| | |
每股
|
| |
合计
|
| ||||||
公开发行价
|
| | | $ | 32.00 | | | | | $ | 100,800,000 | | |
承保折扣和佣金
|
| | | $ | 1.92 | | | | | $ | 6,048,000 | | |
未计费用的收益
|
| | | $ | 30.08 | | | | | $ | 94,752,000 | | |
|
招股说明书摘要
|
| | | | 1 | | |
|
风险因素
|
| | | | 13 | | |
|
有关前瞻性陈述的特别说明
|
| | | | 49 | | |
|
行业和市场数据
|
| | | | 50 | | |
|
收益使用情况
|
| | | | 51 | | |
|
股利政策
|
| | | | 52 | | |
|
大写
|
| | | | 53 | | |
|
稀释
|
| | | | 54 | | |
|
管理层对公司财务状况和业绩的讨论和分析
操作 |
| | | | 56 | | |
|
业务
|
| | | | 77 | | |
|
管理
|
| | | | 104 | | |
|
高管薪酬
|
| | | | 113 | | |
|
董事薪酬
|
| | | | 124 | | |
|
某些关系和关联方交易
|
| | | | 127 | | |
|
主要股东
|
| | | | 131 | | |
|
股本说明
|
| | | | 134 | | |
|
有资格未来出售的股票
|
| | | | 139 | | |
|
针对非美国持有者的重要美国联邦所得税考虑因素
|
| | | | 141 | | |
|
承销
|
| | | | 145 | | |
|
专家
|
| | | | 152 | | |
|
在哪里可以找到更多信息
|
| | | | 152 | | |
|
通过引用合并某些信息
|
| | | | 152 | | |
| | |
年终
12月31日 |
| |
截至9个月
09月30日 |
| ||||||||||||||||||
| | |
2019
|
| |
2020
|
| |
2020
|
| |
2021
|
| ||||||||||||
| | |
(除每股和每股金额外,以千为单位)
|
| |||||||||||||||||||||
合并报表数据: | | | | | | | | | | | | | | | | | | | | | | | | | |
收入: | | | | | | | | | | | | | | | | | | | | | | | | | |
产品和服务收入
|
| | | $ | 15,344 | | | | | $ | 24,756 | | | | | $ | 18,844 | | | | | $ | 25,557 | | |
许可证和合同收入
|
| | | | 2,628 | | | | | | 2,138 | | | | | | 2,333 | | | | | | 808 | | |
总收入
|
| | | | 17,972 | | | | | | 26,894 | | | | | | 21,177 | | | | | | 26,365 | | |
收入成本: | | | | | | | | | | | | | | | | | | | | | | | | | |
产品和服务收入成本
|
| | | | 9,098 | | | | | | 11,114 | | | | | | 8,121 | | | | | | 12,062 | | |
收入的许可证和合同成本
|
| | | | 731 | | | | | | 857 | | | | | | 712 | | | | | | 204 | | |
总收入成本
|
| | | | 9,829 | | | | | | 11,971 | | | | | | 8,833 | | | | | | 12,266 | | |
毛利
|
| | | | 8,143 | | | | | | 14,923 | | | | | | 12,344 | | | | | | 14,099 | | |
运营费用: | | | | | | | | | | | | | | | | | | | | | | | | | |
研发
|
| | | | 8,993 | | | | | | 8,235 | | | | | | 5,953 | | | | | | 9,322 | | |
销售、一般和行政
|
| | | | 11,294 | | | | | | 12,503 | | | | | | 8,320 | | | | | | 23,318 | | |
总运营费用
|
| | | | 20,287 | | | | | | 20,738 | | | | | | 14,273 | | | | | | 32,640 | | |
运营损失
|
| | | | (12,144) | | | | | | (5,815) | | | | | | (1,929) | | | | | | (18,541) | | |
其他收入(费用): | | | | | | | | | | | | | | | | | | | | | | | | | |
利息支出
|
| | | | (1,530) | | | | | | (976) | | | | | | (732) | | | | | | (446) | | |
其他收入(费用),净额
|
| | | | 301 | | | | | | (6,028) | | | | | | 68 | | | | | | 283 | | |
其他费用合计,净额
|
| | | | (1,229) | | | | | | (7,004) | | | | | | (664) | | | | | | (163) | | |
净亏损
|
| | | | (13,373) | | | | | | (12,819) | | | | | | (2,593) | | | | | | (18,704) | | |
可赎回可转换优先股增加到赎回价值
|
| | | | (109) | | | | | | (90) | | | | | | (74) | | | | | | — | | |
普通股股东应占净亏损
|
| | | $ | (13,482) | | | | | $ | (12,909) | | | | | $ | (2,667) | | | | | $ | (18,704) | | |
普通股股东每股基本和摊薄净亏损
|
| | | $ | (2.70) | | | | | $ | (2.35) | | | | | $ | (0.53) | | | | | $ | (0.68) | | |
加权平均已发行普通股、基本普通股和稀释普通股
|
| | | | 4,990,416 | | | | | | 5,485,032 | | | | | | 4,995,878 | | | | | | 27,446,149 | | |
| | |
截至2021年9月30日
|
| |||||||||
| | |
实际
|
| |
作为
调整后(2) |
| ||||||
| | |
(千)
|
| |||||||||
合并资产负债表数据: | | | | | | | | | | | | | |
现金和现金等价物
|
| | | $ | 138,815 | | | | | $ | 233,127 | | |
营运资金(1)
|
| | | | 144,423 | | | | | | 238,735 | | |
总资产
|
| | | | 166,303 | | | | | | 260,615 | | |
长期债务,扣除贴现后的净额,包括当期部分
|
| | | | 15,000 | | | | | | 15,000 | | |
递延收入,包括当期收入
|
| | | | 15,253 | | | | | | 15,253 | | |
股东权益总额
|
| | | | 122,776 | | | | | | 217,088 | | |
| | |
截至2021年9月30日
|
| |||||||||
| | |
实际
|
| |
调整后的
|
| ||||||
| | |
(单位为千,
除外
共享和每股数据) |
| |||||||||
现金和现金等价物
|
| | | $ | 138,815 | | | | | $ | 233,127 | | |
长期债务,扣除贴现后的净额,包括当期部分
|
| | | $ | 15,000 | | | | | $ | 15,000 | | |
股东权益 | | | | | | | | | | | | | |
优先股,面值0.001美元;授权股票500万股,没有发行或发行的股票,实际和调整后
|
| | | | | | | | | | | | |
普通股,面值0.001美元;授权100,000,000股;截至2021年9月30日,实际已发行和已发行27,865,070股;经调整后,已授权100,000,000股,已发行和已发行31,015,070股
|
| | | | 28 | | | | | | 31 | | |
新增实收资本
|
| | | | 219,920 | | | | | | 314,229 | | |
累计亏损
|
| | | | (97,172) | | | | | | (97,172) | | |
股东权益总额
|
| | | | 122,776 | | | | | | 217,088 | | |
总市值
|
| | | $ | 137,776 | | | | | $ | 232,088 | | |
|
每股公开发行价
|
| | | | | | | | | $ | 32.00 | | |
|
截至2021年9月30日的每股有形账面净值
|
| | | $ | 4.41 | | | | | | | | |
|
由于新投资者在此次发行中购买普通股,调整后的每股有形账面净值增加
|
| | | | 2.59 | | | | | | | | |
|
本次发行后调整后的每股有形账面净值
|
| | | | | | | | | | 7.00 | | |
|
本次发行中购买普通股的新投资者每股摊薄
|
| | | | | | | | | $ | 25.00 | | |
| | |
年终
12月31日 |
| |
截至9个月
09月30日 |
| ||||||||||||||||||
| | |
2019
|
| |
2020
|
| |
2020
|
| |
2021
|
| ||||||||||||
产品植入: | | | | | | | | | | | | | | | | | | | | | | | | | |
MX908
|
| | | | 192 | | | | | | 331 | | | | | | 280 | | | | | | 301 | | |
叛军
|
| | | | 13 | | | | | | 33 | | | | | | 18 | | | | | | 34 | | |
ZipChip接口
|
| | | | 43 | | | | | | 26 | | | | | | 21 | | | | | | 18 | | |
总就业人数
|
| | | | 248 | | | | | | 390 | | | | | | 319 | | | | | | 353 | | |
| | |
截至
2021年9月30日 |
| |||
累计产品放置次数: | | | | | | | |
MX908
|
| | | | 1,459 | | |
叛军
|
| | | | 80 | | |
ZipChip接口
|
| | | | 175 | | |
累计投放产品
|
| | | | 1,714 | | |
| | |
年终
12月31日 |
| |
截至9个月
09月30日 |
| ||||||||||||||||||
| | |
2019
|
| |
2020
|
| |
2020
|
| |
2021
|
| ||||||||||||
| | |
(千)
|
| |
(千)
|
| ||||||||||||||||||
产品和服务收入: | | | | | | | | | | | | | | | | | | | | | | | | | |
设备销售收入
|
| | | $ | 13,038 | | | | | $ | 21,269 | | | | | $ | 16,766 | | | | | $ | 20,167 | | |
消费品和服务收入
|
| | | | 2,306 | | | | | | 3,487 | | | | | | 2,078 | | | | | | 5,390 | | |
产品和服务总收入
|
| | | | 15,344 | | | | | | 24,756 | | | | | | 18,844 | | | | | | 25,557 | | |
许可证和合同收入
|
| | | | 2,628 | | | | | | 2,138 | | | | | | 2,333 | | | | | | 808 | | |
总收入
|
| | | $ | 17,972 | | | | | $ | 26,894 | | | | | $ | 21,177 | | | | | $ | 26,365 | | |
| | |
年终
12月31日 |
| |
截至9个月
09月30日 |
| ||||||||||||||||||
| | |
2019
|
| |
2020
|
| |
2020
|
| |
2021
|
| ||||||||||||
| | |
(千)
|
| |
(千)
|
| ||||||||||||||||||
按设备划分的产品和服务收入: | | | | | | | | | | | | | | | | | | | | | | | | | |
手持设备
|
| | | $ | 10,518 | | | | | $ | 17,613 | | | | | $ | 14,491 | | | | | $ | 17,877 | | |
桌面
|
| | | | 4,826 | | | | | | 7,143 | | | | | | 4,353 | | | | | | 7,680 | | |
产品和服务总收入
|
| | | $ | 15,344 | | | | | $ | 24,756 | | | | | $ | 18,844 | | | | | $ | 25,557 | | |
| | |
年终
12月31日 |
| |
截至9个月
09月30日 |
| ||||||||||||||||||
| | |
2019
|
| |
2020
|
| |
2020
|
| |
2021
|
| ||||||||||||
| | |
(千)
|
| |
(千)
|
| ||||||||||||||||||
按市场划分的产品和服务收入: | | | | | | | | | | | | | | | | | | | | | | | | | |
政府
|
| | | $ | 10,324 | | | | | $ | 17,382 | | | | | $ | 14,475 | | | | | $ | 18,018 | | |
制药/生物技术
|
| | | | 4,474 | | | | | | 7,096 | | | | | | 4,100 | | | | | | 7,475 | | |
学院
|
| | | | 546 | | | | | | 278 | | | | | | 269 | | | | | | 64 | | |
产品和服务总收入
|
| | | $ | 15,344 | | | | | $ | 24,756 | | | | | $ | 18,844 | | | | | $ | 25,557 | | |
| | |
截至9个月
09月30日 |
| | | | | | | |||||||||
| | |
2020
|
| |
2021
|
| |
更改
|
| |||||||||
| | |
(千)
|
| |||||||||||||||
收入: | | | | | | | | | | | | | | | | | | | |
产品和服务收入
|
| | | $ | 18,844 | | | | | $ | 25,557 | | | | | $ | 6,713 | | |
许可证和合同收入
|
| | | | 2,333 | | | | | | 808 | | | | | | (1,525) | | |
总收入
|
| | | | 21,177 | | | | | | 26,365 | | | | | | 5,188 | | |
收入成本: | | | | | | | | | | | | | | | | | | | |
产品和服务收入成本
|
| | | | 8,121 | | | | | | 12,062 | | | | | | 3,941 | | |
收入的许可证和合同成本
|
| | | | 712 | | | | | | 204 | | | | | | (508) | | |
总收入成本
|
| | | | 8,833 | | | | | | 12,266 | | | | | | 3,433 | | |
毛利
|
| | | | 12,344 | | | | | | 14,099 | | | | | | 1,755 | | |
运营费用: | | | | | | | | | | | | | | | | | | | |
研发
|
| | | | 5,953 | | | | | | 9,322 | | | | | | 3,369 | | |
销售、一般和行政
|
| | | | 8,320 | | | | | | 23,318 | | | | | | 14,998 | | |
总运营费用
|
| | | | 14,273 | | | | | | 32,640 | | | | | | 18,367 | | |
运营损失
|
| | | | (1,929) | | | | | | (18,541) | | | | | | (16,612) | | |
其他收入(费用): | | | | | | | | | | | | | | | | | | | |
利息支出
|
| | | | (732) | | | | | | (446) | | | | | | 286 | | |
其他收入(费用),净额
|
| | | | 68 | | | | | | 283 | | | | | | 215 | | |
其他费用合计,净额
|
| | | | (664) | | | | | | (163) | | | | | | 501 | | |
净亏损
|
| | | $ | (2,593) | | | | | $ | (18,704) | | | | | $ | (16,111) | | |
| | |
截至9个月
09月30日 |
| |
更改
|
| ||||||||||||||||||
| | |
2020
|
| |
2021
|
| |
金额
|
| |
%
|
| ||||||||||||
| | |
(千美元)
|
| | | | | | | |||||||||||||||
产品和服务收入
|
| | | $ | 18,844 | | | | | $ | 25,557 | | | | | $ | 6,713 | | | | | | 36% | | |
产品和服务收入成本
|
| | | | 8,121 | | | | | | 12,062 | | | | | | 3,941 | | | | | | 49% | | |
毛利
|
| | | $ | 10,723 | | | | | $ | 13,495 | | | | | $ | 2,772 | | | | | | 26% | | |
毛利率
|
| | | | 57% | | | | | | 53% | | | | | | (4)% | | | | | | | | |
| | |
截至9个月
09月30日 |
| |
更改
|
| ||||||||||||||||||
| | |
2020
|
| |
2021
|
| |
金额
|
| |
%
|
| ||||||||||||
| | |
(千美元)
|
| | | | | | | |||||||||||||||
设备销售收入
|
| | | $ | 16,766 | | | | | $ | 20,167 | | | | | $ | 3,401 | | | | | | 20% | | |
消费品和服务收入
|
| | | | 2,078 | | | | | | 5,390 | | | | | | 3,312 | | | | | | 159% | | |
产品和服务总收入
|
| | | $ | 18,844 | | | | | $ | 25,557 | | | | | $ | 6,713 | | | | | | 36% | | |
| | |
截至9个月
09月30日 |
| |
更改
|
| ||||||||||||||||||
| | |
2020
|
| |
2021
|
| |
金额
|
| |
%
|
| ||||||||||||
| | |
(千美元)
|
| | | | | | | |||||||||||||||
许可证和合同收入
|
| | | $ | 2,333 | | | | | $ | 808 | | | | | $ | (1,525) | | | | | | (65)% | | |
收入的许可证和合同成本
|
| | | | 712 | | | | | | 204 | | | | | | (508) | | | | | | (71)% | | |
毛利
|
| | | $ | 1,621 | | | | | $ | 604 | | | | | $ | (1,017) | | | | | | (63)% | | |
毛利率
|
| | | | 69% | | | | | | 75% | | | | | | 6% | | | | | | | | |
| | |
截至9个月
09月30日 |
| |
更改
|
| ||||||||||||||||||
| | |
2020
|
| |
2021
|
| |
金额
|
| |
%
|
| ||||||||||||
| | |
(千美元)
|
| | | | | | | |||||||||||||||
研发费用
|
| | | $ | 5,953 | | | | | $ | 9,322 | | | | | $ | 3,369 | | | | | | 57% | | |
总收入的百分比
|
| | | | 28% | | | | | | 35% | | | | | | | | | | | | | | |
| | |
截至9个月
09月30日 |
| |
更改
|
| ||||||||||||||||||
| | |
2020
|
| |
2021
|
| |
金额
|
| |
%
|
| ||||||||||||
| | |
(千美元)
|
| | | | | | | |||||||||||||||
销售、一般和行政费用
|
| | | $ | 8,320 | | | | | $ | 23,318 | | | | | $ | 14,998 | | | | | | 180% | | |
总收入的百分比
|
| | | | 39% | | | | | | 88% | | | | | | | | | | | | | | |
| | |
截至2010年12月31日的年度
|
| |
更改
|
| ||||||||||||
| | |
2019
|
| |
2020
|
| ||||||||||||
| | |
(千)
|
| |||||||||||||||
收入: | | | | | | | | | | | | | | | | | | | |
产品和服务收入
|
| | | $ | 15,344 | | | | | $ | 24,756 | | | | | $ | 9,412 | | |
许可证和合同收入
|
| | | | 2,628 | | | | | | 2,138 | | | | | | (490) | | |
总收入
|
| | | | 17,972 | | | | | | 26,894 | | | | | | 8,922 | | |
收入成本: | | | | | | | | | | | | | | | | | | | |
产品和服务收入成本
|
| | | | 9,098 | | | | | | 11,114 | | | | | | 2,016 | | |
收入的许可证和合同成本
|
| | | | 731 | | | | | | 857 | | | | | | 126 | | |
总收入成本
|
| | | | 9,829 | | | | | | 11,971 | | | | | | 2,142 | | |
毛利
|
| | | | 8,143 | | | | | | 14,923 | | | | | | 6,780 | | |
运营费用: | | | | | | | | | | | | | | | | | | | |
研发
|
| | | | 8,993 | | | | | | 8,235 | | | | | | (758) | | |
销售、一般和行政
|
| | | | 11,294 | | | | | | 12,503 | | | | | | 1,209 | | |
总运营费用
|
| | | | 20,287 | | | | | | 20,738 | | | | | | 451 | | |
运营损失
|
| | | | (12,144) | | | | | | (5,815) | | | | | | 6,329 | | |
其他收入(费用): | | | | | | | | | | | | | | | | | | | |
利息支出
|
| | | | (1,530) | | | | | | (976) | | | | | | 554 | | |
其他收入(费用),净额
|
| | | | 301 | | | | | | (6,028) | | | | | | (6,329) | | |
其他费用合计,净额
|
| | | | (1,229) | | | | | | (7,004) | | | | | | (5,775) | | |
净亏损
|
| | | $ | (13,373) | | | | | $ | (12,819) | | | | | $ | 554 | | |
| | |
截至2010年12月31日的年度
|
| |
更改
|
| ||||||||||||||||||
| | |
2019
|
| |
2020
|
| |
金额
|
| |
%
|
| ||||||||||||
| | |
(千美元)
|
| | | | | | | |||||||||||||||
产品和服务收入
|
| | | $ | 15,344 | | | | | $ | 24,756 | | | | | $ | 9,412 | | | | | | 61% | | |
产品和服务收入成本
|
| | | | 9,098 | | | | | | 11,114 | | | | | | 2,016 | | | | | | 22% | | |
毛利
|
| | | $ | 6,246 | | | | | $ | 13,642 | | | | | $ | 7,396 | | | | | | 118% | | |
毛利率
|
| | | | 41% | | | | | | 55% | | | | | | 14% | | | | | | | | |
| | |
截至2010年12月31日的年度
|
| |
更改
|
| ||||||||||||||||||
| | |
2019
|
| |
2020
|
| |
金额
|
| |
%
|
| ||||||||||||
| | |
(千美元)
|
| |||||||||||||||||||||
设备销售收入
|
| | | $ | 13,038 | | | | | $ | 21,269 | | | | | $ | 8,231 | | | | | | 63% | | |
消费品和服务收入
|
| | | | 2,306 | | | | | | 3,487 | | | | | | 1,181 | | | | | | 51% | | |
产品和服务总收入
|
| | | $ | 15,344 | | | | | $ | 24,756 | | | | | $ | 9,412 | | | | | | 61% | | |
| | |
截至2010年12月31日的年度
|
| |
更改
|
| ||||||||||||||||||
| | |
2019
|
| |
2020
|
| |
金额
|
| |
%
|
| ||||||||||||
| | |
(千美元)
|
| | | | | | | |||||||||||||||
许可证和合同收入
|
| | | $ | 2,628 | | | | | $ | 2,138 | | | | | $ | (490) | | | | | | (19)% | | |
收入的许可证和合同成本
|
| | | | 731 | | | | | | 857 | | | | | | 126 | | | | | | 17% | | |
毛利
|
| | | $ | 1,897 | | | | | $ | 1,281 | | | | | $ | (616) | | | | | | (32)% | | |
毛利率
|
| | | | 72% | | | | | | 60% | | | | | | (12)% | | | | | | | | |
| | |
截至2010年12月31日的年度
|
| |
更改
|
| ||||||||||||||||||
| | |
2019
|
| |
2020
|
| |
金额
|
| |
%
|
| ||||||||||||
| | |
(千美元)
|
| | | | | | | |||||||||||||||
研发费用
|
| | | $ | 8,993 | | | | | $ | 8,235 | | | | | $ | (758) | | | | | | (8)% | | |
总收入的百分比
|
| | | | 50% | | | | | | 31% | | | | | | | | | | | | | | |
| | |
截至2010年12月31日的年度
|
| |
更改
|
| ||||||||||||||||||
| | |
2019
|
| |
2020
|
| |
金额
|
| |
%
|
| ||||||||||||
| | |
(千美元)
|
| | | | | | | |||||||||||||||
销售、一般和行政费用
|
| | | $ | 11,294 | | | | | $ | 12,503 | | | | | $ | 1,209 | | | | | | 11% | | |
总收入的百分比
|
| | | | 63% | | | | | | 46% | | | | | | | | | | | | | | |
| | |
年终
12月31日 |
| |
截至9个月
09月30日 |
| ||||||||||||||||||
| | |
2019
|
| |
2020
|
| |
2020
|
| |
2021
|
| ||||||||||||
| | |
(千)
|
| |
(千)
|
| ||||||||||||||||||
经营活动提供(使用)的现金
|
| | | $ | (11,004) | | | | | $ | 4,131 | | | | | $ | 1,799 | | | | | $ | (19,862) | | |
投资活动中使用的现金
|
| | | | (392) | | | | | | (9) | | | | | | (9) | | | | | | (683) | | |
融资活动提供的现金
|
| | | | 22,237 | | | | | | 137,192 | | | | | | 9 | | | | | | 193 | | |
现金和现金等价物净增长
|
| | | $ | 10,841 | | | | | $ | 141,314 | | | | | $ | (1,799) | | | | | $ | (20,352) | | |
| | |
按期限到期付款
|
| |||||||||||||||||||||||||||
| | |
合计
|
| |
少于
1年 |
| |
1到3
年 |
| |
4到5
年 |
| |
更多
比 5年 |
| |||||||||||||||
| | |
(千)
|
| |||||||||||||||||||||||||||
经营租赁承诺额(1)
|
| | | $ | 8,775 | | | | | $ | 1,799 | | | | | $ | 3,665 | | | | | $ | 3,311 | | | | | $ | — | | |
债务义务(2)
|
| | | | 16,313 | | | | | | 5,788 | | | | | | 10,525 | | | | | | — | | | | | | — | | |
合计
|
| | | $ | 25,088 | | | | | $ | 7,587 | | | | | $ | 14,190 | | | | | $ | 3,311 | | | | | $ | — | | |
|
![]() |
| |
![]() |
|
|
常规实验室质谱仪
|
| |
我们的质量规格
|
|
|
![]() |
| |
![]() |
|
|
![]() |
| |
![]() |
|
|
MX908设置/配置
|
| |
实验室质谱仪设置/配置
|
|
|
![]() |
| |
![]() |
|
|
•
安进。
|
| |
•
新英格兰生物实验室公司
|
|
|
•
Biogen Inc.
|
| |
•
赛诺菲公司
|
|
|
•
百时美施贵宝公司
|
| |
•
武田药业株式会社
|
|
|
•
达纳-法伯癌症研究所
|
| |
•
Teva制药工业
|
|
|
•
龙沙集团股份公司
|
| |
•
Transcenta Holding Limited
|
|
|
•
默克公司
|
| |
•
药明康德
|
|
|
•
联邦紧急事务管理署国内准备中心
|
| |
•
美国国土安全部
|
|
|
•
国家生物处理研究与培训研究所
|
| |
•
美国疾病控制和预防中心
|
|
|
•
国家生物医药创新研究院
|
| |
•
美国食品和药物管理局
|
|
|
•
美国陆军
•
俄亥俄州总检察长刑事调查局(BCI)
|
| |
•
美国海军陆战队
•
俄亥俄州有组织犯罪调查委员会(OOCIC)
|
|
|
•
波士顿大学
|
| |
•
北卡罗来纳州立大学
|
|
|
•
杜克大学
|
| |
•
肯塔基大学
|
|
|
•
约翰霍普金斯大学
|
| |
•
北卡罗来纳大学教堂山分校
|
|
名称
|
| |
年龄
|
| |
职位
|
|
行政主任 | | | | | | | |
凯文·J·克诺普博士 | | | 49 | | | 总裁、首席执行官兼董事 | |
约瑟夫·H·格里菲斯四世 | | | 47 | | | 首席财务官 | |
克里斯托弗·布朗博士 | | | 47 | | | 首席技术官 | |
Trent Basarsky博士 | | | 54 | | | 企业发展副总裁 | |
约翰·肯尼迪 | | | 49 | | | 政府副总裁 | |
迈克尔·S·特纳 | | | 54 | | | 副总裁兼总法律顾问 | |
主要高级管理人员 | | | | | | | |
史蒂夫·达文波特 | | | 56 | | | 商务销售副总裁 | |
Maura Fitzpatrick | | | 51 | | | 产品管理和营销副总裁 | |
Michele Fournier | | | 57 | | | 首席人事官 | |
凯文·麦卡利安博士 | | | 56 | | | 生产和新产品推介部副总裁 | |
名称
|
| |
年龄
|
| |
职位
|
|
尼古拉斯·巴瑟勒米 | | | 56 | | | 导演 | |
基思·L·克兰德尔 | | | 61 | | | 导演 | |
玛西娅·艾森伯格博士 | | | 62 | | | 导演 | |
E.凯文·赫鲁索夫斯基 | | | 60 | | | 董事长 | |
马克·斯波托 | | | 52 | | | 导演 | |
菲内尔·M·埃洛伊 | | | 63 | | | 导演 | |
杰弗里·P·乔治 | | | 48 | | | 导演 | |
姓名和主要职务
|
| |
年
|
| |
工资
($) |
| |
选项
奖项 ($)(1) |
| |
非股权
奖励计划 薪酬 ($)(2) |
| |
所有其他
薪酬 ($)(3) |
| |
合计
($) |
| ||||||||||||||||||
凯文·J·克诺普博士
|
| | | | 2020 | | | | | | 284,431 | | | | | | 218,794 | | | | | | 87,082 | | | | | | 238 | | | | | | 590,545 | | |
总裁兼首席执行官
|
| | | | 2019 | | | | | | 287,481 | | | | | | 92,219 | | | | | | 64,622 | | | | | | 238 | | | | | | 444,560 | | |
约翰·肯尼迪
|
| | | | 2020 | | | | | | 205,974 | | | | | | 65,638 | | | | | | 300,878 | | | | | | — | | | | | | 572,490 | | |
政府副总裁
|
| | | | 2019 | | | | | | 209,879 | | | | | | 51,233 | | | | | | 112,000 | | | | | | — | | | | | | 373,112 | | |
迈克尔·S·特纳(4)
|
| | | | 2020 | | | | | | 81,732 | | | | | | 544,522 | | | | | | 16,104 | | | | | | — | | | | | | 642,358 | | |
副总裁兼总法律顾问
和局长 |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | |
选项奖(1)
|
| |||||||||||||||||||||
名称
|
| |
数量
证券 底层 未锻炼 选项(#) 可锻炼 |
| |
数量
证券 底层 未锻炼 选项(#) 不可行使 |
| |
选项
练习 价格 ($) |
| |
选项
过期 日期 |
| ||||||||||||
凯文·J·克诺普博士
|
| | | | 120,357(2) | | | | | | 2,561(2) | | | | | | 1.75 | | | | | | 1/1/2027 | | |
| | | | | 53,015(3) | | | | | | 57,611(3) | | | | | | 1.58 | | | | | | 1/21/2029 | | |
| | | | | 7,682(4) | | | | | | 115,236(4) | | | | | | 3.24 | | | | | | 9/21/2030 | | |
约翰·肯尼迪
|
| | | | 153,033 | | | | | | — | | | | | | 0.35 | | | | | | 4/18/2023 | | |
| | | | | 12,291 | | | | | | — | | | | | | 0.93 | | | | | | 1/16/2025 | | |
| | | | | 27,656 | | | | | | — | | | | | | 0.96 | | | | | | 12/2/2026 | | |
| | | | | 29,451(3) | | | | | | 32,008(3) | | | | | | 1.58 | | | | | | 1/21/2029 | | |
| | | | | 2,307(5) | | | | | | 34,568(5) | | | | | | 3.24 | | | | | | 9/14/2030 | | |
迈克尔·S·特纳
|
| | | | 2,562(6) | | | | | | 120,355(6) | | | | | | 7.91 | | | | | | 11/3/2030 | | |
| | |
赚取或支付的费用
现金($)(1) |
| |
期权奖励
($)(2)(3)(4) |
| |
总计($)
|
| |||||||||
尼古拉斯·巴瑟勒米
|
| | | | 1,899 | | | | | | 291,728 | | | | | | 293,627 | | |
基思·L·克兰德尔
|
| | | | 2,205 | | | | | | 263,703 | | | | | | 265,908 | | |
E.凯文·赫鲁索夫斯基
|
| | | | 2,589 | | | | | | 218,794 | | | | | | 221,383 | | |
Sharon Kedar(5)
|
| | | | — | | | | | | — | | | | | | — | | |
J.Michael Ramsey,Ph.D.(6)
|
| | | | 61,438 | | | | | | 263,703 | | | | | | 325,141 | | |
马克·斯波托
|
| | | | 2,742 | | | | | | 263,703 | | | | | | 266,445 | | |
| | |
会员
年度 费用 |
| |
董事长
年度 费用 |
| ||||||
董事会
|
| | | $ | 37,500 | | | | | $ | 25,000* | | |
审计委员会
|
| | | | 9,000 | | | | | | 18,000 | | |
薪酬委员会
|
| | | | 6,000 | | | | | | 12,000 | | |
提名和公司治理委员会
|
| | | | 5,000 | | | | | | 10,000 | | |
名称
|
| |
股份
普通股 购买 |
| |
聚合现金
进货价格 |
| ||||||
Arch Venture Fund,VII,L.P.(1)
|
| | | | 300,000 | | | | | $ | 6,000,000 | | |
北塘风险投资公司,LP。(2)
|
| | | | 100,000 | | | | | | 2,000,000 | | |
E.凯文·赫鲁索夫斯基
|
| | | | 50,000 | | | | | | 1,000,000 | | |
尼古拉斯·巴瑟勒米
|
| | | | 14,000 | | | | | | 280,000 | | |
马克·斯波托
|
| | | | 1,000 | | | | | | 20,000 | | |
Trent Basarsky博士
|
| | | | 5,000 | | | | | | 100,000 | | |
迈克尔·S·特纳
|
| | | | 5,000 | | | | | | 100,000 | | |
合计
|
| | | | 475,000 | | | | | $ | 9,500,000 | | |
股东
|
| |
股份
系列E 优先股 |
| |
合计
购买 价格 |
| ||||||
北塘风险投资公司,LP(1)
|
| | | | 1,589,826 | | | | | $ | 10,000,005 | | |
Barthelemy 2001信托基金(2)
|
| | | | 31,796 | | | | | | 199,996 | | |
Arch Venture Fund,VII,L.P.(3)
|
| | | | 293,818 | | | | | | 1,848,115 | | |
Saev Guernsey Holdings Limited(4)
|
| | | | 74,448 | | | | | | 468,277 | | |
Yodabyte Investments,LLC(5)
|
| | | | 96,979 | | | | | | 609,998 | | |
股东
|
| |
股份
系列E 优先股 |
| |
合计
购买 价格 |
| ||||||
Arch Venture Fund,VII,L.P.(1)
|
| | | | 355,229 | | | | | | 2,001,751 | | |
Saev Guernsey Holdings Limited(2)
|
| | | | 81,978 | | | | | | 461,954 | | |
RE Sidecar 4,LLC(3)
|
| | | | 150,840 | | | | | | 849,998 | | |
| | |
实益拥有的股份
|
| |||||||||
受益人姓名和地址(1)
|
| |
号码
|
| |
百分比
|
| ||||||
>5%的股东: | | | | | | | | | | | | | |
Arch Venture Fund,VII,L.P.(2)
|
| | | | 5,725,045 | | | | | | 20.5% | | |
方舟投资管理有限责任公司(3)
|
| | | | 2,769,761 | | | | | | 9.9% | | |
贝莱德股份有限公司(4)
|
| | | | 2,939,478 | | | | | | 10.5% | | |
董事和被任命的行政人员 | | | | | | | | | | | | | |
E.凯文·赫鲁索夫斯基(5)
|
| | | | 541,736 | | | | | | 1.9% | | |
Nicolas Barthelemy(6)
|
| | | | 97,259 | | | | | | * | | |
基思·L·克兰德尔(7)
|
| | | | 5,730,471 | | | | | | 20.6% | | |
Marcia Eisenberg博士(8)
|
| | | | 488 | | | | | | * | | |
菲内尔·M·埃洛伊(9)
|
| | | | 1,664 | | | | | | * | | |
Jeffrey P.George(10)
|
| | | | 1,664 | | | | | | * | | |
Mark Spoto(11)
|
| | | | 515,513 | | | | | | 1.8% | | |
凯文·J·克诺普博士(12)
|
| | | | 1,535,200 | | | | | | 5.5% | | |
约翰·肯纳韦格(13岁)
|
| | | | 207,277 | | | | | | * | | |
迈克尔·S·特纳(14)
|
| | | | 13,885 | | | | | | * | | |
全体董事和高管(13人)(15人)
|
| | | | 10,274,929 | | | | | | 35.4% | | |
承销商
|
| |
数量
个共享 |
| |||
Cowen and Company,LLC
|
| | | | 1,181,250 | | |
SVB Leerink LLC
|
| | | | 1,023,750 | | |
威廉·布莱尔公司,L.L.C.
|
| | | | 504,000 | | |
Stifel,Nicolaus&Company,Inc.
|
| | | | 441,000 | | |
合计
|
| | | | 3,150,000 | | |
| | |
合计
|
| |||||||||||||||
| | |
每个
个
共享 |
| |
没有
选项 |
| |
与
选项 |
| |||||||||
公开发行价
|
| | | $ | 32.00 | | | | | $ | 100,800,000 | | | | | $ | 115,920,000 | | |
承保折扣和佣金
|
| | | $ | 1.92 | | | | | $ | 6,048,000 | | | | | $ | 6,955,200 | | |
未计费用的收益
|
| | | $ | 30.08 | | | | | $ | 94,752,000 | | | | | $ | 108,964,800 | | |