Keais Holdings,LLC A类单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/30/2016 | | | | | | | | | | | | |
148,335个单位
|
| | | | 765,600 | | | | | | 780,000 | | | | | | 0.35% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 8,403,341 | | | | | | 8,530,000 | | | | | | 3.87% | | |
KidKraft,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州达拉斯
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(6)
|
| |
秒
留置权 |
| |
12.00%
|
| | | | 11.00% | | | | | | 1.00% | | | | | | | | | 9/30/2016 | | | | | | 3/30/2022 | | | |
消费者
货物:耐用 |
| |
$9,315,194
|
| | | | 9,162,066 | | | | | | 9,180,000 | | | | | | 4.17% | | |
利文斯顿国际公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
多伦多
安大略省 |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(5)(12)
|
| |
秒
留置权 |
| |
3M
L+8.25% |
| | | | 1.25% | | | | | | 9.94% | | | | | | | | | 4/23/2013 | | | | | | 4/18/2020 | | | |
运输:
货物 |
| |
$6,841,739
|
| | | | 6,785,894 | | | | | | 6,840,000 | | | | | | 3.11% | | |
麦迪逊逻辑公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约州纽约市
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
第一留置权
|
| |
1M
L+8.00% |
| | | | 0.50% | | | | | | 9.57% | | | | | | | | | 11/30/2016 | | | | | | 11/30/2021 | | | |
媒体:
广播& 订阅 |
| |
$4,875,000
|
| | | | 4,835,088 | | | | | | 4,875,000 | | | | | | 2.21% | | |
麦迪逊逻辑控股公司
股份有限公司普通股 (SBIC) |
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/30/2016 | | | | | | | | | | | | |
5,000
个共享 |
| | | | 50,000 | | | | | | 56,000 | | | | | | 0.03% | | |
麦迪逊逻辑控股公司
Inc.系列A首选 库存(SBIC) |
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/30/2016 | | | | | | | | | | | | |
4,500
个共享 |
| | | | 450,000 | | | | | | 504,000 | | | | | | 0.23% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 5,335,088 | | | | | | 5,435,000 | | | | | | 2.47% | | |
Magdata Intermediate Holdings,LLC | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
奥斯汀TX
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+9.50% |
| | | | 1.00% | | | | | | 11.20% | | | | | | | | | 10/16/2017 | | | | | | 4/16/2024 | | | |
软件
|
| |
$12,500,000
|
| | | | 12,254,448 | | | | | | 12,250,000 | | | | | | 5.56% | | |
Mobileum,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
圣克拉拉,
CA |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+10.25% |
| | | | 0.75% | | | | | | 11.95% | | | | | | | | | 11/1/2016 | | | | | | 5/1/2022 | | | |
软件
|
| |
$9,000,000
|
| | | | 8,849,293 | | | | | | 9,000,000 | | | | | | 4.09% | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
首字母
投资 日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值(1) |
| |
%的
净额 资产 |
| |||||||||||||||||||||
Mobile Acquisition Holdings,LP Class A-2 Common Units
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 11/1/2016 | | | | | | | | | | | | |
750台
|
| | | $ | 750,000 | | | | | $ | 980,000 | | | | | | 0.44% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 9,599,293 | | | | | | 9,980,000 | | | | | | 4.53% | | |
MBS控股公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伯明翰
AL |
| | | | | | | | | | | | | | | | | | | | | |
E系列优先股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 3/10/2014 | | | | | | | | | |
媒体:
广播& 订阅 |
| |
2,774,695
个共享 |
| | | | 1,000,000 | | | | | | 2,386,710 | | | | | | 1.08% | | |
系列F型优先股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/21/2015 | | | | | | | | | | | | |
399,308
个共享 |
| | | | 206,682 | | | | | | 493,290 | | | | | | 0.22% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,206,682 | | | | | | 2,880,000 | | | | | | 1.30% | | |
MTC母公司,L.P.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伊利诺伊州橡树溪
|
| | | | | | | | | | | | | | | | | | | | | |
A-2类通用单元
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 12/1/2015 | | | | | | | | | |
财务
|
| |
750,000
个共享 |
| | | | 28,842 | | | | | | 2,200,000 | | | | | | 1.00% | | |
国家沟渠安全有限责任公司等 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)
|
| |
秒
留置权 |
| |
11.50%
|
| | | | | | | | | | 11.50% | | | | | | | | | 3/31/2017 | | | | | | 3/31/2022 | | | |
建筑&
大楼 |
| |
$10,000,000
|
| | | | 9,845,090 | | | | | | 9,900,000 | | | | | | 4.49% | | |
NTS Investors,LP Class和A Common Unit
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 3/31/2017 | | | | | | | | | | | | |
2335个单位
|
| | | | 500,000 | | | | | | 350,000 | | | | | | 0.16% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,345,090 | | | | | | 10,250,000 | | | | | | 4.65% | | |
OGS控股公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Chantilly,
弗吉尼亚州 |
| | | | | | | | | | | | | | | | | | | | | |
A系列可转换优先股
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 4/22/2014 | | | | | | | | | |
服务:
政府 |
| |
11,521
个共享 |
| | | | 50,001 | | | | | | 100,000 | | | | | | 0.05% | | |
保护美国公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
奥斯汀TX
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(6)(12)
|
| |
秒
留置权 |
| |
3M
L+9.75% |
| | | | 1.00% | | | | | | 9.50% | | | |
2.00%
|
| | | | 8/30/2017 | | | | | | 10/30/2020 | | | |
服务:
消费者 |
| |
$17,617,786
|
| | | | 17,220,312 | | | | | | 17,270,000 | | | | | | 7.84% | | |
Refac光学集团等
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
新泽西州布莱克伍德
|
| | | | | | | | | | | | | | | | | | | | | |
转盘
|
| |
(10)(12)
|
| |
第一留置权
|
| |
1M
L+8.00% |
| | | | | | | | | | 9.56% | | | | | | | | | 11/7/2012 | | | | | | 9/30/2018 | | | |
零售业
|
| |
$880,000
|
| | | | 880,000 | | | | | | 880,000 | | | | | | 0.40% | | |
A期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
1M
L+8.00% |
| | | | | | | | | | 9.56% | | | | | | | | | 11/7/2012 | | | | | | 9/30/2018 | | | | | | |
$943,367
|
| | | | 943,367 | | | | | | 940,000 | | | | | | 0.43% | | |
B期贷款
|
| |
(6)(12)
|
| |
第一留置权
|
| |
1M
L+10.75% |
| | | | | | | | | | 10.56% | | | |
1.75%
|
| | | | 11/7/2012 | | | | | | 9/30/2018 | | | | | | |
$6,464,716
|
| | | | 6,464,716 | | | | | | 6,460,000 | | | | | | 2.93% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 8,288,083 | | | | | | 8,280,000 | | | | | | 3.76% | | |
Resolute Industrial,LLC
|
| |
(14)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
伊利诺伊州惠灵
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)(16)(17)
|
| |
第一留置权
|
| |
3M
L+7.62% |
| | | | 1.00% | | | | | | 8.95% | | | | | | | | | 7/26/2017 | | | | | | 7/26/2022 | | | |
大写
设备 |
| |
$3,797,222
|
| | | | 3,731,397 | | | | | | 3,740,000 | | | | | | 1.70% | | |
定期贷款(SBIC)
|
| |
(2)(12)(16)(17)
|
| |
第一留置权
|
| |
3M
L+7.62% |
| | | | 1.00% | | | | | | 8.95% | | | | | | | | | 7/26/2017 | | | | | | 7/26/2022 | | | | | | |
$13,290,278
|
| | | | 13,059,850 | | | | | | 13,090,000 | | | | | | 5.94% | | |
Resolute Industrial Holdings,LLC A类首选单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 7/26/2017 | | | | | | | | | | | | |
601台
|
| | | | 750,000 | | | | | | 760,000 | | | | | | 0.35% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 17,541,247 | | | | | | 17,590,000 | | | | | | 7.99% | | |
罗伯茨-戈登有限责任公司 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约州布法罗
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+10.00% |
| | | | 1.00% | | | | | | 11.70% | | | | | | | | | 6/30/2017 | | | | | | 1/1/2022 | | | |
建筑&
大楼 |
| |
$7,200,000
|
| | | | 7,068,278 | | | | | | 7,130,000 | | | | | | 3.24% | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
首字母
投资 日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值(1) |
| |
%的
净额 资产 |
| |||||||||||||||||||||
指定空气解决方案,有限责任公司A类通用单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/30/2017 | | | | | | | | | | | | |
3846股
|
| | | $ | 500,045 | | | | | $ | 600,000 | | | | | | 0.27% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 7,568,323 | | | | | | 7,730,000 | | | | | | 3.51% | | |
Sitel Worldwide Corporation
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
田纳西州纳什维尔
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
秒
留置权 |
| |
3M
L+9.50 |
| | | | 1.00% | | | | | | 10.88% | | | | | | | | | 9/24/2015 | | | | | | 9/18/2022 | | | |
高科技
行业 |
| |
$10,000,000
|
| | | | 9,848,614 | | | | | | 9,950,000 | | | | | | 4.52% | | |
Skopos Financial,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州欧文
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(5)
|
| |
不安全
|
| |
12.00%
|
| | | | | | | | | | 12.00% | | | | | | | | | 1/31/2014 | | | | | | 1/31/2019 | | | |
财务
|
| |
$20,000,000
|
| | | | 19,886,350 | | | | | | 19,800,000 | | | | | | 8.99% | | |
Skopos金融集团,
有限责任公司A类单位 |
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 1/31/2014 | | | | | | | | | | | | |
1,120,684
个单位 |
| | | | 1,162,544 | | | | | | 770,000 | | | | | | 0.35% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 21,048,894 | | | | | | 20,570,000 | | | | | | 9.34% | | |
SPM Capital,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
布卢明顿,
MN |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
第一留置权
|
| |
3M
L+6.50 |
| | | | 1.50% | | | | | | 8.19% | | | | | | | | | 12/10/2012 | | | | | | 10/31/2018 | | | |
医疗保健和
药品 |
| |
$5,421,770
|
| | | | 5,421,770 | | | | | | 5,420,000 | | | | | | 2.46% | | |
SQAD,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
纽约州塔里敦
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)
|
| |
第一留置权
|
| |
3M
L+6.50 |
| | | | 1.00% | | | | | | 8.16% | | | | | | | | | 12/22/2017 | | | | | | 12/22/2022 | | | |
媒体:
广播& 订阅 |
| |
$15,000,000
|
| | | | 14,919,983 | | | | | | 14,920,000 | | | | | | 6.77% | | |
SQAD Holdco,Inc.
A系列优先股 (SBIC) |
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/31/2013 | | | | | | | | | | | | |
3,598
个共享 |
| | | | 156,001 | | | | | | 307,023 | | | | | | 0.14% | | |
SQAD Holdco,Inc.普通股(SBIC)
|
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/31/2013 | | | | | | | | | | | | |
5,800
个共享 |
| | | | 62,485 | | | | | | 122,977 | | | | | | 0.06% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 15,138,469 | | | | | | 15,350,000 | | | | | | 6.97% | | |
TechInsights,Inc.
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
安大略省渥太华
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(5)(12)(13)(17)
|
| |
第一留置权
|
| |
3M
L+6.50% |
| | | | 1.00% | | | | | | 8.71% | | | | | | | | | 8/16/2017 | | | | | | 8/16/2022 | | | |
高科技
行业 |
| |
$20,000,000
|
| | | | 19,529,783 | | | | | | 19,600,000 | | | | | | 8.90% | | |
时间制造收购,有限责任公司 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州韦科
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(6)
|
| |
不安全
|
| |
11.50%
|
| | | | | | | | | | 10.75% | | | |
0.75%
|
| | | | 2/3/2017 | | | | | | 8/3/2023 | | | |
大写
设备 |
| |
$6,373,100
|
| | | | 6,258,780 | | | | | | 6,250,000 | | | | | | 2.84% | | |
制造时间
投资,有限责任公司A类 常用部件 |
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 2/3/2017 | | | | | | | | | | | | |
5000台
|
| | | | 500,000 | | | | | | 330,000 | | | | | | 0.15% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 6,758,780 | | | | | | 6,580,000 | | | | | | 2.99% | | |
TFH可靠性,有限责任公司
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
德克萨斯州休斯顿
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
3M
L+10.75% |
| | | | 0.50% | | | | | | 12.45% | | | | | | | | | 10/21/2016 | | | | | | 4/21/2022 | | | |
化学品,
塑料,& 橡胶 |
| |
$5,875,000
|
| | | | 5,775,974 | | | | | | 5,875,000 | | | | | | 2.67% | | |
TFH可靠性小组,有限责任公司A类公用部件
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/21/2016 | | | | | | | | | | | | |
250,000
个共享 |
| | | | 250,000 | | | | | | 340,000 | | | | | | 0.15% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 6,025,974 | | | | | | 6,215,000 | | | | | | 2.82% | | |
美国汽车销售公司等人
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
劳伦斯维尔,
GA |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(5)(12)
|
| |
秒
留置权 |
| |
1M
L+11.75% |
| | | | 1.00% | | | | | | 13.12% | | | | | | | | | 6/8/2015 | | | | | | 6/8/2020 | | | |
财务
|
| |
$4,500,000
|
| | | | 4,474,973 | | | | | | 4,500,000 | | | | | | 2.04% | | |
USASF Blocker II,LLC
常用部件 |
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/8/2015 | | | | | | | | | | | | |
441台
|
| | | | 441,000 | | | | | | 578,200 | | | | | | 0.26% | | |
投资
|
| |
脚注
|
| |
安全性
|
| |
优惠券
|
| |
LIBOR
楼层 |
| |
现金
|
| |
PIK
|
| |
首字母
投资 日期 |
| |
到期
|
| |
总部/
行业 |
| |
主体
金额/ 股票 |
| |
摊销
成本 |
| |
公平
值(1) |
| |
%的
净额 资产 |
| |||||||||||||||||||||
USASF Blocker LLC通用部件
|
| |
(4)(5)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/8/2015 | | | | | | | | | | | | |
9000台
|
| | | $ | 9,000 | | | | | $ | 11,800 | | | | | | 0.01% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 4,924,973 | | | | | | 5,090,000 | | | | | | 2.31% | | |
VRI Intermediate Holdings,
有限责任公司 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
俄亥俄州富兰克林
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
3M
L+9.25% |
| | | | 1.00% | | | | | | 10.95% | | | | | | | | | 5/31/2017 | | | | | | 10/31/2020 | | | |
医疗保健和
药品 |
| |
$9,000,000
|
| | | | 8,846,185 | | | | | | 8,910,000 | | | | | | 4.05% | | |
VRI旗舰控股有限责任公司A类首选单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 5/31/2017 | | | | | | | | | | | | |
326,797
个共享 |
| | | | 500,000 | | | | | | 500,000 | | | | | | 0.23% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 9,346,185 | | | | | | 9,410,000 | | | | | | 4.28% | | |
Wise Holding Corporation
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
盐湖城
UT |
| | | | | | | | | | | | | | | | | | | | | |
定期贷款
|
| |
(12)
|
| |
不安全
|
| |
3M
L+11.00% |
| | | | 1.00% | | | | | | 12.70% | | | | | | | | | 6/30/2016 | | | | | | 12/31/2021 | | | |
饮料,
食物,& 烟草 |
| |
$1,250,000
|
| | | | 1,235,188 | | | | | | 880,000 | | | | | | 0.40% | | |
WCI Holdings LLC A类首选单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/30/2016 | | | | | | | | | | | | |
56亿台
|
| | | | 55,550 | | | | | | 0 | | | | | | 0.00% | | |
WCI Holdings LLC B类公用单位
|
| |
(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 6/30/2016 | | | | | | | | | | | | |
3,044
个单位 |
| | | | 3,044 | | | | | | 0 | | | | | | 0.00% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,293,782 | | | | | | 880,000 | | | | | | 0.40% | | |
Zemax,LLC
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
华盛顿州雷蒙德
|
| | | | | | | | | | | | | | | | | | | | | |
定期贷款(SBIC)
|
| |
(2)(12)
|
| |
秒
留置权 |
| |
1M
L+10.00% |
| | | | 1.00% | | | | | | 11.60% | | | | | | | | | 10/23/2014 | | | | | | 4/23/2020 | | | |
软件
|
| |
$3,962,500
|
| | | | 3,922,743 | | | | | | 3,960,000 | | | | | | 1.80% | | |
Zemax软件
首选控股有限责任公司 个单位(SBIC) |
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/23/2014 | | | | | | | | | | | | |
24,500
个单位 |
| | | | 5,000 | | | | | | 11,200 | | | | | | 0.01% | | |
Zemax软件
控股,LLC Common 个单位(SBIC) |
| |
(2)(4)
|
| |
股权
|
| | | | | | | | | | | | | | | | | | | | | | 10/23/2014 | | | | | | | | | | | | |
5,000
个共享 |
| | | | 245,000 | | | | | | 548,800 | | | | | | 0.25% | | |
合计
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 4,172,743 | | | | | | 4,520,000 | | | | | | 2.06% | | |
非控制、非关联投资总额
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 367,401,021 | | | | | | 370,849,772 | | | | | | 168.38% | | |
净投资
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 368,453,206 | | | | | | 371,839,772 | | | | | | 168.83% | | |
负债超过
其他资产的 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (151,592,530) | | | | | | (68.83)% | | |
净资产
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 220,247,242 | | | | | | 100.00% | | |
|
| | |
截至的年度
|
| |||||||||||||||
| | |
12月31日
2018 |
| |
12月31日
2017 |
| |
12月31日
2016 |
| |||||||||
贷款利息
|
| | | $ | 46,501,235 | | | | | $ | 34,890,298 | | | | | $ | 36,143,335 | | |
PIK收入
|
| | | | 1,869,905 | | | | | | 499,595 | | | | | | 243,766 | | |
费用摊销收入(1)
|
| | | | 1,636,168 | | | | | | 1,235,568 | | | | | | 1,145,437 | | |
手续费收入提速(2)
|
| | | | 1,455,725 | | | | | | 1,445,988 | | | | | | 644,079 | | |
总利息收入
|
| | | $ | 51,463,033 | | | | | $ | 38,071,449 | | | | | $ | 38,176,617 | | |
| | |
本年度
已结束 12月31日 2018 |
| |
本年度
已结束 12月31日 2017 |
| |
本年度
已结束 12月31日 2016 |
| |||||||||
产生的投资收益奖励费用
|
| | | $ | 5,529,376 | | | | | $ | 2,911,392 | | | | | $ | 4,275,436 | | |
产生的资本利得奖励费用
|
| | | | 81,038 | | | | | | — | | | | | $ | — | | |
奖励费用费用
|
| | | $ | 5,610,414 | | | | | $ | 2,911,392 | | | | | $ | 4,275,436 | | |
| | |
12月31日
2018 |
| |
12月31日
2017 |
| ||||||
目前应支付的投资收益奖励费用
|
| | | $ | 1,675,804 | | | | | $ | 175,738 | | |
递延投资收益奖励费用
|
| | | | 260,734 | | | | | | 195,909 | | |
应付资本利得奖励费用
|
| | | | 81,038 | | | | | | — | | |
应付奖励费用
|
| | | $ | 2,017,576 | | | | | $ | 371,647 | | |
声明日期
|
| |
记录日期
|
| |
付款日期
|
| |
每股
|
|
2012财年 | | | | | | | | | | |
2012年12月7日
|
| |
2012年12月21日
|
| |
2012年12月27日
|
| |
$0.1812
|
|
2013财年 | | | | | | | | | | |
2013年3月7日
|
| |
2013年3月21日
|
| |
2013年3月28日
|
| |
$0.3400
|
|
2013年6月7日
|
| |
2013年6月21日
|
| |
2013年6月28日
|
| |
$0.3400
|
|
2013年8月21日
|
| |
2013年9月5日
|
| |
2013年9月27日
|
| |
$0.3400
|
|
2013年11月22日
|
| |
2013年12月9日
|
| |
2013年12月23日
|
| |
$0.3400
|
|
2014财年 | | | | | | | | | | |
2013年12月27日
|
| |
2014年1月15日
|
| |
2014年1月24日
|
| |
$0.0650
|
|
2014年1月20日
|
| |
2014年1月31日
|
| |
2014年2月14日
|
| |
$0.1133
|
|
2014年1月20日
|
| |
2014年2月28日
|
| |
2014年3月14日
|
| |
$0.1133
|
|
2014年1月20日
|
| |
2014年3月31日
|
| |
2014年4月15日
|
| |
$0.1133
|
|
2014年4月17日
|
| |
2014年4月30日
|
| |
2014年5月15日
|
| |
$0.1133
|
|
2014年4月17日
|
| |
2014年5月30日
|
| |
2014年6月16日
|
| |
$0.1133
|
|
2014年4月17日
|
| |
2014年6月30日
|
| |
2014年7月15日
|
| |
$0.1133
|
|
2014年7月7日
|
| |
2014年7月31日
|
| |
2014年8月15日
|
| |
$0.1133
|
|
2014年7月7日
|
| |
2014年8月29日
|
| |
2014年9月15日
|
| |
$0.1133
|
|
2014年7月7日
|
| |
2014年9月30日
|
| |
2014年10月15日
|
| |
$0.1133
|
|
2014年10月15日
|
| |
2014年10月31日
|
| |
2014年11月14日
|
| |
$0.1133
|
|
2014年10月15日
|
| |
2014年11月28日
|
| |
2014年12月15日
|
| |
$0.1133
|
|
2014年10月15日
|
| |
2014年12月31日
|
| |
2015年1月15日
|
| |
$0.1133
|
|
2015财年 | | | | | | | | | | |
2015年1月22日
|
| |
2015年2月2日
|
| |
2015年2月13日
|
| |
$0.1133
|
|
2015年1月22日
|
| |
2015年2月27日
|
| |
2015年3月13日
|
| |
$0.1133
|
|
2015年1月22日
|
| |
2015年3月31日
|
| |
2015年4月15日
|
| |
$0.1133
|
|
2015年4月15日
|
| |
2015年4月30日
|
| |
2015年5月15日
|
| |
$0.1133
|
|
2015年4月15日
|
| |
2015年5月29日
|
| |
2015年6月15日
|
| |
$0.1133
|
|
2015年4月15日
|
| |
2015年6月30日
|
| |
2015年7月15日
|
| |
$0.1133
|
|
2015年7月8日
|
| |
2015年7月31日
|
| |
2015年8月14日
|
| |
$0.1133
|
|
2015年7月8日
|
| |
2015年8月31日
|
| |
2015年9月15日
|
| |
$0.1133
|
|
2015年7月8日
|
| |
2015年9月20日
|
| |
2015年10月15日
|
| |
$0.1133
|
|
2015年10月14日
|
| |
2015年10月30日
|
| |
2015年11月13日
|
| |
$0.1133
|
|
2015年10月14日
|
| |
2015年11月30日
|
| |
2015年12月15日
|
| |
$0.1133
|
|
2015年10月14日
|
| |
2015年12月31日
|
| |
2016年1月15日
|
| |
$0.1133
|
|
声明日期
|
| |
记录日期
|
| |
付款日期
|
| |
每股
|
|
2016财年 | | | | | | | | | | |
2016年1月13日
|
| |
2016年1月29日
|
| |
2016年2月15日
|
| |
$0.1133
|
|
2016年1月13日
|
| |
2016年2月29日
|
| |
2016年3月15日
|
| |
$0.1133
|
|
2016年1月13日
|
| |
2016年3月31日
|
| |
2016年4月15日
|
| |
$0.1133
|
|
2016年4月15日
|
| |
2016年4月29日
|
| |
2016年5月13日
|
| |
$0.1133
|
|
2016年4月15日
|
| |
2016年5月31日
|
| |
2016年6月15日
|
| |
$0.1133
|
|
2016年4月15日
|
| |
2016年6月30日
|
| |
2016年7月15日
|
| |
$0.1133
|
|
2016年7月7日
|
| |
2016年7月29日
|
| |
2016年8月15日
|
| |
$0.1133
|
|
2016年7月7日
|
| |
2016年8月31日
|
| |
2016年9月15日
|
| |
$0.1133
|
|
2016年7月7日
|
| |
2016年9月30日
|
| |
2016年10月14日
|
| |
$0.1133
|
|
2016年10月7日
|
| |
2016年10月31日
|
| |
2016年11月15日
|
| |
$0.1133
|
|
2016年10月7日
|
| |
2016年11月30日
|
| |
2016年12月15日
|
| |
$0.1133
|
|
2016年10月7日
|
| |
2016年12月30日
|
| |
2017年1月13日
|
| |
$0.1133
|
|
2017财年 | | | | | | | | | | |
2017年1月13日
|
| |
2017年1月31日
|
| |
2017年2月15日
|
| |
$0.1133
|
|
2017年1月13日
|
| |
2017年2月28日
|
| |
2017年3月15日
|
| |
$0.1133
|
|
2017年1月13日
|
| |
2017年3月31日
|
| |
2017年04月14日
|
| |
$0.1133
|
|
2017年04月14日
|
| |
2017年4月28日
|
| |
2017年5月15日
|
| |
$0.1133
|
|
2017年04月14日
|
| |
2017年5月31日
|
| |
2017年6月15日
|
| |
$0.1133
|
|
2017年04月14日
|
| |
2017年6月30日
|
| |
2017年7月14日
|
| |
$0.1133
|
|
2017年7月7日
|
| |
2017年7月31日
|
| |
2017年8月15日
|
| |
$0.1133
|
|
2017年7月7日
|
| |
2017年8月31日
|
| |
2017年9月15日
|
| |
$0.1133
|
|
2017年7月7日
|
| |
2017年9月29日
|
| |
2017年10月13日
|
| |
$0.1133
|
|
2017年10月12日
|
| |
2017年10月31日
|
| |
2017年11月15日
|
| |
$0.1133
|
|
2017年10月12日
|
| |
2017年11月30日
|
| |
2017年12月15日
|
| |
$0.1133
|
|
2017年10月12日
|
| |
2017年12月29日
|
| |
2018年1月12日
|
| |
$0.1133
|
|
2018财年 | | | | | | | | | | |
2018年1月11日
|
| |
2018年1月31日
|
| |
2018年2月15日
|
| |
$0.1133
|
|
2018年1月11日
|
| |
2018年2月28日
|
| |
2018年3月15日
|
| |
$0.1133
|
|
2018年1月11日
|
| |
2018年3月29日
|
| |
2018年4月13日
|
| |
$0.1133
|
|
2018年4月16日
|
| |
2018年4月30日
|
| |
2018年5月15日
|
| |
$0.1133
|
|
2018年4月16日
|
| |
2018年5月31日
|
| |
2018年6月15日
|
| |
$0.1133
|
|
2018年4月16日
|
| |
2018年6月29日
|
| |
2018年7月13日
|
| |
$0.1133
|
|
2018年7月12日
|
| |
2018年7月31日
|
| |
2018年8月15日
|
| |
$0.1133
|
|
2018年7月12日
|
| |
2018年8月31日
|
| |
2018年9月14日
|
| |
$0.1133
|
|
2018年7月12日
|
| |
2018年9月28日
|
| |
2018年10月15日
|
| |
$0.1133
|
|
2018年10月16日
|
| |
2018年10月31日
|
| |
2018年11月15日
|
| |
$0.1133
|
|
2018年10月16日
|
| |
2018年11月29日
|
| |
2018年12月14日
|
| |
$0.1133
|
|
2018年10月16日
|
| |
2018年12月31日
|
| |
2019年1月15日
|
| |
$0.1133
|
|
合计
|
| | | | | | | |
$8.4042
|
|
|
普通股发行
|
| |
数量
个共享 |
| |
毛(1)(2)
收益 |
| |
承销
费用 |
| |
提供服务
费用 |
| |
净额
收益 |
| |
提供服务
价格 |
| ||||||||||||||||||
截至2012年12月31日的年度
|
| | | | 12,035,023 | | | | | $ | 180,522,093 | | | | | $ | 4,959,720 | | | | | $ | 835,500 | | | | | $ | 174,726,873 | | | | | $ | 14.90 | | |
截至2013年12月31日的年度
|
| | | | 63,998 | | | | | | 899,964 | | | | | | — | | | | | | — | | | | | | 899,964 | | | | | $ | 14.06 | | |
截至2014年12月31日的年度
|
| | | | 380,936 | | | | | | 5,485,780 | | | | | | 75,510 | | | | | | 29,904 | | | | | | 5,380,366 | | | | | $ | 14.47 | | |
截至2015年12月31日的年度
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
截至2016年12月31日的年度
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
截至2017年12月31日的年度
|
| | | | 3,465,922 | | | | | | 48,741,406 | | | | | | 1,358,880 | | | | | | 307,021 | | | | | | 47,075,505 | | | | | $ | 14.06 | | |
截至2018年12月31日的年度
|
| | | | 7,931 | | | | | | 93,737 | | | | | | — | | | | | | — | | | | | | 94,018 | | | | | $ | 11.85 | | |
合计
|
| | | | 15,953,810 | | | | | $ | 235,742,980 | | | | | $ | 6,394,110 | | | | | $ | 1,172,425 | | | | | $ | 228,176,445 | | | | | | | | |
| | |
本年度
已结束 12月31日 2018 |
| |
本年度
已结束 12月31日 2017 |
| |
本年度
已结束 12月31日 2016 |
| |||||||||
运营净资产净增长
|
| | | $ | 26,194,578 | | | | | $ | 22,613,257 | | | | | $ | 23,199,062 | | |
加权平均普通股
|
| | | | 15,953,571 | | | | | | 14,870,981 | | | | | | 12,479,959 | | |
普通股基本和稀释后每股收益
|
| | | $ | 1.64 | | | | | $ | 1.52 | | | | | $ | 1.86 | | |
| | |
成本
|
| |
公允价值
|
| ||||||
高级担保 - 第一留置权(1)
|
| | | $ | 297,965,589 | | | | | $ | 292,004,982 | | |
高级担保 - 第二留置权
|
| | | | 155,382,612 | | | | | | 149,661,220 | | |
无担保债务
|
| | | | 25,436,237 | | | | | | 23,697,466 | | |
股权
|
| | | | 23,959,211 | | | | | | 39,120,000 | | |
总投资
|
| | | $ | 502,743,649 | | | | | $ | 504,483,668 | | |
| | |
成本
|
| |
公允价值
|
| ||||||
高级担保 - 第一留置权(1)
|
| | | $ | 140,915,106 | | | | | $ | 141,006,923 | | |
高级担保 - 第二留置权
|
| | | | 181,164,730 | | | | | | 178,432,850 | | |
无担保债务
|
| | | | 27,903,141 | | | | | | 27,430,000 | | |
股权
|
| | | | 18,470,229 | | | | | | 24,969,999 | | |
总投资
|
| | | $ | 368,453,206 | | | | | $ | 371,839,772 | | |
| | |
报价
处于活动状态 市场 用于相同的 证券 (一级) |
| |
其他重要人物
可观察 输入 (二级) |
| |
意义重大
看不见 输入 (三级) |
| |
合计
|
| ||||||||||||
高级担保 - 优先留置权
|
| | | $ | — | | | | | $ | — | | | | | $ | 292,004,982 | | | | | $ | 292,004,982 | | |
高级担保 - 第二留置权
|
| | | | — | | | | | | — | | | | | | 149,661,220 | | | | | | 149,661,220 | | |
无担保债务
|
| | | | — | | | | | | — | | | | | | 23,697,466 | | | | | | 23,697,466 | | |
股权
|
| | | | — | | | | | | — | | | | | | 39,120,000 | | | | | | 39,120,000 | | |
总投资
|
| | | $ | — | | | | | $ | — | | | | | $ | 504,483,668 | | | | | $ | 504,483,668 | | |
| | |
报价
处于活动状态 市场 用于相同的 证券 (一级) |
| |
其他重要人物
可观察 输入 (二级) |
| |
意义重大
看不见 输入 (三级) |
| |
合计
|
| ||||||||||||
高级担保 - 优先留置权
|
| | | $ | — | | | | | $ | — | | | | | $ | 141,006,923 | | | | | $ | 141,006,923 | | |
高级担保 - 第二留置权
|
| | | | — | | | | | | — | | | | | | 178,432,850 | | | | | | 178,432,850 | | |
无担保债务
|
| | | | — | | | | | | — | | | | | | 27,430,000 | | | | | | 27,430,000 | | |
股权
|
| | | | — | | | | | | — | | | | | | 24,969,999 | | | | | | 24,969,999 | | |
总投资
|
| | | $ | — | | | | | $ | — | | | | | $ | 371,839,772 | | | | | $ | 371,839,772 | | |
| | |
高级安全
贷款-第一次 留置权 |
| |
高级安全
贷款-第二次 留置权 |
| |
不安全
债务 |
| |
股权
|
| |
合计
|
| |||||||||||||||
期初公允价值:
|
| | | $ | 141,006,923 | | | | | $ | 178,432,850 | | | | | $ | 27,430,000 | | | | | $ | 24,969,999 | | | | | $ | 371,839,772 | | |
购买投资
|
| | | | 224,555,549 | | | | | | 38,515,000 | | | | | | 251,180 | | | | | | 9,605,730 | | | | | | 272,927,459 | | |
实物支付利息
|
| | | | 106,314 | | | | | | 1,696,547 | | | | | | 67,044 | | | | | | — | | | | | | 1,869,905 | | |
销售和赎回
|
| | | | (68,382,321) | | | | | | (66,658,090) | | | | | | (2,903,096) | | | | | | (9,657,263) | | | | | | (147,600,770) | | |
已实现收益
|
| | | | — | | | | | | — | | | | | | — | | | | | | 5,540,518 | | | | | | 5,540,518 | | |
收益中包含的未实现增值(折旧)的变化
|
| | | | (6,052,424) | | | | | | (2,989,511) | | | | | | (1,265,630) | | | | | | 8,661,016 | | | | | | (1,646,549) | | |
摊销保费和递增折扣,净额
|
| | | | 770,941 | | | | | | 664,424 | | | | | | 117,968 | | | | | | — | | | | | | 1,553,333 | | |
期末公允价值
|
| | | $ | 292,004,982 | | | | | $ | 149,661,220 | | | | | $ | 23,697,466 | | | | | $ | 39,120,000 | | | | | $ | 504,483,668 | | |
截至2018年12月31日仍持有的第三级投资未实现折旧的变化
|
| | | $ | (5,820,453) | | | | | $ | (3,157,990) | | | | | $ | (1,285,630) | | | | | $ | 10,831,127 | | | | | $ | 567,054 | | |
| | |
高级安全
贷款-第一次 留置权 |
| |
高级安全
贷款-第二次 留置权 |
| |
不安全
债务 |
| |
股权
|
| |
合计
|
| |||||||||||||||
年初公允价值
|
| | | $ | 113,482,205 | | | | | $ | 144,521,388 | | | | | $ | 70,725,412 | | | | | $ | 18,931,886 | | | | | $ | 347,660,891 | | |
购买投资
|
| | | | 85,892,733 | | | | | | 73,388,500 | | | | | | 6,203,400 | | | | | | 6,686,613 | | | | | | 172,171,246 | | |
实物支付利息
|
| | | | 113,723 | | | | | | 319,629 | | | | | | 66,244 | | | | | | — | | | | | | 499,596 | | |
销售和赎回
|
| | | | (57,242,106) | | | | | | (47,725,650) | | | | | | (49,578,812) | | | | | | (9,369,308) | | | | | | (163,915,876) | | |
定期贷款转股权
|
| | | | (864,101) | | | | | | — | | | | | | — | | | | | | 864,101 | | | | | | — | | |
已实现净收益(亏损)
|
| | | | (626,949) | | | | | | — | | | | | | — | | | | | | 5,367,925 | | | | | | 4,740,976 | | |
未实现增值(折旧)变动
|
| | | | (126,190) | | | | | | (2,146,961) | | | | | | (278,564) | | | | | | 2,488,782 | | | | | | (62,933) | | |
摊销保费和递增折扣,净额
|
| | | | 377,608 | | | | | | 525,944 | | | | | | 292,320 | | | | | | — | | | | | | 1,195,872 | | |
从第2级转账
|
| | | | — | | | | | | 9,550,000 | | | | | | — | | | | | | — | | | | | | 9,550,000 | | |
年终公允价值
|
| | | $ | 141,006,923 | | | | | $ | 178,432,850 | | | | | $ | 27,430,000 | | | | | $ | 24,969,999 | | | | | $ | 371,839,772 | | |
截至2017年12月31日仍持有的第三级投资未实现折旧的变化
|
| | | $ | (498,183) | | | | | $ | (1,679,419) | | | | | $ | (278,567) | | | | | $ | 3,465,063 | | | | | $ | 1,008,894 | | |
| | |
成本
|
| |
公允价值
|
| |
占总数的%
投资 按公允价值计算 |
| |||||||||
德克萨斯州
|
| | | $ | 100,229,354 | | | | | $ | 97,474,226 | | | | | | 19.32% | | |
加利福尼亚州
|
| | | | 86,550,134 | | | | | | 85,880,918 | | | | | | 17.03% | | |
新泽西州
|
| | | | 43,513,698 | | | | | | 41,473,072 | | | | | | 8.22% | | |
俄亥俄州
|
| | | | 36,209,514 | | | | | | 36,273,224 | | | | | | 7.19% | | |
伊利诺伊州
|
| | | | 19,941,053 | | | | | | 29,880,018 | | | | | | 5.92% | | |
加拿大
|
| | | | 27,902,537 | | | | | | 27,935,931 | | | | | | 5.54% | | |
亚利桑那州
|
| | | | 21,682,522 | | | | | | 21,603,741 | | | | | | 4.28% | | |
南卡罗来纳州
|
| | | | 20,871,587 | | | | | | 20,385,325 | | | | | | 4.04% | | |
纽约
|
| | | | 20,446,690 | | | | | | 20,287,086 | | | | | | 4.02% | | |
田纳西州
|
| | | | 20,117,218 | | | | | | 19,381,134 | | | | | | 3.84% | | |
阿肯色州
|
| | | | 17,696,537 | | | | | | 18,013,941 | | | | | | 3.57% | | |
宾夕法尼亚州
|
| | | | 17,732,831 | | | | | | 17,824,372 | | | | | | 3.53% | | |
马里兰州
|
| | | | 17,237,500 | | | | | | 17,237,500 | | | | | | 3.42% | | |
威斯康星州
|
| | | | 11,437,711 | | | | | | 10,869,000 | | | | | | 2.15% | | |
科罗拉多州
|
| | | | 10,777,822 | | | | | | 10,777,822 | | | | | | 2.14% | | |
佐治亚州
|
| | | | 5,988,728 | | | | | | 9,820,000 | | | | | | 1.95% | | |
印第安纳州
|
| | | | 7,363,628 | | | | | | 7,087,500 | | | | | | 1.40% | | |
波多黎各
|
| | | | 8,797,954 | | | | | | 5,029,913 | | | | | | 1.00% | | |
北卡罗来纳州
|
| | | | 4,946,554 | | | | | | 4,425,000 | | | | | | 0.88% | | |
马萨诸塞州
|
| | | | 1,317,406 | | | | | | 1,670,000 | | | | | | 0.33% | | |
密苏里州
|
| | | | 139,656 | | | | | | 670,000 | | | | | | 0.13% | | |
弗吉尼亚州
|
| | | | 50,001 | | | | | | 280,000 | | | | | | 0.06% | | |
佛罗里达州
|
| | | | 242,304 | | | | | | 110,000 | | | | | | 0.02% | | |
犹他州
|
| | | | 1,550,710 | | | | | | 93,945 | | | | | | 0.02% | | |
| | | | $ | 502,743,649 | | | | | $ | 504,483,668 | | | | | | 100.00% | | |
| | |
成本
|
| |
公允价值
|
| |
占总数的%
投资 |
| |||||||||
德克萨斯州
|
| | | $ | 109,043,496 | | | | | $ | 108,445,000 | | | | | | 29.16% | | |
新泽西州
|
| | | | 34,531,876 | | | | | | 34,595,527 | | | | | | 9.30% | | |
纽约
|
| | | | 28,939,268 | | | | | | 29,365,000 | | | | | | 7.90% | | |
加拿大
|
| | | | 26,315,677 | | | | | | 26,440,000 | | | | | | 7.11% | | |
加利福尼亚州
|
| | | | 25,519,753 | | | | | | 25,930,000 | | | | | | 6.97% | | |
伊利诺伊州
|
| | | | 24,250,169 | | | | | | 25,700,000 | | | | | | 6.91% | | |
马萨诸塞州
|
| | | | 22,534,191 | | | | | | 22,247,850 | | | | | | 5.98% | | |
亚利桑那州
|
| | | | 13,565,958 | | | | | | 13,840,000 | | | | | | 3.72% | | |
北卡罗来纳州
|
| | | | 12,248,770 | | | | | | 12,499,167 | | | | | | 3.36% | | |
俄亥俄州
|
| | | | 10,112,627 | | | | | | 9,990,000 | | | | | | 2.69% | | |
田纳西州
|
| | | | 9,848,614 | | | | | | 9,950,000 | | | | | | 2.68% | | |
密苏里州
|
| | | | 9,152,087 | | | | | | 9,530,000 | | | | | | 2.56% | | |
佐治亚州
|
| | | | 5,929,223 | | | | | | 8,329,998 | | | | | | 2.24% | | |
宾夕法尼亚州
|
| | | | 7,848,470 | | | | | | 8,058,746 | | | | | | 2.17% | | |
阿肯色州
|
| | | | 7,397,881 | | | | | | 7,618,484 | | | | | | 2.05% | | |
明尼苏达州
|
| | | | 5,421,770 | | | | | | 5,420,000 | | | | | | 1.46% | | |
波多黎各
|
| | | | 8,827,864 | | | | | | 5,080,000 | | | | | | 1.37% | | |
华盛顿
|
| | | | 4,172,743 | | | | | | 4,520,000 | | | | | | 1.22% | | |
阿拉巴马州
|
| | | | 1,206,682 | | | | | | 2,880,000 | | | | | | 0.77% | | |
犹他州
|
| | | | 1,293,782 | | | | | | 880,000 | | | | | | 0.24% | | |
佛罗里达州
|
| | | | 242,304 | | | | | | 420,000 | | | | | | 0.11% | | |
弗吉尼亚州
|
| | | | 50,001 | | | | | | 100,000 | | | | | | 0.03% | | |
| | | | $ | 368,453,206 | | | | | $ | 371,839,772 | | | | | | 100.00% | | |
| | |
成本
|
| |
公允价值
|
| |
占总数的%
投资 按公允价值计算 |
| |||||||||
服务:业务
|
| | | $ | 60,784,467 | | | | | $ | 63,810,643 | | | | | | 12.65% | | |
医疗和制药
|
| | | | 58,682,811 | | | | | | 54,785,327 | | | | | | 10.86% | | |
消费品:耐用
|
| | | | 44,218,515 | | | | | | 44,049,052 | | | | | | 8.73% | | |
财务
|
| | | | 34,208,412 | | | | | | 41,910,000 | | | | | | 8.30% | | |
软件
|
| | | | 37,427,547 | | | | | | 38,026,250 | | | | | | 7.54% | | |
媒体:开播订阅
|
| | | | 38,137,844 | | | | | | 37,733,004 | | | | | | 7.48% | | |
零售业
|
| | | | 28,764,221 | | | | | | 27,525,897 | | | | | | 5.45% | | |
教育
|
| | | | 26,562,249 | | | | | | 25,325,000 | | | | | | 5.02% | | |
高科技产业
|
| | | | 21,094,192 | | | | | | 21,094,192 | | | | | | 4.18% | | |
饮料、食品和烟草
|
| | | | 20,709,134 | | | | | | 18,213,945 | | | | | | 3.61% | | |
服务:消费者
|
| | | | 17,952,663 | | | | | | 17,640,255 | | | | | | 3.50% | | |
汽车
|
| | | | 17,457,259 | | | | | | 17,282,187 | | | | | | 3.43% | | |
能源:石油天然气
|
| | | | 14,312,328 | | | | | | 15,542,102 | | | | | | 3.08% | | |
消费品:不耐用
|
| | | | 14,994,980 | | | | | | 14,579,375 | | | | | | 2.89% | | |
化学品、塑料和橡胶
|
| | | | 11,835,100 | | | | | | 11,707,835 | | | | | | 2.32% | | |
容器、包装和玻璃
|
| | | | 11,437,711 | | | | | | 10,869,000 | | | | | | 2.15% | | |
建筑施工
|
| | | | 10,374,827 | | | | | | 10,280,000 | | | | | | 2.04% | | |
公用事业:石油天然气
|
| | | | 9,853,435 | | | | | | 9,853,435 | | | | | | 1.95% | | |
基建设备
|
| | | | 7,535,876 | | | | | | 7,929,775 | | | | | | 1.57% | | |
运输:货物
|
| | | | 6,808,345 | | | | | | 6,841,739 | | | | | | 1.36% | | |
保险
|
| | | | 5,425,301 | | | | | | 5,460,000 | | | | | | 1.08% | | |
酒店、游戏和休闲
|
| | | | 3,170,307 | | | | | | 3,414,655 | | | | | | 0.68% | | |
环境产业
|
| | | | 946,124 | | | | | | 330,000 | | | | | | 0.07% | | |
服务:政府
|
| | | | 50,001 | | | | | | 280,000 | | | | | | 0.06% | | |
| | | | $ | 502,743,649 | | | | | $ | 504,483,668 | | | | | | 100.00% | | |
| | |
成本
|
| |
公允价值
|
| |
占总数的%
投资 |
| |||||||||
软件
|
| | | $ | 48,560,675 | | | | | $ | 48,997,850 | | | | | | 13.18% | | |
医疗和制药
|
| | | | 41,192,879 | | | | | | 37,829,167 | | | | | | 10.17% | | |
高科技产业
|
| | | | 36,058,477 | | | | | | 35,460,000 | | | | | | 9.54% | | |
财务
|
| | | | 26,500,097 | | | | | | 28,330,000 | | | | | | 7.62% | | |
服务:业务
|
| | | | 23,386,714 | | | | | | 25,749,999 | | | | | | 6.93% | | |
基建设备
|
| | | | 24,300,027 | | | | | | 24,170,000 | | | | | | 6.50% | | |
媒体:开播订阅
|
| | | | 21,680,239 | | | | | | 23,665,000 | | | | | | 6.36% | | |
化学品、塑料和橡胶
|
| | | | 20,825,458 | | | | | | 21,145,000 | | | | | | 5.69% | | |
服务:消费者
|
| | | | 17,862,616 | | | | | | 18,070,000 | | | | | | 4.86% | | |
建筑施工
|
| | | | 17,913,413 | | | | | | 17,980,000 | | | | | | 4.84% | | |
教育
|
| | | | 17,197,396 | | | | | | 17,335,526 | | | | | | 4.66% | | |
消费品:耐用
|
| | | | 16,559,947 | | | | | | 16,798,484 | | | | | | 4.52% | | |
消费品:不耐用
|
| | | | 13,250,000 | | | | | | 13,250,000 | | | | | | 3.56% | | |
零售业
|
| | | | 8,288,083 | | | | | | 8,280,000 | | | | | | 2.23% | | |
汽车
|
| | | | 7,848,470 | | | | | | 8,058,746 | | | | | | 2.17% | | |
运输:货物
|
| | | | 6,785,894 | | | | | | 6,840,000 | | | | | | 1.84% | | |
能源:石油天然气
|
| | | | 6,766,968 | | | | | | 6,700,000 | | | | | | 1.80% | | |
保险
|
| | | | 5,410,226 | | | | | | 5,500,000 | | | | | | 1.48% | | |
饮料、食品和烟草
|
| | | | 3,964,242 | | | | | | 3,580,000 | | | | | | 0.96% | | |
酒店、游戏和休闲
|
| | | | 3,284,942 | | | | | | 3,420,000 | | | | | | 0.92% | | |
环境产业
|
| | | | 766,442 | | | | | | 580,000 | | | | | | 0.16% | | |
服务:政府
|
| | | | 50,001 | | | | | | 100,000 | | | | | | 0.03% | | |
| | | | $ | 368,453,206 | | | | | $ | 371,839,772 | | | | | | 100.00% | | |
说明
|
| |
公允价值
|
| |
估值技术
|
| |
无法观察到的输入
|
| |
范围(平均值)(1)
|
| |||
第一留置权债务
|
| | | $ | 292,004,982 | | | |
收入/市场(2)
接近 |
| |
HY信用利差,
无风险费率 市盈率 |
| |
-1.03%至2.59%(0.85%)
-5.62%至6.64%(1.64%) 4x至22x(10x)(4) |
|
第二留置权债务
|
| | | $ | 149,661,220 | | | |
收入/市场(2)
接近 |
| |
HY信用利差,
无风险费率 市盈率 |
| |
-0.00%至2.66%(0.93%)
-0.14%至10.66%(1.70%) 2x至17x(11x)(4) |
|
无担保债务
|
| | | $ | 23,697,466 | | | |
收入/市场
方法(2) |
| |
HY信用利差,
无风险费率 市盈率 |
| |
-1.03%至0.57%(-0.01%)
-5.62%至0.32%(-1.27%) 2x至9x(3x)(4) |
|
股权投资
|
| | | $ | 39,120,000 | | | |
市场方法(5)
|
| |
承销
EBITDA倍数 |
| |
2x至15x(10x)
|
|
长期总水平为3
投资 |
| | | $ | 504,483,668 | | | | | | | | | | | |
说明
|
| |
公允价值
|
| |
估值技术
|
| |
无法观察到的输入
|
| |
范围(平均值)(1)(3)
|
| |||
第一留置权债务
|
| | | $ | 141,006,923 | | | |
收入/市场(2)
接近 |
| |
HY信用利差,
无风险费率 市盈率 |
| |
-3.73%至5.53%(-0.81%)
-0.24%至1.12%(0.54%) 11x至13x(12x)(4) |
|
第二留置权债务
|
| | | $ | 178,432,850 | | | |
收入/市场(2)
接近 |
| |
HY信用利差,
无风险费率 市盈率 |
| |
-2.52%至4.78%(-0.58%)
-0.28%至1.01%(0.39%) 8x至8x(8x)(4) |
|
无担保债务
|
| | | $ | 27,430,000 | | | |
收入/市场
方法(2) |
| |
HY信用利差,
无风险费率 市盈率 |
| |
-0.67%至3.93%(0.89%)
0.12%至1.18%(0.52%) 1x至14x(13x)(4) |
|
股权投资
|
| | | $ | 24,969,999 | | | |
市场方法(5)
|
| |
承保多个/
EBITDA倍数 |
| |
1x至15x(9x)
|
|
长期总水平为3
投资 |
| | | $ | 371,839,772 | | | | | | | | | | | |
| | |
本年度
已结束 12月31日 2018 |
| |
本年度
已结束 12月31日 2017 |
| |
本年度
已结束 12月31日 2016 |
| |
本年度
已结束 12月31日 2015 |
| |
本年度
已结束 12月31日 2014 |
| |||||||||||||||
每股数据:(1) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
年初/期间的资产净值
|
| | | $ | 13.81 | | | | | $ | 13.69 | | | | | $ | 13.19 | | | | | $ | 13.94 | | | | | $ | 14.54 | | |
净投资收益
|
| | | | 1.42 | | | | | | 1.21 | | | | | | 1.39 | | | | | | 1.33 | | | | | | 1.34 | | |
未实现升值(折旧)变动
|
| | | | (0.11) | | | | | | — | | | | | | 1.49 | | | | | | (0.74) | | | | | | (0.53) | | |
已实现收益(亏损)
|
| | | | 0.35 | | | | | | 0.31 | | | | | | (1.05) | | | | | | 0.03 | | | | | | 0.04 | | |
已实现利得税拨备
|
| | | | (0.02) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
未实现增值的税收优惠(拨备)
|
| | | | — | | | | | | — | | | | | | 0.03 | | | | | | (0.01) | | | | | | (0.02) | | |
投资运营合计
|
| | | | 1.64 | | | | | | 1.52 | | | | | | 1.86 | | | | | | 0.61 | | | | | | 0.83 | | |
销售额
|
| | | | (0.09) | | | | | | — | | | | | | — | | | | | | (0.01) | | | | | | | | |
报价成本
|
| | | | (0.02) | | | | | | — | | | | | | — | | | | | | — | | | | | | | | |
股东分配来源: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
净投资收益
|
| | | | (1.03) | | | | | | (1.20) | | | | | | (1.36) | | | | | | (1.33) | | | | | | (1.31) | | |
已实现净资本收益
|
| | | | (0.33) | | | | | | (0.16) | | | | | | — | | | | | | (0.03) | | | | | | (0.12) | | |
其他(2)(3) | | | | | — | | | | | | 0.07 | | | | | | — | | | | | | — | | | | | | 0.01 | | |
年末/期末资产净值
|
| | | $ | 14.09 | | | | | $ | 13.81 | | | | | $ | 13.69 | | | | | $ | 13.19 | | | | | $ | 13.94 | | |
年终/期末每股市值
|
| | | $ | 12.95 | | | | | $ | 13.14 | | | | | $ | 12.06 | | | | | $ | 9.64 | | | | | $ | 11.78 | | |
基于市值的总回报(4)
|
| | | | 8.68% | | | | | | 20.29% | | | | | | 42.83% | | | | | | (7.76)% | | | | | | (13.09)% | | |
末期加权平均流通股
期间的 |
| | | | 15,953,571 | | | | | | 14,870,981 | | | | | | 12,479,959 | | | | | | 12,479,961 | | | | | | 12,281,178 | | |
比率/补充数据: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
年末/期末净资产
|
| | | $ | 224,845,007 | | | | | $ | 220,247,242 | | | | | $ | 170,881,785 | | | | | $ | 164,651,104 | | | | | $ | 173,949,452 | | |
加权平均净资产
|
| | | $ | 223,750,302 | | | | | $ | 195,211,550 | | | | | $ | 165,189,142 | | | | | $ | 173,453,813 | | | | | $ | 176,458,141 | | |
总运营费用与
的年化比率
净资产(7)(8) |
| | | | 13.72% | | | | | | 11.10% | | | | | | 13.20% | | | | | | 11.16% | | | | | | 9.92% | | |
净营业费用与净资产的年化比率(7)(8)
|
| | | | 13.72% | | | | | | 11.10% | | | | | | 13.20% | | | | | | 10.78% | | | | | | 9.12% | | |
利息支出和其他费用占净资产的年化比率(9)
|
| | | | 5.51% | | | | | | 4.02% | | | | | | 4.84% | | | | | | 3.56% | | | | | | 3.01% | | |
减免手续费前的投资净收益与净资产的年化比率(7)(8)
|
| | | | 10.09% | | | | | | 9.21% | | | | | | 10.71% | | | | | | 9.11% | | | | | | 8.40% | | |
净投资收益与净资产的年化比率(7)(8)
|
| | | | 10.09% | | | | | | 9.21% | | | | | | 10.71% | | | | | | 9.49% | | | | | | 9.19% | | |
投资组合营业额(5)
|
| | | | 32% | | | | | | 48% | | | | | | 16% | | | | | | 29% | | | | | | 19% | | |
应付票据
|
| | | $ | 48,875,000 | | | | | $ | 48,875,000 | | | | | $ | 25,000,000 | | | | | $ | 25,000,000 | | | | | $ | 25,000,000 | | |
应付信贷
|
| | | $ | 99,550,000 | | | | | $ | 40,750,000 | | | | | $ | 116,000,000 | | | | | $ | 109,500,000 | | | | | $ | 106,500,000 | | |
SBA担保债券
|
| | | $ | 150,000,000 | | | | | $ | 90,000,000 | | | | | $ | 65,000,000 | | | | | $ | 65,000,000 | | | | | $ | 16,250,000 | | |
资产覆盖率(6)
|
| | | | 2.51x | | | | | | 3.46x | | | | | | 2.21x | | | | | | 2.22x | | | | | | 2.32x | | |
| | |
12月31日
2018 |
| |
12月31日
2017 |
| ||||||
应付信贷
|
| | | $ | 99,550,000 | | | | | $ | 40,750,000 | | |
预付贷款结构费
|
| | | | 1,312,773 | | | | | | 1,417,521 | | |
应付信贷额度,扣除预付贷款结构费
|
| | | $ | 98,237,227 | | | | | $ | 39,332,479 | | |
| | |
截至的年度
|
| |||||||||||||||
| | |
12月31日
2018 |
| |
12月31日
2017 |
| |
12月31日
2016 |
| |||||||||
利息支出
|
| | | $ | 3,737,735 | | | | | $ | 2,247,048 | | | | | $ | 3,383,572 | | |
贷款费用摊销
|
| | | | 415,179 | | | | | | 416,612 | | | | | | 471,501 | | |
未使用部分承诺费
|
| | | | 387,601 | | | | | | 311,174 | | | | | | 66,787 | | |
管理费
|
| | | | 40,972 | | | | | | 39,282 | | | | | | 52,335 | | |
利息和融资费用合计
|
| | | $ | 4,581,487 | | | | | $ | 3,014,116 | | | | | $ | 3,974,195 | | |
债务清偿损失
|
| | | $ | — | | | | | $ | 113,993 | | | | | $ | — | | |
加权平均利率
|
| | | | 4.7% | | | | | | 3.7% | | | | | | 3.2% | | |
实际利率(含费用摊销)
|
| | | | 5.7% | | | | | | 5.0% | | | | | | 3.7% | | |
平均未偿债务
|
| | | $ | 79,818,493 | | | | | $ | 60,053,425 | | | | | $ | 106,601,093 | | |
支付利息和未使用费用的现金
|
| | | $ | 4,158,382 | | | | | $ | 2,476,340 | | | | | $ | 3,423,226 | | |
发行日期
|
| |
到期日
|
| |
债券
金额 |
| |
利率
|
| |
SBA年会
收费 |
| |||||||||
2014年10月14日
|
| |
2025年3月1日
|
| | | $ | 6,500,000 | | | | | | 2.52% | | | | | | 0.36% | | |
2014年10月17日
|
| |
2025年3月1日
|
| | | | 6,500,000 | | | | | | 2.52% | | | | | | 0.36% | | |
2014年12月24日
|
| |
2025年3月1日
|
| | | | 3,250,000 | | | | | | 2.52% | | | | | | 0.36% | | |
2015年6月29日
|
| |
2025年9月1日
|
| | | | 9,750,000 | | | | | | 2.83% | | | | | | 0.36% | | |
2015年10月22日
|
| |
2026年3月1日
|
| | | | 6,500,000 | | | | | | 2.51% | | | | | | 0.36% | | |
2015年10月22日
|
| |
2026年3月1日
|
| | | | 1,500,000 | | | | | | 2.51% | | | | | | 0.74% | | |
2015年11月10日
|
| |
2026年3月1日
|
| | | | 8,800,000 | | | | | | 2.51% | | | | | | 0.74% | | |
2015年11月18日
|
| |
2026年3月1日
|
| | | | 1,500,000 | | | | | | 2.51% | | | | | | 0.74% | | |
2015年11月25日
|
| |
2026年3月1日
|
| | | | 8,800,000 | | | | | | 2.51% | | | | | | 0.74% | | |
2015年12月16日
|
| |
2026年3月1日
|
| | | | 2,200,000 | | | | | | 2.51% | | | | | | 0.74% | | |
2015年12月29日
|
| |
2026年3月1日
|
| | | | 9,700,000 | | | | | | 2.51% | | | | | | 0.74% | | |
2017年11月28日
|
| |
2028年3月1日
|
| | | | 25,000,000 | | | | | | 3.19% | | | | | | 0.22% | | |
2018年4月27日
|
| |
2028年9月1日
|
| | | | 40,000,000 | | | | | | 3.55% | | | | | | 0.22% | | |
2018年7月30日
|
| |
2028年9月1日
|
| | | | 17,500,000 | | | | | | 3.55% | | | | | | 0.22% | | |
2018年9月25日
|
| |
2029年3月1日
|
| | | | 2,500,000 | | | | | | 2.88%(1) | | | | | | 0.22% | | |
SBA担保债券总额
|
| | | | | | $ | 150,000,000 | | | | | | | | | | | | | | |
| | |
12月31日
2018 |
| |
12月31日
2017 |
| ||||||
SBA应付债券
|
| | | $ | 150,000,000 | | | | | $ | 90,000,000 | | |
预付借款费用
|
| | | | 3,612,198 | | | | | | 2,181,187 | | |
SBA债务,扣除预付贷款费用后的净额
|
| | | $ | 146,387,802 | | | | | $ | 87,818,813 | | |
| | |
截至的年度
|
| |||||||||||||||
| | |
12月31日
2018 |
| |
12月31日
2017 |
| |
12月31日
2016 |
| |||||||||
利息支出
|
| | | $ | 3,982,658 | | | | | $ | 2,067,308 | | | | | $ | 1,877,017 | | |
债权费摊销
|
| | | | 623,989 | | | | | | 333,027 | | | | | | 326,191 | | |
利息和融资费用合计
|
| | | $ | 4,606,647 | | | | | $ | 2,400,335 | | | | | $ | 2,203,208 | | |
加权平均利率
|
| | | | 3.2% | | | | | | 3.1% | | | | | | 2.9% | | |
实际利率(含费用摊销)
|
| | | | 3.7% | | | | | | 3.6% | | | | | | 3.4% | | |
平均未偿债务
|
| | | $ | 125,390,411 | | | | | $ | 67,328,767 | | | | | $ | 65,000,000 | | |
付息现金
|
| | | $ | 3,107,218 | | | | | $ | 2,019,095 | | | | | $ | 1,500,528 | | |
| | |
截至的年度
|
| |||||||||||||||
| | |
12月31日
2018 |
| |
12月31日
2017 |
| |
12月31日
2016 |
| |||||||||
利息支出
|
| | | $ | — | | | | | $ | 1,169,097 | | | | | $ | 1,625,000 | | |
延期融资成本
|
| | | | — | | | | | | 131,377 | | | | | | 184,933 | | |
管理费
|
| | | | — | | | | | | 5,000 | | | | | | 4,850 | | |
利息和融资费用合计
|
| | | $ | — | | | | | $ | 1,305,474 | | | | | $ | 1,814,783 | | |
债务清偿损失
|
| | | $ | — | | | | | $ | 302,732 | | | | | $ | — | | |
付息现金
|
| | | $ | — | | | | | $ | 1,376,736 | | | | | $ | 1,625,000 | | |
| | |
本年度
已结束 12月31日 2018 |
| |
本年度
已结束 12月31日 2017 |
| |
本年度
已结束 12月31日 2016 |
| |||||||||
利息支出
|
| | | $ | 2,810,312 | | | | | $ | 1,014,835 | | | | | $ | — | | |
延期融资成本
|
| | | | 332,404 | | | | | | 118,066 | | | | | | — | | |
管理费
|
| | | | 7,905 | | | | | | 2,383 | | | | | | — | | |
利息和融资费用合计
|
| | | $ | 3,150,621 | | | | | $ | 1,135,284 | | | | | $ | — | | |
付息现金
|
| | | $ | 2,810,312 | | | | | $ | 889,932 | | | | | $ | — | | |
| | |
12月31日
2018 |
| |
12月31日
2017 |
| ||||||
应付票据
|
| | | $ | 48,875,000 | | | | | $ | 48,875,000 | | |
延期融资成本
|
| | | | 1,233,203 | | | | | | 1,568,512 | | |
应付票据,扣除递延融资成本
|
| | | $ | 47,641,797 | | | | | $ | 47,306,488 | | |
| | |
2018
|
| |||||||||||||||||||||
| | |
第二季度。1
|
| |
第二季度。2
|
| |
第二季度。3
|
| |
第二季度。4
|
| ||||||||||||
总投资收益
|
| | | $ | 10,911,781 | | | | | $ | 12,619,657 | | | | | $ | 14,487,623 | | | | | $ | 15,247,277 | | |
净投资收益
|
| | | $ | 4,475,379 | | | | | $ | 4,727,236 | | | | | $ | 5,609,974 | | | | | $ | 7,823,948 | | |
运营净资产净增长
|
| | | $ | 7,343,929 | | | | | $ | 7,603,246 | | | | | $ | 8,884,517 | | | | | $ | 2,362,886 | | |
每股总投资收益(1)
|
| | | $ | 0.68 | | | | | $ | 0.79 | | | | | $ | 0.91 | | | | | $ | 0.96 | | |
每股净投资收益(1)
|
| | | $ | 0.28 | | | | | $ | 0.30 | | | | | $ | 0.35 | | | | | $ | 0.49 | | |
每项运营净资产净增长
共享(1) |
| | | $ | 0.46 | | | | | $ | 0.48 | | | | | $ | 0.56 | | | | | $ | 0.14 | | |
| | |
2017
|
| |||||||||||||||||||||
| | |
第二季度。1
|
| |
第二季度。2
|
| |
第二季度。3
|
| |
第二季度。4
|
| ||||||||||||
总投资收益
|
| | | $ | 9,863,980 | | | | | $ | 10,394,365 | | | | | $ | 9,978,345 | | | | | $ | 9,411,503 | | |
净投资收益
|
| | | $ | 4,143,627 | | | | | $ | 4,938,459 | | | | | $ | 4,475,952 | | | | | $ | 4,412,722 | | |
运营净资产净增长
|
| | | $ | 6,024,752 | | | | | $ | 6,044,766 | | | | | $ | 5,636,598 | | | | | $ | 4,907,141 | | |
每股总投资收益(1)
|
| | | $ | 0.79 | | | | | $ | 0.68 | | | | | $ | 0.64 | | | | | $ | 0.59 | | |
每股净投资收益(1)
|
| | | $ | 0.33 | | | | | $ | 0.32 | | | | | $ | 0.29 | | | | | $ | 0.28 | | |
每股运营净资产增加(1)
|
| | | $ | 0.48 | | | | | $ | 0.39 | | | | | $ | 0.36 | | | | | $ | 0.31 | | |
| | |
2016
|
| |||||||||||||||||||||
| | |
第二季度。1
|
| |
第二季度。2
|
| |
第二季度。3
|
| |
第二季度。4
|
| ||||||||||||
总投资收益
|
| | | $ | 9,467,833 | | | | | $ | 9,623,169 | | | | | $ | 10,202,753 | | | | | $ | 10,196,442 | | |
净投资收益
|
| | | $ | 4,099,290 | | | | | $ | 3,945,102 | | | | | $ | 4,608,743 | | | | | $ | 4,659,066 | | |
运营净资产净增长
|
| | | $ | 2,523,849 | | | | | $ | 5,029,920 | | | | | $ | 9,927,466 | | | | | $ | 5,717,827 | | |
每股总投资收益(1)
|
| | | $ | 0.76 | | | | | $ | 0.77 | | | | | $ | 0.82 | | | | | $ | 0.82 | | |
每股净投资收益(1)
|
| | | $ | 0.33 | | | | | $ | 0.32 | | | | | $ | 0.37 | | | | | $ | 0.37 | | |
每股运营净资产增加(1)
|
| | | $ | 0.20 | | | | | $ | 0.41 | | | | | $ | 0.80 | | | | | $ | 0.45 | | |
| | |
12月31日
2018 |
| |
12月31日
2017 |
| ||||||
普通收入
|
| | | $ | 15,492,724 | | | | | $ | 17,823,305 | | |
合格股息
|
| | | | 250,000 | | | | | | 1,500,000 | | |
长期资本利得分配(2)
|
| | | | 5,947,826 | | | | | | 1,000,000 | | |
应计或支付给普通股股东的全部分配
|
| | | $ | 21,690,550 | | | | | $ | 20,323,305 | | |
| | |
2018
|
| |
2017
|
| |
2016
|
| |||||||||
经营净资产净增长(包括净资产收益率、已实现损益、未实现损益和税金)
|
| | | $ | 26,194,578 | | | | | $ | 22,613,257 | | | | | $ | 23,199,062 | | |
未实现升值(折旧)净变化
|
| | | | 1,646,549 | | | | | | 22,072 | | | | | | (18,603,401) | | |
所得税拨备(福利)
|
| | | | 67,953 | | | | | | (8,593) | | | | | | (373,131) | | |
在应税子公司报告的税前(收入)费用、(收益)亏损,为纳税目的而未合并
|
| | | | 416,203 | | | | | | (4,721,039) | | | | | | 13,451,549 | | |
账面收入和税收收入差异,包括
债务来源、利息应计、收入 传递投资、股息、已实现收益 (亏损)和估计变更 |
| | | | 1,524,556 | | | | | | 1,835,779 | | | | | | 583,041 | | |
预计应纳税所得额
|
| | | $ | 29,849,839 | | | | | $ | 19,741,476 | | | | | $ | 18,257,120 | | |
上一年度取得并结转在本年度分配的应纳税所得额
|
| | | | (662,990) | | | | | | (106,530) | | | | | | (1,395,300) | | |
期末前取得并结转下期分配的应纳税所得额
|
| | | | (9,303,869) | | | | | | (1,118,312) | | | | | | (1,307,452) | | |
截至期末的应付分配,并在随后的期间支付
|
| | | | 1,807,570 | | | | | | 1,806,671 | | | | | | 1,413,982 | | |
应计或支付给普通股股东的全部分配
|
| | | $ | 21,690,550 | | | | | $ | 20,323,305 | | | | | $ | 16,968,350 | | |
| | |
2018
|
| |
2017
|
| ||||||
出于联邦所得税的目的,投资组合证券的总成本
|
| | | $ | 503,079,738 | | | | | $ | 368,453,206 | | |
投资组合公司证券的未实现总增值
|
| | | | 18,423,224 | | | | | | 10,263,285 | | |
投资组合公司证券的未实现总折旧
|
| | | | (16,683,205) | | | | | | (6,876,717) | | |
投资组合公司证券的未实现净增值
|
| | | $ | 1,740,019 | | | | | $ | 3,386,568 | | |
| | |
2018
|
| |
2017
|
| ||||||
递延税金资产
|
| | | $ | 2,930,694 | | | | | $ | 2,779,563 | | |
递延纳税义务
|
| | | | (1,648,207) | | | | | | (1,212,501) | | |
未计入估值免税额的递延税额合计
|
| | | $ | 1,282,487 | | | | | $ | 1,567,062 | | |
递延纳税评估免税额
|
| | | $ | (1,350,440) | | | | | $ | (1,567,062) | | |
递延税金净负债
|
| | | $ | (67,953) | | | | | $ | — | | |
声明
|
| |
除股息
日期 |
| |
记录
日期 |
| |
付款
日期 |
| |
每个
金额
共享 |
| ||||||||||||
1/11/2019
|
| | | | 1/30/2019 | | | | | | 1/31/2019 | | | | | | 2/15/2019 | | | | | $ | 0.1133 | | |
1/11/2019
|
| | | | 2/27/2019 | | | | | | 2/28/2019 | | | | | | 3/15/2019 | | | | | $ | 0.1133 | | |
1/11/2019
|
| | | | 3/28/2019 | | | | | | 3/29/2019 | | | | | | 4/15/2019 | | | | | $ | 0.1133 | | |
公司
|
| |
投资(1)
|
| |
12月31日
2017 公允价值 |
| |
金额
实现了 得/(失) |
| |
金额
未实现 得/(失) |
| |
金额
利息, 费用或 分红 贷方 收入(2) |
| |
毛收入
添加(3) |
| |
毛收入
降价(4) |
| |
12月31日
2018 公允价值 |
| |||||||||||||||||||||
非控制性投资 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
关联投资 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
格洛里能源生产有限公司
|
| |
A类
常见 个单位 |
| | | $ | 990 | | | | | $ | — | | | | | $ | 60 | | | | | $ | — | | | | | $ | — | | | | | $ | (1,000) | | | | | $ | 50 | | |
非控股/关联投资总额
|
| | | | | | $ | 990 | | | | | $ | — | | | | | $ | 60 | | | | | $ | — | | | | | $ | — | | | | | $ | (1,000) | | | | | $ | 50 | | |