美国证券交易委员会(Securities And Exchange Commission)没有必要审查这份文件中的信息,也没有确定它是否准确和完整。 |
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美国证券交易委员会
华盛顿特区,20549 表格13F 表格13F信息表 |
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第1栏 | 第2栏 | 第3栏 | 第4栏 | 第5栏 | 第6栏 | 第7栏 | 第8栏 | ||||
价值 | SRS或 | Sh/ | PUT/ | 投资 | 其他 | 投票权机关 | |||||
发行人名称 | 班级名称 | CUSIP | (x$1000) | PRN金额 | PRN | 看涨 | 酌处权 | 经理 | 鞋底 | 共享 | 无 |
Adobe Systems公司 | COM | 00724F101 | 6,015 | 12,569 | SH | DFND | 0 | 0 | 12,569 | ||
AGCO公司 | COM | 001084102 | 1,627 | 11,325 | SH | DFND | 0 | 0 | 11,325 | ||
阿里巴巴集团Hldg Ltd | 赞助ADS | 01609W102 | 12,027 | 52,589 | SH | DFND | 0 | 0 | 52,589 | ||
Alcion酒吧有限公司 | Ord SHS | G0176J109 | 1,734 | 13,800 | SH | DFND | 0 | 0 | 13,800 | ||
好事达公司 | COM | 020002101 | 3,279 | 28,540 | SH | DFND | 0 | 0 | 28,540 | ||
字母表公司(Alphabet Inc.) | CAP STK CL A | 02079K305 | 20,974 | 10,115 | SH | DFND | 207 | 0 | 9,908 | ||
字母表公司(Alphabet Inc.) | CAP STK CL C | 02079K107 | 8,092 | 3,885 | SH | DFND | 0 | 0 | 3,885 | ||
亚马逊公司(Amazon COM Inc.) | COM | 023135106 | 11,651 | 3,730 | SH | DFND | 546 | 0 | 3,184 | ||
AMC ENTMT Hldgs Inc. | CL A COM | 00165C104 | 465 | 45,246 | SH | DFND | 0 | 0 | 45,246 | ||
苹果公司 | COM | 037833100 | 40,674 | 332,076 | SH | DFND | 250,483 | 0 | 81,593 | ||
应用材料公司 | COM | 038222105 | 4,008 | 30,000 | SH | DFND | 0 | 0 | 30,000 | ||
雅高平台有限公司 | COM CL A | G04553106 | 4,658 | 182,215 | SH | DFND | 0 | 0 | 182,215 | ||
阿斯利康(AstraZeneca PLC) | 赞助ADR | 046353108 | 1,778 | 35,762 | SH | DFND | 0 | 0 | 35,762 | ||
百度公司 | SPON ADR代表A | 056752108 | 8,365 | 38,025 | SH | DFND | 0 | 0 | 38,025 | ||
布拉德斯科银行(Banco Bradesco S A) | SP ADR PFD新 | 059460303 | 37,864 | 8,056,108 | SH | DFND | 0 | 0 | 8,056,108 | ||
百思买公司 | COM | 086516101 | 120 | 1,043 | SH | DFND | 1,043 | 0 | 0 | ||
贝莱德公司(BlackRock Inc.) | COM | 09247X101 | 2,714 | 3,600 | SH | DFND | 0 | 0 | 3,600 | ||
Booking Holdings Inc. | COM | 09857L108 | 3,914 | 1,680 | SH | DFND | 0 | 0 | 1,680 | ||
BRF SA | 赞助ADR | 10552T107 | 3 | 579 | SH | DFND | 579 | 0 | 0 | ||
凯撒娱乐公司东北 | COM | 12769G100 | 1,384 | 15,825 | SH | DFND | 0 | 0 | 15,825 | ||
雪佛龙公司最新消息 | COM | 166764100 | 97 | 924 | SH | DFND | 0 | 0 | 924 | ||
丘布有限公司 | COM | H1467J104 | 1,321 | 8,500 | SH | DFND | 0 | 0 | 8,500 | ||
可口可乐公司 | COM | 191216100 | 4,402 | 82,950 | SH | DFND | 0 | 0 | 82,950 | ||
科帕控股公司(Copa Holdings SA) | CL A | P31076105 | 1,586 | 19,500 | SH | DFND | 0 | 0 | 19,500 | ||
科桑有限公司 | SHS A | G25343107 | 4,058 | 200,000 | SH | DFND | 0 | 0 | 200,000 | ||
大全新能源公司 | SPNSRD ADR新闻 | 23703Q203 | 1,548 | 20,500 | SH | DFND | 0 | 0 | 20,500 | ||
德文能源公司(Devon Energy Corp)新闻 | COM | 25179M103 | 2,470 | 113,049 | SH | DFND | 0 | 0 | 113,049 | ||
迪士尼沃尔特公司 | 迪士尼网站 | 254687106 | 45,589 | 247,067 | SH | DFND | 247,067 | 0 | 0 | ||
EOG Res Inc. | COM | 26875P101 | 2,539 | 35,000 | SH | DFND | 0 | 0 | 35,000 | ||
埃克森美孚公司 | COM | 30231G102 | 94 | 1,692 | SH | DFND | 0 | 0 | 1,692 | ||
Facebook Inc. | CL A | 30303M102 | 84,528 | 286,616 | SH | DFND | 200,000 | 0 | 86,616 | ||
联邦快递公司 | COM | 31428X106 | 3,360 | 11,828 | SH | DFND | 0 | 0 | 11,828 | ||
First AMERN FINL Corp | COM | 31847R102 | 2,042 | 36,050 | SH | DFND | 0 | 0 | 36,050 | ||
First Horizon Natl Corp | COM | 320517105 | 2,241 | 132,500 | SH | DFND | 0 | 0 | 132,500 | ||
自由港麦克莫兰公司(Freeport-McMoRan Inc.) | CL B | 35671D857 | 20,074 | 603,645 | SH | DFND | 0 | 0 | 603,645 | ||
通用MTRS公司 | COM | 37045V100 | 1,890 | 32,893 | SH | DFND | 0 | 0 | 32,893 | ||
地质公园有限公司 | 美元SHS | G38327105 | 1,650 | 103,111 | SH | DFND | 0 | 0 | 103,111 | ||
Gerdau SA | SPN ADR代表PFD | 373737105 | 6,643 | 1,243,979 | SH | DFND | 0 | 0 | 1,243,979 | ||
吉利德科学公司 | COM | 375558103 | 518 | 8,019 | SH | DFND | 8,019 | 0 | 0 | ||
Global PMTS Inc. | COM | 37940X102 | 5,527 | 27,420 | SH | DFND | 0 | 0 | 27,420 | ||
全球X FDS | 全球X铀 | 37954Y871 | 2,636 | 140,000 | SH | DFND | 0 | 0 | 140,000 | ||
Globant S A | COM | L44385109 | 11,462 | 54,600 | SH | DFND | 0 | 0 | 54,600 | ||
Grupo Aeroptuario Del Sure | SPON ADR SER B | 40051E202 | 2,571 | 14,300 | SH | DFND | 0 | 0 | 14,300 | ||
HDFC银行有限公司 | ADR代表3 SHS | 40415F101 | 2,004 | 25,800 | SH | DFND | 0 | 0 | 25,800 | ||
ICICI BK有限公司 | adr | 45104G104 | 3,949 | 246,362 | SH | DFND | 0 | 0 | 246,362 | ||
印孚瑟斯有限公司 | 赞助ADR | 456788108 | 211 | 11,258 | SH | DFND | 0 | 0 | 11,258 | ||
新加坡洲际交易所(InterContinental Exchange In) | COM | 45866F104 | 2,178 | 19,500 | SH | DFND | 0 | 0 | 19,500 | ||
景顺交换交易FD树 | 太阳能ETF | 46138G706 | 2,046 | 22,300 | SH | DFND | 0 | 0 | 22,300 | ||
IShares Inc. | 摩根士丹利资本国际巴西ETF | 464286400 | 10,661 | 318,461 | SH | DFND | 0 | 0 | 318,461 | ||
IShares Inc. | MSCI日本交易所交易基金(MSCI JPN ETF)新股 | 46434G822 | 6,907 | 100,628 | SH | DFND | 0 | 0 | 100,628 | ||
IShares Inc. | MSCI PAC JP ETF | 464286665 | 397 | 7,900 | SH | DFND | 0 | 0 | 7,900 | ||
IShares Inc. | MSCI CDA ETF | 464286509 | 3,562 | 104,600 | SH | DFND | 0 | 0 | 104,600 | ||
IShares Inc. | 摩根士丹利资本国际墨西哥ETF | 464286822 | 774 | 17,650 | SH | DFND | 0 | 0 | 17,650 | ||
IShares Inc. | MSCI STH KOR ETF | 464286772 | 2,198 | 24,500 | SH | DFND | 0 | 0 | 24,500 | ||
IShares Inc. | 核心MSCI EMKT | 46434G103 | 695 | 10,800 | SH | DFND | 0 | 0 | 10,800 | ||
IShares Inc. | 摩根士丹利资本国际新兴市场亚洲ETF | 464286426 | 2,813 | 31,000 | SH | DFND | 0 | 0 | 31,000 | ||
IShares Inc. | 摩根士丹利资本国际德国ETF | 464286806 | 62 | 1,852 | SH | DFND | 0 | 0 | 1,852 | ||
IShares Inc. | 摩根士丹利资本国际欧元区ETF | 464286608 | 554 | 11,933 | SH | DFND | 0 | 0 | 11,933 | ||
IShares Silver Trust | IShares | 46428Q109 | 1,723 | 75,409 | SH | DFND | 0 | 0 | 75,409 | ||
IShares树 | 看涨 | 464287904 | 18 | 9,000 | SH | 看涨 | DFND | 0 | 0 | 9,000 | |
IShares树 | 中国LG-CAP ETF | 464287184 | 15,479 | 331,731 | SH | DFND | 0 | 0 | 331,731 | ||
IShares树 | 摩根士丹利资本国际EAFE ETF | 464287465 | 1,252 | 16,500 | SH | DFND | 0 | 0 | 16,500 | ||
IShares树 | MSCI EMG MKT ETF | 464287234 | 243 | 5,190 | SH | DFND | 0 | 0 | 5,190 | ||
IShares树 | 放 | 464288951 | 32 | 1,750 | SH | 放 | DFND | 0 | 0 | 1,750 | |
IShares树 | 放 | 464287954 | 920 | 2,500 | SH | 放 | DFND | 0 | 0 | 2,500 | |
IShares树 | 罗素2000 ETF | 464287655 | 1,347 | 6,098 | SH | DFND | 0 | 0 | 6,098 | ||
IShares树 | MSCI ACWI ETF | 464288257 | 5,184 | 54,478 | SH | DFND | 0 | 0 | 54,478 | ||
IShares树 | 摩根士丹利资本国际欧元FL ETF | 464289180 | 85 | 4,400 | SH | DFND | 0 | 0 | 4,400 | ||
IShares树 | 摩根士丹利资本国际中国ETF | 46429B671 | 3,922 | 48,000 | SH | DFND | 0 | 0 | 48,000 | ||
IShares树 | 摩根大通美元肌电图 | 464288281 | 1,633 | 15,000 | SH | DFND | 0 | 0 | 15,000 | ||
IShares树 | 标准普尔500指数Val ETF | 464287408 | 4,167 | 29,500 | SH | DFND | 0 | 0 | 29,500 | ||
IShares树 | 短树BD | 464288679 | 12,985 | 117,500 | SH | DFND | 0 | 0 | 117,500 | ||
IShares树 | 10年至20年TRS ETF | 464288653 | 1,637 | 11,551 | SH | DFND | 0 | 0 | 11,551 | ||
IShares树 | 美国Treas BD ETF | 46429B267 | 1,642 | 62,014 | SH | DFND | 0 | 0 | 62,014 | ||
IShares树 | RUS 1000 VAL ETF | 464287598 | 930 | 6,135 | SH | DFND | 0 | 0 | 6,135 | ||
京东公司 | SPON ADR CL A | 47215P106 | 2,530 | 30,000 | SH | DFND | 0 | 0 | 30,000 | ||
强生公司 | COM | 478160104 | 388 | 2,362 | SH | DFND | 2,362 | 0 | 0 | ||
KraneShares树 | 看涨 | 500767906 | 4 | 200 | SH | 看涨 | DFND | 0 | 0 | 200 | |
KraneShares树 | CSI CHI互联网 | 500767306 | 5,345 | 70,000 | SH | DFND | 0 | 0 | 70,000 | ||
LAM研究公司 | COM | 512807108 | 3,869 | 6,500 | SH | DFND | 0 | 0 | 6,500 | ||
拉斯维加斯金沙公司 | COM | 517834107 | 10,025 | 164,998 | SH | DFND | 0 | 0 | 164,998 | ||
LPL FINL Hldgs Inc. | COM | 50212V100 | 2,033 | 14,300 | SH | DFND | 0 | 0 | 14,300 | ||
MasTec Inc. | COM | 576323109 | 2,108 | 22,500 | SH | DFND | 0 | 0 | 22,500 | ||
自由市场公司(MercadoLibre Inc.) | COM | 58733R102 | 16,425 | 11,139 | SH | DFND | 0 | 0 | 11,139 | ||
美光科技公司 | COM | 595112103 | 5,557 | 63,000 | SH | DFND | 0 | 0 | 63,000 | ||
微软公司 | COM | 594918104 | 16,956 | 71,699 | SH | DFND | 5,954 | 0 | 65,745 | ||
摩根士丹利 | COM新闻 | 617446448 | 7,766 | 100,000 | SH | DFND | 0 | 0 | 100,000 | ||
Netflix公司 | COM | 64110L106 | 10,775 | 20,441 | SH | DFND | 2,024 | 0 | 18,417 | ||
NextEra能源公司 | COM | 65339F101 | 466 | 6,158 | SH | DFND | 6,158 | 0 | 0 | ||
耐克公司 | CL B | 654106103 | 1,258 | 9,464 | SH | DFND | 228 | 0 | 9,236 | ||
NVIDIA公司 | COM | 67066G104 | 10,917 | 20,233 | SH | DFND | 1,179 | 0 | 19,054 | ||
OGE能源公司 | COM | 670837103 | 3 | 100 | SH | DFND | 0 | 0 | 100 | ||
PAGSEGURO数码有限公司 | COM CL A | G68707101 | 1,404 | 30,322 | SH | DFND | 0 | 0 | 30,322 | ||
帕克-汉尼芬公司 | COM | 701094104 | 2,255 | 7,150 | SH | DFND | 0 | 0 | 7,150 | ||
PayPal Hldgs Inc. | COM | 70450Y103 | 185 | 762 | SH | DFND | 762 | 0 | 0 | ||
巴西石油公司(Petroleo Brasileiro SA Petro) | 看涨 | 71654V908 | 10 | 1,483 | SH | 看涨 | DFND | 0 | 0 | 1,483 | |
巴西石油公司(Petroleo Brasileiro SA Petro) | SP ADR,非VTG | 71654V101 | 81,113 | 9,497,981 | SH | DFND | 9,497,981 | 0 | 0 | ||
巴西石油公司(Petroleo Brasileiro SA Petro) | 赞助ADR | 71654V408 | 93,114 | 10,980,387 | SH | DFND | 10,920,387 | 0 | 60,000 | ||
Pinnacle FINL Partner Inc. | COM | 72346Q104 | 2,421 | 27,310 | SH | DFND | 0 | 0 | 27,310 | ||
先锋NAT RES公司 | COM | 723787107 | 492 | 3,100 | SH | DFND | 0 | 0 | 3,100 | ||
ProShares树 | 短QQQ新闻 | 74347B714 | 8,861 | 630,000 | SH | DFND | 0 | 0 | 630,000 | ||
罗斯商店公司 | COM | 778296103 | 14,077 | 117,400 | SH | DFND | 0 | 0 | 117,400 | ||
标普全球公司(S&P Global Inc.) | COM | 78409V104 | 2,668 | 7,560 | SH | DFND | 0 | 0 | 7,560 | ||
Salesforce com Inc. | COM | 79466L302 | 1,602 | 7,561 | SH | DFND | 0 | 0 | 7,561 | ||
SEA有限公司 | adr | 81141R100 | 188 | 840 | SH | DFND | 0 | 0 | 840 | ||
选择扇区SPDR树 | 看涨 | 81369Y906 | 128 | 1,450 | SH | 看涨 | DFND | 0 | 0 | 1,450 | |
选择扇区SPDR树 | 看涨 | 81369Y905 | 179 | 2,350 | SH | 看涨 | DFND | 0 | 0 | 2,350 | |
选择扇区SPDR树 | 能量 | 81369Y506 | 6,803 | 138,657 | SH | DFND | 0 | 0 | 138,657 | ||
选择扇区SPDR树 | SBI INT-FINL | 81369Y605 | 1,145 | 33,632 | SH | DFND | 0 | 0 | 33,632 | ||
选择扇区SPDR树 | 技术 | 81369Y803 | 11,877 | 89,428 | SH | DFND | 0 | 0 | 89,428 | ||
选择扇区SPDR树 | 印度电信会议光盘 | 81369Y407 | 7,723 | 45,950 | SH | DFND | 0 | 0 | 45,950 | ||
选择扇区SPDR树 | SBI材料 | 81369Y100 | 3,064 | 38,888 | SH | DFND | 0 | 0 | 38,888 | ||
Sensata Technologies HLDNG P | 自蔓延 | G8060N102 | 422 | 7,282 | SH | DFND | 0 | 0 | 7,282 | ||
ServiceNow Inc. | COM | 81762P102 | 562 | 1,124 | SH | DFND | 0 | 0 | 1,124 | ||
签名BK纽约 | COM | 82669G104 | 1,017 | 4,500 | SH | DFND | 0 | 0 | 4,500 | ||
Sack Technologies Inc. | COM CL A | 83088V102 | 1,036 | 25,505 | SH | DFND | 0 | 0 | 25,505 | ||
索尼公司 | 赞助ADR | 835699307 | 200 | 1,886 | SH | DFND | 0 | 0 | 1,886 | ||
南方铜业公司 | COM | 84265V105 | 16,711 | 243,500 | SH | DFND | 0 | 0 | 243,500 | ||
SPDR黄金树 | 黄金SHS | 78463V107 | 19,508 | 121,784 | SH | DFND | 0 | 0 | 121,784 | ||
SPDR索引SHS FDS | 亚太交易所买卖基金(Asia Pacif ETF) | 78463X301 | 2,693 | 20,500 | SH | DFND | 0 | 0 | 20,500 | ||
SPDR标准普尔500指数ETF树 | 看涨 | 78462F903 | 1,871 | 750 | SH | 看涨 | DFND | 0 | 0 | 750 | |
SPDR标准普尔500指数ETF树 | 放 | 78462F953 | 1,895 | 3,710 | SH | 放 | DFND | 0 | 0 | 3,710 | |
SPDR SER树 | S&P OILGAS EXP | 78468R556 | 1,749 | 21,500 | SH | DFND | 0 | 0 | 21,500 | ||
STONECO有限公司 | COM CL A | G85158106 | 6,349 | 103,356 | SH | DFND | 0 | 0 | 103,356 | ||
SunRun Inc. | COM | 86771W105 | 3,278 | 54,200 | SH | DFND | 0 | 0 | 54,200 | ||
T Mobile美国公司 | COM | 872590104 | 3,335 | 26,621 | SH | DFND | 0 | 0 | 26,621 | ||
台湾半导体制造有限公司 | 赞助ADR | 874039100 | 192 | 1,621 | SH | DFND | 0 | 0 | 1,621 | ||
特斯拉公司 | COM | 88160R101 | 9,814 | 14,526 | SH | DFND | 0 | 0 | 14,526 | ||
铁姆肯公司 | COM | 887389104 | 3,665 | 45,154 | SH | DFND | 0 | 0 | 45,154 | ||
TJX COS Inc.新 | COM | 872540109 | 9,514 | 143,823 | SH | DFND | 0 | 0 | 143,823 | ||
Twitter Inc. | COM | 90184L102 | 9,511 | 147,823 | SH | DFND | 0 | 0 | 147,823 | ||
瓦莱罗能源公司新 | COM | 91913Y100 | 1,504 | 21,000 | SH | DFND | 0 | 0 | 21,000 | ||
Vaneck向量ETF树 | 俄罗斯ETF | 92189F403 | 516 | 20,000 | SH | DFND | 0 | 0 | 20,000 | ||
先锋指数FDS | 标准普尔500指数ETF SHS | 922908363 | 422,134 | 1,157,162 | SH | DFND | 0 | 0 | 1,157,162 | ||
先锋国际股票指数F | 富时欧洲ETF | 922042874 | 3,670 | 57,730 | SH | DFND | 0 | 0 | 57,730 | ||
先锋国际股票指数F | TT WRLD ST ETF | 922042742 | 17,482 | 179,688 | SH | DFND | 0 | 0 | 179,688 | ||
VERTIV控股公司 | COM CL A | 92537N108 | 2,510 | 125,512 | SH | DFND | 0 | 0 | 125,512 | ||
Visa Inc. | COM CL A | 92826C839 | 9,318 | 44,008 | SH | DFND | 0 | 0 | 44,008 | ||
WisdomTree树 | 印度ERNGS FD | 97717W422 | 1,103 | 35,000 | SH | DFND | 0 | 0 | 35,000 | ||
Workday Inc. | CL A | 98138H101 | 2,857 | 11,500 | SH | DFND | 0 | 0 | 11,500 | ||
Zoetis Inc. | CL A | 98978V103 | 4,384 | 27,651 | SH | DFND | 0 | 0 | 27,651 | ||
变焦视频通信输入 | CL A | 98980L101 | 1,146 | 3,568 | SH | DFND | 3,568 | 0 | 0 |