N-PX
1
Esss-quiirers_npx.txt
代表投票的年报
UNITED STATES
证券交易委员会
WASHINGTON, D.C. 20549
FORM N-PX
注册管理投资委托投票记录年报
COMPANY
投资公司行为档案编号：811-22668
注册人名称：ETF系列解决方案
主要执行机构地址：密歇根东街615号
Milwaukee, WI 53202
服务代理人姓名和地址：克里斯蒂娜·R·纳尔逊(Kristina R.Nelson)
ETF Series Solutions
777 East Wisconsin Ave
Milwaukee, WI 53202
报名电话：414-765-6076
财政年度结束日期：04/30
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
项目1.代理投票记录
收购方基金
--------------------------------------------------------------------------------------------------------------------------
AMERICAN NATIONAL INSURANCE COMPANY Agenda Number: 935174146
--------------------------------------------------------------------------------------------------------------------------
Security: 028591105
会议类型：年度会议
会议日期：2020年4月23日
股票代码：Anat
ISIN: US0285911055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William C. Ansell Mgmt For For
1B. Election of Director: Arthur O. Dummer Mgmt For For
1C. Election of Director: Irwin M. Herz, Jr. Mgmt For For
1D. Election of Director: E. Douglas McLeod Mgmt For For
1E. Election of Director: Frances A. Mgmt For For
穆迪-达尔伯格
1F. Election of Director: Ross R. Moody Mgmt For For
1G. Election of Director: James P. Payne Mgmt For For
1H. Election of Director: E.J. Pederson Mgmt For For
1I. Election of Director: James E. Pozzi Mgmt For For
1J. Election of Director: James D. Yarbrough Mgmt For For
2.关于批准和通过以下项目《协议管理》的提案
以及通过和在这些公司之间进行合并的计划
美国国家集团公司(American National Group，Inc.)和
An MergerCo，Inc.
3. A non-binding advisory vote to approve the Mgmt For For
公司行政人员的薪酬
在“行政长官”中披露的人员
委托书的“补偿”部分
声明/招股说明书。
4.对所需的管理层进行不具约束力的咨询投票，为期3年，反对
未来非约束性咨询的频率
就高管薪酬进行投票
5.批准任命德勤管理公司为
&Touche LLP作为我们的独立注册
会计师事务所(独立)
审计师)，2020年
--------------------------------------------------------------------------------------------------------------------------
ASSURED GUARANTY LTD. Agenda Number: 935156489
--------------------------------------------------------------------------------------------------------------------------
Security: G0585R106
会议类型：年度会议
会议日期：2020年5月6日
股票代码：早些时候
ISIN: BMG0585R1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Francisco L. Borges Mgmt For For
1B Election of Director: G. Lawrence Buhl Mgmt For For
1C选举董事：多米尼克·J·弗雷德里科管理公司(Dominic J.Frederico Mgmt)
1D Election of Director: Bonnie L. Howard Mgmt For For
1E Election of Director: Thomas W. Jones Mgmt For For
1F Election of Director: Patrick W. Kenny Mgmt For For
1G Election of Director: Alan J. Kreczko Mgmt For For
1H Election of Director: Simon W. Leathes Mgmt For For
1I Election of Director: Michael T. O'Kane Mgmt For For
1J Election of Director: Yukiko Omura Mgmt For For
2 To approve, on an advisory basis, the Mgmt For For
支付给本公司名下的
执行官员。
3 To appoint PricewaterhouseCoopers LLP Mgmt For For
(“普华永道”)作为公司的独立
截至12月底的财政年度的核数师
2020年31日，并授权董事会
董事通过其审计采取行动
委员会负责厘定
独立审计师。
4AA To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：霍华德
W·阿尔伯特
4AB To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：罗伯特
A.拜伦森
4AC To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：罗素
B.布鲁尔II
4AD To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：Gary
伯内特
4AE To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：凌志玲
Chow
4AF To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：斯蒂芬
唐纳鲁玛
4AG To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：多米尼克
J·弗雷德里科
4AH To authorize the Company to vote for Mgmt For For
公司子公司董事，
Assured Guaranty Re Ltd.(“AG Re”)：沃尔特
A·斯科特
4B授权公司委任普华永道为
AG Re的财务独立审计师
截至2020年12月31日的一年。
--------------------------------------------------------------------------------------------------------------------------
AVX CORPORATION Agenda Number: 935049836
--------------------------------------------------------------------------------------------------------------------------
Security: 002444107
会议类型：年度会议
会议日期：2019年7月24日
股票代码：AVX
ISIN: US0024441075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.董事
David DeCenzo Mgmt For For
Koichi Kano Mgmt For For
Hideo Tanimoto Mgmt For For
2. To ratify the appointment of Mgmt For For
普华永道有限责任公司作为公司的
独立注册公共会计
截至3月31日的财年，
2020.
3. To approve the Management Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935139825
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
会议类型：年度会议
会议日期：2020年4月22日
股票代码：BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J.P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell III Mgmt For For
1L. Election of Director: Denise L. Ramos Mgmt For For
1M. Election of Director: Clayton S. Rose Mgmt For For
1N. Election of Director: Michael D. White Mgmt For For
1O. Election of Director: Thomas D. Woods Mgmt For For
1P. Election of Director: R. David Yost Mgmt For For
1Q. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
咨询，不具约束力的“薪酬话语权”
决议)。
3. Ratifying the Appointment of Our Mgmt For For
独立注册公共会计
Firm for 2020.
4. Make Shareholder Proxy Access More Shr Against For
无障碍。
5. Adopt a New Shareholder Right - Written Shr Against For
同意书
6.关于性别/种族薪酬公平的报告。SHR与FOR
7. Review of Statement of the Purpose of a Shr Against For
公司及有关建议的报告
对治理文档、政策、
和练习。
--------------------------------------------------------------------------------------------------------------------------
BANK OF MONTREAL Agenda Number: 935137148
--------------------------------------------------------------------------------------------------------------------------
Security: 063671101
----
会议类型：年度会议
会议日期：2020年3月31日
ISIN: CA0636711016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
股票代码：BMO
JANICE M. BABIAK Mgmt For For
SOPHIE BROCHU Mgmt For For
CRAIG W. BRODERICK Mgmt For For
GEORGE A. COPE Mgmt For For
CHRISTINE A. EDWARDS Mgmt For For
MARTIN S. EICHENBAUM Mgmt For For
RONALD H. FARMER Mgmt For For
DAVID E. HARQUAIL Mgmt For For
LINDA S. HUBER Mgmt For For
ERIC R. LA FLECHE Mgmt For For
LORRAINE MITCHELMORE Mgmt For For
DARRYL WHITE Mgmt For For
02 APPOINTMENT OF SHAREHOLDERS' AUDITORS Mgmt For For
03 ADVISORY VOTE ON THE BANK'S APPROACH TO Mgmt For For
01董事
高管薪酬
04蒙特利尔银行修订管理
05 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
06 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
07 SHAREHOLDER PROPOSAL NO. 3 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935201828
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
和重述的股票期权计划
会议类型：年度会议
会议日期：2020年6月11日
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Corie S. Barry Mgmt For For
1B. Election of Director: Lisa M. Caputo Mgmt For For
1C. Election of Director: J. Patrick Doyle Mgmt For For
1D. Election of Director: Kathy J. Higgins Mgmt For For
股票代码：BBY
1E. Election of Director: David W. Kenny Mgmt For For
1F. Election of Director: Karen A. McLoughlin Mgmt For For
1G. Election of Director: Thomas L. Millner Mgmt For For
1H. Election of Director: Claudia F. Munce Mgmt For For
1I. Election of Director: Richelle P. Parham Mgmt For For
1J. Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
维克多
Touche LLP作为我们的独立注册
本会计年度的会计师事务所
3. To approve in a non-binding advisory vote Mgmt For For
截止日期为2021年1月30日。
4. To approve the Best Buy Co., Inc. 2020 Mgmt For For
我们指定的高管薪酬。
5. To amend Article IX, Section 9 of the Mgmt For For
综合激励计划。
修订和重新修订的条款
百思买(Best Buy Co.，Inc.)成立为公司。(
6. To amend Article IX, Section 10 of the Mgmt For For
“物品”)。
7. To amend Article X, Section 4 of the Mgmt For For
文章。
8. To amend Article X, Section 2 of the Mgmt For For
文章。
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BIOGEN INC. Agenda Number: 935182484
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
文章。
会议类型：年度会议
会议日期：2020年6月3日
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
股票代码：BIIB
延长至2021年年会：
1B. Election of Director for a one year term Mgmt For For
亚历山大·J·丹纳
延长至2021年年会：
1C. Election of Director for a one year term Mgmt For For
卡罗琳·D·多尔萨
延长至2021年年会：
1D. Election of Director for a one year term Mgmt For For
威廉·A·霍金斯
延长至2021年年会：
1E. Election of Director for a one year term Mgmt For For
南希·L·莱明
延长至2021年年会：
1F. Election of Director for a one year term Mgmt For For
耶稣·B·曼塔斯
延长至2021年年会：
1G. Election of Director for a one year term Mgmt For For
理查德·C·穆利根
延长至2021年年会：
1H. Election of Director for a one year term Mgmt For For
罗伯特·W·潘吉亚
延长至2021年年会：
1I. Election of Director for a one year term Mgmt For For
斯特利奥斯·帕帕佐普洛斯
延长至2021年年会：
1J. Election of Director for a one year term Mgmt For For
布莱恩·S·波斯纳
延长至2021年年会：
1K. Election of Director for a one year term Mgmt For For
埃里克·K·罗文斯基
延长至2021年年会：
1L. Election of Director for a one year term Mgmt For For
斯蒂芬·A·舍温
延长至2021年年会：
2. To ratify the selection of Mgmt For For
米歇尔·沃纳佐斯
普华永道会计师事务所(Pricewaterhouse Coopers LLP)作为Biogen Inc.
独立注册公共会计
31, 2020.
3. Say on Pay - To approve an advisory vote on Mgmt For For
截至12月份的财政年度的公司
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935151679
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
3.关于薪酬的说法-批准对以下项目的管理进行咨询投票
高管薪酬。
会议类型：年度会议
ISIN: US20825C1045
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Bunch Mgmt For For
会议日期：2020年5月12日
1C. Election of Director: John V. Faraci Mgmt For For
1D. Election of Director: Jody Freeman Mgmt For For
1E. Election of Director: Gay Huey Evans Mgmt For For
1F. Election of Director: Jeffrey A. Joerres Mgmt For For
1G. Election of Director: Ryan M. Lance Mgmt For For
1H. Election of Director: William H. McRaven Mgmt For For
1I. Election of Director: Sharmila Mulligan Mgmt For For
1J. Election of Director: Arjun N. Murti Mgmt For For
1K. Election of Director: Robert A. Niblock Mgmt For For
1L. Election of Director: David T. Seaton Mgmt For For
1M. Election of Director: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
股票代码：COP
1B.选举董事：卡罗琳·莫里·迪瓦恩管理公司
3. Advisory Approval of Executive Mgmt For For
年轻的有限责任公司成为康菲石油的独立公司
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 935149028
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
2020年注册会计师事务所。
补偿。
会议类型：年度会议
ISIN: US2310211063
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Election of Director: N. Thomas Linebarger Mgmt For For
2) Election of Director: Robert J. Bernhard Mgmt For For
3) Election of Director: Dr. Franklin R. Chang Mgmt For For
Diaz
4) Election of Director: Bruno V. Di Leo Allen Mgmt For For
5) Election of Director: Stephen B. Dobbs Mgmt For For
6) Election of Director: Robert K. Herdman Mgmt For For
7) Election of Director: Alexis M. Herman Mgmt For For
8) Election of Director: Thomas J. Lynch Mgmt For For
9) Election of Director: William I. Miller Mgmt For For
10) Election of Director: Georgia R. Nelson Mgmt For For
11) Election of Director: Karen H. Quintos Mgmt For For
会议日期：2020年5月12日
股票代码：CMI
12)咨询投票批准#年的薪酬管理
13) Proposal to ratify the appointment of Mgmt For For
我们被任命的高级管理人员的名单
for 2020.
在委托书中披露。
普华永道会计师事务所作为我们的审计师
--------------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION Agenda Number: 935152695
--------------------------------------------------------------------------------------------------------------------------
Security: 269246401
14)关于附例Shr Against For的股东提案
修正案。
会议类型：年度会议
ISIN: US2692464017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard J. Carbone Mgmt For For
1B. Election of Director: Robert J. Chersi Mgmt For For
1C. Election of Director: Jaime W. Ellertson Mgmt For For
1D. Election of Director: James P. Healy Mgmt For For
1E. Election of Director: Kevin T. Kabat Mgmt For For
1F. Election of Director: James Lam Mgmt For For
1G. Election of Director: Rodger A. Lawson Mgmt For For
会议日期：2020年5月7日
1I. Election of Director: Michael A. Pizzi Mgmt For For
1J. Election of Director: Rebecca Saeger Mgmt For For
1K. Election of Director: Donna L. Weaver Mgmt For For
1L. Election of Director: Joshua A. Weinreich Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
股票代码：ETFC
1H。选举董事：谢利·B·莱博维茨管理公司(Shelley B.Leibowitz Mgmt)
公司名下员工的薪酬问题
高管(“薪酬话语权投票”)，
3. To ratify the appointment of Deloitte & Mgmt For For
的委托书中披露的
2020年年会。
Touche LLP作为公司的独立公司
2020年注册会计师事务所。
--------------------------------------------------------------------------------------------------------------------------
EVERCORE INC. Agenda Number: 935199009
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105
4.关于简单减持的股东建议
多数投票。
会议类型：年度会议
ISIN: US29977A1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
会议日期：2020年6月16日
Roger C. Altman Mgmt For For
Richard I. Beattie Mgmt For For
Pamela G. Carlton Mgmt For For
Ellen V. Futter Mgmt For For
Gail B. Harris Mgmt For For
Robert B. Millard Mgmt For For
Willard J. Overlock, Jr Mgmt For For
Sir Simon M. Robertson Mgmt For For
Ralph L. Schlosstein Mgmt For For
John S. Weinberg Mgmt For For
William J. Wheeler Mgmt For For
Sarah K. Williamson Mgmt For For
Kendrick R. Wilson III Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
股票代码：EVR
1.董事
3. To approve the Amended and Restated 2016 Mgmt For For
我们名下的高管薪酬
4. To ratify the selection of Deloitte & Mgmt For For
执行官员。
Evercore Inc.股票激励计划。
--------------------------------------------------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES N.V. Agenda Number: 935157619
--------------------------------------------------------------------------------------------------------------------------
Security: N31738102
Touche LLP作为我们的独立注册
2020年的公共会计师事务所。
会议类型：年度会议
ISIN: NL0010877643
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.C Remuneration Report 2019 (advisory voting) Mgmt For For
2.D Adoption of the 2019 Annual Accounts Mgmt For For
2.E Approval of the 2019 dividend Mgmt For For
会议日期：2020年4月16日
股票代码：FCAU
2.F批准解除#年管理委员会董事的职务
尊重他们履行职责
在2019年财政年度内
3.B Re-appointment of Michael Manley as Mgmt For For
3.重新任命约翰·埃尔坎(John Elkann)为
3.C Re-appointment of Richard K. Palmer as Mgmt For For
导演。
执行董事。
执行董事。
4.重新任命非执行董事：MGMT for for
罗纳德·L·汤普森
4.B重新任命非执行董事：MGMT，用于
约翰·阿博特
4.c重新任命非执行董事：MGMT，用于
安德烈·阿涅利(Andrea Agnelli)
4.D重新任命非执行董事：MGMT for for
Tiberto Brandolini d‘Adda
4.E重新任命非执行董事：MGMT for for
格伦·厄尔
4.f重新任命非执行董事：MGMT for for
瓦莱丽·A·马尔斯
4.G重新任命非执行董事：MGMT for for
米开朗基罗·A·沃尔皮
4.H重新任命非执行董事：MGMT for for
耐心惠特克罗夫特
5. Proposal to appoint Ernst & Young Mgmt For For
4.i重新任命非执行董事：MGMT for for
杰尼亚
6.1 Proposal to designate the Board of Mgmt For For
会计师有限责任公司作为公司的
独立审计师
董事为获授权的法人团体
发行普通股并授予权利
按规定认购普通股
6.2 Proposal to designate the Board of Mgmt For For
因为在公司章程第6条中
联谊会的
董事为获授权的法人团体
限制或排除优先购买权
对于中规定的普通股
6.3 Proposal to designate the Board of Mgmt For For
本公司章程第七条
协会
董事为获授权的法人团体
发行特别有表决权股份并授予
认购特别表决权的权利
最多不超过最高合计金额的股票
中规定的特别有表决权股份
公司法定股本为
载于本公司的章程细则
协会，经不时修订后，
7. Proposal to authorize the Board of Mgmt For For
如“公约”第6条所规定的
公司的组织章程
董事须收购缴足股款的普通股
公司自有股本中的股份
按照“公司章程”第8条的规定
公司章程
9. Amendment of the special voting shares' Mgmt For For
8.修订#年管理层的薪酬政策
--------------------------------------------------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES N.V. Agenda Number: 935225448
--------------------------------------------------------------------------------------------------------------------------
Security: N31738102
董事会
条款及细则
会议类型：年度会议
ISIN: NL0010877643
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2C. Remuneration Report 2019 (advisory voting) Mgmt For For
2D. Adoption of the 2019 Annual Accounts Mgmt For For
会议日期：2020年6月26日
股票代码：FCAU
2E。批准解除管理委员会的董事职务
尊重他们履行职责
在2019年财政年度内
3B. Re-appointment of Executive Director: Mgmt For For
3A.再次任命执行董事：John Mgmt for For
3C. Re-appointment of Executive Director: Mgmt For For
埃尔坎
迈克尔·曼利
理查德·K·帕尔默
4A.重新任命非执行董事：MGMT for
罗纳德·L·汤普森
4B。重新任命非执行董事：MGMT for
约翰·阿博特
4C.重新任命非执行董事：MGMT for
安德烈·阿涅利(Andrea Agnelli)
4D。重新任命非执行董事：MGMT for
Tiberto Brandolini d‘Adda
4E。重新任命非执行董事：MGMT for
格伦·厄尔
4F。重新任命非执行董事：MGMT for
瓦莱丽·A·马尔斯
4G重新任命非执行董事：MGMT for
米开朗基罗·A·沃尔皮
4H。重新任命非执行董事：MGMT for
耐心惠特克罗夫特
5. Proposal to appoint Ernst & Young Mgmt For For
4i.重新任命非执行董事：MGMT for
杰尼亚
6.1 Proposal to designate the Board of Mgmt For For
会计师有限责任公司作为公司的
独立审计师
董事为获授权的法人团体
发行普通股并授予权利
按规定认购普通股
6.2 Proposal to designate the Board of Mgmt For For
因为在公司章程第6条中
联谊会的
董事为获授权的法人团体
限制或排除优先购买权
对于中规定的普通股
6.3 Proposal to designate the Board of Mgmt For For
本公司章程第七条
协会
董事为获授权的法人团体
发行特别有表决权股份并授予
认购特别表决权的权利
最多不超过最高合计金额的股票
中规定的特别有表决权股份
公司法定股本为
载于本公司的章程细则
协会，经不时修订后，
7. Proposal to authorize the Board of Mgmt For For
如“公约”第6条所规定的
公司的组织章程
董事须收购缴足股款的普通股
公司自有股本中的股份
按照“公司章程”第8条的规定
公司章程
9. Amendment of the special voting shares' Mgmt For For
8.修订#年管理层的薪酬政策
--------------------------------------------------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES N.V. Agenda Number: 935234500
--------------------------------------------------------------------------------------------------------------------------
Security: N31738102
董事会
条款及细则
会议类型：年度会议
ISIN: NL0010877643
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2C. Remuneration Report 2019 (advisory voting) Mgmt For For
2D. Adoption of the 2019 Annual Accounts Mgmt For For
会议日期：2020年6月26日
股票代码：FCAU
2E。批准解除管理委员会的董事职务
尊重他们履行职责
在2019年财政年度内
3B. Re-appointment of Executive Director: Mgmt For For
3A.再次任命执行董事：John Mgmt for For
3C. Re-appointment of Executive Director: Mgmt For For
埃尔坎
迈克尔·曼利
理查德·K·帕尔默
4A.重新任命非执行董事：MGMT for
罗纳德·L·汤普森
4B。重新任命非执行董事：MGMT for
约翰·阿博特
4C.重新任命非执行董事：MGMT for
安德烈·阿涅利(Andrea Agnelli)
4D。重新任命非执行董事：MGMT for
Tiberto Brandolini d‘Adda
4E。重新任命非执行董事：MGMT for
格伦·厄尔
4F。重新任命非执行董事：MGMT for
瓦莱丽·A·马尔斯
4G重新任命非执行董事：MGMT for
米开朗基罗·A·沃尔皮
4H。重新任命非执行董事：MGMT for
耐心惠特克罗夫特
5. Proposal to appoint Ernst & Young Mgmt For For
4i.重新任命非执行董事：MGMT for
杰尼亚
6.1 Proposal to designate the Board of Mgmt For For
5.委任安永会计师事务所管理人员担任
会计师有限责任公司作为公司的
独立审计师
董事为获授权的法人团体
发行普通股并授予权利
6.2 Proposal to designate the Board of Mgmt For For
按规定认购普通股
因为在公司章程第6条中
联谊会的
董事为获授权的法人团体
限制或排除优先购买权
6.3 Proposal to designate the Board of Mgmt For For
对于中规定的普通股
本公司章程第七条
协会
董事为获授权的法人团体
发行特别有表决权股份并授予
认购特别表决权的权利
最多不超过最高合计金额的股票
中规定的特别有表决权股份
公司法定股本为
载于本公司的章程细则
7. Proposal to authorize the Board of Mgmt For For
协会，经不时修订后，
如“公约”第6条所规定的
公司的组织章程
董事须收购缴足股款的普通股
公司自有股本中的股份
按照“公司章程”第8条的规定
9. Amendment of the special voting shares' Mgmt For For
公司章程
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION Agenda Number: 935171429
--------------------------------------------------------------------------------------------------------------------------
Security: 31847R102
8.修订#年管理层的薪酬政策
董事会
条款及细则
ISIN: US31847R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
会议类型：年度会议
James L. Doti Mgmt For For
Michael D. McKee Mgmt For For
Thomas V. McKernan Mgmt For For
2. Advisory vote to approve executive Mgmt For For
会议日期：2020年5月5日
3. To approve the Company's 2020 Incentive Mgmt For For
股票代码：FAF
4. To ratify the selection of Mgmt For For
1.董事
补偿。
薪酬计划。
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V336
普华永道有限责任公司作为公司的
独立注册公共会计
截至12月份的财政年度的公司
ISIN: US31846V3362
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
会议类型：特殊会议
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V328
会议日期：2019年8月29日-8月29日
股票代码：FGXXX
1.董事
ISIN: US31846V3289
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
会议类型：特殊会议
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST BANCORP Agenda Number: 935174374
--------------------------------------------------------------------------------------------------------------------------
Security: 318672706
会议日期：2019年8月29日-8月29日
股票代码：FXFXX
1.董事
ISIN: PR3186727065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
会议类型：年度会议
1B. Election of Director: Aurelio Aleman Mgmt For For
1C. Election of Director: Luz A. Crespo Mgmt For For
1D. Election of Director: Tracey Dedrick Mgmt For For
1E. Election of Director: Daniel E. Frye Mgmt For For
1F. Election of Director: Robert T. Gormley Mgmt For For
1G. Election of Director: John A. Heffern Mgmt For For
1H. Election of Director: Roberto R. Herencia Mgmt For For
会议日期：2020年5月22日
2. To approve on a non-binding basis the 2019 Mgmt For For
股票代码：FBP
----
3. To ratify the appointment of Crowe LLP as Mgmt For For
1A.选举董事：胡安·阿科斯塔·雷博拉管理
1I.选举董事：何塞·梅嫩德斯-科尔塔达管理公司(Jose Menendez-Cortada Mgmt)
--------------------------------------------------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC. Agenda Number: 935137972
--------------------------------------------------------------------------------------------------------------------------
Security: 31946M103
First Bancorp命名的补偿
执行官员。
我们的独立注册公众
ISIN: US31946M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
我们2020财年的会计事务所。
John M. Alexander, Jr. Mgmt For For
Victor E. Bell III Mgmt For For
Peter M. Bristow Mgmt For For
Hope H. Bryant Mgmt For For
H. Lee Durham, Jr. Mgmt For For
Daniel L. Heavner Mgmt For For
Frank B. Holding, Jr. Mgmt For For
Robert R. Hoppe Mgmt For For
Floyd L. Keels Mgmt For For
Robert E. Mason IV Mgmt For For
Robert T. Newcomb Mgmt For For
2. Non-binding advisory resolution Mgmt For For
会议类型：年度会议
会议日期：2020年4月28日
股票代码：FCNCA
1.董事
(“薪酬发言权”决议案)通过
支付或提供给
Bancshare被任命为高管
的委托书中披露的
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL OIL LIMITED Agenda Number: 935146123
--------------------------------------------------------------------------------------------------------------------------
Security: 453038408
年会。
3.建议批准委任Dixon Mgmt为
休斯·古德曼有限责任公司(Hughes Goodman LLP)担任Bancshare
ISIN: CA4530384086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2020年的独立会计师。
会议类型：年度会议
会议日期：2020年5月1日
D.C. (David) Brownell Mgmt For For
D.W. (David) Cornhill Mgmt For For
B.W. (Bradley) Corson Mgmt For For
K.T. (Krystyna) Hoeg Mgmt For For
M.C. (Miranda) Hubbs Mgmt For For
J.M. (Jack) Mintz Mgmt For For
D.S. (David) Sutherland Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LEAR CORPORATION Agenda Number: 935165666
--------------------------------------------------------------------------------------------------------------------------
Security: 521865204
股票代码：IMO
1普华永道会计师事务所管理层重新任命为
作为公司的审计师。
ISIN: US5218652049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas P. Capo Mgmt For For
1B. Election of Director: Mei-Wei Cheng Mgmt For For
1C. Election of Director: Jonathan F. Foster Mgmt For For
1D. Election of Director: Mary Lou Jepsen Mgmt For For
1E. Election of Director: Kathleen A. Ligocki Mgmt For For
1F. Election of Director: Conrad L. Mallett, Mgmt For For
Jr.
1G. Election of Director: Raymond E. Scott Mgmt For For
1H. Election of Director: Gregory C. Smith Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
2名董事
会议类型：年度会议
会议日期：2020年5月21日
股票代码：Lea
Young LLP作为我们的独立注册律师
2020年的公共会计师事务所。
3.谘询投票通过李尔公司
--------------------------------------------------------------------------------------------------------------------------
MANPOWERGROUP INC. Agenda Number: 935150122
--------------------------------------------------------------------------------------------------------------------------
Security: 56418H100
高管薪酬。
4.股东建议要求就以下事项作好准备
一份关于人权影响的报告
ISIN: US56418H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gina R. Boswell Mgmt For For
1B. Election of Director: Cari M. Dominguez Mgmt For For
1C. Election of Director: William Downe Mgmt For For
1D. Election of Director: John F. Ferraro Mgmt For For
评估。
Hall
1F. Election of Director: Julie M. Howard Mgmt For For
1G. Election of Director: Ulice Payne, Jr. Mgmt For For
1H. Election of Director: Jonas Prising Mgmt For For
1I. Election of Director: Paul Read Mgmt For For
会议类型：年度会议
会议日期：2020年5月8日
2. Ratification of Deloitte & Touche LLP as Mgmt For For
股票代码：MAN
1E。董事选举：帕特里夏·海明威管理公司(Patricia Hemingway Mgmt)
1J。选举董事：伊丽莎白·P·萨坦管理公司(Elizabeth P.Sartain Mgmt)
1K。选举董事：迈克尔·J·范·汉德尔管理公司(Michael J.Van Handel Mgmt)
我们2020年的独立审计师。
3.谘询投票通过#年的薪酬管理
--------------------------------------------------------------------------------------------------------------------------
MERCURY GENERAL CORPORATION Agenda Number: 935160907
--------------------------------------------------------------------------------------------------------------------------
Security: 589400100
我们被任命的执行官员的名单。
4.批准“年管理办法”的修订和重述
2011年股权激励计划
ISIN: US5894001008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
万宝盛华集团(ManpowerGroup Inc.)
George Joseph Mgmt For For
Martha E. Marcon Mgmt For For
Joshua E. Little Mgmt For For
Gabriel Tirador Mgmt For For
James G. Ellis Mgmt For For
George G. Braunegg Mgmt For For
Ramona L. Cappello Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
会议类型：年度会议
会议日期：2020年5月13日
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935112158
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
股票代码：MCY
1.董事
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Bailey Mgmt For For
1.2 Election of Director: Richard M. Beyer Mgmt For For
1.3 Election of Director: Steven J. Gomo Mgmt For For
1.4 Election of Director: Mary Pat McCarthy Mgmt For For
1.5 Election of Director: Sanjay Mehrotra Mgmt For For
1.6 Election of Director: Robert E. Switz Mgmt For For
1.7 Election of Director: MaryAnn Wright Mgmt For For
2. To approve a non-binding resolution to Mgmt For For
3.批准遴选独立管理人
注册会计师事务所。
会议类型：年度会议
3. To ratify the appointment of Mgmt For For
会议日期：2020年1月16日
批准我们指定的员工的补偿
有关行政人员的说明，请参阅
3, 2020.
--------------------------------------------------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC. Agenda Number: 935145486
--------------------------------------------------------------------------------------------------------------------------
Security: 60855R100
代理语句。
普华永道有限责任公司作为我们的
独立注册公共会计
ISIN: US60855R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III director to hold Mgmt For For
截至9月份的财政年度的公司
会议类型：年度会议
1B. Election of Class III director to hold Mgmt For For
会议日期：2020年5月7日
B. Wolf
1C. Election of Class III director to hold Mgmt For For
股票代码：MoH
办公室至2021年年会：罗娜
2. To consider and approve, on a non-binding, Mgmt For For
E·罗姆尼
任期至2021年年会：戴尔
3. To ratify the appointment of Ernst & Young Mgmt For For
办公室至2021年年会：
约瑟夫·M·祖布列茨基
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 935155487
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
在咨询的基础上，我们的赔偿
被任命为执行官员。
LLP作为我们的独立注册公众
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2020年的会计师事务所。
Lloyd J. Austin III Mgmt For For
Patrick J. Dempsey Mgmt For For
Christopher J. Kearney Mgmt For For
Laurette T. Koellner Mgmt For For
Joseph D. Rupp Mgmt For For
Leon J. Topalian Mgmt For For
John H. Walker Mgmt For For
Nadja Y. West Mgmt For For
2. Ratification of the appointment of Mgmt For For
会议类型：年度会议
会议日期：2020年5月14日
股票代码：NUE
3. Approval, on an advisory basis, of Nucor's Mgmt For For
1.董事
2019.
普华永道会计师事务所将担任
纽柯的独立注册公众
2020年的会计师事务所。
--------------------------------------------------------------------------------------------------------------------------
OSHKOSH CORPORATION Agenda Number: 935118047
--------------------------------------------------------------------------------------------------------------------------
Security: 688239201
年被任命为高级管理人员薪酬
4.批准《修订和重述管理办法》
Nucor Corporation 2014年度综合大赛(Omnibus)
ISIN: US6882392011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
激励薪酬计划。
Keith J. Allman Mgmt For For
Wilson R. Jones Mgmt For For
Tyrone M. Jordan Mgmt For For
K. Metcalf-Kupres Mgmt For For
Stephen D. Newlin Mgmt For For
Raymond T. Odierno Mgmt For For
Craig P. Omtvedt Mgmt For For
Duncan J. Palmer Mgmt For For
Sandra E. Rowland Mgmt For For
John S. Shiely Mgmt For For
会议类型：年度会议
会议日期：2020年2月4日
股票代码：OSK
1.董事
3. Approval, by advisory vote, of the Mgmt For For
2.批准任命德勤管理公司为
&Touche LLP，独立注册的
--------------------------------------------------------------------------------------------------------------------------
POPULAR, INC. Agenda Number: 935159904
--------------------------------------------------------------------------------------------------------------------------
Security: 733174700
会计师事务所，作为本公司的
2020财年的独立审计师。
公司名称的补偿
ISIN: PR7331747001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Class 3 Director for a Mgmt For For
执行官员。
1B) Election of Class 3 Director for a Mgmt For For
会议类型：年度会议
1C) Election of Class 3 Director for a Mgmt For For
会议日期：2020年5月12日
股票代码：BPOP
任期三年：伊格纳西奥·阿尔瓦雷斯(Ignacio Alvarez)
任期三年：玛丽亚·路易莎·费尔(Maria Luisa Ferre)
任期三年：C·金·古德温(C.Kim Goodwin)
2)批准对“中华人民共和国行政管理条例”第七条的修正案
3) To approve an Amendment to the first Mgmt For For
Popular，Inc.的重复证书
成立为法团以解密董事会
董事到2023年年会
股东们。
大众化第七条的一句话，
Inc.的重复证书
成立为法团以减少最低及
成员的最大数量，包括
董事会。
5) Adoption of the Popular, Inc. 2020 Omnibus Mgmt For For
4)批准对“中华人民共和国行政管理办法”第九条的修正案
6) Approve, on an advisory basis, the Mgmt For For
Popular，Inc.的重新认证证书
7) To ratify the appointment of Mgmt For For
成立公司以消除绝对多数
投票要求。
奖励计划。
公司高管薪酬。
普华永道会计师事务所(Pricewaterhouse Coopers LLP)很受欢迎，
Inc.的独立注册公众
2020年的会计师事务所。
8)批准休会或延期管理
--------------------------------------------------------------------------------------------------------------------------
RADIAN GROUP INC. Agenda Number: 935188943
--------------------------------------------------------------------------------------------------------------------------
Security: 750236101
会议记录，如有必要，或
适当的，来征集更多的代理，
如果没有足够的
ISIN: US7502361014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert Wender Mgmt For For
1B. Election of Director: Brad L. Conner Mgmt For For
1C. Election of Director: Howard B. Culang Mgmt For For
1D. Election of Director: Debra Hess Mgmt For For
1E. Election of Director: Lisa W. Hess Mgmt For For
1F. Election of Director: Lisa Mumford Mgmt For For
1G. Election of Director: Gaetano Muzio Mgmt For For
1H. Election of Director: Gregory V. Serio Mgmt For For
1I. Election of Director: Noel J. Spiegel Mgmt For For
投票通过提案2、3、4和5。
2. Approval, by an advisory, non-binding vote, Mgmt For For
----
会议类型：年度会议
3. Ratification of the appointment of Mgmt For For
会议日期：2020年5月13日
股票代码：RDN
1J。选举董事：理查德·G·桑伯里管理公司(Richard G.Thornberry Mgmt)
--------------------------------------------------------------------------------------------------------------------------
ROYAL BANK OF CANADA Agenda Number: 935135106
--------------------------------------------------------------------------------------------------------------------------
Security: 780087102
该公司的整体薪酬是多少？
公司任命的高级管理人员。
Ticker: RY
ISIN: CA7800871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
普华永道会计师事务所(Pricewaterhouse Coopers LLP)作为弧度的
A.A. CHISHOLM Mgmt For For
J. COTE Mgmt For For
T.N. DARUVALA Mgmt For For
D.F. DENISON Mgmt For For
A.D. LABERGE Mgmt For For
M.H. MCCAIN Mgmt For For
D. MCKAY Mgmt For For
H. MUNROE-BLUM Mgmt For For
K. TAYLOR Mgmt For For
M. TURCKE Mgmt For For
B.A. VAN KRALINGEN Mgmt For For
T. VANDAL Mgmt For For
F. VETTESE Mgmt For For
J. YABUKI Mgmt For For
独立注册公共会计
截至2020年12月31日的年度公司。
03 ADVISORY VOTE ON THE BANK'S APPROACH TO Mgmt For For
会议类型：年度会议
04 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
05 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 935182256
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
会议日期：2020年4月8日
01董事
02委任普华永道会计师事务所管理层为
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David W. Biegler Mgmt For For
1B. Election of Director: J. Veronica Biggins Mgmt For For
1C. Election of Director: Douglas H. Brooks Mgmt For For
(普华永道)担任审计师
1E. Election of Director: John G. Denison Mgmt For For
1F. Election of Director: Thomas W. Gilligan Mgmt For For
1G. Election of Director: Gary C. Kelly Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Nancy B. Loeffler Mgmt For For
1J. Election of Director: John T. Montford Mgmt For For
1K. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
高管薪酬
3. Ratification of the selection of Ernst & Mgmt For For
会议类型：年度会议
会议日期：2020年5月21日
December 31, 2020.
股票代码：Lov
1D.选举董事：威廉·H·坎宁安管理公司(William H.Cunningham Mgmt)
军官薪酬。
年轻的有限责任公司作为公司的独立
截至本财政年度的核数师
4.对股东提案进行咨询投票，以反对Shr for
需要一位独立的董事会主席。
5.对股东提案进行咨询投票，以反对Shr for
允许股东以书面形式提起诉讼
--------------------------------------------------------------------------------------------------------------------------
STEEL DYNAMICS, INC. Agenda Number: 935151946
--------------------------------------------------------------------------------------------------------------------------
Security: 858119100
同意。
6.对股东提案进行咨询投票Shr反对For
要求披露年度报告
ISIN: US8581191009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
有关公司的信息
Mark D. Millett Mgmt For For
Sheree L. Bargabos Mgmt For For
Keith E. Busse Mgmt For For
Frank D. Byrne, M.D. Mgmt For For
Kenneth W. Cornew Mgmt For For
Traci M. Dolan Mgmt For For
James C. Marcuccilli Mgmt For For
Bradley S. Seaman Mgmt For For
Gabriel L. Shaheen Mgmt For For
Steven A. Sonnenberg Mgmt For For
Richard P. Teets, Jr. Mgmt For For
2. TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
游说政策和活动。
会议类型：年度会议
YEAR 2020
3. TO HOLD AN ADVISORY VOTE TO APPROVE THE Mgmt For For
会议日期：2020年5月8日
股票代码：STLD
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935169311
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
1.董事
LLP作为钢铁动力公司的独立公司
注册会计师事务所
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kermit R. Crawford Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt For For
1C. Election of Director: Margaret M. Keane Mgmt For For
1D. Election of Director: Siddharth N. Mehta Mgmt For For
1E. Election of Director: Jacques P. Perold Mgmt For For
1F. Election of Director: Andrea Redmond Mgmt For For
1G. Election of Director: Gregg M. Sherrill Mgmt For For
1H. Election of Director: Judith A. Sprieser Mgmt For For
1I. Election of Director: Perry M. Traquina Mgmt For For
1J. Election of Director: Thomas J. Wilson Mgmt For For
被点名的高管的薪酬
高级船员
会议类型：年度会议
会议日期：2020年5月19日
股票代码：全部
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935219091
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
----
2.谘询投票通过#年的薪酬管理
被点名的高管名单。
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of Schwab common Mgmt For For
3.批准任命德勤管理公司为
&Touche LLP作为好事达的独立公司
2020年注册会计师。
会议类型：特殊会议
会议日期：2020年6月4日
股票代码：Schw
股票，由普通股和
无投票权普通股，致
TD ameritrade普通股在
与计划中的合并有关连
3. Approve a proposal that will give the Mgmt For For
与TD ameritrade合作。
2.批准对施瓦布宪章管理的修正案
要增加授权股份的数量，请执行以下操作
嘉信理财股本增加3亿
并创建一个新的施瓦布无投票权类别
普通股。
施瓦布董事会授权
将施瓦布特别会议从
如有需要，可不时征集
其他代理(如果没有
有足够票数批准提案1和
以上2在施瓦布特别节目时
会议，或任何延期或延期
施瓦布特别会议。
*管理层职位未知
签名
根据1940年“投资公司法”的要求，
Date 8/26/2020